12/10/25 21:22 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hayes Anthony | NY | O | CEO | 2 | P | 178 | 3.87 | 0 | 46 | 3 | 1,751 | D | | | | | | | | | | | | | | |
12/10/25 21:20 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wool Kyle Michael | NY | O | P | 2 | P | 194 | 3.87 | 0 | 50 | 2 | 2,454 | D | | | | | | | | | | | | | | |
12/10/25 16:30 | 12/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 4 | M.d | 3,052 | 116.85 | 0 | 26 | 67 | 65 | D | | | | | | | | | | | | | | |
12/10/25 16:30 | 12/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 4 | S.d | -3,052 | 116.85 | 0 | -26 | | 65 | D | | | | | | | | | | | | | | |
12/10/25 07:56 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Devall Christopher Franklin | NY | O | COO | 2 | S.m | -1,044 | 3.94 | 0 | -265 | | 191 | D | | | | | | | | | | | | | | |
12/9/25 19:15 | 12/5/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Steinmeier Richard | CA | O | CEO | 1 | S | -1,876 | 370.99 | 0 | -5 | | 26 | M | | | | | | | | | | | | | | |
12/9/25 19:03 | 12/5/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | 3 | S | -1,079 | 359.56 | 0 | -3 | | 17 | D | | | | | | | | | | | | | | |
12/9/25 16:30 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 5 | M.d | 3,230 | 41.79 | 0 | 77 | | 33 | D | | | | | | | | | | | | | | |
12/9/25 16:30 | 12/5/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | 1 | S | -584 | 157.96 | 0 | -4 | | 14 | D | | | | | | | | | | | | | | |
12/8/25 16:20 | 10/24/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCabe Philip | PA | O | See Rema | 3 | M.d | 2,253 | 62.60 | 0 | 36 | 124 | 65 | D | | | | | | | | | | | | | | |
12/5/25 17:57 | 12/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | 2 | M.d | 3,603 | 65.79 | 0 | 55 | 1 | 6,943 | D | | | | | | | | | | | | | | |
12/5/25 17:57 | 12/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | 2 | S.d | -3,603 | 65.79 | 0 | -55 | | 6,943 | D | | | | | | | | | | | | | | |
12/5/25 16:31 | 11/24/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 6 | S.d | -30,409 | 83.64 | 0 | -364 | | 566 | D | | | | | | | | | | | | | | |
12/5/25 16:30 | 11/4/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 4 | S.d | -13,349 | 65.75 | 0 | -203 | | 119 | D | | | | | | | | | | | | | | |
12/3/25 17:57 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 4 | M.d | 40,880 | 67.39 | 0 | 607 | | 589 | D | | | | | | | | | | | | | | |
12/3/25 16:37 | 12/1/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | Group MD | 1 | S | -28 | 352.48 | 0 | 0 | | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:36 | 12/1/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | 1 | S | -1,313 | 1,043.4 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:32 | 12/2/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yates David M | NY | O | CIO | 1 | S | -76 | 11.13 | 0 | -7 | | 152 | D | | | | | | | | | | | | | | |
12/3/25 16:08 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP,CPO | 1 | S | -420 | 90.57 | 0 | -5 | | 58 | D | | | | | | | | | | | | | | |
12/3/25 16:06 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | 3 | S | -556 | 88.06 | 0 | -6 | | 87 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Shoukry Paul M | FL | DO | CEO | 1 | M.d | 0 | 0.00 | 0 | 4 | 11 | 38 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | 1 | M.d | 0 | 0.00 | 0 | 4 | 17 | 26 | D | | | | | | | | | | | | | | |
12/2/25 17:00 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Exec Cha | 1 | M.d | 0 | 0.00 | 0 | 7 | 3 | 263 | D | | | | | | | | | | | | | | |
12/2/25 16:58 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | 1 | M.d | 0 | 0.00 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
12/2/25 16:57 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | 1 | M.d | 0 | 0.00 | 0 | 3 | 4 | 78 | D | | | | | | | | | | | | | | |
12/2/25 16:56 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Haynes Morgan Tarazeta J | FL | O | Chief Au | 1 | M.d | 0 | 0.00 | 0 | 1 | 35 | 5 | D | | | | | | | | | | | | | | |
