5/17/24 11:21 | 5/15/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | 2 | S.m | -906 | 164.78 | 0 | -6 | | 31 | D | | | | | | | | | | | | | | |
5/16/24 17:03 | 5/14/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | See Rema | 2 | S.d | -101 | 4.92 | 0 | -21 | | 176 | D | | | | | | | | | | | | | | |
5/15/24 17:30 | 5/13/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 75 | S.m | -234,989 | 241.99 | 0 | -971 | | 27,782 | D | | | | | | | | | | | | | | |
5/15/24 17:25 | 5/13/24 | APP | Applovin Corp | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 10 | S.d | -4,671,928 | 37.76 | 0 | -123,719 | | 96,590 | I | | | | | | | | | | | | | | |
5/15/24 16:12 | 5/13/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Line Thomas Edward | OH | O | CFO | 1 | S.m | -550 | 157.01 | 0 | -4 | | 14 | D | | | | | | | | | | | | | | |
5/14/24 19:06 | 3/3/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | 7 | S.dm | -23,475 | 49.36 | 0 | -476 | | 229 | D | | | | | | | | | | | | | | |
5/13/24 17:12 | 5/10/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Kaplan Steven N | IL | D | | 2 | S | -756 | 302.47 | 0 | -3 | | 44 | D | | | | | | | | | | | | | | |
5/10/24 19:04 | 11/9/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | 7 | S.dm | -29,934 | 48.53 | 0 | -617 | | 179 | D | | | | | | | | | | | | | | |
5/10/24 16:19 | 5/8/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 5 | S | -9,752 | 89.47 | 0 | -109 | | 425 | D | | | | | | | | | | | | | | |
5/9/24 16:30 | 5/8/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Polland Andrew Robert | NY | O | COO | 1 | S | 0 | 0.00 | 0 | -124 | | 289 | I | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Laurino Andrew Charles | NY | O | Senior M | 1 | S.d | 0 | 0.00 | 0 | -19,600 | | 1,623 | I | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Ward Sean Jason | NY | O | Senior M | 1 | S.d | 0 | 0.00 | 0 | -19,600 | | 2,078 | I | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | O | Co-P | 1 | S.d | 0 | 0.00 | 0 | -19,600 | | 2,619 | I | | | | | | | | | | | | | | |
5/7/24 17:24 | 2/15/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Dolan Kevin B | X0 | D | | 1 | S | -103 | 30.99 | 0 | -3 | | 17 | D | | | | | | | | | | | | | | |
4/30/24 16:27 | 4/30/24 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | 3 | S.d | -106 | 13.95 | 0 | -8 | | 155 | D | | | | | | | | | | | | | | |
4/26/24 16:58 | 4/24/24 | CBL | Cbl & Associates Properties Inc | DE | Financ | InvAdv | Investment Advice | Oaktree Capital Group Holdings Gp, LLC | CA | T | | 1 | S | -155 | 21.75 | 0 | -7 | 0 | 4,005 | I | | | | | | | | | | | | | | |
4/19/24 18:27 | 4/17/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | 14 | S.m | -719,643 | 125.42 | 0 | -5,738 | | 11,844 | I | | | | | | | | | | | | | | |
4/16/24 21:38 | 4/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 8 | S.dm | -83,282 | 111.04 | 0 | -750 | | 1,355 | I | | | | | | | | | | | | | | |
4/5/24 20:16 | 4/3/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 7 | S.dm | -83,575 | 111.43 | 0 | -750 | | 1,480 | I | | | | | | | | | | | | | | |
4/4/24 19:54 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | 1 | S.d | -76 | 5.07 | 0 | -15 | | 191 | D | | | | | | | | | | | | | | |
4/4/24 19:43 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Asset | 1 | S.dm | -52 | 5.08 | 0 | -10 | | 513 | D | | | | | | | | | | | | | | |
3/29/24 16:04 | 3/27/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Alvero Gumer | MN | O | P-INSURA | 3 | S.d | -1,028 | 411.73 | 0 | -2 | | 8 | D | | | | | | | | | | | | | | |
3/28/24 16:50 | 3/26/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | 1 | S.d | -97 | 434.13 | 0 | 0 | | 1 | D | | | | | | | | | | | | | | |
3/27/24 15:49 | 3/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Feinglass Michael | TX | TH | See Rema | 6 | S.dm | -2,703 | 8.56 | 0 | -316 | | 427 | D | | | | | | | | | | | | | | |
