4/11/25 21:57 | 8/9/24 | PIRS | Pieris Pharmaceuticals, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Adar1 Capital Management, LLC | TX | T | | 2 | P.dm | 9,557 | 10.16 | 0 | 940 | 20 | 5,536 | I | | | | | | | | | | | | | | |
4/11/25 20:56 | 4/9/25 | VANI | Vivani Medical, Inc. | CA | Health | ElcMd | Electromedical & Electrothera | Williams Gregg | CA | DT | | 21 | P.m | 5,471 | 1.23 | 0 | 4,460 | 32 | 18,604 | I | | | | | | | | | | | | | | |
4/11/25 18:38 | 4/10/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Browne Jonathan Paul | FL | H | Portfoli | 3 | P | 31 | 13.51 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
4/11/25 18:12 | 4/9/25 | TECX | Tectonic Therapeutic, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Springer Timothy A | MA | DT | | 15 | P.dm | 79,050 | 19.95 | 0 | 3,962 | 9 | 46,645 | M | | | | | | | | | | | | | | |
4/11/25 17:41 | 4/10/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | 3 | P | 10,779 | 24.95 | 0 | 432 | 41 | 1,496 | D | | | | | | | | | | | | | | |
4/11/25 17:22 | 4/9/25 | ORKA | Oruka Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Venrock Healthcare Capital Partners Iii, L.P. | NY | T | | 14 | P.m | 20,842 | 12.01 | 0 | 1,735 | 22 | 9,452 | I | | | | | | | | | | | | | | |
4/11/25 17:16 | 4/9/25 | PANL | Pangaea Logistics Solutions Ltd. | D0 | Trans | ShipTr | Deep Sea Foreign Transportati | Strategic Shipping Inc. | CT | T | | 2 | P.m | 978 | 4.17 | 0 | 234 | 1 | 18,594 | D | | | | | | | | | | | | | | |
4/11/25 16:55 | 4/9/25 | NIR | Near Intelligence, Inc. | DE | Financ | NtBnk | National Commercial Banks | Jpmorgan Chase & Co | NY | T | | 3 | P.m | 166 | 0.1207 | 0 | 1,372 | 2 | 57,357 | I | | | | | | | | | | | | | | |
4/11/25 16:54 | 4/10/25 | ARTW | Arts Way Manufacturing Co Inc | DE | Machn | AgMch | Farm Machinery & Equipment | Ramsey Randall C. | IA | D | | 1 | P | 10 | 1.50 | 0 | 7 | 11 | 68 | D | | | | | | | | | | | | | | |
4/11/25 16:49 | 4/10/25 | FROPX | Flat Rock Opportunity Fund | | Fund | CEF | Closed-End Funds | Grunewald Robert | WY | DOH | CEO | 2 | P | 162 | 17.81 | 0 | 9 | 5 | 207 | I | | | | | | | | | | | | | | |
4/11/25 16:17 | 7/26/11 | PMF | Pimco Municipal Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 58 | P.dm | 3,296 | 11.21 | 0 | 294 | | 59 | I | | | | | | | | | | | | | | |
4/11/25 16:15 | 4/9/25 | PBF | Pbf Energy Inc. | DE | Energy | OilRef | Petroleum Refining | Control Empresarial De Capitales S.A. De C.V. | O5 | TH | Add'l Re | 73 | P.m | 971,071 | 17.63 | 0 | 55,080 | 61 | 145,866 | D | | | | | | | | | | | | | | |
4/11/25 15:24 | 4/10/25 | CNFR | Conifer Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Smith James Grant | MI | D | | 2 | P | 24 | 0.6744 | 0 | 36 | | 36 | D | | | | | | | | | | | | | | |
4/11/25 14:04 | 4/9/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | 4 | P.m | 151 | 9.48 | 0 | 16 | 8 | 222 | D | | | | | | | | | | | | | | |
4/11/25 13:33 | 4/10/25 | JHS | John Hancock Income Securities Trust | MA | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | 9 | P | 99 | 14.00 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
4/11/25 13:23 | 4/10/25 | GOVX | Geovax Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Spencer John N Jr | GA | D | | 1 | P | 10 | 0.9800 | 0 | 10 | 713 | 11 | D | | | | | | | | | | | | | | |
4/11/25 13:14 | 4/9/25 | BDCO | Blue Dolphin Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Carroll Jonathan P | TX | DOT | CEO,P | 11 | P.m | 335 | 2.83 | 0 | 119 | 3 | 4,121 | D | | | | | | | | | | | | | | |
4/11/25 12:05 | 4/10/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | 548 | P.m | 3,423 | 14.05 | 0 | 244 | 2 | 11,540 | M | | | | | | | | | | | | | | |
4/11/25 11:37 | 4/9/25 | CBRL | Cracker Barrel Old Country Store, Inc | | Retail | Dining | Eating Places | Gmt Capital Corp | GA | T | | 2 | P.m | 6,233 | 36.77 | 0 | 170 | 7 | 2,516 | D | | | | | | | | | | | | | | |
4/11/25 11:35 | 4/9/25 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | 1 | P | 40 | 9.60 | 0 | 4 | 4 | 106 | D | | | | | | | | | | | | | | |
4/11/25 09:37 | 6/12/24 | HNRG | Hallador Energy Co | CO | Utility | ElcPwr | Electric Services | Gray Zarrell Thomas | IN | D | | 4 | P.m | 353 | 7.51 | 0 | 47 | 362 | 60 | D | | | | | | | | | | | | | | |
4/10/25 21:43 | 4/8/25 | OMI | Owens & Minor Inc/Va/ | VA | Health | MdSpl | Medical, Dental & Hospital Eq | Coliseum Capital Management, LLC | CT | T | | 17 | P.dm | 94,874 | 4.33 | 0 | 21,901 | 16 | 159,604 | I | | | | | | | | | | | | | | |
4/10/25 21:30 | 4/8/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | 26 | P.m | 3,786 | 9.35 | 0 | 405 | 1 | 30,924 | I | | | | | | | | | | | | | | |
4/10/25 21:24 | 4/10/25 | CVGW | Calavo Growers Inc | CA | Ag | Ag | Agricultural Services | Snyder James E | CA | O | CFO | 1 | P | 75 | 23.33 | 0 | 3 | 165 | 5 | D | | | | | | | | | | | | | | |
