6/7/24 16:44 | 6/7/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Petro Andrea | CA | D | | P | 57 | 11.49 | 0 | 5 | 73 | 12 | D | | | | | | | | | | | | | | |
6/7/24 16:43 | 6/6/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Leets Karen L | CA | D | | P | 50 | 11.49 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
6/7/24 10:01 | 6/6/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/6/24 17:00 | 6/4/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Hellerman Gerald | FL | D | | P | 1 | 6.81 | 0 | 0 | 0 | 40 | D | | | | | | | | | | | | | | |
6/6/24 10:40 | 6/5/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.68 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/5/24 17:11 | 6/4/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 87 | 13.00 | 0 | 7 | 0 | 5,711 | I | | | | | | | | | | | | | | |
6/5/24 17:09 | 6/4/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 809 | 13.61 | 0 | 59 | 2 | 3,380 | I | | | | | | | | | | | | | | |
6/5/24 16:38 | 6/5/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Luecke Connie M | IL | O | VP,Chief | P | 8 | 8.60 | 0 | 1 | 5 | 19 | D | | | | | | | | | | | | | | |
6/5/24 14:38 | 5/14/24 | BII | Brookfield Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Bii Bip Holdings LP | D0 | H | Affiliat | S.a | -58,500 | 10.19 | 0 | -5,741 | -64 | 3,275 | D | | | | | | | | | | | | | | |
6/5/24 14:35 | 5/14/24 | BII | Brookfield Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Bii Big Holdings LP | E9 | H | Affiliat | P.a | 117,000 | 10.19 | 0 | 11,482 | 462 | 13,964 | D | | | | | | | | | | | | | | |
6/5/24 14:33 | 5/14/24 | BII | Brookfield Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Brookfield Brp Holdings (Us) Inc. | A6 | H | Affiliat | S.a | -58,500 | 10.19 | 0 | -5,741 | -41 | 8,393 | D | | | | | | | | | | | | | | |
6/5/24 11:32 | 6/4/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.62 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/4/24 17:27 | 6/3/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Smith Rhonda Scott | TX | D | | P | 20 | 16.12 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
6/4/24 16:54 | 6/3/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | P | 243 | 25.87 | 0 | 9 | 2 | 598 | D | | | | | | | | | | | | | | |
6/4/24 13:30 | 6/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.66 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/4/24 11:42 | 6/4/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Vaughan Richard B. | TX | D | | P | 33 | 16.62 | 0 | 2 | 40 | 7 | D | | | | | | | | | | | | | | |
6/4/24 09:31 | 5/31/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | P | 4 | 12.90 | 0 | 0 | 1 | 24 | D | | | | | | | | | | | | | | |
6/3/24 17:54 | 5/30/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -10 | 24.24 | 0 | 0 | -1 | 70 | I | | | | | | | | | | | | | | |
6/3/24 17:15 | 6/3/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 82 | 11.64 | 0 | 7 | 0 | 5,980 | I | | | | | | | | | | | | | | |
6/3/24 17:13 | 6/3/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 3 | 13.00 | 0 | 0 | 0 | 5,705 | I | | | | | | | | | | | | | | |
6/3/24 17:11 | 5/31/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 284 | 13.29 | 0 | 21 | 1 | 3,321 | I | | | | | | | | | | | | | | |
6/3/24 16:05 | 5/30/24 | PFLT | Pennantpark Floating Rate Capital Ltd. | | Fund | CEF | Closed-End Funds | Allorto Richard T Jr | NY | O | CFO,Trea | P | 113 | 11.30 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
6/3/24 16:05 | 5/28/24 | PFLT | Pennantpark Floating Rate Capital Ltd. | | Fund | CEF | Closed-End Funds | Briones Jose A | FL | D | | P | 10 | 11.33 | 0 | 1 | 0 | 326 | D | | | | | | | | | | | | | | |
6/3/24 12:20 | 6/3/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Hartford Funds Management Co LLC | PA | TH | See Rema | P | 1,000 | 10.72 | 0 | 93 | 9 | 1,090 | D | | | | | | | | | | | | | | |