3/26/24 20:09 | 3/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 12 | S.dm | -161,241 | 97.40 | 0 | -1,656 | | 1,588 | I | | | | | | | | | | | | | | |
3/22/24 09:18 | 3/20/24 | AFL | Aflac Inc | DE | Financ | InvAdv | Investment Advice | Kenny Thomas J | GA | D | | 1 | S | -423 | 84.62 | 0 | -5 | | 18 | D | | | | | | | | | | | | | | |
3/21/24 17:11 | 3/19/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 2 | S.m | -222,656 | 111.33 | 0 | -2,000 | | 43,055 | D | | | | | | | | | | | | | | |
3/14/24 17:21 | 3/12/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Villani Edmond D | NY | D | | 1 | S | -292 | 72.99 | 0 | -4 | | 38 | M | | | | | | | | | | | | | | |
3/14/24 10:18 | 3/12/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 4 | S.dm | -962 | 9.39 | 0 | -102 | | 437 | D | | | | | | | | | | | | | | |
3/13/24 17:27 | 3/13/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | 1 | S.d | -2,951 | 39.35 | 0 | -75 | | 227 | D | | | | | | | | | | | | | | |
3/11/24 17:29 | 3/7/24 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Oakville Number 2 Trust | PA | T | | 2 | S.d | -13,581 | 87.62 | 0 | -155 | | 535 | D | | | | | | | | | | | | | | |
3/8/24 16:36 | 3/6/24 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Lockridge Matthew | TX | O | Head,U.S | 4 | S | -308 | 12.23 | 0 | -25 | | 82 | D | | | | | | | | | | | | | | |
3/7/24 17:31 | 3/6/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Hughes Brennan A. | X0 | O | CHIEF AC | 2 | S | -108 | 29.43 | 0 | -4 | | 6 | D | | | | | | | | | | | | | | |
3/7/24 16:49 | 3/6/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Zarrilli Stephen T | CT | D | | 1 | S | -534 | 248.40 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
3/7/24 16:48 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 3 | S | -444 | 34.30 | 0 | -13 | | 218 | D | | | | | | | | | | | | | | |
3/7/24 16:46 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 6 | S | -303 | 37.61 | 0 | -8 | | 39 | D | | | | | | | | | | | | | | |
3/7/24 16:10 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 6 | S | -4,520 | 35.66 | 0 | -127 | | 381 | D | | | | | | | | | | | | | | |
3/7/24 16:08 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Herm | 6 | S.m | -3,558 | 36.19 | 0 | -98 | | 257 | D | | | | | | | | | | | | | | |
3/7/24 16:05 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | 3 | S | -116 | 35.35 | 0 | -3 | | 52 | D | | | | | | | | | | | | | | |
3/5/24 18:34 | 3/3/24 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T | | 3 | S.d | -344,069 | 18.83 | 0 | -18,271 | -100 | 14 | I | | | | | | | | | | | | | | |
3/5/24 17:11 | 3/1/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kleinman Scott | NY | DO | Co-P (Se | 1 | S | -22,949 | 110.55 | 0 | -208 | | 8,224 | M | | | | | | | | | | | | | | |
3/5/24 17:10 | 3/4/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Kim Michael | CA | DO | CEO,P | 3 | S.dm | -734 | 33.05 | 0 | -22 | | 408 | D | | | | | | | | | | | | | | |
3/4/24 17:17 | 3/1/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Fogo Georgina | X0 | O | CHIEF RI | 3 | S | -915 | 30.35 | 0 | -30 | | 127 | D | | | | | | | | | | | | | | |
3/4/24 17:17 | 9/1/23 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | 4 | S.dm | -3,490 | 87.25 | 0 | -40 | | 103 | D | | | | | | | | | | | | | | |
3/4/24 17:17 | 2/16/23 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Meates Helen T | NY | O | CFO | 2 | S.dm | -4,282 | 89.34 | 0 | -48 | | 51 | D | | | | | | | | | | | | | | |
3/4/24 17:17 | 3/1/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Thompson Roger Mj | X0 | O | CFO | 2 | S | -1,035 | 30.94 | 0 | -33 | | 148 | D | | | | | | | | | | | | | | |
3/1/24 19:09 | 3/1/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 5 | S.d | -608 | 110.49 | 0 | -6 | -100 | 0 | D | | | | | | | | | | | | | | |
3/1/24 17:56 | 2/29/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | 3 | S.d | -1,479 | 53.90 | 0 | -27 | | 9 | D | | | | | | | | | | | | | | |