4/10/25 21:22 | 4/8/25 | SBGI | Sinclair, Inc. | MD | Media | Tv | Television Broadcasting Stati | Smith David D | MD | DOT | Exec CB | 10 | P.m | 13,313 | 14.49 | 0 | 919 | 151 | 1,526 | D | | | | | | | | | | | | | | |
4/10/25 21:21 | 4/10/25 | CVGW | Calavo Growers Inc | CA | Ag | Ag | Agricultural Services | Browne Michael A | CA | O | EVP | 2 | P | 258 | 23.43 | 0 | 11 | 289 | 15 | D | | | | | | | | | | | | | | |
4/10/25 21:09 | 4/9/25 | QTI | Qt Imaging Holdings, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Katz Avi S | CA | DO | CB | 3 | P.d | 3,714 | 0.5873 | 0 | 6,323 | | 3,329 | D | | | | | | | | | | | | | | |
4/10/25 21:09 | 4/9/25 | QTI | Qt Imaging Holdings, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Dinu Raluca | CA | DO | CEO | 3 | P.d | 250 | 0.2549 | 0 | 981 | 524 | 1,168 | D | | | | | | | | | | | | | | |
4/10/25 20:38 | 4/8/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | Sack Peter | NY | O | CEO | 2 | P.m | 3 | 10.83 | 0 | 0 | 10 | 3 | D | | | | | | | | | | | | | | |
4/10/25 19:06 | 4/9/25 | PVLA | Palvella Therapeutics, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Jenkins George M | PA | D | | 2 | P | 153 | 16.97 | 0 | 9 | 5 | 197 | M | | | | | | | | | | | | | | |
4/10/25 19:02 | 4/8/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Kocak Ron | CA | O | VP Contr | 1 | P.m | 10 | 0.7948 | 0 | 13 | | 13 | D | | | | | | | | | | | | | | |
4/10/25 19:00 | 4/8/25 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Broadwood Partners, L.P. | NY | T | | 20 | P.dm | 100,851 | 3.74 | 0 | 26,943 | 22 | 149,095 | M | | | | | | | | | | | | | | |
4/10/25 18:52 | 4/8/25 | ASAN | Asana, Inc. | DE | Tech | Softw | Prepackaged Software | Moskovitz Dustin A. | CA | DOT | P,CEO,Ch | 6 | P.m | 48,390 | 14.34 | 0 | 3,375 | 6 | 55,420 | D | | | | | | | | | | | | | | |
4/10/25 18:49 | 3/4/25 | VISL | Vislink Technologies, Inc. | DE | Electr | Comm | Communications Equipment | Hale Capital Partners, LP | NY | T | | 12 | P.em | 313 | 2.50 | 0 | 125 | 51 | 372 | I | | | | | | | | | | | | | | |
4/10/25 18:33 | 4/8/25 | JELD | Jeld-Wen Holding, Inc. | DE | Build | Wood | Millwood, Veneer, Plywood, & | Turtle Creek Asset Management Inc. | A6 | T | | 9 | P.m | 18,543 | 8.23 | 0 | 2,253 | 16 | 16,096 | I | | | | | | | | | | | | | | |
4/10/25 18:24 | 4/8/25 | GTE | Gran Tierra Energy Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Equinox Partners Investment Management LLC | CT | T | | 3 | P.m | 2,506 | 4.09 | 0 | 612 | 16 | 4,328 | I | | | | | | | | | | | | | | |
4/10/25 18:16 | 4/8/25 | CVI | Cvr Energy Inc | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Icahn Carl C | FL | T | | 23 | P.m | 70,932 | 21.38 | 0 | 3,318 | 5 | 73,902 | I | | | | | | | | | | | | | | |
4/10/25 18:05 | 4/9/25 | BMN | Blackrock 2037 Municipal Target Term Trust | | Fund | CEF | Closed-End Funds | Romaglino Christian | NY | H | Portfoli | 4 | P | 108 | 24.27 | 0 | 4 | 999% | 5 | D | | | | | | | | | | | | | | |
4/10/25 18:01 | 4/8/25 | SSII | Ss Innovations International, Inc. | FL | Health | MdEq | Surgical & Medical Instrument | Cohen Barry F | FL | DO | COO - Am | 11 | P.m | 78 | 6.29 | 0 | 12 | 0 | 8,961 | D | | | | | | | | | | | | | | |
4/10/25 17:56 | 4/8/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | 10 | P | 488 | 13.56 | 0 | 36 | 22 | 198 | I | | | | | | | | | | | | | | |
4/10/25 17:15 | 4/8/25 | CCO | Clear Channel Outdoor Holdings, Inc. | DE | BizSv | Ads | Advertising | Moreno Arturo R | AZ | T | | 4 | P.m | 10,006 | 1.07 | 0 | 9,326 | 19 | 59,343 | D | | | | | | | | | | | | | | |
4/10/25 17:07 | 4/10/25 | OPK | Opko Health, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DOT | CEO,CB | 30 | P.d | 13,565 | 1.10 | 0 | 12,325 | 5 | 247,698 | I | | | | | | | | | | | | | | |
4/10/25 17:01 | 4/9/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Sell Moritz A | WI | D | | 3 | P.m | 49 | 6.12 | 0 | 8 | 209 | 12 | D | | | | | | | | | | | | | | |
4/10/25 16:59 | 4/9/25 | NREF | Nexpoint Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Richards Paul | TX | O | See Rema | 3 | P.dm | 456 | 6.17 | 0 | 74 | 68 | 182 | D | | | | | | | | | | | | | | |
4/10/25 16:43 | 4/8/25 | BTMD | Biote Corp. | | Health | MdCm | Medicinal Chemicals & Botanic | Guines LLC | NY | T | | 5 | P.m | 6,314 | 3.25 | 0 | 1,942 | 88 | 4,156 | I | | | | | | | | | | | | | | |
4/10/25 16:38 | 4/8/25 | LPG | Dorian Lpg Ltd. | 1T | Trans | ShipTr | Deep Sea Foreign Transportati | Hadjipateras John C | CT | DOT | P,CEO | 2 | P | 745 | 21.30 | 0 | 35 | 2 | 1,994 | M | | | | | | | | | | | | | | |
4/10/25 16:33 | 4/9/25 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Staggs Dana | CO | O | P | 2 | P | 5 | 18.42 | 0 | 0 | 5 | 6 | D | | | | | | | | | | | | | | |
4/10/25 16:30 | 4/9/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Agah Ramtin | CA | DO | Chief Me | 3 | P.d | 46 | 0.4768 | 0 | 97 | 10 | 1,078 | D | | | | | | | | | | | | | | |
4/10/25 16:30 | 4/9/25 | KVYO | Klaviyo, Inc. | DE | Tech | Softw | Prepackaged Software | Fagnan Jeff | MA | T | | 4 | P | 1,104 | 30.34 | 0 | 36 | 211 | 54 | I | | | | | | | | | | | | | | |