6/3/24 12:07 | 6/3/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Schroder Us Holdings Inc. | NY | T | | P | 1,000 | 10.72 | 0 | 93 | 9 | 1,090 | D | | | | | | | | | | | | | | |
6/3/24 12:01 | 5/31/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.69 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
5/31/24 15:15 | 5/28/24 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 43 | 11.33 | 0 | 4 | 0 | 1,739 | I | | | | | | | | | | | | | | |
5/31/24 15:12 | 5/28/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 604 | 12.72 | 0 | 48 | 1 | 5,704 | I | | | | | | | | | | | | | | |
5/31/24 15:10 | 5/28/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 158 | 8.04 | 0 | 20 | 1 | 2,843 | I | | | | | | | | | | | | | | |
5/31/24 15:08 | 5/28/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 623 | 13.14 | 0 | 47 | 1 | 3,299 | I | | | | | | | | | | | | | | |
5/31/24 15:04 | 5/29/24 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 77 | 10.75 | 0 | 7 | 0 | 3,108 | I | | | | | | | | | | | | | | |
5/31/24 12:43 | 5/30/24 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | Midas Securities Group, Inc. | NY | H | See "Exp | P.m | 226 | 13.28 | 0 | 17 | 38 | 62 | D | | | | | | | | | | | | | | |
5/31/24 10:48 | 5/30/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.62 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
5/30/24 21:56 | 5/29/24 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | Mnaymneh Sami | FL | T | | S | -12,150 | 12.15 | 0 | -1,000 | -20 | 3,976 | I | | | | | | | | | | | | | | |
5/30/24 21:55 | 5/29/24 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | Tamer Anthony | FL | T | | S | -12,150 | 12.15 | 0 | -1,000 | -18 | 4,438 | I | | | | | | | | | | | | | | |
5/30/24 16:55 | 5/29/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 12 | 45.32 | 0 | 0 | 0 | 115 | D | | | | | | | | | | | | | | |
5/30/24 16:33 | 5/29/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 5 | 25.25 | 0 | 0 | 1 | 14 | D | | | | | | | | | | | | | | |
5/30/24 12:51 | 5/29/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Quam Mark Donovan | CO | O | CEO | P | 750 | 10.18 | 0 | 74 | New | 74 | D | | | | | | | | | | | | | | |
5/30/24 10:42 | 5/29/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
5/29/24 17:10 | 5/28/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Frazier Casey Ryan | CO | DO | Chief In | P | 750 | 10.18 | 0 | 74 | New | 74 | D | | | | | | | | | | | | | | |
5/29/24 17:01 | 5/24/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | 0 | 24.22 | 0 | 0 | 0 | 70 | I | | | | | | | | | | | | | | |
5/29/24 16:10 | 5/28/24 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | Midas Securities Group, Inc. | NY | H | See "Exp | P.m | 59 | 13.15 | 0 | 4 | 11 | 45 | D | | | | | | | | | | | | | | |
5/29/24 14:04 | 5/28/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Draut Eric John | CA | D | | P | 11 | 10.89 | 0 | 1 | 2 | 54 | D | | | | | | | | | | | | | | |
5/29/24 13:00 | 5/28/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Pinero Eric A. | NY | O | GC | P | 5 | 12.42 | 0 | 0 | 6 | 8 | D | | | | | | | | | | | | | | |
5/29/24 11:09 | 5/28/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
5/29/24 08:01 | 5/28/24 | OXLC | Oxford Lane Capital Corp. | | Fund | CEF | Closed-End Funds | Rosenthal Saul B | CT | DO | P | P | 25,002 | 5.40 | 0 | 4,630 | 999% | 4,830 | M | | | | | | | | | | | | | | |
5/29/24 08:00 | 5/28/24 | OXLC | Oxford Lane Capital Corp. | | Fund | CEF | Closed-End Funds | Cohen Jonathan H | CT | DO | CEO | P | 25,002 | 5.40 | 0 | 4,630 | 999% | 4,865 | D | | | | | | | | | | | | | | |
5/28/24 18:47 | 5/23/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Steiner Jason Robert | CA | H | SEE REMA | P | 500 | 10.48 | 0 | 48 | 93 | 99 | D | | | | | | | | | | | | | | |