3/1/24 17:54 | 2/22/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | 4 | S.dm | -12,922 | 48.94 | 0 | -264 | | 45 | D | | | | | | | | | | | | | | |
3/1/24 17:14 | 2/28/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | 1 | S | -281 | 43.97 | 0 | -6 | | 18 | D | | | | | | | | | | | | | | |
3/1/24 17:08 | 2/28/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Lowry James R | X0 | O | GLOBAL C | 1 | S | -302 | 30.93 | 0 | -10 | | 47 | D | | | | | | | | | | | | | | |
3/1/24 16:47 | 2/28/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | 4 | S.d | -15,149 | 372.65 | 0 | -41 | | 37 | I | | | | | | | | | | | | | | |
2/29/24 19:23 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Vazquez-Ubarri Anilu | TX | DO | COO | 1 | S.d | -4,245 | 41.64 | 0 | -102 | | 334 | D | | | | | | | | | | | | | | |
2/29/24 19:01 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Winkelried Jon | TX | DO | CEO | 1 | S.d | -43,757 | 41.64 | 0 | -1,051 | | 3,326 | M | | | | | | | | | | | | | | |
2/29/24 18:57 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Weingart Jack | TX | DO | CFO | 1 | S.d | -12,845 | 41.64 | 0 | -308 | | 1,126 | I | | | | | | | | | | | | | | |
2/29/24 18:45 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Trujillo David | TX | D | | 1 | S.d | -16,552 | 41.64 | 0 | -398 | | 183 | D | | | | | | | | | | | | | | |
2/29/24 18:43 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sisitsky Todd Benjamin | TX | DO | P | 1 | S.d | -29,688 | 41.64 | 0 | -713 | | 910 | M | | | | | | | | | | | | | | |
2/29/24 18:41 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sarvananthan Ganendran | TX | D | | 1 | S.d | -7,191 | 41.64 | 0 | -173 | | 1,409 | D | | | | | | | | | | | | | | |
2/29/24 18:38 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Rhodes Jeffrey K. | TX | D | | 1 | S.d | -17,017 | 41.64 | 0 | -409 | | 241 | I | | | | | | | | | | | | | | |
2/29/24 18:36 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Raj Nehal | TX | D | | 1 | S.d | -10,446 | 41.64 | 0 | -251 | | 2,747 | I | | | | | | | | | | | | | | |
2/29/24 18:33 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Harris Joann | TX | O | Chief Co | 1 | S.d | -1,061 | 41.64 | 0 | -25 | | 23 | M | | | | | | | | | | | | | | |
2/29/24 18:29 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Davis Kelvin L. | TX | D | | 1 | S.d | -34,229 | 41.64 | 0 | -822 | | 908 | I | | | | | | | | | | | | | | |
2/29/24 18:26 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Davidson Martin | TX | O | Chief Ac | 1 | S.d | -1,637 | 41.64 | 0 | -39 | | 31 | D | | | | | | | | | | | | | | |
2/29/24 18:24 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Coulter James G | TX | DOT | Exec CB | 1 | S.d | -56,285 | 41.64 | 0 | -1,352 | | 3,047 | M | | | | | | | | | | | | | | |
2/29/24 18:22 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Coslet Jonathan J | TX | D | | 1 | S.d | -41,640 | 41.64 | 0 | -1,000 | | 554 | I | | | | | | | | | | | | | | |
2/29/24 18:20 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Chorengel Maya | TX | D | | 1 | S.d | -3,114 | 41.64 | 0 | -75 | | 57 | D | | | | | | | | | | | | | | |
2/29/24 18:18 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Bonderman David | TX | DT | | 1 | S.d | -66,695 | 41.64 | 0 | -1,602 | | 38 | M | | | | | | | | | | | | | | |
2/29/24 18:15 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | 1 | S.d | -3,785 | 41.64 | 0 | -91 | | 196 | D | | | | | | | | | | | | | | |
2/28/24 16:38 | 2/26/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP Tech | 2 | S.d | -2,654 | 387.06 | 0 | -7 | | 4 | D | | | | | | | | | | | | | | |
2/27/24 19:21 | 2/23/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keck Thomas | NY | DH | See Rema | 4 | S.m | -9,992 | 32.83 | 0 | -304 | | 4,595 | I | | | | | | | | | | | | | | |
2/26/24 19:10 | 2/23/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Simon Richard P | NY | D | | 2 | S.m | -1,222 | 61.11 | 0 | -20 | | 32 | D | | | | | | | | | | | | | | |