4/10/25 16:29 | 4/9/25 | TXMD | Therapeuticsmd, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Walker Marlan D | FL | O | CEO | 1 | P.m | 2 | 0.8658 | 0 | 2 | 3 | 73 | D | | | | | | | | | | | | | | |
4/10/25 16:18 | 4/10/25 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Attal Alain | TX | D | | 1 | P | 258 | 25.75 | 0 | 10 | 2 | 572 | D | | | | | | | | | | | | | | |
4/10/25 16:15 | 4/8/25 | ACUT | Accustem Sciences Inc. | DE | Health | Drug | Pharmaceutical Preparations | Cerrone Gabriele M | NY | DT | | 3 | P.m | 142 | 0.4872 | 0 | 291 | 6 | 4,911 | I | | | | | | | | | | | | | | |
4/10/25 16:07 | 4/9/25 | RCKT | Rocket Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Kinnari | NJ | O | See Rema | 1 | P | 99 | 4.70 | 0 | 21 | 4 | 576 | I | | | | | | | | | | | | | | |
4/10/25 16:07 | 4/8/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | 38 | P.m | 1,362 | 1.27 | 0 | 1,073 | 14 | 8,698 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 4/9/25 | EARN | Ellington Credit Co | MD | RlEst | REIT | Real Estate Investment Trusts | Borenstein Gregory Morris | CT | O | Portfoli | 1 | P | 38 | 4.73 | 0 | 8 | 80 | 18 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 3/26/24 | BATRA | Atlanta Braves Holdings, Inc. | NV | PerSv | Entert | Amusement & Recreation Servic | Malone John C | CO | T | | 8 | P.m | 16,346 | 10.11 | 0 | 1,617 | 17 | 11,403 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 4/9/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Silverman Phillip | FL | O | CFO | 1 | P | 10 | 13.00 | 0 | 1 | 2 | 39 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 4/10/25 | GOVX | Geovax Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sharkey John W. | GA | O | VP,Busin | 1 | P | 6 | 0.9900 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
4/10/25 15:16 | 4/7/25 | ADMQ | Adm Endeavors, Inc. | NV | BizSv | Ads | Advertising | Archer Alex | TX | O | CFO | 6 | P.m | 13 | 0.0444 | 0 | 295 | 999% | 320 | D | | | | | | | | | | | | | | |
4/10/25 13:56 | 4/9/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 105 | P.m | 986 | 0.9222 | 0 | 1,070 | 7 | 15,999 | D | | | | | | | | | | | | | | |
4/10/25 13:47 | 4/8/25 | TREX | Trex Co Inc | DE | Build | Wood | Lumber & Wood Products (No Fu | Rudolph Jacob T. | VA | O | SVP,CHRO | 5 | P | 13 | 58.51 | 0 | 0 | 1 | 42 | D | | | | | | | | | | | | | | |
4/10/25 12:40 | 4/9/25 | PFBX | Peoples Financial Corp /Ms/ | MS | Financ | StBnk | State Commercial Banks | Stilwell Joseph | PR | T | | 44 | P.dm | 1,982 | 3.22 | 0 | 615 | 10 | 6,775 | I | | | | | | | | | | | | | | |
4/10/25 11:33 | 4/8/25 | NTG | Tortoise Midstream Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 782 | P.m | 703,195 | 11.68 | 0 | 60,215 | 36 | 229,808 | I | | | | | | | | | | | | | | |
4/10/25 10:19 | 4/8/25 | CIA | Citizens, Inc. | CO | Insur | LfIns | Life Insurance | Stenberg Jon | TX | O | P,CEO | 12 | P.m | 782 | 3.41 | 0 | 229 | 520 | 273 | D | | | | | | | | | | | | | | |
4/10/25 10:12 | 4/10/25 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Moylan John Patrick | MI | O | Chief Ac | 1 | P | 51 | 5.07 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
4/10/25 09:48 | 4/9/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | 29 | P | 7 | 0.0566 | 0 | 126 | 2 | 6,600 | D | | | | | | | | | | | | | | |
4/10/25 08:57 | 4/9/25 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | 2 | P | 166 | 8.29 | 0 | 20 | 79 | 45 | D | | | | | | | | | | | | | | |
4/10/25 08:39 | 4/8/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Pescovitz Ora H. | IN | D | | 1 | P | 45 | 5.89 | 0 | 8 | 46 | 24 | D | | | | | | | | | | | | | | |
4/10/25 06:30 | 4/8/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Rakolta John Jr | MI | D | | 6 | P.m | 8,453 | 63.93 | 0 | 132 | 35 | 508 | D | | | | | | | | | | | | | | |
4/10/25 06:02 | 4/9/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bagai Shaun | CA | DO | CEO | 3 | P.d | 17 | 0.2722 | 0 | 61 | 24 | 313 | D | | | | | | | | | | | | | | |
4/9/25 21:30 | 4/8/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Marton Laurence | CA | D | | 2 | P.d | 10 | 0.5047 | 0 | 20 | 80 | 46 | D | | | | | | | | | | | | | | |
4/9/25 20:43 | 3/31/25 | GMGI | Golden Matrix Group, Inc. | NV | Tech | Softw | Prepackaged Software | Milovanovic Aleksandar | Z2 | TH | Member o | 21 | P.m | 2,718 | 1.98 | 0 | 1,370 | 2 | 79,468 | D | | | | | | | | | | | | | | |
4/9/25 20:35 | 4/8/25 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | Bolduc John | FL | D | | 2 | P.m | 400 | 10.05 | 0 | 40 | 20 | 235 | I | | | | | | | | | | | | | | |
4/9/25 19:34 | 4/7/25 | LGF | Lions Gate Entertainment Corp /cn/ | A1 | PerSv | Entert | Motion Picture & Video Tape P | Liberty 77 Capital L.P. | DC | T | | 24 | P.m | 115,640 | 7.34 | 0 | 15,753 | 280 | 21,369 | I | | | | | | | | | | | | | | |