5/28/24 17:54 | 5/23/24 | ARDC | Ares Dynamic Credit Allocation Fund, Inc. | | Fund | CEF | Closed-End Funds | Shaw John Joseph | CA | D | | S.m | -282 | 14.11 | 0 | -20 | -67 | 10 | I | | | | | | | | | | | | | | |
5/28/24 11:30 | 5/24/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
5/24/24 15:47 | 5/23/24 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | Midas Securities Group, Inc. | NY | H | See "Exp | P.m | 149 | 13.21 | 0 | 11 | 38 | 41 | D | | | | | | | | | | | | | | |
5/24/24 15:33 | 5/17/24 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Bilkie Robert M | WI | D | | P | 6 | 9.29 | 0 | 1 | 17 | 4 | D | | | | | | | | | | | | | | |
5/24/24 14:40 | 5/23/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Bethel Keith | PA | D | | P | 22 | 6.30 | 0 | 4 | 25 | 18 | D | | | | | | | | | | | | | | |
5/24/24 10:01 | 5/23/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.64 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/23/24 19:48 | 5/23/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 31 | 8.88 | 0 | 4 | 0 | 3,453 | I | | | | | | | | | | | | | | |
5/23/24 19:46 | 5/21/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 337 | 13.31 | 0 | 25 | 0 | 5,657 | I | | | | | | | | | | | | | | |
5/23/24 19:44 | 5/21/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 187 | 8.11 | 0 | 23 | 1 | 2,823 | I | | | | | | | | | | | | | | |
5/23/24 19:41 | 5/23/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 18 | 13.50 | 0 | 1 | 0 | 3,252 | I | | | | | | | | | | | | | | |
5/23/24 19:39 | 5/21/24 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 667 | 10.89 | 0 | 61 | 2 | 3,101 | I | | | | | | | | | | | | | | |
5/23/24 17:20 | 5/23/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Priest Jeffrey W | NY | O | P,CEO | P | 54 | 24.67 | 0 | 2 | 1 | 274 | D | | | | | | | | | | | | | | |
5/23/24 16:42 | 5/22/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | P | 1,000 | 16.63 | 0 | 60 | 4 | 1,573 | I | | | | | | | | | | | | | | |
5/23/24 16:30 | 5/22/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Kayne Anderson Capital Advisors LP | TX | H | Affiliat | P | 15,919 | 16.63 | 0 | 957 | New | 957 | I | | | | | | | | | | | | | | |
5/23/24 16:16 | 5/23/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 13 | 25.65 | 0 | 1 | 4 | 13 | D | | | | | | | | | | | | | | |
5/23/24 11:37 | 5/22/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.62 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/23/24 10:58 | 5/22/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | S | -158 | 24.63 | 0 | -6 | -11 | 50 | I | | | | | | | | | | | | | | |
5/23/24 10:49 | 5/22/24 | CADEX | Cion Ares Diversified Credit Fund | | Fund | CEF | Closed-End Funds | Thrivent Financial For Lutherans | MN | T | | P | 20,000 | 25.00 | 0 | 800 | 31 | 3,400 | D | | | | | | | | | | | | | | |
5/23/24 10:44 | 5/22/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 1975 Trust Fbo Altschul Arthur G Land Trust | NY | H | Trustee | S | -158 | 24.63 | 0 | -6 | -100 | 0 | D | | | | | | | | | | | | | | |
5/22/24 16:30 | 5/21/24 | TSLX | Sixth Street Specialty Lending, Inc. | | Fund | CEF | Closed-End Funds | Covington P Emery | TX | D | | P | 161 | 21.50 | 0 | 8 | New | 8 | D | | | | | | | | | | | | | | |
5/22/24 16:17 | 5/20/24 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 2,147,484 | 6,781,330 | 0 | 30,000 | | 0 | I | | | | | | | | | | | | | | |
5/22/24 15:46 | 5/21/24 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | Midas Securities Group, Inc. | NY | H | See "Exp | P | 218 | 13.23 | 0 | 17 | 127 | 29 | D | | | | | | | | | | | | | | |
5/22/24 11:47 | 5/22/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Roman Stephen | NY | O | CCO,Secr | P | 5 | 12.41 | 0 | 0 | 4 | 10 | D | | | | | | | | | | | | | | |
5/22/24 10:31 | 5/20/24 | ZTR | Virtus Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Bradley William Patrick III | CT | O | EVP,CFO, | P | 27 | 5.47 | 0 | 5 | 124 | 9 | D | | | | | | | | | | | | | | |