2/26/24 18:50 | 2/22/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | 6 | S.dm | -37,011 | 373.90 | 0 | -99 | | 198 | D | | | | | | | | | | | | | | |
2/23/24 19:59 | 2/13/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | 3 | S.d | -170 | 50.94 | 0 | -3 | | 1 | D | | | | | | | | | | | | | | |
2/23/24 19:50 | 2/21/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | 1 | S.d | -939 | 52.60 | 0 | -18 | | 196 | D | | | | | | | | | | | | | | |
2/23/24 19:35 | 2/27/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | 3 | S.dm | -1,227 | 48.32 | 0 | -25 | | 6 | D | | | | | | | | | | | | | | |
2/23/24 19:34 | 2/21/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | 1 | S.d | -252 | 52.60 | 0 | -5 | | 4 | D | | | | | | | | | | | | | | |
2/22/24 19:11 | 2/22/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | 2 | S | -41 | 35.25 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
2/22/24 18:58 | 2/14/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Gathy Michael | NY | O | Chief Ac | 2 | S.dm | -29 | 37.58 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
2/21/24 16:57 | 2/20/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Chatterjee Whitney | NY | O | GC | 1 | S | -1,333 | 111.10 | 0 | -12 | | 124 | D | | | | | | | | | | | | | | |
2/21/24 16:40 | 2/16/24 | GTES | Gates Industrial Corp Plc | DE | Financ | InvAdv | Investment Advice | Blackstone Inc. | NY | T | | 4 | S | -1,229,236 | 11.53 | 0 | -106,586 | | 14,445 | I | | | | | | | | | | | | | | |
2/20/24 18:03 | 2/15/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Lim James | NY | T | | 9 | S.m | -21,671 | 31.58 | 0 | -686 | | 6,897 | I | | | | | | | | | | | | | | |
2/16/24 20:44 | 2/14/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Head of | 3 | S.m | -57,355 | 116.26 | 0 | -493 | | 1,117 | D | | | | | | | | | | | | | | |
2/15/24 16:35 | 2/14/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Rana Suren | MA | DO | P,CEO | 1 | S.d | -2,280 | 20.74 | 0 | -110 | | 131 | D | | | | | | | | | | | | | | |
2/14/24 16:13 | 5/31/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Lalonde Timothy Gilbert | NY | O | CFO | 3 | S | -1,302 | 156.22 | 0 | -8 | | 40 | D | | | | | | | | | | | | | | |
2/13/24 20:42 | 2/12/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | 5 | S.d | -10,316 | 373.77 | 0 | -28 | | 12 | D | | | | | | | | | | | | | | |
2/13/24 17:22 | 2/12/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Zelter James C | NY | DO | Co-P (Se | 7 | S.m | -43,236 | 92.08 | 0 | -470 | | 8,196 | M | | | | | | | | | | | | | | |
2/12/24 16:54 | 2/13/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Klurfeld Jason | NY | O | GC | 3 | S.m | -2,371 | 148.40 | 0 | -16 | | 32 | D | | | | | | | | | | | | | | |
2/12/24 06:21 | 2/8/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 1 | S | -466 | 93.21 | 0 | -5 | | 2 | D | | | | | | | | | | | | | | |
2/9/24 21:00 | 2/7/24 | ALTG | Alta Equipment Group Inc. | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | 8 | S.dm | -103,247 | 7.55 | 0 | -13,668 | | 5,652 | I | | | | | | | | | | | | | | |
2/9/24 20:21 | 2/7/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | 4 | S.d | -15,658 | 365.86 | 0 | -43 | | 15 | D | | | | | | | | | | | | | | |
2/9/24 16:37 | 2/8/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 3 | S | -13,046 | 109.72 | 0 | -119 | | 472 | D | | | | | | | | | | | | | | |
2/9/24 16:25 | 2/9/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 5 | S.d | -35,101 | 97.93 | 0 | -358 | | 1,207 | D | | | | | | | | | | | | | | |
2/8/24 17:46 | 2/6/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | 1 | S | -1,546 | 386.60 | 0 | -4 | | 18 | I | | | | | | | | | | | | | | |
2/8/24 16:52 | 2/7/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Pensa Paul | NY | O | Contr,Pr | 2 | S | -554 | 147.14 | 0 | -4 | | 4 | D | | | | | | | | | | | | | | |
2/5/24 18:43 | 2/5/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Angerthal Michael A | CT | O | EVP,CFO, | 1 | S | -1,871 | 232.51 | 0 | -8 | | 70 | D | | | | | | | | | | | | | | |