4/9/25 19:18 | 4/7/25 | MSM | Msc Industrial Direct Co Inc | NY | Machn | IndWs | Industrial Machinery & Equipm | Jacobson Mitchell | NY | DT | | 1 | P.m | 11,101 | 69.73 | 0 | 159 | 2 | 7,914 | D | | | | | | | | | | | | | | |
4/9/25 19:02 | 4/9/25 | FLWS | 1 800 Flowers Com Inc | DE | Retail | Retail | Retail Stores | Fund 1 Investments, LLC | PR | T | | 163 | P.dm | 140,015 | 8.73 | 0 | 16,045 | 87 | 34,488 | I | | | | | | | | | | | | | | |
4/9/25 18:21 | 4/7/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Digiandomenico Anthony | TX | DOT | Co-Found | 13 | P.m | 122 | 6.10 | 0 | 20 | 26 | 96 | D | | | | | | | | | | | | | | |
4/9/25 18:16 | 4/7/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | 1 | P | 7 | 4.80 | 0 | 1 | 1 | 131 | I | | | | | | | | | | | | | | |
4/9/25 18:07 | 4/7/25 | UYSC | Uy Scuti Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Uy Scuti Investments Ltd | NY | T | | 2 | P.dm | 2,408 | 10.00 | 0 | 241 | 17 | 1,678 | D | | | | | | | | | | | | | | |
4/9/25 17:00 | 4/7/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Thomas J | FL | H | Chairman | 11 | P.m | 153 | 2.57 | 0 | 60 | 4 | 1,574 | D | | | | | | | | | | | | | | |
4/9/25 16:46 | 4/8/25 | PPTIN | Presidio Property Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Heilbron Jack Kendrick | CA | DO | CEO | 14 | P.dm | 104 | 1.03 | 0 | 101 | 6 | 1,847 | D | | | | | | | | | | | | | | |
4/9/25 16:44 | 4/7/25 | XOMA | Xoma Royalty Corp | | Health | Drug | Pharmaceutical Preparations | Sitko Bradley | CA | O | Chief In | 5 | P | 196 | 23.84 | 0 | 8 | 62 | 21 | D | | | | | | | | | | | | | | |
4/9/25 16:05 | 4/8/25 | CDXS | Codexis, Inc. | DE | Chem | OChm | Industrial Organic Chemicals | Opaleye Management Inc. | MA | T | | 23 | P.m | 9,754 | 3.81 | 0 | 2,561 | 17 | 17,314 | I | | | | | | | | | | | | | | |
4/9/25 15:12 | 9/6/24 | HNRG | Hallador Energy Co | CO | Utility | ElcPwr | Electric Services | Wesley Charles Ray IV | CO | D | | 4 | P.m | 522 | 6.07 | 0 | 86 | 39 | 306 | I | | | | | | | | | | | | | | |
4/9/25 12:51 | 4/9/25 | ASPS | Altisource Portfolio Solutions S.A. | N4 | BizSv | BizSv | Miscellaneous Business Servic | Ritts Gregory J. | N4 | O | Chief Le | 1 | P.d | 10 | 0.4800 | 0 | 20 | 8 | 272 | D | | | | | | | | | | | | | | |
4/9/25 12:20 | 4/8/25 | AMPG | Amplitech Group, Inc. | NV | Electr | Comm | Communications Equipment | Mazziota Daniel Richard | NY | D | | 1 | P | 7 | 1.39 | 0 | 5 | 2 | 241 | D | | | | | | | | | | | | | | |
4/9/25 11:26 | 4/4/25 | XHG | Xchange Tec.Inc | | Insur | InsBrk | Insurance Agents, Brokers & S | Hrt Financial LP | NY | T | | 6 | P.dm | 2,996 | 3.20 | 0 | 935 | 196 | 1,412 | D | | | | | | | | | | | | | | |
4/9/25 09:21 | 4/8/25 | UEEC | United Health Products, Inc. | NV | Health | Orthop | Orthopedic, Prosthetic & Surg | Thom Brian David | NV | DO | CEO | 2 | P | 12 | 0.2472 | 0 | 50 | 5 | 1,105 | D | | | | | | | | | | | | | | |
4/9/25 08:38 | 4/7/25 | UAVS | Ageagle Aerial Systems Inc. | NV | Aero | Aero | Aircraft | Day L B | KS | D | | 1 | P | 1 | 1.02 | 0 | 1 | 7 | 15 | D | | | | | | | | | | | | | | |
4/9/25 07:40 | 4/8/25 | PEPG | Pepgen Inc. | DE | Health | Drug | Pharmaceutical Preparations | McArthur James G | MA | DO | P,CEO | 2 | P | 55 | 1.27 | 0 | 43 | 71 | 104 | D | | | | | | | | | | | | | | |
4/8/25 21:52 | 4/4/25 | VREO | Vireo Growth Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Chicago Atlantic Credit Opportunities, LLC | IL | T | | 8 | P.dm | 20,931 | 0.6178 | 0 | 33,879 | 36 | 126,744 | D | | | | | | | | | | | | | | |
4/8/25 21:30 | 4/4/25 | NUVB | Nuvation Bio Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hung David | NY | DOT | P,CEO | 1 | P.m | 820 | 1.64 | 0 | 500 | 1 | 58,781 | D | | | | | | | | | | | | | | |
4/8/25 20:09 | 3/3/25 | CRWV | Coreweave, Inc. | DE | Tech | Softw | Prepackaged Software | Boone Karen | NJ | D | | 1 | P.d | 500 | 47.56 | 0 | 11 | 609 | 12 | M | | | | | | | | | | | | | | |
4/8/25 19:36 | 4/7/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | 7 | P | 39 | 12.83 | 0 | 3 | 13 | 26 | D | | | | | | | | | | | | | | |
4/8/25 19:05 | 3/31/25 | VKTX | Viking Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Rouan Sarah Kathryn | CA | D | | 2 | P | 60 | 24.15 | 0 | 2 | | 1 | D | | | | | | | | | | | | | | |
4/8/25 18:55 | 4/4/25 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | 3 | P.m | 227 | 5.28 | 0 | 43 | 1 | 7,089 | D | | | | | | | | | | | | | | |
4/8/25 18:20 | 4/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Lb 2018 Gst Trust | NY | H | See Rema | 1 | P | 67,698 | 111.40 | 0 | 608 | 999% | 622 | D | | | | | | | | | | | | | | |
4/8/25 17:57 | 11/27/24 | DEA | Easterly Government Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Fisher Cynthia A | DC | D | | 1 | P | 8 | 12.51 | 0 | 1 | 0 | 134 | I | | | | | | | | | | | | | | |
4/8/25 17:43 | 4/7/25 | RGP | Resources Connection, Inc. | DE | BizSv | BizSv | Business Services | Patel Bhadreskumar | TX | O | COO | 1 | P | 50 | 5.05 | 0 | 10 | 8 | 129 | D | | | | | | | | | | | | | | |