5/22/24 10:25 | 5/21/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/22/24 10:10 | 5/21/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | S | -239 | 24.65 | 0 | -10 | -15 | 56 | I | | | | | | | | | | | | | | |
5/22/24 10:01 | 5/21/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 1975 Trust Fbo Altschul Arthur G Land Trust | NY | H | Trustee | S | -239 | 24.65 | 0 | -10 | -60 | 6 | D | | | | | | | | | | | | | | |
5/21/24 14:17 | 5/20/24 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 735 | 10.90 | 0 | 67 | 2 | 3,040 | I | | | | | | | | | | | | | | |
5/21/24 11:26 | 5/20/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | S | -169 | 24.66 | 0 | -7 | -9 | 66 | I | | | | | | | | | | | | | | |
5/21/24 11:01 | 5/20/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.59 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/21/24 11:01 | 5/20/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 1975 Trust Fbo Altschul Arthur G Land Trust | NY | H | Trustee | S | -169 | 24.66 | 0 | -7 | -30 | 16 | D | | | | | | | | | | | | | | |
5/20/24 18:50 | 5/16/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -7 | 24.14 | 0 | 0 | 0 | 70 | I | | | | | | | | | | | | | | |
5/20/24 16:25 | 5/17/24 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Eiben Lawrence Scott | VA | DO | Principa | S | -197 | 10.08 | 0 | -20 | -4 | 452 | I | | | | | | | | | | | | | | |
5/20/24 16:04 | 5/17/24 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | Midas Securities Group, Inc. | NY | H | See "Exp | P.m | 171 | 13.16 | 0 | 13 | New | 13 | D | | | | | | | | | | | | | | |
5/20/24 10:50 | 5/17/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/20/24 08:55 | 5/17/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 44 | 13.43 | 0 | 3 | 0 | 5,632 | I | | | | | | | | | | | | | | |
5/17/24 15:19 | 5/17/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Bresner Gregg A. | NY | O | P,CIO | P | 25 | 12.51 | 0 | 2 | 4 | 52 | D | | | | | | | | | | | | | | |
5/17/24 13:11 | 5/15/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 75 | 10.28 | 0 | 7 | 0 | 2,883 | I | | | | | | | | | | | | | | |
5/17/24 13:07 | 5/15/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 97 | 12.00 | 0 | 8 | 0 | 5,171 | I | | | | | | | | | | | | | | |
5/17/24 13:05 | 5/15/24 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 100 | 11.44 | 0 | 9 | 1 | 1,735 | I | | | | | | | | | | | | | | |
5/17/24 13:03 | 5/15/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 99 | 8.91 | 0 | 11 | 0 | 3,450 | I | | | | | | | | | | | | | | |
5/17/24 12:58 | 5/15/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 20 | 13.38 | 0 | 2 | 0 | 5,628 | I | | | | | | | | | | | | | | |
5/17/24 12:47 | 5/15/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 400 | 8.08 | 0 | 50 | 2 | 2,800 | I | | | | | | | | | | | | | | |
5/17/24 12:42 | 5/16/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/17/24 12:34 | 5/15/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 493 | 14.19 | 0 | 35 | 1 | 3,251 | I | | | | | | | | | | | | | | |
5/17/24 12:32 | 5/15/24 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 599 | 10.91 | 0 | 55 | 2 | 2,972 | I | | | | | | | | | | | | | | |
5/17/24 12:23 | 5/17/24 | EVT | Eaton Vance Tax Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Dunn Aaron | MA | D | | P | 7 | 23.97 | 0 | 0 | 31 | 1 | D | | | | | | | | | | | | | | |
5/17/24 10:59 | 5/15/24 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Adams Barbara | PA | D | | P | 68 | 20.10 | 0 | 3 | 16 | 25 | I | | | | | | | | | | | | | | |
5/17/24 08:40 | 5/13/24 | PFLT | Pennantpark Floating Rate Capital Ltd. | | Fund | CEF | Closed-End Funds | Briones Jose A | FL | D | | P | 20 | 11.48 | 0 | 2 | 1 | 325 | D | | | | | | | | | | | | | | |
