Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
8/10/26 19:26	8/6/26	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	2	3	P.m	1,034	21.62	48	24	249	D
8/10/26 17:27	8/10/26	NSLR	Neostellar Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	256	9.65	27	2	1,780	D
8/10/26 16:00	8/6/26	PCF	High Income Securities Fund	MD	Fund	CEF	Closed-End Funds	1	1	P	4	5.30	1	2	48	D
8/10/26 13:16	8/7/26	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	2	53	P.m	116	2.91	40	4	964	D
8/10/26 12:26	8/7/26	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-19	15.00	-1		3	D
8/10/26 10:34	8/6/26	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	35	S.m	-74,780	15.41	-4,853		19,930	I
8/7/26 16:12	8/5/26	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	S	-225	10.42	-22		28	I
8/7/26 15:53	8/6/26	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	P	12,500	24.72	506	17	3,568	D
8/6/26 09:59	8/4/26	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	23	P.m	7,104	11.85	600	20	3,673	I
8/6/26 09:52	8/4/26	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	25	P.m	9,039	21.90	413	22	2,301	I
8/5/26 15:23	6/17/26	PSUS	Pershing Square Usa, Ltd.		Fund	CEF	Closed-End Funds	2	3	P	4,775	38.20	125	1	10,215	D
8/5/26 13:49	8/4/26	NFRX	2023 Etf Series Trust		Fund	CEF	Closed-End Funds	1	1	P	10,000	26.82	373	10	4,203	D
8/4/26 16:43	8/1/26	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-40	22.48	-2	-100	0	D
8/4/26 12:22	8/3/26	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	1	3	P	0	12.58	0	0	42	D
8/4/26 12:06	8/3/26	SAFTX	Sound Point Alternative Income Fund		Fund	CEF	Closed-End Funds	1	2	P	82	20.13	4		0	D
7/31/26 14:02	7/29/26	BBASX	Amg Bbh Asset-Backed Credit Fund, LLC		Fund	CEF	Closed-End Funds	2	6	P	4,227	10.38	407	27	1,932	D
7/27/26 17:26	7/23/26	NA	Ft Vest Total Return Income Fund: Series A2		Fund	CEF	Closed-End Funds	3	3	P	0	0.00	0		0	I
7/24/26 16:00	7/22/26	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	3	10	P.m	263	5.95	44	16	314	D
7/23/26 17:09	7/21/26	PML	Pimco Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	38	7.50	5	100	10	D
7/23/26 15:56	7/21/26	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	35	10.19	3	143	6	D
7/23/26 08:08	7/17/26	IQI	Invesco Quality Municipal Income Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	8	10.21	1	14	6	I
7/22/26 14:07	7/22/26	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	4	11.48	0	31	1	D
7/22/26 14:02	7/22/26	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	7	40.62	0	64	0	D
7/21/26 13:13	7/21/26	MMT	Aberdeen Multi-Market Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	4.47	3		3	D
7/21/26 13:12	7/21/26	MIN	Aberdeen Intermediate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	2.49	4		4	D
7/21/26 13:11	7/21/26	MGF	Aberdeen Government Markets Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	2.85	4		4	D
7/21/26 10:33	7/20/26	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	1	1	S	-24	47.92	-1		1	D
7/21/26 10:27	7/20/26	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-30	59.02	-1		1	D
7/20/26 14:36	7/16/26	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	1	1	P	10	19.92	1		1	D
7/20/26 14:34	7/16/26	HQH	Abrdn Healthcare Investors	MA	Fund	CEF	Closed-End Funds	1	1	P	11	20.96	1		1	D
7/20/26 14:33	7/16/26	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	1	1	P	11	13.20	1		1	D
7/20/26 14:31	7/16/26	THQ	Abrdn Healthcare Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	11	18.49	1		1	D
7/20/26 09:20	7/16/26	LNBIX	Lincoln Bain Capital Total Credit Fund		Fund	CEF	Closed-End Funds	1	3	P	75,000	10.19	7,363	41	25,155	I
7/17/26 16:48	7/15/26	PDI	Pimco Dynamic Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,640	16.40	100	126	180	D
7/16/26 14:49	7/14/26	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	4,000	25.00	160	21	920	D
7/15/26 17:12	7/14/26	BOT	Robostrategy, Inc.		Fund	CEF	Closed-End Funds	1	1	P	10,000	36.71	272	3	9,581	I
