9/30/26 20:46 | 9/28/26 | GPI | Group 1 Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Conifer Management, L.L.C. | NY | T | | 5 | P.m | 178,979 | 259.42 | 0 | 690 | 56 | 1,912 | I | | | | | | | | | | | | | | |
9/30/26 20:38 | 9/28/26 | LPCN | Lipocine Inc. | DE | Health | Drug | Pharmaceutical Preparations | Higuchi John W. | UT | D | | 3 | P | 360 | 2.05 | 0 | 176 | 430 | 216 | D | | | | | | | | | | | | | | |
9/30/26 20:33 | 9/28/26 | BHM | Bluerock Homes Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Kamfar Ramin | NY | DO | CB,CEO | 7 | P.m | 11,920 | 12.35 | 0 | 965 | 999% | 966 | I | | | | | | | | | | | | | | |
9/30/26 20:30 | 9/28/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Ruddy Jordan B. | NY | O | P | 1 | P.m | 60 | 12.54 | 0 | 5 | 42 | 16 | D | | | | | | | | | | | | | | |
9/30/26 19:52 | 9/28/26 | LEN | Lennar Corp /New/ | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | 4 | P.m | 509,115 | 50.34 | 0 | 10,114 | 7 | 151,395 | I | | | | | | | | | | | | | | |
9/30/26 18:51 | 9/29/26 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | 30 | P.dm | 187 | 1.29 | 0 | 145 | 61 | 385 | D | | | | | | | | | | | | | | |
9/30/26 17:51 | 9/28/26 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bistricer Jacob | NY | O | COO | 1 | P | 246 | 3.35 | 0 | 74 | 117 | 137 | M | | | | | | | | | | | | | | |
9/30/26 17:47 | 9/30/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | 4 | P.m | 16 | 5.17 | 0 | 3 | 2 | 193 | D | | | | | | | | | | | | | | |
9/30/26 17:34 | 11/24/25 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Horowitz Joshua | CT | D | | 7 | P.dm | 639 | 6.42 | 0 | 99 | 9 | 1,165 | M | | | | | | | | | | | | | | |
9/30/26 17:29 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chimovits Erez | CA | D | | 2 | P.d | 35,966 | 17.97 | 0 | 2,002 | 26 | 9,565 | I | | | | | | | | | | | | | | |
9/30/26 17:25 | 9/28/26 | BLSM | Blossomhill Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordon Carl L | CA | D | | 4 | P.d | 61,150 | 15.65 | 0 | 3,908 | 156 | 6,410 | I | | | | | | | | | | | | | | |
9/30/26 17:23 | 9/28/26 | QTTB | Q32 Bio Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | DT | | 10 | P.d | 135,040 | 6.02 | 0 | 22,443 | | 18,635 | I | | | | | | | | | | | | | | |
9/30/26 17:10 | 9/29/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | 11 | P | 7,255 | 8.79 | 0 | 825 | 164 | 1,328 | I | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | 13 | P | 117,796 | 34.51 | 0 | 3,414 | 3 | 125,580 | D | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | UTI | Universal Technical Institute Inc | DE | PerSv | EduSv | Educational Services | Devincenzi Robert Thomas | AZ | D | | 7 | P | 589 | 25.60 | 0 | 23 | 18 | 153 | D | | | | | | | | | | | | | | |
9/30/26 16:58 | 7/15/25 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 34 | P | 85 | 11.90 | 0 | 7 | 0 | 1,592 | D | | | | | | | | | | | | | | |
9/30/26 16:57 | 7/15/25 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 33 | P | 49 | 11.93 | 0 | 4 | 3 | 137 | D | | | | | | | | | | | | | | |
9/30/26 16:55 | 9/30/26 | RVT | Royce Small-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | 9 | P | 409 | 13.59 | 0 | 30 | 20 | 183 | D | | | | | | | | | | | | | | |
9/30/26 16:47 | 9/29/26 | ARR | Armour Residential Reit, Inc. | | RlEst | REIT | Real Estate Investment Trusts | Losyev Sergey | FL | O | Co-Chief | 1 | P | 10 | 13.91 | 0 | 1 | 8 | 10 | D | | | | | | | | | | | | | | |
9/30/26 16:42 | 9/28/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Di Marcello Francesco | | O | Exec Off | 1 | P.m | 1,009 | 17.65 | 0 | 57 | 34 | 226 | D | | | | | | | | | | | | | | |
9/30/26 16:37 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Hartt Steven Knut | CA | H | Consulta | 2 | P | 20 | 16.04 | 0 | 1 | 999% | 1 | D | | | | | | | | | | | | | | |
9/30/26 16:33 | 1/5/26 | SUNS | Sunrise Realty Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Tannenbaum Leonard M | FL | DOT | Exec CB | 54 | P.m | 22,483 | 5.86 | 0 | 3,836 | 45 | 12,281 | D | | | | | | | | | | | | | | |