5/16/24 17:35 | 5/14/24 | BII | Brookfield Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Bii Bip Holdings LP | D0 | H | Affiliat | S | -58,500 | 10.17 | 0 | -5,752 | -64 | 3,263 | D | | | | | | | | | | | | | | |
5/16/24 17:33 | 5/14/24 | BII | Brookfield Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Bii Big Holdings LP | E9 | H | Affiliat | P | 117,000 | 10.17 | 0 | 11,504 | 463 | 13,987 | D | | | | | | | | | | | | | | |
5/16/24 16:57 | 5/14/24 | BII | Brookfield Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Brookfield Brp Holdings (Us) Inc. | A6 | H | Affiliat | S | -58,500 | 10.17 | 0 | -5,752 | -41 | 8,382 | D | | | | | | | | | | | | | | |
5/16/24 11:39 | 5/14/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -1,894 | 21.36 | 0 | -89 | -1 | 6,860 | I | | | | | | | | | | | | | | |
5/16/24 11:24 | 5/15/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/15/24 20:01 | 5/13/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -159 | 23.96 | 0 | -7 | -9 | 70 | I | | | | | | | | | | | | | | |
5/15/24 17:36 | 5/13/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 22 | 5.47 | 0 | 4 | 0 | 66,100 | D | | | | | | | | | | | | | | |
5/15/24 13:42 | 5/15/24 | BMC | Bmc Fund Inc | | Fund | CEF | Closed-End Funds | Broyhill Markham Hunt | NC | H | Trustee | P | 19 | 19.99 | 0 | 1 | 2 | 59 | I | | | | | | | | | | | | | | |
5/15/24 11:13 | 5/14/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/14/24 16:12 | 5/14/24 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Sandler Elizabeth | PA | D | | P | 20 | 20.07 | 0 | 1 | 13 | 9 | I | | | | | | | | | | | | | | |
5/14/24 16:01 | 5/10/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 4,377 | 5.48 | 0 | 799 | 1 | 66,096 | D | | | | | | | | | | | | | | |
5/14/24 14:30 | 5/13/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | P | 5 | 12.27 | 0 | 0 | 1 | 44 | D | | | | | | | | | | | | | | |
5/14/24 13:50 | 5/10/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 802 | 13.86 | 0 | 58 | 2 | 3,216 | I | | | | | | | | | | | | | | |
5/14/24 13:48 | 5/10/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 6 | 18.38 | 0 | 0 | 0 | 2,916 | I | | | | | | | | | | | | | | |
5/14/24 10:35 | 5/13/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.70 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/13/24 16:51 | 5/9/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Keilhacker Kurt | CT | D | | P | 202 | 10.01 | 0 | 20 | New | 20 | D | | | | | | | | | | | | | | |
5/13/24 13:02 | 5/10/24 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Sprauer Scott | NY | H | Portfoli | S | -28 | 13.90 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
5/13/24 11:19 | 5/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.66 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/10/24 16:48 | 5/9/24 | XFLT | Xai Octagon Floating Rate & Alternative Income Trust | | Fund | CEF | Closed-End Funds | Brombach Theodore J | IL | O | P,CEO | P.m | 49 | 7.13 | 0 | 7 | 1 | 522 | I | | | | | | | | | | | | | | |
5/10/24 16:37 | 5/9/24 | XFLT | Xai Octagon Floating Rate & Alternative Income Trust | | Fund | CEF | Closed-End Funds | Spence John Yogi | IL | H | Advisor | P.m | 49 | 7.13 | 0 | 7 | 1 | 576 | I | | | | | | | | | | | | | | |
5/10/24 15:01 | 5/9/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Miller Jeffrey Grant | CA | H | Portfoli | P | 185 | 10.01 | 0 | 18 | New | 18 | D | | | | | | | | | | | | | | |
5/10/24 13:20 | 5/9/24 | BBDC | Barings Bdc, Inc. | | Fund | CEF | Closed-End Funds | Freno Michael | NC | H | Officer | P | 267 | 9.73 | 0 | 28 | 63 | 71 | D | | | | | | | | | | | | | | |
5/10/24 10:39 | 5/8/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -410 | 21.46 | 0 | -19 | 0 | 6,949 | I | | | | | | | | | | | | | | |
5/10/24 10:33 | 5/9/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 235 | 10.39 | 0 | 23 | 1 | 3,423 | I | | | | | | | | | | | | | | |