1/31/24 16:01 | 1/29/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Glide Path Solutions 2020, L.P. | CA | T | | 1 | S | -102,798 | 15.82 | 0 | -6,500 | | 43,500 | M | | | | | | | | | | | | | | |
1/26/24 17:31 | 11/17/23 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | McNatt Joel David Jr | CA | O | EVP,Inve | 2 | S.m | -153 | 26.63 | 0 | -6 | | 60 | D | | | | | | | | | | | | | | |
12/27/23 18:05 | 12/27/23 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | Exec CB | 3 | S.d | -2,620 | 103.18 | 0 | -25 | -100 | 0 | D | | | | | | | | | | | | | | |
12/22/23 18:00 | 12/21/23 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Payne David | NY | O | Chief Ac | 2 | S | -1,737 | 112.09 | 0 | -16 | | 53 | D | | | | | | | | | | | | | | |
12/21/23 17:51 | 12/20/23 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 2 | S.m | -1,107 | 8.86 | 0 | -125 | | 78 | D | | | | | | | | | | | | | | |
12/20/23 19:08 | 12/19/23 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Nelson Andrew Rowan | TX | H | See Rema | 3 | S.dm | -570 | 11.77 | 0 | -48 | | 58 | D | | | | | | | | | | | | | | |
12/20/23 18:09 | 12/18/23 | PNT | Point Biopharma Global Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | H | Former 1 | 1 | S | -213,658 | 12.45 | 0 | -17,161 | -100 | 0 | D | | | | | | | | | | | | | | |
12/19/23 17:01 | 12/15/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Schwartz Harvey M | DC | DO | CEO | 1 | S | -12,328 | 41.74 | 0 | -295 | | 6,768 | D | | | | | | | | | | | | | | |
12/14/23 19:22 | 12/14/23 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Sethi Alok | CA | O | EVP,Head | 3 | S | -2,196 | 28.70 | 0 | -77 | | 92 | D | | | | | | | | | | | | | | |
12/7/23 17:43 | 12/6/23 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Hansen Carrie E. | CA | O | EVP,COO | 2 | S.m | -426 | 27.18 | 0 | -16 | | 157 | D | | | | | | | | | | | | | | |
12/7/23 16:48 | 3/1/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Beattie Richard I | NY | D | | 2 | S | -1,641 | 142.45 | 0 | -12 | | 22 | D | | | | | | | | | | | | | | |
12/7/23 16:22 | 12/7/23 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Dulik Elena | NY | O | Chief Ac | 2 | S | -174 | 65.08 | 0 | -3 | | 20 | D | | | | | | | | | | | | | | |
12/1/23 17:51 | 11/28/23 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | 1 | S.d | -180 | 9.66 | 0 | -19 | | 23 | I | | | | | | | | | | | | | | |
11/30/23 17:40 | 11/30/23 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Alley J Lindsey | CA | O | CFO | 1 | S.d | -1,075 | 107.48 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
11/21/23 16:10 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | 1 | S | -243 | 31.91 | 0 | -8 | | 593 | D | | | | | | | | | | | | | | |
11/21/23 16:09 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | 2 | S | -27 | 32.61 | 0 | -1 | | 80 | D | | | | | | | | | | | | | | |
11/21/23 16:09 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Ceresino Gordon J | PA | O | Vice CB | 1 | S | -220 | 31.91 | 0 | -7 | | 149 | D | | | | | | | | | | | | | | |
11/16/23 16:30 | 11/14/23 | HG | Hamilton Insurance Group, Ltd. | DE | Financ | InvAdv | Investment Advice | Bsof Master Fund L.P. | NY | T | | 1 | S.d | -13,668 | 14.06 | 0 | -972 | -100 | 0 | I | | | | | | | | | | | | | | |
11/15/23 21:57 | 11/13/23 | RWAY | Runway Growth Finance Corp. | DE | Financ | InvAdv | Investment Advice | Ocm Growth Holdings LLC | CA | DT | | 1 | S | -45,216 | 12.06 | 0 | -3,750 | | 17,305 | D | | | | | | | | | | | | | | |
11/15/23 19:00 | 11/13/23 | RILY | B. Riley Financial, Inc. | DE | Financ | InvAdv | Investment Advice | Moore Andrew | CA | O | CEO B. R | 1 | S | -1,254 | 20.35 | 0 | -62 | | 318 | D | | | | | | | | | | | | | | |
11/15/23 14:08 | 11/14/23 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Diamonte Robin | IL | D | | 1 | S | -108 | 268.91 | 0 | 0 | | 9 | D | | | | | | | | | | | | | | |