9/30/26 16:31 | 9/28/26 | CELC | Celcuity Inc. | DE | Health | Health | Medical Laboratories | Baker Bros. Advisors LP | NY | T | | 11 | P.dm | 491,435 | 63.37 | 0 | 7,754 | 23 | 41,998 | I | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Samson Ethan Isaac | OR | H | Director | 3 | P | 36 | 18.57 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/30/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Horne William B. | NV | DO | CEO | 7 | P.m | 231 | 0.3470 | 0 | 666 | | 506 | D | | | | | | | | | | | | | | |
9/30/26 16:21 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Woolley Peter Scott | MA | H | CO-CEO o | 3 | P | 250 | 18.18 | 0 | 14 | | 14 | D | | | | | | | | | | | | | | |
9/30/26 16:15 | 9/28/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Frankel Stanley | NC | D | | 3 | P | 32 | 5.02 | 0 | 6 | 18 | 41 | D | | | | | | | | | | | | | | |
9/30/26 16:13 | 9/29/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Brown Brothers Harriman & Co | NY | TH | See Foot | 1 | P | 800 | 11.40 | 0 | 70 | 18 | 461 | D | | | | | | | | | | | | | | |
9/30/26 16:08 | 5/28/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | 6 | P.m | 13,292 | 13.64 | 0 | 974 | 64 | 2,505 | I | | | | | | | | | | | | | | |
9/30/26 16:03 | 9/28/26 | FLNA | Filana Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Barry Richard | TX | DO | P,CEO | 5 | P.m | 1,245 | 2.22 | 0 | 562 | 120 | 1,031 | I | | | | | | | | | | | | | | |
9/30/26 16:01 | 9/28/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Plott Ronald Todd | PA | D | | 2 | P.m | 27 | 1.10 | 0 | 25 | 147 | 42 | D | | | | | | | | | | | | | | |
9/30/26 16:00 | 9/28/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Sell Moritz A | OH | D | | 15 | P.m | 167 | 6.03 | 0 | 28 | 429 | 34 | D | | | | | | | | | | | | | | |
9/30/26 14:19 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Swell Michael | CA | D | | 1 | P | 15 | 9.95 | 0 | 2 | 25 | 8 | D | | | | | | | | | | | | | | |
9/30/26 13:38 | 9/28/26 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | 1 | P | 20 | 9.62 | 0 | 2 | 2 | 118 | D | | | | | | | | | | | | | | |
9/30/26 11:38 | 9/29/26 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Haden Patrick C | CA | D | | 1 | P | 267 | 4.24 | 0 | 63 | | 23 | D | | | | | | | | | | | | | | |
9/30/26 11:35 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Tarica Andrew | CA | D | | 1 | P | 13 | 9.95 | 0 | 1 | 2 | 59 | D | | | | | | | | | | | | | | |
9/30/26 11:31 | 9/29/26 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Baird Gordon A | PA | D | | 2 | P.m | 9 | 20.33 | 0 | 0 | 445 | 1 | D | | | | | | | | | | | | | | |
9/30/26 11:21 | 9/28/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | 18 | P.am | 383 | 2.72 | 0 | 141 | 38 | 512 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Handley Thomas W | MN | D | | 1 | P.d | 99 | 49.41 | 0 | 2 | 148 | 3 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Florness Daniel L | MN | D | | 1 | P.d | 100 | 49.34 | 0 | 2 | 150 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Rasmussen Trangsrud Teresa J | MN | D | | 2 | P.ad | 166 | 54.51 | 0 | 3 | 127 | 5 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/29/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Lauber Charles T | MN | D | | 1 | P.d | 100 | 49.87 | 0 | 2 | 148 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Zaheer Srilata | MN | D | | 1 | P.dm | 100 | 49.08 | 0 | 2 | 152 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:03 | 9/28/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | 2 | P.m | 6,715 | 44.34 | 0 | 151 | 2 | 7,480 | D | | | | | | | | | | | | | | |
9/30/26 10:25 | 9/30/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Catelani Michael | CA | O | P,COO,CF | 1 | P | 16 | 2.84 | 0 | 6 | 12 | 50 | D | | | | | | | | | | | | | | |
9/30/26 09:59 | 9/28/26 | BFS | Saul Centers, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Friedman Joel Albert | MD | O | EVP,CAO, | 1 | P.d | 4 | 18.53 | 0 | 0 | 1 | 24 | D | | | | | | | | | | | | | | |
9/30/26 09:53 | 7/1/25 | CULP | Culp Inc | NC | Hshld | Txtl | Broadwoven Fabric Mills, Cott | Culp Robert George IV | NC | DO | P,CEO | 8 | P.m | 168 | 3.74 | 0 | 45 | 11 | 458 | D | | | | | | | | | | | | | | |
9/30/26 09:31 | 9/29/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | 1 | P | 11 | 1.26 | 0 | 8 | | 8 | I | | | | | | | | | | | | | | |
9/30/26 08:15 | 9/28/26 | PARA | Banzai International, Inc. | DE | Tech | Softw | Prepackaged Software | Davy Joseph P. | WA | DOT | CEO | 1 | P | 0 | 0.00 | 0 | 116 | 343 | 150 | D | | | | | | | | | | | | | | |