12/2/25 16:55 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Elwyn Tashtego S | FL | O | P,PCG | 1 | M.d | 0 | 0.00 | 0 | 3 | 7 | 41 | D | | | | | | | | | | | | | | |
12/2/25 16:52 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Curtis Scott A | FL | O | COO | 1 | M.d | 0 | 0.00 | 0 | 3 | 2 | 172 | D | | | | | | | | | | | | | | |
12/2/25 16:49 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Campagnoli Vincent | FL | O | EVP,Tech | 1 | M.dm | 0 | 0.00 | 0 | 9 | 36 | 34 | D | | | | | | | | | | | | | | |
12/2/25 16:47 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Helal Tarek | FL | O | Chief St | 1 | M.dm | 0 | 0.00 | 0 | 4 | 16 | 26 | D | | | | | | | | | | | | | | |
12/2/25 16:44 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Larson Katherine H | FL | O | Chief Ac | 1 | M.dm | 0 | 0.00 | 0 | 2 | 214 | 3 | D | | | | | | | | | | | | | | |
12/2/25 16:42 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Oorlog Jonathan W Jr | FL | O | CFO | 1 | M.dm | 0 | 0.00 | 0 | 4 | 21 | 25 | D | | | | | | | | | | | | | | |
12/2/25 16:40 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | 1 | M.d | 0 | 0.00 | 0 | 6 | 8 | 84 | D | | | | | | | | | | | | | | |
12/2/25 16:24 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Aisenbrey Christopher S | FL | O | CHRO | 1 | M.d | 0 | 0.00 | 0 | 2 | 11 | 16 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | M.dm | 3,227 | 218.02 | 0 | 15 | 20 | 90 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | S.dm | -3,227 | 218.02 | 0 | -15 | | 90 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/25/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 2 | S | -432 | 11.52 | 0 | -38 | | 1,011 | D | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 1 | S | -242 | 153.65 | 0 | -2 | | 21 | D | | | | | | | | | | | | | | |
11/21/25 16:44 | 11/21/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clune Katherine Patricia | MN | O | CFO | 1 | S | -444 | 324.69 | 0 | -1 | | 10 | D | | | | | | | | | | | | | | |
11/21/25 16:35 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 3 | M.d | 673 | 119.68 | 0 | 6 | 15 | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:35 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 3 | S.d | -673 | 119.68 | 0 | -6 | | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:30 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 1 | S | -22,963 | 153.08 | 0 | -150 | | 3,000 | M | | | | | | | | | | | | | | |
11/21/25 16:09 | 11/20/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sammann Derek | IL | O | Sr MD Gl | 1 | S | -1,985 | 275.67 | 0 | -7 | | 27 | M | | | | | | | | | | | | | | |
11/19/25 16:31 | 10/21/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 4 | S.d | -275,309 | 127.02 | 0 | -2,167 | -100 | 1 | I | | | | | | | | | | | | | | |
11/19/25 16:21 | 11/18/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Soran Philip | MN | D | | 1 | S | -190 | 317.05 | 0 | -1 | | 19 | D | | | | | | | | | | | | | | |
11/18/25 12:48 | 11/17/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Doran William | PA | D | | 1 | M.d | 533 | 53.34 | 0 | 10 | 2 | 629 | D | | | | | | | | | | | | | | |
11/14/25 19:05 | 11/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 2 | M.d | 444 | 72.20 | 0 | 6 | 13 | 55 | M | | | | | | | | | | | | | | |
11/14/25 19:05 | 11/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 2 | S.d | -444 | 72.20 | 0 | -6 | | 55 | M | | | | | | | | | | | | | | |
11/13/25 16:05 | 11/11/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Deason Douglas R | NY | D | | 2 | P.m | 1,028 | 30.23 | 0 | 34 | 145 | 57 | I | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | 2 | S.d | -5,612 | 129.81 | 0 | -43 | | 189 | I | | | | | | | | | | | | | | |
11/13/25 14:21 | 11/12/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 2 | M.d | 3,464 | 69.28 | 0 | 50 | | 14 | D | | | | | | | | | | | | | | |