11/6/23 17:07 | 11/3/23 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Beiser Scott L | CA | DOT | CEO | 1 | S.d | -961 | 105.78 | 0 | -9 | -100 | 0 | D | | | | | | | | | | | | | | |
10/13/23 10:58 | 10/13/23 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 1 | S | 0 | 0.00 | 0 | -701 | | 12,593 | D | | | | | | | | | | | | | | |
10/13/23 10:52 | 10/13/23 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | OT | Co-Found | 1 | S | 0 | 0.00 | 0 | -701 | | 12,593 | D | | | | | | | | | | | | | | |
10/13/23 10:51 | 10/13/23 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 1 | S | 0 | 0.00 | 0 | -701 | | 12,593 | D | | | | | | | | | | | | | | |
10/13/23 10:50 | 10/13/23 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Jackson Jay J | FL | DOT | CEO | 1 | S | 0 | 0.00 | 0 | -701 | | 12,593 | D | | | | | | | | | | | | | | |
10/10/23 18:08 | 10/10/23 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Byerwalter Mariann H | CA | D | | 1 | S | -144 | 24.01 | 0 | -6 | | 10 | I | | | | | | | | | | | | | | |
9/26/23 17:33 | 9/25/23 | GLAE | Glassbridge Enterprises, Inc. | DE | Financ | InvAdv | Investment Advice | Clinton Group Inc | NY | H | See Expl | 1 | S | -1,250 | 164.95 | 0 | -8 | -100 | 0 | I | | | | | | | | | | | | | | |
9/21/23 21:21 | 9/19/23 | CART | Maplebear Inc. | DE | Financ | InvAdv | Investment Advice | Grosvenor Capital Management, L.P. | IL | H | See Expl | 1 | S.m | -220 | 34.80 | 0 | -6 | -100 | 0 | I | | | | | | | | | | | | | | |
9/18/23 21:33 | 9/14/23 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | 5 | S.m | -11,737 | 97.81 | 0 | -120 | | 950 | D | | | | | | | | | | | | | | |
9/18/23 16:24 | 9/15/23 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | Chief Ac | 3 | S | -197 | 30.71 | 0 | -6 | | 32 | D | | | | | | | | | | | | | | |
9/15/23 17:31 | 9/13/23 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Hurse Sandra | IL | O | CHRO | 2 | S.m | -633 | 7.86 | 0 | -80 | | 43 | D | | | | | | | | | | | | | | |
9/12/23 16:50 | 9/11/23 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Montgomery John Porter | TX | O | COO | 1 | S.m | -17 | 9.90 | 0 | -2 | | 76 | D | | | | | | | | | | | | | | |
9/11/23 18:10 | 9/8/23 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Parrett William G | NY | D | | 1 | S | -436 | 112.47 | 0 | -4 | | 90 | D | | | | | | | | | | | | | | |
9/7/23 13:35 | 3/14/23 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Offenbach Rodger | CA | H | Advisory | 3 | S | -75 | 6.83 | 0 | -11 | | 131 | D | | | | | | | | | | | | | | |
9/7/23 12:13 | 9/5/23 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Landis Gail S | IL | D | | 2 | S | -234 | 239.87 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
9/5/23 18:30 | 8/31/23 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Ment Jason P | NY | OH | See rema | 1 | S.m | -621 | 31.04 | 0 | -20 | | 852 | D | | | | | | | | | | | | | | |
8/31/23 17:48 | 8/30/23 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D | | 1 | S | -86 | 171.31 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
8/24/23 17:11 | 8/22/23 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 1 | S.m | -147 | 7.72 | 0 | -19 | | 37 | D | | | | | | | | | | | | | | |
8/22/23 17:46 | 8/22/23 | ALIT | Alight, Inc. / Delaware | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings I/Ii Gp L.L.C. | NY | T | | 2 | S.d | -366,123 | 8.46 | 0 | -43,267 | | 47,751 | I | | | | | | | | | | | | | | |
8/18/23 16:05 | 8/16/23 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Varma Atul | PA | O | Senior A | 1 | S.d | -42 | 92.25 | 0 | 0 | | 9 | D | | | | | | | | | | | | | | |
8/16/23 19:19 | 8/14/23 | APG | Api Group Corp | DE | Financ | InvAdv | Investment Advice | Juno Lower Holdings L.P. | NY | H | See Rema | 1 | S | -72,241 | 27.80 | 0 | -2,599 | -100 | 0 | I | | | | | | | | | | | | | | |
8/16/23 16:41 | 8/14/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Carlton Pamela G | NY | D | | 1 | S | -81 | 136.69 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