9/30/26 06:30 | 9/28/26 | ASPI | Asp Isotopes Inc. | DE | Chem | Chem | Miscellaneous Chemical Produc | Ryan Robert John Andrew | TX | D | | 1 | P | 22 | 2.70 | 0 | 8 | 1 | 660 | D | | | | | | | | | | | | | | |
9/30/26 06:11 | 5/27/25 | FBLG | Fibrobiologics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | O'Heeron Pete | TX | DO | CEO | 3 | P.dm | 260 | 0.0762 | 0 | 3,414 | 60 | 9,149 | D | | | | | | | | | | | | | | |
9/30/26 06:01 | 9/29/26 | MNSO | Miniso Group Holding Ltd | E9 | Retail | VrtySt | Variety Stores | Zhang Jingjing Eason | | O | VP,CFO | 1 | P | 340 | 2.26 | 0 | 151 | 62 | 394 | D | | | | | | | | | | | | | | |
9/29/26 21:45 | 9/28/26 | AVLN | Avalyn Pharma Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sr One Capital Management, LLC | CA | T | | 4 | P.d | 49,600 | 17.48 | 0 | 2,837 | 15 | 22,078 | I | | | | | | | | | | | | | | |
9/29/26 21:43 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | George Simeon | CA | DT | | 2 | P.d | 78,700 | 30.39 | 0 | 2,590 | 28 | 11,975 | I | | | | | | | | | | | | | | |
9/29/26 18:40 | 9/25/26 | ZDGE | Zedge, Inc. | DE | Tech | Softw | Prepackaged Software | Jonas Howard S | NJ | DT | | 2 | P.d | 16,743 | 1.09 | 0 | 15,299 | 882 | 17,034 | I | | | | | | | | | | | | | | |
9/29/26 18:31 | 3/10/22 | ASX | Light & Wonder, Inc. | NV | Tech | Softw | Computer Integrated Systems D | McLennan Hamish | NV | D | | 2 | P | 460 | 64.51 | 0 | 7 | 17 | 48 | I | | | | | | | | | | | | | | |
9/29/26 17:33 | 9/25/26 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Brockman Ivan | IN | D | | 1 | P | 10 | 4.00 | 0 | 3 | 10 | 28 | I | | | | | | | | | | | | | | |
9/29/26 17:26 | 9/25/26 | COUR | Coursera, Inc. | DE | Tech | Softw | Prepackaged Software | Pale Fire Capital Se | | T | | 3 | P.m | 40,125 | 7.70 | 0 | 5,211 | 16 | 37,731 | I | | | | | | | | | | | | | | |
9/29/26 17:07 | 9/28/26 | SNES | Senestech, Inc. | DE | Chem | AgCm | Agricultural Chemicals | Edell Michael | AZ | DO | CEO | 7 | P.m | 13 | 1.19 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
9/29/26 16:59 | 9/29/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | 4 | P.m | 78,693 | 21.85 | 0 | 3,601 | 10 | 40,949 | D | | | | | | | | | | | | | | |
9/29/26 16:36 | 9/28/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 75 | P.m | 4,422 | 5.37 | 0 | 823 | 40 | 2,882 | I | | | | | | | | | | | | | | |
9/29/26 16:32 | 9/24/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Guicardi Neto Bruno | NJ | OT | P of N. | 3 | P.m | 36 | 3.15 | 0 | 12 | 14 | 97 | D | | | | | | | | | | | | | | |
9/29/26 16:27 | 9/25/26 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DOT | P,CEO | 3 | P | 490 | 10.02 | 0 | 49 | 4 | 1,210 | D | | | | | | | | | | | | | | |
9/29/26 16:10 | 9/10/26 | NUTX | Nutex Health Inc. | DE | BizSv | BizSv | Business Services | Hosseinion Warren | TX | DO | P | 2 | P.d | 34 | 5.38 | 0 | 6 | 1 | 642 | D | | | | | | | | | | | | | | |
9/29/26 16:07 | 9/22/26 | AMFN | American Fusion, Inc. | TX | Utility | ElcPwr | Electric Services | Rossa Alexander William | TX | H | Chief Re | 1 | P | 86 | 0.1020 | 0 | 843 | 39 | 3,000 | D | | | | | | | | | | | | | | |
9/29/26 16:06 | 9/28/26 | XRN | Chiron Real Estate Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Wittman Lori | MD | D | | 2 | P.d | 117 | 19.76 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
9/29/26 16:05 | 9/25/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Dakos Andrew | NJ | DOH | P,CEO | 16 | P.m | 990 | 5.98 | 0 | 166 | 650 | 191 | D | | | | | | | | | | | | | | |
9/29/26 16:00 | 9/25/26 | HGBL | Heritage Global Inc. | FL | BizSv | BizSv | Business Services | Burnham William L | NV | D | | 1 | P | 399 | 1.33 | 0 | 300 | 429 | 370 | I | | | | | | | | | | | | | | |
9/29/26 15:37 | 9/25/26 | PAM | Pampa Energy Inc. | C1 | Utility | ElcPwr | Electric Services | Mariani Gustavo | | O | ViceP | 2 | P.m | 6,017 | 80.23 | 0 | 75 | 5 | 1,616 | D | | | | | | | | | | | | | | |
9/29/26 13:49 | 9/28/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Ben-Noon Dagi Shahar | | DO | CEO | 1 | P | 120 | 0.7078 | 0 | 169 | 5 | 3,646 | D | | | | | | | | | | | | | | |
9/29/26 13:36 | 9/28/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 395 | P.m | 385 | 5.89 | 0 | 65 | 1 | 4,463 | D | | | | | | | | | | | | | | |
