Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
4/25/25 11:55	4/24/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	1	63	P.m	210	2.64	80	11	803	M
4/24/25 12:42	4/23/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	P	992	25.66	39	4	1,009	I
4/24/25 12:41	4/22/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	1	10	P.m	2,160	10.88	199	15	1,549	I
4/24/25 12:39	4/22/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	5	P.m	496	9.48	52	3	1,717	I
4/24/25 12:36	4/23/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	2	13	P.m	503	9.86	51	2	2,542	I
4/24/25 12:33	4/22/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	1	P	115	8.01	14	1	1,753	I
4/24/25 12:27	4/22/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	19	P.m	4,130	9.48	435	13	3,788	I
4/24/25 12:23	4/22/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	8	P	3,453	9.20	375	10	4,119	I
4/24/25 11:56	4/22/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	8	P.m	731	11.43	64	3	2,160	I
4/24/25 11:53	4/22/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	6	P.m	502	8.06	62	2	3,971	I
4/24/25 11:50	4/22/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	P	609	8.71	70	2	4,202	I
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	2	2	P	439	14.45	30	22	170	D
4/22/25 10:16	4/21/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	6	P.m	1,456	8.76	166	12	1,570	I
4/18/25 20:47	4/8/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	2	4	P.m	10	10.76	1	30	4	D
4/17/25 16:54	4/15/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	29	5.48	5	0	5,146	I
4/16/25 12:51	4/14/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	4	P	159	0.6758	235	6	4,060	D
4/15/25 15:48	4/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	P	10	13.12	1		1	D
4/14/25 12:41	4/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	P	517	10.23	51	1	4,803	I
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	168	13.74	12		8	D
4/11/25 18:34	4/10/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	221	13.14	17		16	D
4/11/25 18:31	4/10/25	RMMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	13.94	1		1	D
4/11/25 17:41	4/10/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	2	5	P	13,571	24.96	544	14	4,337	D
4/11/25 16:49	4/10/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	3	3	P	175	17.82	10	4	248	I
4/11/25 14:04	4/9/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	55	9.48	6	3	225	D
4/11/25 13:33	4/10/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	11	10.90	1		1	D
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	540	10.22	53	52	155	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	1	2	P	55	24.52	2	98	5	D
4/10/25 17:55	4/8/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	P	118	14.06	8		7	I
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	1	2	P.m	38	6.03	6	117	12	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	2	3	P	48	20.94	2	22	13	D
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	166	8.29	20	79	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P	200	8.94	22	11	235	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	5	27	P.m	864	2.90	298	15	2,339	D
4/9/25 15:49	4/8/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	11	29.55	0		0	D
4/9/25 15:42	4/8/25	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	9.70	1		1	D
4/9/25 15:36	4/8/25	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	11	15.39	1		1	D
4/9/25 15:31	4/8/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	15.16	1		1	D
4/9/25 15:26	4/8/25	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	1	1	P	11	13.79	1		1	D
4/9/25 15:19	4/8/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	21.30	1		1	D
4/9/25 15:14	4/8/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	11	12.57	1		1	D
4/9/25 15:07	4/8/25	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	11	11.85	1		1	D
4/8/25 19:36	4/7/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	2	6	P	5,862	12.51	469	8	6,279	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	41	13.80	3	9	35	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	68	8.66	8	26	38	D
4/8/25 13:29	4/8/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	3	5	P	830	11.97	69	10	776	D
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	2	6	P	75	7.84	10	4	230	D
4/4/25 15:51	4/4/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	1	2	P	3	18.07	0	3	5	D
4/3/25 14:47	4/2/25	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	15,000	25.00	600	25	3,000	D
4/2/25 13:40	3/31/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	6	8	P.m	82	10.70	8	4	212	M
4/2/25 11:39	4/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	25	11.51	2		2	D