5/10/24 10:32 | 5/9/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.64 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/10/24 10:31 | 5/8/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 390 | 13.76 | 0 | 28 | 1 | 3,158 | I | | | | | | | | | | | | | | |
5/10/24 10:29 | 5/8/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 46 | 18.01 | 0 | 3 | 0 | 2,916 | I | | | | | | | | | | | | | | |
5/9/24 18:08 | 5/7/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -30 | 23.24 | 0 | -1 | -2 | 77 | I | | | | | | | | | | | | | | |
5/9/24 15:16 | 5/8/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Jain Rakesh | NY | H | Portfoli | P | 300 | 10.01 | 0 | 30 | New | 30 | D | | | | | | | | | | | | | | |
5/9/24 15:02 | 5/8/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | O'Neil Brian Stephen | CA | D | | P | 50 | 10.17 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
5/9/24 11:14 | 5/8/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/8/24 17:31 | 5/7/24 | STEW | Srh Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Moore Thomas Jack | CO | D | | P.a | 21 | 14.48 | 0 | 1 | 93 | 3 | D | | | | | | | | | | | | | | |
5/8/24 11:01 | 5/7/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/7/24 17:23 | 5/3/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 22 | 10.06 | 0 | 2 | 0 | 2,876 | I | | | | | | | | | | | | | | |
5/7/24 17:21 | 5/3/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -1,014 | 21.50 | 0 | -47 | -1 | 6,968 | I | | | | | | | | | | | | | | |
5/7/24 17:18 | 5/3/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1 | 11.90 | 0 | 0 | 0 | 5,973 | I | | | | | | | | | | | | | | |
5/7/24 17:16 | 5/3/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 14 | 11.65 | 0 | 1 | 0 | 5,163 | I | | | | | | | | | | | | | | |
5/7/24 17:15 | 5/6/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 498 | 10.32 | 0 | 48 | 1 | 3,401 | I | | | | | | | | | | | | | | |
5/7/24 17:12 | 5/3/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 41 | 8.64 | 0 | 5 | 0 | 3,439 | I | | | | | | | | | | | | | | |
5/7/24 17:10 | 5/3/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 123 | 12.53 | 0 | 10 | 0 | 5,627 | I | | | | | | | | | | | | | | |
5/7/24 17:09 | 5/3/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 105 | 7.96 | 0 | 13 | 0 | 2,751 | I | | | | | | | | | | | | | | |
5/7/24 17:07 | 5/6/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 836 | 13.74 | 0 | 61 | 2 | 3,130 | I | | | | | | | | | | | | | | |
5/7/24 17:04 | 5/3/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 425 | 17.79 | 0 | 24 | 1 | 2,914 | I | | | | | | | | | | | | | | |
5/7/24 16:51 | 5/6/24 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 11.20 | 0 | 0 | 34 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:45 | 5/7/24 | STEW | Srh Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Moore Thomas Jack | CO | D | | P.e | 20 | 14.37 | 0 | 1 | 93 | 3 | D | | | | | | | | | | | | | | |
5/7/24 16:45 | 5/6/24 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 11.72 | 0 | 0 | 94 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:38 | 5/6/24 | PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 19.41 | 0 | 0 | 20 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:38 | 5/6/24 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 13.60 | 0 | 0 | 39 | 1 | D | | | | | | | | | | | | | | |
5/7/24 10:10 | 5/6/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.58 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/6/24 12:02 | 5/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/6/24 10:40 | 5/2/24 | GLO | Clough Global Opportunities Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | P | 247 | 4.94 | 0 | 50 | 17 | 350 | D | | | | | | | | | | | | | | |
5/3/24 17:14 | 4/30/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Pauker Matthew | CA | OT | Principa | P | 0 | 10.03 | 0 | 0 | 0 | 146 | D | | | | | | | | | | | | | | |