9/29/26 12:42 | 9/25/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 9 | P.m | 174 | 35.53 | 0 | 5 | 2 | 269 | D | | | | | | | | | | | | | | |
9/29/26 11:47 | 9/28/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Leonard Daniel J | CA | D | | 5 | P | 51 | 29.39 | 0 | 2 | 3 | 63 | D | | | | | | | | | | | | | | |
9/29/26 11:25 | 9/22/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Ben-Avi David | | DO | CTO,Co F | 3 | P.m | 268 | 43.15 | 0 | 6 | 0 | 6,593 | D | | | | | | | | | | | | | | |
9/29/26 11:22 | 9/28/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | 3 | P | 165 | 12.91 | 0 | 13 | 110 | 24 | D | | | | | | | | | | | | | | |
9/29/26 10:42 | 9/25/26 | CRAFX | Cascade Real Assets Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | 1 | P | 300 | 10.00 | 0 | 30 | | 30 | D | | | | | | | | | | | | | | |
9/29/26 10:22 | 9/22/26 | CTTH | Ctt Pharmaceutical Holdings, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Ctt Pharmaceutical Holdings, Inc. | FL | DO | CEO | 24 | P | 26 | 0.0408 | 0 | 629 | 7 | 9,430 | D | | | | | | | | | | | | | | |
9/29/26 10:03 | 9/28/26 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 304 | P.m | 191,316 | 23.66 | 0 | 8,085 | 12 | 72,941 | I | | | | | | | | | | | | | | |
9/29/26 09:15 | 9/25/26 | GAIA | Gaia, Inc | CO | PerSv | Entert | Motion Picture & Video Tape P | Sutherland Paul Howard | CO | D | | 23 | P | 295 | 1.93 | 0 | 153 | 41 | 525 | D | | | | | | | | | | | | | | |
9/29/26 07:00 | 9/25/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Brown Melinda | NC | D | | 4 | P | 28 | 4.96 | 0 | 6 | 14 | 45 | D | | | | | | | | | | | | | | |
9/29/26 07:00 | 9/25/26 | ENTX | Entera Bio Ltd. | L3 | Health | BioPrd | Biological Products, (No Diag | Germano Geno J | L3 | D | | 4 | P | 86 | 1.89 | 0 | 46 | 109 | 87 | D | | | | | | | | | | | | | | |
9/28/26 21:57 | 12/17/25 | CFND | C1 Fund Inc. | | Fund | CEF | Closed-End Funds | Han Elliot Jin | CA | O | Chief In | 2 | P | 48 | 4.81 | 0 | 10 | 45 | 32 | M | | | | | | | | | | | | | | |
9/28/26 19:57 | 7/31/25 | CDXS | Codexis, Inc. | DE | Chem | OChm | Industrial Organic Chemicals | Opaleye Management Inc. | MA | T | | 57 | P.m | 25,783 | 6.10 | 0 | 4,228 | 22 | 23,345 | I | | | | | | | | | | | | | | |
9/28/26 19:38 | 9/24/26 | PDI | Pimco Dynamic Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | 3 | P | 135 | 13.10 | 0 | 10 | 103 | 20 | D | | | | | | | | | | | | | | |
9/28/26 19:22 | 9/16/26 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson John Adam | TN | DO | Exec Cha | 2 | P | 9 | 27.55 | 0 | 0 | 0 | 2,254 | D | | | | | | | | | | | | | | |
9/28/26 18:51 | 9/17/26 | CBDS | Dogecoin Cash, Inc. | NV | PerSv | PerSv | Personal Services | Tobias David | NV | DOT | CEO | 1 | P | 1 | 0.0080 | 0 | 125 | 1 | 23,191 | D | | | | | | | | | | | | | | |
9/28/26 18:27 | 5/22/26 | GLIBK | Liberty Capital Corp/Nv | NV | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | DT | | 29 | P.m | 177,765 | 10.50 | 0 | 16,937 | 64 | 43,554 | M | | | | | | | | | | | | | | |
9/28/26 18:01 | 9/24/26 | INR | Infinity Natural Resources, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Baetz Cary D | WV | O | EVP,CFO | 1 | P.m | 300 | 13.44 | 0 | 22 | | 22 | D | | | | | | | | | | | | | | |
9/28/26 17:55 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Scheub Todd M. | IN | O | EVP | 4 | P | 6 | 37.84 | 0 | 0 | 1 | 19 | I | | | | | | | | | | | | | | |
9/28/26 17:47 | 9/25/26 | INBX | Inhibrx Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lappe Mark | CA | DO | CEO | 2 | P.m | 3,644 | 104.12 | 0 | 35 | 4 | 960 | I | | | | | | | | | | | | | | |
9/28/26 17:31 | 9/24/26 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | 17 | P.m | 392 | 2.39 | 0 | 164 | 35 | 634 | I | | | | | | | | | | | | | | |
9/28/26 17:24 | 9/25/26 | AOMR | Angel Oak Mortgage Reit, Inc. | MD | RlEst | RlEst | Real Estate | Fierman Michael | GA | DT | | 3 | P.m | 508 | 9.20 | 0 | 55 | 11 | 546 | D | | | | | | | | | | | | | | |
9/28/26 17:12 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Puntillo Anthony | IN | D | | 2 | P | 0 | 38.92 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
9/28/26 17:10 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Bochnowski Benjamin J | IN | DO | P,CEO | 5 | P.m | 12 | 30.10 | 0 | 0 | 1 | 33 | I | | | | | | | | | | | | | | |