8/14/23 19:50 | 8/10/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | 1 | S | -68 | 48.09 | 0 | -1 | | 7 | D | | | | | | | | | | | | | | |
8/14/23 13:36 | 8/10/23 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Burke Kate C | TN | O | Former C | 3 | S | -1,008 | 33.61 | 0 | -30 | | 128 | D | | | | | | | | | | | | | | |
8/11/23 16:09 | 8/9/23 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Bennett Leah | TX | O | P-Westwo | 3 | S | -38 | 12.19 | 0 | -3 | | 41 | D | | | | | | | | | | | | | | |
8/3/23 18:14 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Finn Christopher | DC | O | COO | 3 | S | -2,029 | 34.43 | 0 | -59 | | 1,250 | D | | | | | | | | | | | | | | |
8/3/23 18:13 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Buser Curtis L. | DC | O | CFO | 3 | S | -1,914 | 34.41 | 0 | -56 | | 1,247 | D | | | | | | | | | | | | | | |
8/3/23 18:12 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Larson Bruce M. | DC | O | CHRO | 3 | S | -1,518 | 35.01 | 0 | -43 | | 416 | D | | | | | | | | | | | | | | |
8/3/23 18:09 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Andrews Charles Elliott Jr. | DC | O | Chief Ac | 1 | S | -216 | 32.36 | 0 | -7 | | 85 | D | | | | | | | | | | | | | | |
8/3/23 18:08 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | 3 | S | -1,073 | 34.71 | 0 | -31 | | 1,195 | D | | | | | | | | | | | | | | |
8/3/23 14:41 | 8/2/23 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dunn Daniel Joseph | IL | O | Chief Re | 1 | S | -450 | 224.93 | 0 | -2 | | 13 | D | | | | | | | | | | | | | | |
8/2/23 20:10 | 7/31/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Crain Elizabeth | NY | DO | COO | 2 | S.dm | -976 | 45.18 | 0 | -22 | | 11 | D | | | | | | | | | | | | | | |
7/19/23 17:39 | 7/17/23 | VCTR | Victory Capital Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Brown David Craig | TX | O | CB,CEO | 2 | S.m | -11,812 | 33.75 | 0 | -350 | | 2,075 | D | | | | | | | | | | | | | | |
7/5/23 16:36 | 7/3/23 | SVV | Savers Value Village, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 1 | S | -115,572 | 16.79 | 0 | -6,885 | | 134,659 | I | | | | | | | | | | | | | | |
6/15/23 16:47 | 6/14/23 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Angus Ted F. | CA | O | EVP,GC | 3 | S.m | -488 | 28.58 | 0 | -17 | | 131 | D | | | | | | | | | | | | | | |
6/15/23 16:30 | 6/15/23 | CVT | Cvent Holding Corp. | DE | Financ | InvAdv | Investment Advice | Blackstone Multi-Asset Direct Holdings - Ad (Us Centric) L.P. | | H | See Rema | 1 | S | -25,500 | 8.50 | 0 | -3,000 | -100 | 0 | I | | | | | | | | | | | | | | |
6/12/23 19:42 | 6/8/23 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Zyla Gary G. | CA | O | EVP,CFO | 2 | S.dm | -365 | 27.82 | 0 | -13 | | 101 | D | | | | | | | | | | | | | | |
6/12/23 19:41 | 6/8/23 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Wolfsen Natalie Grace | CA | DO | EVP,CEO | 2 | S.dm | -431 | 30.64 | 0 | -14 | | 431 | D | | | | | | | | | | | | | | |
6/12/23 19:08 | 6/8/23 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Mehta Mukesh | CA | O | EVP,CIO | 1 | S.m | -125 | 29.95 | 0 | -4 | | 314 | D | | | | | | | | | | | | | | |
6/12/23 19:06 | 6/8/23 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Minta-Jacobs Esi | CA | O | EVP,HR,P | 2 | S.m | -209 | 28.46 | 0 | -7 | | 69 | D | | | | | | | | | | | | | | |
6/12/23 17:56 | 6/9/23 | AZEK | Azek Co Inc. | DE | Financ | InvAdv | Investment Advice | Ares Corporate Opportunities Fund Iv, L.P. | CA | D | | 3 | S.d | -420,408 | 25.24 | 0 | -16,656 | | 14,326 | D | | | | | | | | | | | | | | |
6/2/23 16:21 | 5/31/23 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Harris Joshua | FL | H | See Rema | 10 | S.dm | -213,265 | 64.65 | 0 | -3,299 | | 37,511 | I | | | | | | | | | | | | | | |
5/30/23 16:42 | 5/26/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Donahue J Christopher | PA | DO | CB,P,CEO | 6 | S.m | -18,126 | 37.22 | 0 | -487 | | 712 | I | | | | | | | | | | | | | | |