7/15/26 14:45	7/13/26	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-570	15.96	-36		272	D
7/13/26 13:43	7/13/26	EOI	Eaton Vance Enhanced Equity Income Fund		Fund	CEF	Closed-End Funds	1	1	P	503	20.11	25		25	D
7/10/26 16:09	7/8/26	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	P	2,147,484	53.69	40,000		0	I
7/9/26 16:48	7/7/26	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	415	10.25	40	0	11,221	I
7/8/26 16:16	7/8/26	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	80	17.08	5	23	25	D
7/8/26 13:46	6/24/26	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	25	10.73	2	3	72	D
7/8/26 11:32	7/6/26	CADEX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	10,521	23.38	450	16	3,250	D
7/7/26 21:40	7/2/26	FTECX	First Trust Enhanced Private Credit Fund		Fund	CEF	Closed-End Funds	2	2	P	1,900	9.42	202	999%	213	M
7/7/26 19:03	7/2/26	VFLEX	First Trust Alternative Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	6,500	27.66	235	999%	235	M
7/7/26 16:45	7/6/26	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	3	P.m	2,000	10.61	188	6	3,328	I
7/2/26 14:11	1/23/26	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	3	3	P	121	28.78	4	61	11	M
6/30/26 17:30	6/29/26	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	848	9.63	88	1	14,210	M
6/30/26 17:00	6/4/26	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	5	6	P.m	270	11.81	23	17	160	D
6/30/26 16:54	6/30/26	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	1	1	S	-353	51.73	-7		196	D
6/30/26 16:13	6/17/26	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	3	5	P	256	23.35	11	2	641	D
6/30/26 14:32	6/26/26	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	2	P	23	52.11	0	0	127	M
6/29/26 13:46	6/22/26	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	S	-30	10.36	-3		5	M
6/26/26 15:28	6/25/26	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	1	P	173	42.24	4		0	D
6/26/26 10:44	6/24/26	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	2	4.50	0	2	23	D
6/26/26 10:01	6/26/26	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	2	2	P	45	41.96	1	6	19	D
6/25/26 21:30	5/13/26	SCM	Stellus Capital Investment Corp		Fund	CEF	Closed-End Funds	1	1	P.m	97	9.02	11	26	52	D
6/25/26 16:59	6/23/26	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	1	5	P	6,671	2.27	2,933	3	89,647	D
6/24/26 18:09	6/22/26	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	2	2	P	213	7.41	29	37	106	D
6/24/26 17:33	5/15/26	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	2	2	P	166	13.24	13	26	60	D
6/24/26 16:20	6/23/26	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	322	13.62	24	656	27	D
6/24/26 16:10	6/22/26	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	2.73	2	54	6	D
6/24/26 12:13	6/23/26	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	5,000	25.00	200	7	3,200	D
6/23/26 18:38	6/18/26	PWRL	Powerlaw Corp.		Fund	CEF	Closed-End Funds	2	2	P.m	347	15.66	22	1	2,457	I
6/23/26 16:22	6/23/26	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	50	10.63	5		5	D
6/23/26 11:02	5/26/26	OPP.A	Rivernorth/Doubleline Strategic Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-8	16.69	-1		1	D
6/18/26 20:25	6/18/26	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	4	8	P.m	774	6.65	116	33	468	I
6/18/26 15:53	6/16/26	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	2	3	S.m	-7,529	13.55	-556		396	D
6/17/26 09:14	6/16/26	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	80	3.18	25	7	360	D
6/16/26 16:19	6/15/26	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	1	1	S	-612	7.89	-78	-100	0	D
6/15/26 15:34	6/15/26	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P	151	13.92	11	15	86	D
6/15/26 15:32	6/15/26	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	51	18.16	3	6	51	D
6/12/26 16:32	5/14/26	ACLOX	Aristotle Pacific Enhanced Clo Income Fund		Fund	CEF	Closed-End Funds	1	1	P	150	25.55	6		6	D