9/28/26 17:08 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Lowry Robert T | IN | O | EVP | 5 | P | 9 | 35.88 | 0 | 0 | 1 | 30 | I | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Schaible John Martin | FL | DO | Exec CB | 1 | P.am | 20 | 0.1964 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Ridenhour David Craig | FL | DO | P | 1 | P.am | 19 | 0.1940 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Patel Sandip I | FL | DO | CFO,GC | 1 | P.am | 21 | 0.2074 | 0 | 100 | 12 | 905 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Carlson Steven J. | FL | D | | 1 | P.am | 3 | 0.1963 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Hammond Thomas Jon | FL | D | | 1 | P.a | 100 | 0.1996 | 0 | 500 | 999% | 501 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | QVCG | Qvc Group, Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Goldentree Asset Management LP | NY | T | | 10 | P.m | 51,022 | 16.02 | 0 | 3,184 | 40 | 11,072 | I | | | | | | | | | | | | | | |
9/28/26 16:57 | 9/28/26 | PLAY | Dave & Buster'S Entertainment, Inc. | DE | Retail | Dining | Eating Places | Hatton Cory | TX | O | Interim | 1 | P | 26 | 6.50 | 0 | 4 | 4 | 104 | D | | | | | | | | | | | | | | |
9/28/26 16:47 | 9/16/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 81 | P.e | 492 | 1.27 | 0 | 388 | 133 | 681 | D | | | | | | | | | | | | | | |
9/28/26 16:25 | 9/24/26 | HDSN | Hudson Technologies Inc /Ny | NY | Machn | IndWs | Machinery, Equipment & Suppli | Hartree Partners, LP | NY | T | | 10 | P.m | 6,552 | 5.74 | 0 | 1,141 | 27 | 5,349 | D | | | | | | | | | | | | | | |
9/28/26 16:15 | 3/26/26 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 6 | P | 812 | 279.49 | 0 | 3 | 1 | 264 | M | | | | | | | | | | | | | | |
9/28/26 14:18 | 9/25/26 | GOAI | Eva Live Inc | NV | Tech | Softw | Computer Programming, Data Pr | Boulette David | NV | DOT | CEO | 2 | P | 77 | 2.02 | 0 | 38 | 0 | 23,266 | D | | | | | | | | | | | | | | |
9/28/26 12:18 | 9/18/26 | ZUMZ | Zumiez Inc | WA | Retail | ClthSt | Apparel & Accessory Stores | Ellis Adam Christopher | WA | O | P Intern | 1 | P | 134 | 13.40 | 0 | 10 | 14 | 84 | D | | | | | | | | | | | | | | |
9/28/26 10:50 | 9/25/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | McGarel David | IL | O | Officer- | 1 | P | 129 | 12.92 | 0 | 10 | 71 | 24 | D | | | | | | | | | | | | | | |
9/28/26 10:48 | 9/24/26 | WDI | Western Asset Diversified Income Fund (Wdi) | | Fund | CEF | Closed-End Funds | Buchanan Michael Carlton | CA | H | Co-CIO/S | 1 | P | 59 | 11.88 | 0 | 5 | 33 | 20 | D | | | | | | | | | | | | | | |
9/28/26 08:55 | 9/25/26 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Parks Kevin | NY | H | Portfoli | 3 | P | 37 | 12.42 | 0 | 3 | 64 | 8 | D | | | | | | | | | | | | | | |
9/28/26 08:45 | 7/30/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Kumar Amit | CA | O | CEO | 13 | P | 243 | 2.96 | 0 | 82 | 14 | 672 | D | | | | | | | | | | | | | | |
9/28/26 08:43 | 9/25/26 | DX | Dynex Capital Inc | VA | RlEst | REIT | Real Estate Investment Trusts | Connelly Terrence John Jr | VA | O | Chief In | 1 | P | 28 | 11.18 | 0 | 3 | 4 | 59 | D | | | | | | | | | | | | | | |
9/28/26 08:30 | 7/18/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Baskies Arnold M | CA | D | | 3 | P | 61 | 3.06 | 0 | 20 | 17 | 141 | D | | | | | | | | | | | | | | |
9/28/26 07:00 | 9/25/26 | DMRA | Damora Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Jarrett Jennifer | MA | DO | Dir,P,CE | 1 | P | 253 | 20.23 | 0 | 13 | 3 | 513 | D | | | | | | | | | | | | | | |
9/28/26 06:05 | 9/24/26 | ALZN | Alzamend Neuro, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ault Milton C III | NV | D | | 88 | P.dm | 8,786 | 0.7836 | 0 | 11,211 | | 5,859 | M | | | | | | | | | | | | | | |
9/25/26 18:47 | 9/25/26 | CX | Cemex Sab De Cv | O5 | Build | Cemnt | Cement, Hydraulic | Zambrano Lozano Rogelio | | D | | 1 | P | 6,926 | 17.28 | 0 | 401 | 4 | 10,000 | I | | | | | | | | | | | | | | |
9/25/26 18:23 | 9/23/26 | ADAG | Adagene Inc. | E9 | Health | Drug | Pharmaceutical Preparations | Tam Man Kin | | DO | CFO | 1 | P | 6 | 3.00 | 0 | 2 | 6 | 37 | D | | | | | | | | | | | | | | |