4/8/25 17:05 | 4/8/25 | STRW | Strawberry Fields Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Blisko Michael | FL | D | | 4 | P | 297 | 9.97 | 0 | 30 | 10 | 315 | I | | | | | | | | | | | | | | |
4/8/25 17:02 | 4/4/25 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | 2 | P.d | 57 | 13.17 | 0 | 4 | 14 | 35 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/7/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | 17 | P.dm | 77 | 0.6290 | 0 | 122 | 28 | 559 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/7/25 | CNFR | Conifer Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Sarafa Joseph D | MI | D | | 1 | P | 53 | 0.5300 | 0 | 100 | 40 | 350 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/7/25 | CNFR | Conifer Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Meloche Harold J | MI | O | CFO,Trea | 1 | P | 11 | 0.5208 | 0 | 22 | 43 | 73 | D | | | | | | | | | | | | | | |
4/8/25 16:35 | 4/7/25 | GMS | Gms Inc. | DE | Retail | BldSt | Lumber & Other Construction M | Turner John C Jr | GA | DO | P,CEO | 1 | P | 256 | 70.00 | 0 | 4 | 6 | 67 | D | | | | | | | | | | | | | | |
4/8/25 16:30 | 4/4/25 | WYNN | Wynn Resorts Ltd | | PerSv | Hotel | Hotels & Motels | Fertitta Tilman J | TX | T | | 2 | P.dm | 29,254 | 70.24 | 0 | 417 | 3 | 13,000 | I | | | | | | | | | | | | | | |
4/8/25 16:15 | 4/8/25 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Sebelius Kathleen | NC | D | | 1 | P | 66 | 1.32 | 0 | 50 | 121 | 91 | D | | | | | | | | | | | | | | |
4/8/25 16:15 | 4/8/25 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Green Charles Bruce | NC | D | | 1 | P | 8 | 1.29 | 0 | 6 | 250 | 8 | D | | | | | | | | | | | | | | |
4/8/25 16:15 | 4/7/25 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Constantino Michael T. | NC | D | | 3 | P | 60 | 2.52 | 0 | 24 | 256 | 33 | D | | | | | | | | | | | | | | |
4/8/25 16:02 | 4/7/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Handlon Carolyn B | VA | D | | 2 | P | 125 | 16.65 | 0 | 7 | 40 | 26 | D | | | | | | | | | | | | | | |
4/8/25 13:55 | 4/4/25 | LCRDX | Lord Abbett Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Castle Adam C | NJ | H | Portfoli | 3 | P | 360 | 9.95 | 0 | 36 | 999% | 38 | D | | | | | | | | | | | | | | |
4/8/25 13:29 | 4/8/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Parker Austin Colby | TX | O | CFO,Trea | 1 | P | 22 | 11.13 | 0 | 2 | 45 | 6 | D | | | | | | | | | | | | | | |
4/8/25 12:11 | 3/18/25 | LUXH | Luxurban Hotels Inc. | DE | RlEst | RlEst | Real Estate | James Michael C | FL | O | CFO | 2 | P.d | 101 | 0.1323 | 0 | 766 | 55 | 2,151 | D | | | | | | | | | | | | | | |
4/8/25 12:04 | 4/4/25 | DAKT | Daktronics Inc /Sd/ | SD | Hshld | MfgOth | Miscellaneous Manufacturing I | Siegel Andrew David | NV | D | | 2 | P | 114 | 11.74 | 0 | 10 | 5 | 207 | D | | | | | | | | | | | | | | |
4/8/25 09:30 | 4/7/25 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Anderman Jonathan | MA | O | GC,Corpo | 1 | P | 31 | 1.54 | 0 | 20 | 999% | 21 | D | | | | | | | | | | | | | | |
4/8/25 09:25 | 4/7/25 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | 1 | P | 28 | 1.42 | 0 | 20 | 7 | 320 | D | | | | | | | | | | | | | | |
4/8/25 06:05 | 4/7/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | 21 | P.m | 3,801 | 13.60 | 0 | 279 | 5 | 5,562 | D | | | | | | | | | | | | | | |
4/7/25 20:12 | 4/7/25 | NWTG | Newton Golf Company, Inc. | DE | Hshld | Toys | Sporting & Athletic Goods | Campbell Gregor Alasdair | CA | DO | Exec CB | 6 | P.dm | 132 | 1.29 | 0 | 103 | 999% | 103 | D | | | | | | | | | | | | | | |
4/7/25 19:59 | 4/3/25 | GDRZF | Gold Reserve Ltd | D0 | Mining | Gold | Gold & Silver Ores | Camac Capital, LLC | NY | T | | 7 | P.em | 2,113 | 1.92 | 0 | 1,102 | 6 | 20,175 | D | | | | | | | | | | | | | | |
4/7/25 19:27 | 4/3/25 | LLIAX | Lord Abbett Flexible Income Fund | | Fund | CEF | Closed-End Funds | Kang Eric P | NJ | H | Portfoli | 3 | P | 158 | 9.48 | 0 | 17 | 153 | 27 | D | | | | | | | | | | | | | | |
4/7/25 19:10 | 4/7/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 12 | P | 160 | 1.04 | 0 | 154 | 53 | 446 | D | | | | | | | | | | | | | | |
4/7/25 19:06 | 4/7/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Laffer Arthur B | TX | D | | 5 | P.dm | 382 | 3.52 | 0 | 109 | 25 | 548 | D | | | | | | | | | | | | | | |
4/7/25 19:02 | 4/3/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Norris Dustin David | TX | O | See Rema | 2 | P.dm | 1,567 | 3.75 | 0 | 417 | 306 | 554 | D | | | | | | | | | | | | | | |
4/7/25 18:48 | 4/8/24 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cheng Lawrence | TX | D | | 3 | P | 323 | 16.87 | 0 | 19 | 30 | 83 | I | | | | | | | | | | | | | | |
4/7/25 18:34 | 4/3/25 | ANAB | Anaptysbio, Inc | DE | Health | Drug | Pharmaceutical Preparations | Ecor1 Capital, LLC | CA | DT | | 14 | P.m | 67,044 | 14.51 | 0 | 4,621 | 22 | 25,580 | I | | | | | | | | | | | | | | |