6/11/26 17:10	6/9/26	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	6	7	P	656	4.34	151	78	346	D
6/11/26 16:34	6/10/26	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	18	9.04	2	11	20	D
6/11/26 16:25	6/9/26	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	1	1	P	240	25.42	9		9	D
6/11/26 10:52	6/9/26	HFRO	Highland Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	9	P.m	2,760	6.60	418	8	5,976	I
6/10/26 16:01	6/8/26	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	1	1	P.m	150	24.98	6		6	I
6/9/26 16:11	6/8/26	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	12	6.09	2		2	D
6/9/26 12:32	5/19/26	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	1	1	S	-12	88.82	0		0	D
6/8/26 17:24	6/4/26	BPRE	Bluerock Private Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	25	15.00	2	7	25	I
6/5/26 12:56	6/3/26	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	83	8.27	10	63	26	D
6/4/26 16:11	6/2/26	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S.dm	-90	14.09	-6		6	M
6/4/26 16:02	6/2/26	STPEX	Stepstone Private Equity Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P	705	12.40	57	709	65	D
6/3/26 17:23	6/1/26	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	1	2	P.m	2,070	40.81	51	25	257	D
6/3/26 16:30	6/2/26	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	34	11.31	3	4	88	M
6/3/26 12:45	6/2/26	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	1	1	P.m	14	5.81	2	1	175	D
6/3/26 12:41	6/2/26	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	10	5.35	2	1	154	D
6/2/26 17:19	10/16/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-41	12.26	-3		2	I
6/2/26 17:02	10/16/25	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-27	23.53	-1		1	I
6/2/26 16:04	6/1/26	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-86	11.17	-8		17	D
6/1/26 16:56	2/18/26	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-13	5.58	-2	-100	0	D
5/29/26 14:58	5/18/26	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-554	9.18	-60		343	I
5/29/26 10:56	5/28/26	RIAEX	Rbc Bluebay Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	49,900	25.00	1,996	999%	2,000	D
5/28/26 20:38	5/1/26	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	500	29.34	17		17	D
5/28/26 15:03	5/27/26	UBCP	Norwood Broadcasting Corp		Fund	CEF	Closed-End Funds	1	1	P	31	14.93	2	6	37	D
5/28/26 14:06	5/27/26	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	S	-87	34.87	-3		13	D
5/27/26 16:41	5/22/26	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	112	10.02	11	2	555	D
5/27/26 16:30	5/22/26	OTF	Blue Owl Technology Finance Corp.		Fund	CEF	Closed-End Funds	2	2	P	184	10.82	17	340	22	D
5/27/26 16:05	5/14/26	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	2	P.am	83	6.42	13	4	333	D
5/27/26 10:49	5/22/26	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	27	10.96	3		3	D
5/22/26 16:18	5/19/26	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	4	4	P	1,077	11.28	96	44	312	I
5/22/26 11:47	5/21/26	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	88	17.53	5	100	10	I
5/21/26 09:12	5/20/26	PPRUX	Pgim Real Estate Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	250	30.47	8	96	17	D
5/21/26 08:12	5/20/26	OXSQ	Oxford Square Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	333	1.15	289	7	4,622	D
5/19/26 16:24	5/14/26	AFCG	Advanced Flower Capital Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	257	2.84	91	1	6,923	D
5/19/26 13:50	5/15/26	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	1	1	P.m	15	16.34	1	48	3	D
5/14/26 16:05	5/12/26	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	1	1	P.m	262	13.09	20	0	4,273	I
5/14/26 14:55	5/13/26	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	14	9.73	1	21	8	D
5/14/26 09:10	5/13/26	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-35	12.72	-3		0	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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