9/25/26 18:06 | 9/25/26 | RSI | Rush Street Interactive, Inc. | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Markell Jack A. | IL | D | | 1 | P | 29 | 19.35 | 0 | 2 | 9 | 19 | D | | | | | | | | | | | | | | |
9/25/26 17:19 | 9/24/26 | DLY | Doubleline Yield Opportunities Fund | | Fund | CEF | Closed-End Funds | Sherman Jeffrey J. | FL | O | VP | 1 | P | 130 | 13.03 | 0 | 10 | | 0 | D | | | | | | | | | | | | | | |
9/25/26 16:36 | 9/25/26 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Mitchell William Edward | NJ | D | | 6 | P.d | 55 | 15.07 | 0 | 4 | 11 | 37 | D | | | | | | | | | | | | | | |
9/25/26 16:35 | 9/24/26 | URG | Ur-Energy Inc | Z4 | Mining | Gold | Gold & Silver Ores | Walle Jade | CO | O | VP FINAN | 4 | P | 540 | 1.27 | 0 | 424 | | 424 | D | | | | | | | | | | | | | | |
9/25/26 16:19 | 9/23/26 | SKIL | Skillsoft Corp. | DE | Tech | Softw | Prepackaged Software | Hovsepian Ronald W | NH | DO | CEO,Exec | 4 | P.m | 250 | 6.11 | 0 | 41 | 12 | 382 | D | | | | | | | | | | | | | | |
9/25/26 16:15 | 9/24/26 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Love Douglas | CA | DO | P,CEO | 1 | P | 100 | 3.83 | 0 | 26 | 7 | 390 | D | | | | | | | | | | | | | | |
9/25/26 16:15 | 9/23/26 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Lee Chae | | DO | CEO | 1 | P.m | 318 | 3.19 | 0 | 100 | 35 | 389 | D | | | | | | | | | | | | | | |
9/25/26 16:07 | 9/23/26 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Levinson Sam | NY | DT | | 7 | P.m | 1,537 | 3.28 | 0 | 469 | 5 | 9,391 | I | | | | | | | | | | | | | | |
9/25/26 16:01 | 9/24/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Bradford Patricia A | PA | D | | 2 | P | 19 | 1.02 | 0 | 19 | 41 | 64 | D | | | | | | | | | | | | | | |
9/25/26 14:58 | 9/24/26 | DHF | Bny Mellon High Yield Strategies Fund | | Fund | CEF | Closed-End Funds | Dimartino Joseph S | NY | D | | 1 | P | 44 | 2.22 | 0 | 20 | 9 | 240 | D | | | | | | | | | | | | | | |
9/25/26 14:29 | 9/24/26 | DFDV | Defi Development Corp. | NV | Financ | Loan | Finance Services | White Parker | FL | T | | 4 | P.dm | 301 | 6.28 | 0 | 48 | 2 | 3,117 | D | | | | | | | | | | | | | | |
9/25/26 13:55 | 9/18/26 | CUEN | Cuentas Inc. | | Retail | Grocer | Groceries & Related Products | Maimon Shalom Arik | FL | O | CEO | 9 | P.m | 39 | 0.4305 | 0 | 92 | 11 | 917 | D | | | | | | | | | | | | | | |
9/25/26 11:30 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Nester Paul W | VA | DO | P,CEO | 2 | P | 17 | 21.22 | 0 | 1 | 1 | 135 | D | | | | | | | | | | | | | | |
9/25/26 11:29 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Johnston Robert B | VA | D | | 4 | P | 56 | 21.00 | 0 | 3 | 4 | 67 | D | | | | | | | | | | | | | | |
9/25/26 11:27 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Williamson John B III | VA | D | | 5 | P.m | 119 | 21.13 | 0 | 6 | 3 | 183 | D | | | | | | | | | | | | | | |
9/25/26 10:51 | 9/11/26 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | He Junli | MA | DO | CEO | 5 | P.dm | 428 | 1.11 | 0 | 387 | 41 | 1,333 | D | | | | | | | | | | | | | | |
9/25/26 10:11 | 9/24/26 | EDRY | Eurodry Ltd. | 1T | Trans | WtrTr | Water Transportation | Pittas Aristeidis P | | D | | 6 | P.a | 176 | 43.37 | 0 | 4 | 3 | 158 | I | | | | | | | | | | | | | | |
9/25/26 09:07 | 9/24/26 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Clark Anthony S. | PA | D | | 2 | P | 54 | 9.02 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
9/25/26 08:39 | 7/31/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Titterton Lewis H Jr | CA | D | | 8 | P | 1,280 | 0.2634 | 0 | 4,859 | 102 | 9,624 | D | | | | | | | | | | | | | | |
9/25/26 08:01 | 9/24/26 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | 2 | P.a | 31 | 1.78 | 0 | 18 | 5 | 400 | D | | | | | | | | | | | | | | |
9/25/26 06:06 | 9/25/26 | NCT | Intercont (Cayman) Ltd | E9 | Trans | ShipTr | Deep Sea Foreign Transportati | Zhu Muchun | | DO | CEO,CB | 1 | P | 650 | 0.4000 | 0 | 1,625 | 787 | 1,832 | I | | | | | | | | | | | | | | |
9/25/26 06:01 | 9/23/26 | MSC | Studio City International Holdings Ltd | D8 | PerSv | Hotel | Hotels & Motels | Ho Lawrence Yau Lung | | D | | 1 | P | 206 | 0.1977 | 0 | 1,044 | 0 | 464,139 | I | | | | | | | | | | | | | | |
9/24/26 20:43 | 9/23/26 | PWRL | Powerlaw Corp. | | Fund | CEF | Closed-End Funds | Dinsdale Mike John | CA | DO | CEO | 2 | P.m | 346 | 14.20 | 0 | 24 | 2 | 1,268 | I | | | | | | | | | | | | | | |