5/3/24 13:24 | 5/2/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 308 | 9.96 | 0 | 31 | 1 | 2,874 | I | | | | | | | | | | | | | | |
5/3/24 13:19 | 5/1/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -395 | 21.26 | 0 | -19 | 0 | 7,015 | I | | | | | | | | | | | | | | |
5/3/24 13:16 | 5/2/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 597 | 11.79 | 0 | 51 | 1 | 5,972 | I | | | | | | | | | | | | | | |
5/3/24 13:14 | 5/2/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 760 | 11.55 | 0 | 66 | 1 | 5,161 | I | | | | | | | | | | | | | | |
5/3/24 13:13 | 5/2/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.67 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/3/24 13:12 | 5/2/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 282 | 8.56 | 0 | 33 | 1 | 3,434 | I | | | | | | | | | | | | | | |
5/3/24 13:10 | 5/2/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 159 | 12.33 | 0 | 13 | 0 | 5,617 | I | | | | | | | | | | | | | | |
5/2/24 17:38 | 5/1/24 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Herman Thomas E | IL | O | VP,CFO | P | 254 | 15.55 | 0 | 16 | 156 | 27 | D | | | | | | | | | | | | | | |
5/2/24 16:52 | 5/1/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 470 | 7.85 | 0 | 60 | 2 | 2,738 | I | | | | | | | | | | | | | | |
5/2/24 16:50 | 5/1/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 357 | 13.46 | 0 | 27 | 1 | 3,069 | I | | | | | | | | | | | | | | |
5/2/24 16:47 | 5/1/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,335 | 17.43 | 0 | 77 | 3 | 2,889 | I | | | | | | | | | | | | | | |
5/2/24 15:24 | 5/2/24 | AVK | Advent Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Stuebe Nancy E. | IL | DH | TRUSTEE | P | 6 | 11.71 | 0 | 1 | 12 | 5 | D | | | | | | | | | | | | | | |
5/2/24 14:49 | 5/1/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Buckley Gregory W. | MD | O | E.VP | P | 25 | 23.06 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
5/2/24 14:18 | 5/2/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | P | 20 | 40.79 | 0 | 1 | 1 | 69 | M | | | | | | | | | | | | | | |
5/2/24 13:17 | 5/1/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.69 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/2/24 09:36 | 4/30/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Rakowski Eric | CT | D | | P | 400 | 10.00 | 0 | 40 | New | 40 | I | | | | | | | | | | | | | | |
5/1/24 17:56 | 3/12/24 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Hutchens Charles Carter | VA | DO | Principa | P | 15 | 10.15 | 0 | 1 | 5 | 29 | D | | | | | | | | | | | | | | |
5/1/24 11:48 | 4/30/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
5/1/24 10:31 | 4/29/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -13 | 21.50 | 0 | -1 | 0 | 7,034 | I | | | | | | | | | | | | | | |
5/1/24 10:30 | 4/29/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 64 | 11.66 | 0 | 5 | 0 | 5,922 | I | | | | | | | | | | | | | | |
5/1/24 10:28 | 4/29/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 90 | 11.49 | 0 | 8 | 0 | 5,095 | I | | | | | | | | | | | | | | |
5/1/24 10:25 | 4/29/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 194 | 10.10 | 0 | 19 | 1 | 3,352 | I | | | | | | | | | | | | | | |
5/1/24 10:23 | 4/30/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 218 | 13.13 | 0 | 17 | 1 | 3,042 | I | | | | | | | | | | | | | | |
5/1/24 10:21 | 4/29/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 263 | 17.37 | 0 | 15 | 1 | 2,812 | I | | | | | | | | | | | | | | |
4/30/24 17:31 | 10/5/17 | BLE | Blackrock Municipal Income Trust II | | Fund | CEF | Closed-End Funds | Oconnor Walter | NY | H | Portfoli | P | 1 | 15.49 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/30/24 17:27 | 12/27/23 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | McClements Kyle | NY | H | Portfoli | P | 15 | 14.77 | 0 | 1 | 44 | 3 | D | | | | | | | | | | | | | | |