11/13/25 14:21 | 11/12/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 2 | S.d | -3,464 | 69.28 | 0 | -50 | | 14 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 2 | M.d | 687 | 68.68 | 0 | 10 | 1 | 1,574 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 2 | S.d | -687 | 68.68 | 0 | -10 | | 1,574 | D | | | | | | | | | | | | | | |
11/10/25 21:17 | 11/7/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 2 | M.d | 4,832 | 68.66 | 0 | 70 | | 0 | M | | | | | | | | | | | | | | |
11/10/25 21:17 | 11/7/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 2 | S.d | -4,832 | 68.66 | 0 | -70 | -100 | 0 | M | | | | | | | | | | | | | | |
11/7/25 16:38 | 11/4/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | 1 | S.d | -134 | 34.57 | 0 | -4 | | 27 | D | | | | | | | | | | | | | | |
11/5/25 21:25 | 11/3/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Intercontinental Exchange, Inc. | GA | T | | 1 | M.d | 0 | 0.00 | 0 | 6,803 | 999% | 7,453 | I | | | | | | | | | | | | | | |
11/5/25 17:06 | 11/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 2 | M.d | 1,073 | 214.67 | 0 | 5 | 9 | 59 | D | | | | | | | | | | | | | | |
11/5/25 17:06 | 11/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 2 | S.d | -1,073 | 214.67 | 0 | -5 | | 59 | D | | | | | | | | | | | | | | |
11/5/25 16:35 | 11/3/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | 1 | S | -103 | 91.20 | 0 | -1 | | 118 | D | | | | | | | | | | | | | | |
11/5/25 16:12 | 11/3/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | 5 | S.m | -5,926 | 68.55 | 0 | -86 | 0 | 24,797 | I | | | | | | | | | | | | | | |
11/4/25 11:34 | 11/3/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Ford Harold Eugene Jr. | IL | D | | 1 | S | -264 | 263.53 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
10/31/25 16:47 | 10/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | 3 | S.m | -3,767 | 68.50 | 0 | -55 | | 224 | D | | | | | | | | | | | | | | |
10/31/25 16:42 | 10/31/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward | NY | DO | CB,CEO | 1 | S | -16,434 | 164.34 | 0 | -100 | | 761 | D | | | | | | | | | | | | | | |
10/30/25 21:39 | 10/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 1 | S.m | -10,284 | 94.22 | 0 | -109 | 0 | 96,368 | I | | | | | | | | | | | | | | |
10/27/25 16:03 | 10/23/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bright Jill | CT | D | | 1 | P | 26 | 65.95 | 0 | 0 | 4 | 10 | D | | | | | | | | | | | | | | |
10/22/25 18:42 | 10/20/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 1 | S | -13,981 | 1,165.0 | 0 | -12 | | 7 | D | | | | | | | | | | | | | | |
10/15/25 16:30 | 10/12/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tomczyk Fredric J | IL | D | | 1 | M.d | 3,626 | 244.71 | 0 | 15 | 92 | 31 | D | | | | | | | | | | | | | | |
10/14/25 16:39 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Novogratz Michael | NY | DOT | CEO | 1 | S.d | -108,000 | 36.00 | 0 | -3,000 | | 349 | I | | | | | | | | | | | | | | |
10/14/25 16:36 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ferraro Christopher C | NY | O | P,CIO | 1 | S.d | -27,000 | 36.00 | 0 | -750 | | 688 | D | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Galaxy Group Investments LLC | NY | T | | 1 | S.d | -89,174 | 36.00 | 0 | -2,477 | -100 | 0 | D | | | | | | | | | | | | | | |
10/9/25 12:28 | 8/14/25 | ALTS | Alt5 Sigma Corp | NV | Financ | FinTrd | Commodity Contracts Brokers & | Danziger David C. | NV | D | | 1 | P | 73 | 7.30 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
10/6/25 18:08 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cf Group Management Inc | NY | DTH | Managing | 1 | P | 82,632 | 9.21 | 0 | 8,974 | 9 | 105,287 | I | | | | | | | | | | | | | | |
10/6/25 18:05 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cantor Fitzgerald, L. P. | NY | DT | | 1 | P | 82,632 | 9.21 | 0 | 8,974 | 10 | 102,314 | D | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Howard W | NY | DT | | 1 | S | -82,632 | 0.7523 | 0 | -109,834 | -100 | 0 | M | | | | | | | | | | | | | | |