5/25/23 21:39 | 5/23/23 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Olian Judy D. | CA | D | | 1 | S | -103 | 85.59 | 0 | -1 | | 29 | D | | | | | | | | | | | | | | |
5/23/23 19:48 | 5/19/23 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Sagati Aghili Naseem | CA | O | GC | 1 | S | -958 | 83.07 | 0 | -12 | | 243 | D | | | | | | | | | | | | | | |
5/17/23 20:09 | 5/15/23 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Tsay Caroline J | IL | D | | 1 | S | -125 | 191.32 | 0 | -1 | | 8 | D | | | | | | | | | | | | | | |
5/10/23 19:23 | 5/8/23 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Adage Capital Partners Gp, L.L.C. | MA | T | | 3 | S.m | -6,114 | 7.80 | 0 | -784 | | 14,320 | I | | | | | | | | | | | | | | |
5/10/23 16:37 | 5/8/23 | MKSI | Mks Instruments Inc | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | 1 | S | -172,250 | 86.13 | 0 | -2,000 | | 6,483 | I | | | | | | | | | | | | | | |
4/20/23 17:00 | 4/18/23 | VNOM | Viper Energy Partners LP | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings III L.P. | NY | T | | 6 | S.m | -1,291,382 | 12.55 | 0 | -102,937 | | 9,842 | I | | | | | | | | | | | | | | |
3/30/23 21:46 | 3/28/23 | RWAY | Runway Growth Finance Corp. | A1 | Financ | InvAdv | Investment Advice | Brookfield Multi-Strategy Master Fund LP | NY | DT | | 1 | S.m | -896 | 11.94 | 0 | -75 | 0 | 21,055 | D | | | | | | | | | | | | | | |
3/6/23 16:00 | 3/2/23 | DISA | Disruptive Acquisition Corp I | DE | Financ | InvAdv | Investment Advice | Sculptor Capital Management, Inc. | NY | T | | 2 | S.m | -109 | 11.16 | 0 | -10 | | 309 | I | | | | | | | | | | | | | | |
3/3/23 18:00 | 3/2/23 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Sorkin David | NY | O | GC | 1 | S | -2,218 | 55.44 | 0 | -40 | | 3,147 | D | | | | | | | | | | | | | | |
3/2/23 16:49 | 2/14/23 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Pomilia Susan Weber | CA | D | | 1 | S.m | -101 | 9.02 | 0 | -11 | | 109 | D | | | | | | | | | | | | | | |
3/2/23 16:13 | 3/1/23 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Flanagan Martin L | GA | DO | P,CEO | 1 | S | -4,051 | 17.43 | 0 | -232 | | 4,546 | D | | | | | | | | | | | | | | |
2/27/23 18:54 | 2/23/23 | VCTR | Victory Capital Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Cliff Kelly Stevenson | TX | O | P,Invest | 1 | S | -414 | 33.13 | 0 | -13 | | 431 | D | | | | | | | | | | | | | | |
2/16/23 16:45 | 2/15/23 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Sellers Samuel Bentson | WI | O | EVP | 1 | S | -354 | 36.11 | 0 | -10 | | 16 | D | | | | | | | | | | | | | | |
2/13/23 16:15 | 2/9/23 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Melloh Heather J. | MN | O | EVP,GC | 1 | S.d | -271 | 352.87 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
2/3/23 17:18 | 2/1/23 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Suydam John J | NY | O | GC | 2 | S.m | -7,100 | 71.00 | 0 | -100 | | 370 | D | | | | | | | | | | | | | | |
2/2/23 18:03 | 2/1/23 | SCU | Sculptor Capital Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cohen Wayne | NY | DO | P,COO | 4 | S.dm | -317 | 8.95 | 0 | -35 | | 548 | D | | | | | | | | | | | | | | |
1/31/23 17:09 | 1/27/23 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Trian Fund Management, L.P. | NY | T | | 2 | S.m | -191,625 | 18.56 | 0 | -10,326 | | 48,587 | I | | | | | | | | | | | | | | |
1/31/23 16:15 | 1/30/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Farrell Michael J | PA | D | | 1 | S | -386 | 38.64 | 0 | -10 | | 137 | I | | | | | | | | | | | | | | |
1/24/23 21:00 | 1/20/23 | ALTI | Alvarium Tiedemann Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Grabowski Bertrand P. | NY | D | | 1 | S | -119 | 9.50 | 0 | -13 | | 13 | D | | | | | | | | | | | | | | |
1/24/23 21:00 | 1/20/23 | ALTI | Alvarium Tiedemann Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Karp Daniel Jeremy | NY | D | | 1 | S | -119 | 9.50 | 0 | -13 | | 13 | D | | | | | | | | | | | | | | |