4/1/25 18:32	4/1/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	4	7	P	293	24.78	12	2	546	D
4/1/25 16:02	3/28/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	1,461	7.30	200	2	13,538	M
4/1/25 14:43	4/1/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	23	15.10	2	12	14	D
3/27/25 17:41	1/24/25	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	2	2	P.m	6,911	25.13	275		5	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	100	10.97	9	15	69	I
3/27/25 11:54	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	2	3	P	1,837	4,480.2	0		0	D
3/26/25 16:22	3/26/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	1	1	P	10	22.52	0	3	17	D
3/26/25 16:00	3/24/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	2	12	P	13,326	4.30	3,100	4	83,012	D
3/26/25 14:34	1/5/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	1	1	P.a	63	18.05	3	19	22	D
3/24/25 17:37	3/7/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	3	P.m	480	15.28	31	29	138	D
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.61	0	71	1	D
3/24/25 08:45	3/21/25	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.08	0	97	1	D
3/21/25 18:55	3/21/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	5	5	P.d	239	7.98	30	23	160	D
3/21/25 17:33	3/18/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	2	2	P	75	10.22	7	7	113	D
3/20/25 14:18	3/20/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	3	4	P	231	24.01	10	202	14	D
3/18/25 19:20	3/17/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,500	9.68	155	98	312	I
3/18/25 12:36	3/13/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	1	1	P	6	10.76	1		1	D
3/18/25 12:06	3/17/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	9	21.96	0	7	7	D
3/17/25 18:13	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	2	2	P.am	2,814	17.58	160	2	7,608	I
3/17/25 14:48	3/17/25	BCSF	Bain Capital Specialty Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	16.43	2	8	21	D
3/14/25 16:39	3/13/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	P	501	18.57	27	16	194	D
3/13/25 16:35	3/13/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	86	14.32	6	446	7	D
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	2	3	P	643	12.42	52	15	402	D
3/11/25 19:05	3/7/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	4	5	P.m	244	52.07	5	2	233	D
3/10/25 17:21	3/6/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	1	2	P.m	227	11.34	20	11	194	D
3/10/25 16:05	3/6/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	222	14.80	15	42	51	D
3/6/25 16:22	3/5/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	82	16.40	5	62	13	D
3/5/25 16:05	3/3/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	2	2	P	1,069	23.25	46	144	78	D
3/3/25 10:36	2/27/25	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	2	P	865	16.53	52	0	28,605	I
2/27/25 10:57	2/26/25	ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	156	26.08	6	147	10	D
2/27/25 10:50	2/26/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	2	2	P	210	19.13	11	255	15	D
2/26/25 16:15	2/25/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	3	3	P	235	15.92	15	25	75	D
2/25/25 11:50	2/25/25	GCADX	Goldman Sachs Real Estate Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	50	8.55	6		6	D
2/21/25 19:23	2/21/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	1	2	P	32	6.40	5	1	584	D
2/21/25 17:33	2/18/25	LLIAX	Lord Abbett Flexible Income Fund		Fund	CEF	Closed-End Funds	6	7	P	1,650	10.00	165		148	D
2/21/25 16:44	2/20/25	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	1	2	P	1,329	38.80	34	473	42	D
2/21/25 09:51	2/20/25	EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund		Fund	CEF	Closed-End Funds	1	1	P	85	8.48	10		10	D
2/14/25 14:59	2/14/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	12.28	1	8	7	D
2/14/25 14:26	2/13/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	P	35	6.96	5	29	23	D
2/14/25 13:40	2/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	9.91	1	99	2	D
2/14/25 11:37	2/12/25	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	7	24.96	0	16	2	D
2/12/25 12:44	1/24/25	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	2	3	P	9,342	6,697.0	1		1	D
2/7/25 16:04	2/5/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	15,735	10.49	1,500	57	4,138	D
1/31/25 12:27	1/29/25	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	1	1	P.m	425	18.31	23		23	D
1/30/25 14:15	1/29/25	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20	10.21	2	64	5	D
1/28/25 16:38	1/24/25	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	25	10.22	2	32	10	D
1/27/25 10:14	1/24/25	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	1	P	160	17.16	9	48	29	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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