9/24/26 19:15 | 9/23/26 | HHH | Howard Hughes Holdings Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Grandisson Marc | TX | DO | Exec CB, | 1 | P | 1,603 | 64.12 | 0 | 25 | 35 | 97 | D | | | | | | | | | | | | | | |
9/24/26 19:15 | 9/23/26 | HHH | Howard Hughes Holdings Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Davis Andrew D. | TX | O | COO,HHC | 1 | P | 64 | 64.49 | 0 | 1 | 3 | 33 | D | | | | | | | | | | | | | | |
9/24/26 18:57 | 9/22/26 | PDI | Pimco Dynamic Income Fund | | Fund | CEF | Closed-End Funds | Morris Sonya | CA | D | | 3 | P | 155 | 9.86 | 0 | 16 | | 16 | D | | | | | | | | | | | | | | |
9/24/26 17:26 | 9/23/26 | DY | Dycom Industries Inc | FL | Machn | HvyCn | Water, Sewer, Pipeline, Comm | Sabater Carmen M | FL | D | | 1 | P | 98 | 280.62 | 0 | 0 | 5 | 7 | D | | | | | | | | | | | | | | |
9/24/26 17:00 | 9/22/26 | ANDG | Andersen Group Inc. | DE | BizSv | BizSv | Business Services | Durable Capital Partners LP | MD | T | | 4 | P.m | 25,901 | 37.11 | 0 | 698 | 19 | 4,391 | I | | | | | | | | | | | | | | |
9/24/26 16:52 | 9/24/26 | KG | Kestrel Group Ltd | D0 | Insur | Insur | Fire, Marine & Casualty Insur | Nigro Steven Harold | | D | | 1 | P | 13 | 5.34 | 0 | 3 | 11 | 25 | D | | | | | | | | | | | | | | |
9/24/26 16:40 | 9/22/26 | ENGN | Engene Therapeutics Inc. | Z4 | Health | BioPrd | Biological Products, (No Diag | Grossman William | | DO | Interim | 1 | P | 10 | 1.97 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
9/24/26 16:24 | 5/27/25 | FLO | Flowers Foods Inc | GA | FdBev | Food | Food & Kindred Products | Chubb Thomas Caldecot III | GA | D | | 7 | P.d | 765 | 32.81 | 0 | 23 | 12 | 223 | D | | | | | | | | | | | | | | |
9/24/26 16:22 | 9/23/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Fitzgerald Larry Jr. | PA | D | | 1 | P | 245 | 131.67 | 0 | 2 | 14 | 15 | D | | | | | | | | | | | | | | |
9/24/26 16:22 | 9/22/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Gupta Navdeep | PA | O | EVP,CFO | 1 | P | 1,000 | 129.75 | 0 | 8 | 10 | 87 | D | | | | | | | | | | | | | | |
9/24/26 16:04 | 9/22/26 | ACIC | American Coastal Insurance Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Martz Brad | FL | O | P,CEO | 1 | P | 92 | 9.15 | 0 | 10 | 2 | 445 | D | | | | | | | | | | | | | | |
9/24/26 11:54 | 9/23/26 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Parcher Charles A. | OH | O | P | 2 | P | 32 | 22.82 | 0 | 1 | 5 | 30 | I | | | | | | | | | | | | | | |
9/24/26 10:21 | 9/23/26 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Davidson Spencer | NY | H | Chairman | 13 | P.m | 2,238 | 24.74 | 0 | 90 | 6 | 1,634 | D | | | | | | | | | | | | | | |
9/24/26 09:23 | 9/17/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D | | 11 | P.m | 645 | 22.63 | 0 | 29 | 14 | 231 | D | | | | | | | | | | | | | | |
9/24/26 09:01 | 9/22/26 | CSBB | Csb Bancorp, Inc. | OH | Financ | StBnk | State Commercial Banks | Kirkbride Cheryl M | OH | D | | 5 | P | 15 | 50.83 | 0 | 0 | 8 | 4 | D | | | | | | | | | | | | | | |
9/24/26 08:29 | 9/23/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Li Bin (William) | | D | | 1 | P | 997 | 0.0095 | 0 | 104,932 | 5 | 2,147,484 | I | | | | | | | | | | | | | | |
9/23/26 21:48 | 9/18/26 | PNRG | Primeenergy Resources Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Fong Gifford | CA | D | | 1 | P | 21 | 211.70 | 0 | 0 | 0 | 54 | D | | | | | | | | | | | | | | |
9/23/26 21:40 | 9/21/26 | BGDE | Big Digital Energy, Inc. | DE | Financ | Loan | Finance Services | Endeavor Blockchain, LLC | AR | TH | SEE REMA | 18 | P.m | 42,074 | 25.23 | 0 | 1,667 | 999% | 1,807 | D | | | | | | | | | | | | | | |
9/23/26 21:16 | 12/16/25 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | 7 | P.dm | 262 | 0.1766 | 0 | 1,480 | 1 | 144,188 | D | | | | | | | | | | | | | | |
9/23/26 21:01 | 9/18/26 | CV | Capsovision, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Harari Eliyahou Et Al | CA | T | | 4 | P | 11,008 | 5.75 | 0 | 1,914 | 134 | 3,343 | I | | | | | | | | | | | | | | |
9/23/26 20:58 | 9/22/26 | DFDV | Defi Development Corp. | NV | Financ | Loan | Finance Services | Kang Daniel | FL | O | Chief St | 4 | P.d | 202 | 5.22 | 0 | 39 | 78 | 88 | M | | | | | | | | | | | | | | |