10/6/25 17:57 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Brandon | NY | DT | | 1 | P | 82,632 | 0.7523 | 0 | 109,834 | 999% | 111,393 | I | | | | | | | | | | | | | | |
10/6/25 16:20 | 10/3/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahl Murray | NY | D | | 3 | P.d | 1,245 | 36.10 | 0 | 34 | 1 | 4,558 | I | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 1 | S | -2,221 | 92.55 | 0 | -24 | | 1,888 | I | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 3 | S.d | -508,773 | 45.46 | 0 | -11,192 | -100 | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 8 | S.m | -50,166 | 63.69 | 0 | -788 | | 3,463 | I | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 1 | S | -299 | 93.33 | 0 | -3 | | 70 | I | | | | | | | | | | | | | | |
10/2/25 17:15 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zoellick Robert B. | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 100 | D | | | | | | | | | | | | | | |
10/2/25 17:14 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Treseder Oluwadara Johnson | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 74 | D | | | | | | | | | | | | | | |
10/2/25 17:14 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Loop Paula | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 70 | D | | | | | | | | | | | | | | |
10/2/25 17:00 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 0 | 7,322 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lieberman Ronald Craig | NY | D | | 1 | P.d | 0 | 0.00 | 0 | 22 | 216 | 32 | D | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | 8 | S.m | -232 | 19.87 | 0 | -12 | | 151 | I | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 2 | M.d | 1,390 | 69.50 | 0 | 20 | 36 | 76 | D | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 2 | S.d | -1,390 | 69.50 | 0 | -20 | | 76 | D | | | | | | | | | | | | | | |
9/26/25 21:35 | 9/23/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 1 | M.d | 60 | 28.55 | 0 | 2 | 2 | 102 | D | | | | | | | | | | | | | | |
9/26/25 20:46 | 9/25/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 1 | P | 73 | 265.23 | 0 | 0 | 0 | 261 | M | | | | | | | | | | | | | | |
9/25/25 17:00 | 9/23/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | S | 0 | 0.00 | 0 | -14 | | 22 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 2 | M.d | 1,398 | 69.88 | 0 | 20 | | 16 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 2 | S.d | -1,398 | 69.88 | 0 | -20 | | 16 | D | | | | | | | | | | | | | | |
9/19/25 16:30 | 9/17/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Stuart Glen | GA | O | COO | 1 | S | -162 | 172.04 | 0 | -1 | | 17 | D | | | | | | | | | | | | | | |
9/18/25 19:30 | 9/18/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Marcus Jonathan L | IL | O | Sr MD GC | 2 | S | -200 | 260.51 | 0 | -1 | | 8 | D | | | | | | | | | | | | | | |
9/17/25 13:48 | 9/16/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | McCourt Timothy Francis | IL | O | Sr MD Gl | 1 | S | -98 | 259.83 | 0 | 0 | | 10 | D | | | | | | | | | | | | | | |
9/15/25 21:53 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Meade Tyler Roberts | NY | O | GC | 1 | S.d | -5,236 | 26.25 | 0 | -199 | | 1,224 | D | | | | | | | | | | | | | | |
9/15/25 21:51 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Beard Marshall Edmund | NY | DO | COO | 1 | S.d | -6,796 | 26.25 | 0 | -259 | | 1,728 | D | | | | | | | | | | | | | | |
9/15/25 17:14 | 9/11/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smollen John | NJ | O | EVP Trad | 1 | M.d | 1,800 | 12.00 | 0 | 150 | 931 | 166 | D | | | | | | | | | | | | | | |
9/15/25 16:32 | 9/12/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams Medina Rhonda | NY | D | | 1 | S | -994 | 29.83 | 0 | -33 | | 112 | D | | | | | | | | | | | | | | |
9/15/25 16:15 | 9/12/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | McPherson Kevin M | NY | O | Chief Re | 1 | S | -277 | 185.32 | 0 | -1 | | 68 | D | | | | | | | | | | | | | | |