4/30/24 12:16 | 4/30/24 | GLQ | Clough Global Equity Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | P | 318 | 6.36 | 0 | 50 | 13 | 440 | D | | | | | | | | | | | | | | |
4/30/24 10:31 | 4/29/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.66 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/29/24 16:54 | 4/26/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,564 | 13.00 | 0 | 120 | 4 | 3,026 | I | | | | | | | | | | | | | | |
4/29/24 11:40 | 4/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/26/24 17:15 | 4/24/24 | LASAX | Lord Abbett Special Situations Income Fund | | Fund | CEF | Closed-End Funds | Lord, Abbett & Co. LLC | NJ | H | Investme | S | -3,171 | 9.30 | 0 | -341 | -100 | 0 | D | | | | | | | | | | | | | | |
4/26/24 11:51 | 4/25/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 366 | 11.46 | 0 | 32 | 1 | 5,088 | I | | | | | | | | | | | | | | |
4/26/24 11:48 | 4/25/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 683 | 10.03 | 0 | 68 | 2 | 3,333 | I | | | | | | | | | | | | | | |
4/26/24 11:47 | 4/24/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 859 | 12.00 | 0 | 72 | 1 | 5,604 | I | | | | | | | | | | | | | | |
4/26/24 11:43 | 4/24/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 363 | 7.81 | 0 | 46 | 2 | 2,678 | I | | | | | | | | | | | | | | |
4/26/24 11:40 | 4/24/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,537 | 13.01 | 0 | 118 | 4 | 2,905 | I | | | | | | | | | | | | | | |
4/26/24 11:36 | 4/25/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 597 | 17.27 | 0 | 35 | 1 | 2,797 | I | | | | | | | | | | | | | | |
4/26/24 11:04 | 4/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.64 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/25/24 16:19 | 4/23/24 | TBLD | Thornburg Income Builder Opportunities Trust | | Fund | CEF | Closed-End Funds | Wixted Brian W. | NM | H | Trustee | P | 25 | 15.50 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
4/25/24 10:40 | 4/24/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.70 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/24/24 17:25 | 4/22/24 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | Kline John | NY | DO | CEO,P,,D | S | -16 | 12.55 | 0 | -1 | 0 | 255 | D | | | | | | | | | | | | | | |
4/24/24 11:17 | 4/23/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/23/24 20:02 | 4/23/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 301 | 11.88 | 0 | 25 | 0 | 5,532 | I | | | | | | | | | | | | | | |
4/23/24 20:00 | 4/22/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 660 | 13.14 | 0 | 50 | 2 | 2,787 | I | | | | | | | | | | | | | | |
4/23/24 19:56 | 4/22/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 338 | 17.04 | 0 | 20 | 1 | 2,763 | I | | | | | | | | | | | | | | |
4/23/24 16:36 | 4/11/24 | TAKIX | Carlyle Tactical Private Credit Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | P.a | 500 | 8.57 | 0 | 58 | 91 | 122 | D | | | | | | | | | | | | | | |
4/23/24 11:08 | 4/22/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.58 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/23/24 10:45 | 4/22/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Vaughan Richard B. | TX | D | | P | 71 | 17.69 | 0 | 4 | 400 | 5 | D | | | | | | | | | | | | | | |
4/22/24 21:10 | 4/19/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Gannaway Russell D | CA | H | SEE REMA | P | 1,000 | 10.48 | 0 | 95 | 46 | 301 | D | | | | | | | | | | | | | | |
4/22/24 15:08 | 4/18/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,591 | 12.81 | 0 | 124 | 5 | 2,737 | I | | | | | | | | | | | | | | |
4/22/24 15:04 | 4/19/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | O'Neill Andrew J | NY | O | VP | P | 32 | 40.13 | 0 | 1 | 1 | 85 | D | | | | | | | | | | | | | | |