4/7/25 18:09 | 4/3/25 | AMAT | Applied Materials Inc /De | DC | Tech | Semicn | Semiconductors & Related Devi | Dickerson Gary E | CA | DO | P,CEO | 1 | P | 6,865 | 137.30 | 0 | 50 | 3 | 1,716 | D | | | | | | | | | | | | | | |
4/7/25 17:45 | 4/3/25 | SOUL | Soulpower Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Soulpower Acquisition Sponsor LLC | NY | T | | 1 | P.d | 4,000 | 10.00 | 0 | 400 | | 400 | D | | | | | | | | | | | | | | |
4/7/25 17:32 | 4/3/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Carus Jeffrey A | NJ | D | | 5 | P.d | 5 | 16.19 | 0 | 0 | 1 | 28 | I | | | | | | | | | | | | | | |
4/7/25 16:51 | 4/3/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Kirk A Russell | VA | D | | 10 | P.dm | 1,823 | 9.09 | 0 | 201 | | 170 | I | | | | | | | | | | | | | | |
4/7/25 16:50 | 4/3/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | 6 | P.d | 109 | 10.38 | 0 | 11 | 96 | 22 | D | | | | | | | | | | | | | | |
4/7/25 16:47 | 4/4/25 | NMTC | Neuroone Medical Technologies Corp | DE | Health | MdEq | Surgical & Medical Instrument | McClurg Ronald W. | MN | O | CFO | 1 | P | 100 | 0.5000 | 0 | 200 | 82 | 444 | D | | | | | | | | | | | | | | |
4/7/25 16:39 | 4/3/25 | XOMA | Xoma Royalty Corp | | Health | Drug | Pharmaceutical Preparations | Limber Joseph M | | D | | 1 | P.m | 760 | 25.34 | 0 | 30 | 483 | 36 | D | | | | | | | | | | | | | | |
4/7/25 16:38 | 4/4/25 | NMTC | Neuroone Medical Technologies Corp | DE | Health | MdEq | Surgical & Medical Instrument | Rosa David A | MN | DO | CEO,P | 1 | P | 50 | 0.5000 | 0 | 100 | 9 | 1,161 | D | | | | | | | | | | | | | | |
4/7/25 16:28 | 4/3/25 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | 1 | P | 10,775 | 21.55 | 0 | 500 | 1 | 37,348 | D | | | | | | | | | | | | | | |
4/7/25 16:15 | 4/3/25 | EU | Encore Energy Corp. | A1 | Mining | IndMn | Miscellaneous Metal Ores | Sheriff William M | TX | DO | Exec CB | 4 | P.am | 457 | 1.69 | 0 | 270 | 13 | 2,358 | M | | | | | | | | | | | | | | |
4/7/25 16:07 | 4/4/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Attili Srinivas | VA | O | EVP,Civi | 3 | P | 34 | 114.06 | 0 | 0 | 3 | 12 | D | | | | | | | | | | | | | | |
4/7/25 16:07 | 4/3/25 | DLTH | Duluth Holdings Inc. | | Retail | ClthSt | Apparel & Accessory Stores | Finch David Cole | WI | D | | 1 | P | 9 | 1.90 | 0 | 5 | 3 | 165 | D | | | | | | | | | | | | | | |
4/7/25 16:06 | 4/3/25 | DLTH | Duluth Holdings Inc. | | Retail | ClthSt | Apparel & Accessory Stores | Paschke Brett Lee | WI | D | | 2 | P | 130 | 2.17 | 0 | 60 | 114 | 113 | D | | | | | | | | | | | | | | |
4/7/25 16:05 | 4/3/25 | ZEOX | Zeo Scientifix, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Skycrest Holdings, LLC | FL | H | Former 1 | 8 | P.m | 186 | 2.90 | 0 | 64 | 25 | 323 | D | | | | | | | | | | | | | | |
4/7/25 16:05 | 4/4/25 | NKE | Nike, Inc. | OR | Fash | Shoe | Rubber & Plastics Footwear | Swan Robert Holmes | OR | D | | 2 | P | 729 | 63.19 | 0 | 12 | 52 | 34 | D | | | | | | | | | | | | | | |
4/7/25 15:45 | 3/10/25 | IOR | Income Opportunity Realty Investors Inc /Tx/ | NV | RlEst | REIT | Real Estate Investment Trusts | Transcontinental Realty Investors Inc | TX | T | | 2 | P.m | 613 | 17.84 | 0 | 34 | 1 | 3,416 | D | | | | | | | | | | | | | | |
4/7/25 15:42 | 4/4/25 | AIM | Aim Immunotech Inc. | FL | Health | BioPrd | Biological Products, (No Diag | Equels Thomas K | FL | DO | CEO,P | 13 | P | 134 | 0.2222 | 0 | 603 | 46 | 1,899 | D | | | | | | | | | | | | | | |
4/7/25 15:26 | 4/4/25 | DHF | Bny Mellon High Yield Strategies Fund | | Fund | CEF | Closed-End Funds | Dimartino Joseph S | NY | D | | 1 | P.m | 47 | 2.35 | 0 | 20 | 10 | 220 | D | | | | | | | | | | | | | | |
4/7/25 15:23 | 4/4/25 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Feldschuh Michael Richard | TN | DO | Chief Ex | 7 | P | 73 | 1.35 | 0 | 54 | 34 | 213 | D | | | | | | | | | | | | | | |
4/7/25 15:03 | 4/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | 6 | P | 12,645 | 21.06 | 0 | 600 | 1 | 93,459 | D | | | | | | | | | | | | | | |
4/7/25 14:47 | 4/3/25 | VTLE | Vital Energy, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Campbell Richard D | TX | T | | 1 | P | 89 | 17.75 | 0 | 5 | 7 | 81 | I | | | | | | | | | | | | | | |
4/7/25 14:27 | 4/7/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neil Michael J | TX | O | EVP,Secr | 1 | P | 25 | 10.59 | 0 | 2 | 39 | 8 | I | | | | | | | | | | | | | | |
4/7/25 14:15 | 4/4/25 | CMC | Commercial Metals Co | DE | Metal | Steel | Steel Works, Blast Furnaces & | McPherson John R | TX | D | | 1 | P | 100 | 40.42 | 0 | 2 | 14 | 20 | D | | | | | | | | | | | | | | |
4/7/25 14:10 | 4/4/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 18 | P | 80 | 19.10 | 0 | 4 | 11 | 42 | D | | | | | | | | | | | | | | |
4/7/25 14:09 | 4/4/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 18 | P | 49 | 19.23 | 0 | 3 | 48 | 8 | D | | | | | | | | | | | | | | |
4/7/25 14:01 | 4/4/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Baker James C | TX | DO | P | 6 | P | 1,941 | 10.08 | 0 | 193 | 34 | 761 | D | | | | | | | | | | | | | | |
4/7/25 12:19 | 4/3/25 | TITN | Titan Machinery Inc. | DE | Retail | Retail | Retail Stores | Larsen Robert | ND | O | CFO | 3 | P | 25 | 18.49 | 0 | 1 | 4 | 37 | D | | | | | | | | | | | | | | |
4/7/25 10:57 | 4/4/25 | KEQU | Kewaunee Scientific Corp /De/ | DE | Electr | LabEq | Laboratory Apparatus & Furnit | Gehl Keith M | NC | D | | 3 | P | 77 | 40.59 | 0 | 2 | 11 | 19 | D | | | | | | | | | | | | | | |
4/4/25 21:37 | 4/4/25 | DOMO | Domo, Inc. | DE | Tech | Softw | Prepackaged Software | Daniel Daniel David III | UT | D | | 2 | P.m | 3,490 | 6.71 | 0 | 520 | 159 | 847 | I | | | | | | | | | | | | | | |
4/4/25 21:36 | 4/4/25 | DOMO | Domo, Inc. | DE | Tech | Softw | Prepackaged Software | James Joshua G | UT | DOT | Founder, | 1 | P.d | 502 | 6.50 | 0 | 77 | 5 | 1,595 | I | | | | | | | | | | | | | | |
4/4/25 21:15 | 4/3/25 | LAC | Lithium Americas Corp. | A1 | Mining | IndMn | Metal Mining | Brown Michael John | NV | D | | 1 | P | 3 | 2.71 | 0 | 1 | 24 | 5 | D | | | | | | | | | | | | | | |
4/4/25 19:42 | 2/10/25 | EWTX | Edgewise Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Thompson Peter A. | CO | DT | | 3 | P.d | 24,900 | 16.59 | 0 | 1,501 | 9 | 18,461 | I | | | | | | | | | | | | | | |
4/4/25 19:36 | 8/29/24 | CRM | Salesforce, Inc. | DE | Tech | Softw | Prepackaged Software | Munoz Oscar | IL | D | | 3 | P | 1,741 | 216.69 | 0 | 8 | 46 | 25 | D | | | | | | | | | | | | | | |
4/4/25 19:33 | 1/30/24 | IRON | Disc Medicine, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | D | | 10 | P.dm | 73,446 | 9.90 | 0 | 7,420 | 30 | 31,761 | I | | | | | | | | | | | | | | |
4/4/25 19:12 | 4/4/25 | RGP | Resources Connection, Inc. | DE | BizSv | BizSv | Business Services | Carlile Roger D | TX | D | | 2 | P | 408 | 8.16 | 0 | 50 | 302 | 67 | I | | | | | | | | | | | | | | |
4/4/25 19:12 | 4/4/25 | RGP | Resources Connection, Inc. | DE | BizSv | BizSv | Business Services | Duchene Kate W | TX | DO | P,CEO | 1 | P | 103 | 5.14 | 0 | 20 | 4 | 571 | D | | | | | | | | | | | | | | |
4/4/25 18:29 | 4/3/25 | SMA | Smartstop Self Storage Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Schwartz H. Michael | CA | DO | CEO | 1 | P.d | 540 | 30.00 | 0 | 18 | 12 | 168 | I | | | | | | | | | | | | | | |
4/4/25 17:29 | 4/2/25 | AB | Alliancebernstein Holding L.P. | DE | Insur | InsBrk | Insurance Agents, Brokers & S | Equitable Holdings, Inc. | NY | TH | See Rema | 3 | P | 799,467 | 38.28 | 0 | 20,883 | | 19,683 | D | | | | | | | | | | | | | | |
4/4/25 17:19 | 4/4/25 | AIM | Aim Immunotech Inc. | FL | Health | BioPrd | Biological Products, (No Diag | Rodino Peter W III | FL | O | COO,Secr | 3 | P | 25 | 0.3617 | 0 | 69 | 21 | 402 | D | | | | | | | | | | | | | | |
4/4/25 17:08 | 4/2/25 | DC | Dakota Gold Corp. | NV | Mining | IndMn | Metal Mining | Quartermain Robert | SD | DO | P,CEO | 7 | P.m | 503 | 2.32 | 0 | 217 | 3 | 7,618 | D | | | | | | | | | | | | | | |
4/4/25 17:00 | 4/2/25 | PRPO | Precipio, Inc. | DE | Electr | LabEq | Laboratory Analytical Instrum | Sabet Ahmed Zaki | CT | O | COO | 1 | P | 0 | 6.00 | 0 | 0 | 9 | 1 | D | | | | | | | | | | | | | | |
4/4/25 16:55 | 4/4/25 | NVEC | Nve Corp /New/ | MN | Tech | Semicn | Semiconductors & Related Devi | Bracke James W | MN | D | | 1 | P | 6 | 57.97 | 0 | 0 | 20 | 1 | D | | | | | | | | | | | | | | |
4/4/25 16:25 | 4/3/25 | SZZL | Sizzle Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Vo Sponsor II LLC | DC | T | | 1 | P.d | 4,000 | 10.00 | 0 | 400 | | 400 | D | | | | | | | | | | | | | | |
4/4/25 16:15 | 4/3/25 | VSCO | Victoria'S Secret & Co. | | Retail | ClthSt | Women's Clothing Stores | Bbrc International Pte Ltd | U0 | T | | 5 | P.m | 37,811 | 17.52 | 0 | 2,158 | 26 | 10,311 | I | | | | | | | | | | | | | | |
4/4/25 16:03 | 4/3/25 | FF | Futurefuel Corp. | DE | Chem | OChm | Industrial Organic Chemicals | Rowe Richard P. | MO | D | | 1 | P | 59 | 3.95 | 0 | 15 | 300 | 20 | D | | | | | | | | | | | | | | |
4/4/25 16:03 | 4/3/25 | FF | Futurefuel Corp. | DE | Chem | OChm | Industrial Organic Chemicals | Bedell Donald C. | MO | D | | 3 | P | 99 | 4.51 | 0 | 22 | 25 | 110 | I | | | | | | | | | | | | | | |
4/4/25 15:51 | 4/4/25 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | Parekh Aashh | IL | H | Portfoli | 2 | P | 3 | 18.07 | 0 | 0 | 3 | 5 | D | | | | | | | | | | | | | | |
4/4/25 14:47 | 10/15/24 | DYNR | Dynaresource, Inc. | DE | Mining | IndMn | Metal Mining | Diepholz Koy W | TX | DT | | 1 | P.m | 1 | 0.9022 | 0 | 1 | 0 | 3,180 | D | | | | | | | | | | | | | | |
4/4/25 13:38 | 3/3/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Young Caroline | TN | D | | 4 | P.m | 2 | 1.45 | 0 | 2 | 5 | 32 | D | | | | | | | | | | | | | | |
4/4/25 13:37 | 3/3/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Jones James | TN | D | | 4 | P.m | 6 | 1.49 | 0 | 4 | 10 | 43 | D | | | | | | | | | | | | | | |
4/4/25 13:37 | 3/3/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Kazimi A J | TN | DOT | CB,CEO | 4 | P.m | 6 | 1.49 | 0 | 4 | 0 | 5,702 | D | | | | | | | | | | | | | | |
4/4/25 13:36 | 3/3/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Krogulski Kenneth | TN | D | | 4 | P.m | 31 | 1.51 | 0 | 21 | 8 | 284 | D | | | | | | | | | | | | | | |
4/4/25 10:54 | 4/2/25 | ERNA | Eterna Therapeutics Inc. | DE | Health | Drug | Pharmaceutical Preparations | Cherington Charles | MA | T | | 2 | P.d | 394 | 0.0232 | 0 | 17,021 | 503 | 20,402 | D | | | | | | | | | | | | | | |
4/4/25 08:23 | 1/22/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Yaldoo Laith L | MI | DT | | 2 | P.d | 227 | 17.16 | 0 | 13 | 2 | 555 | I | | | | | | | | | | | | | | |
4/4/25 07:30 | 4/3/25 | APRE | Aprea Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gilad Oren | PA | DO | P,CEO | 5 | P.dm | 30 | 3.23 | 0 | 9 | 3 | 347 | D | | | | | | | | | | | | | | |
4/3/25 20:40 | 4/2/25 | DLTR | Dollar Tree, Inc. | VA | Retail | VrtySt | Variety Stores | Douglas William W III | VA | D | | 1 | P.m | 521 | 69.44 | 0 | 8 | 999% | 8 | D | | | | | | | | | | | | | | |
4/3/25 20:18 | 4/2/25 | SMA | Smartstop Self Storage Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Terjung Michael O | CA | O | Chief Ac | 1 | P.d | 180 | 30.00 | 0 | 6 | 280 | 8 | D | | | | | | | | | | | | | | |
4/3/25 19:46 | 4/2/25 | SMA | Smartstop Self Storage Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Robinson Joseph H | CA | O | Chief Op | 1 | P.d | 15 | 30.00 | 0 | 1 | 21 | 3 | D | | | | | | | | | | | | | | |
4/3/25 19:41 | 4/2/25 | SMA | Smartstop Self Storage Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Look Nicholas | CA | O | GC,Secre | 1 | P.d | 30 | 30.00 | 0 | 1 | 93 | 2 | D | | | | | | | | | | | | | | |
4/3/25 19:40 | 11/29/23 | AGL | Agilon Health, Inc. | DE | Health | Health | Misc Health & Allied Services | Schwaneke Jeffrey A. | OH | O | CFO | 2 | P.d | 500 | 11.22 | 0 | 45 | 4 | 1,153 | M | | | | | | | | | | | | | | |
4/3/25 19:34 | 3/18/25 | IMG | Cimg Inc. | NV | Retail | Retail | Miscellaneous Retail | Yy Tech Inc | E9 | T | | 1 | P.d | 1,599 | 0.5200 | 0 | 3,075 | 76 | 7,126 | D | | | | | | | | | | | | | | |
4/3/25 19:34 | 3/18/25 | IMG | Cimg Inc. | NV | Retail | Retail | Miscellaneous Retail | Joyer Investment Ltd. | K3 | T | | 1 | P.d | 1,599 | 0.5200 | 0 | 3,075 | 76 | 7,126 | D | | | | | | | | | | | | | | |
4/3/25 19:34 | 3/18/25 | IMG | Cimg Inc. | NV | Retail | Retail | Miscellaneous Retail | Dada Business Trading Co., Ltd. | K3 | T | | 1 | P.d | 1,315 | 0.5200 | 0 | 2,529 | 60 | 6,740 | D | | | | | | | | | | | | | | |
4/3/25 19:34 | 3/18/25 | IMG | Cimg Inc. | NV | Retail | Retail | Miscellaneous Retail | Vmade Co., Ltd | K3 | T | | 1 | P.d | 1,528 | 0.5200 | 0 | 2,938 | 66 | 7,400 | D | | | | | | | | | | | | | | |
4/3/25 18:58 | 4/2/25 | SMA | Smartstop Self Storage Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Johnson Wayne | CA | O | P,CIO | 1 | P.d | 90 | 30.00 | 0 | 3 | 51 | 9 | D | | | | | | | | | | | | | | |
4/3/25 18:05 | 4/1/25 | ALMS | Alumis Inc. | DE | Health | Drug | Pharmaceutical Preparations | Colowick Alan | MA | D | | 1 | P.m | 130 | 7.04 | 0 | 18 | | 18 | I | | | | | | | | | | | | | | |
4/3/25 18:05 | 4/1/25 | ALMS | Alumis Inc. | DE | Health | Drug | Pharmaceutical Preparations | Babler Martin | CA | DO | P,CEO,CB | 1 | P | 101 | 6.44 | 0 | 16 | 17 | 106 | I | | | | | | | | | | | | | | |
4/3/25 18:05 | 4/2/25 | SMA | Smartstop Self Storage Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Perry Harold | CA | D | | 1 | P.d | 90 | 30.00 | 0 | 3 | 31 | 13 | D | | | | | | | | | | | | | | |
4/3/25 17:51 | 4/3/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Dixon Robert E | CA | O | CEO,P | 13 | P.m | 389 | 2.04 | 0 | 191 | 375 | 241 | D | | | | | | | | | | | | | | |
4/3/25 17:19 | 3/27/25 | BLTH | American Battery Materials, Inc. | DE | Mining | IndMn | Mining & Quarrying of Nonmeta | Lipson Adam C | NJ | D | | 5 | P.dm | 31 | 0.8292 | 0 | 38 | 2 | 1,620 | D | | | | | | | | | | | | | | |
4/3/25 17:13 | 3/27/25 | OXM | Oxford Industries Inc | GA | Fash | Apprl | Men's & Boys' Furnishgs, Work | McGuirt Milford W | GA | D | | 2 | P | 114 | 75.99 | 0 | 2 | 12 | 14 | D | | | | | | | | | | | | | | |
4/3/25 17:00 | 4/1/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Brigitta Suzanne | FL | D | | 10 | P.m | 196 | 4.79 | 0 | 41 | 49 | 125 | D | | | | | | | | | | | | | | |
4/3/25 16:36 | 3/27/25 | CJMB | Callan Jmb Inc. | NV | BizSv | BizSv | Business Services | Croyle David J | TX | OT | Chief Me | 2 | P | 210 | 4.25 | 0 | 49 | 7 | 775 | I | | | | | | | | | | | | | | |
4/3/25 16:28 | 4/2/25 | TLPH | Talphera, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Angotti Vincent J. | CA | DO | CEO | 6 | P.dm | 157 | 0.6249 | 0 | 251 | 112 | 475 | D | | | | | | | | | | | | | | |
4/3/25 16:27 | 4/3/25 | APA | Apa Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Joung Chansoo | TX | D | | 1 | P | 1,369 | 18.25 | 0 | 75 | 115 | 140 | D | | | | | | | | | | | | | | |