9/23/26 20:21 | 9/21/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Macdonald Ryan S | NY | D | | 2 | P | 373 | 11.96 | 0 | 31 | 703 | 36 | D | | | | | | | | | | | | | | |
9/23/26 18:02 | 3/12/26 | SPRU | Spruce Power Holding Corp | DE | Energy | OilSv | Oil & Gas Field Services | Steel Partners Holdings L.P. | NY | T | | 23 | P.m | 8,570 | 4.20 | 0 | 2,042 | 142 | 3,482 | I | | | | | | | | | | | | | | |
9/23/26 17:48 | 9/22/26 | AIAI | Aiai Holdings Corp | DE | BizSv | DocSv | Computer Processing & Data Pr | Affeldt Eric | TX | D | | 2 | P | 180 | 3.76 | 0 | 48 | 39 | 171 | D | | | | | | | | | | | | | | |
9/23/26 17:29 | 9/15/26 | CV | Capsovision, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Shen Ching Hang | | T | | 2 | P | 10,000 | 5.69 | 0 | 1,757 | 32 | 7,279 | I | | | | | | | | | | | | | | |
9/23/26 17:22 | 9/23/26 | ALNT | Allient Inc | CO | Electr | LabEq | Instruments For Meas & Testin | Winter Michael R | NY | D | | 2 | P | 97 | 74.47 | 0 | 1 | 3 | 40 | M | | | | | | | | | | | | | | |
9/23/26 16:59 | 9/23/26 | INBX | Inhibrx Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Kayyem Jon Faiz | CA | D | | 3 | P | 1,568 | 104.51 | 0 | 15 | 1 | 1,074 | I | | | | | | | | | | | | | | |
9/23/26 16:50 | 9/12/25 | LUCK | Lucky Strike Entertainment Corp | VA | PerSv | Entert | Amusement & Recreation Servic | Lavan Robert M. | VA | O | P,CFO | 7 | P | 37 | 9.14 | 0 | 4 | 5 | 87 | D | | | | | | | | | | | | | | |
9/23/26 16:41 | 9/21/26 | INR | Infinity Natural Resources, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Gieselman Scott | WV | D | | 4 | P.m | 977 | 13.29 | 0 | 73 | 115 | 137 | I | | | | | | | | | | | | | | |
9/23/26 16:37 | 9/22/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Villani Fiorenzo | | DO | See Rema | 3 | P.dm | 188 | 4.33 | 0 | 44 | 150 | 73 | D | | | | | | | | | | | | | | |
9/23/26 16:30 | 9/22/26 | DUOT | Duos Technologies Group, Inc. | FL | Tech | Softw | Prepackaged Software | Recker Frank Douglas | FL | DO | CEO | 1 | P | 85 | 9.14 | 0 | 9 | 2 | 409 | I | | | | | | | | | | | | | | |
9/23/26 16:28 | 4/17/26 | ARXS | Arxis, Inc. | DE | Aero | Aero | Aircraft Parts & Auxiliary Eq | Allen Patrick E | CT | D | | 2 | P | 488 | 37.56 | 0 | 13 | 178 | 20 | D | | | | | | | | | | | | | | |
9/23/26 16:15 | 9/21/26 | PAL | Proficient Auto Logistics, Inc | DE | Trans | TrSv | Transportation Services | Lux Steven F | FL | D | | 1 | P | 24 | 4.01 | 0 | 6 | 1 | 618 | D | | | | | | | | | | | | | | |
9/23/26 16:01 | 9/22/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Bitterman Robert J | PA | DO | CB,P,CEO | 10 | P.m | 61 | 1.23 | 0 | 50 | 13 | 431 | D | | | | | | | | | | | | | | |
9/23/26 16:00 | 9/21/26 | UP | Wheels Up Experience Inc. | | Trans | Airline | Air Transportation, Nonschedu | Mattson George N | GA | DO | CEO | 3 | P.m | 157 | 4.92 | 0 | 32 | 9 | 389 | D | | | | | | | | | | | | | | |
9/23/26 15:52 | 9/18/26 | OFIX | Orthofix Medical Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Juniper Investment Company, LLC | NY | T | | 1 | P.am | 2,732 | 8.81 | 0 | 310 | 7 | 4,792 | I | | | | | | | | | | | | | | |
9/23/26 14:08 | 9/21/26 | CELFX | Cliffwater Enhanced Lending Fund | | Fund | CEF | Closed-End Funds | Nesbitt Stephen Lane | WI | DO | P,Intere | 7 | P.m | 28,982 | 10.70 | 0 | 2,708 | 19 | 16,848 | I | | | | | | | | | | | | | | |
9/23/26 13:11 | 9/21/26 | RTB | Rtb Digital, Inc. | NV | BizSv | Conslt | Management Consulting Service | Dorsett Jason Christopher | PR | T | | 2 | P | 288 | 9.61 | 0 | 30 | 1 | 4,204 | D | | | | | | | | | | | | | | |
9/23/26 10:44 | 9/21/26 | AXIA | Axia Energia S.A. | D5 | Utility | ElcPwr | Electric Services | Batista De Lima Filho Pedro | | D | | 11 | P.d | 71,813 | 11.32 | 0 | 6,344 | 35 | 24,370 | I | | | | | | | | | | | | | | |
9/23/26 10:18 | 9/22/26 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Grassi Craig Anthony | NY | O | Vice-P | 1 | P | 46 | 23.08 | 0 | 2 | 3 | 76 | I | | | | | | | | | | | | | | |
9/23/26 09:25 | 9/22/26 | RCT | Redcloud Holdings Plc | X0 | Retail | Retail | Retail Stores | Floyd Justin Beck Hinton | | DO | CEO | 1 | P | 185 | 2.50 | 0 | 74 | 5 | 1,661 | D | | | | | | | | | | | | | | |
9/23/26 07:00 | 9/21/26 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Erlich Craig | MI | O | CHIEF GR | 2 | P | 93 | 68.42 | 0 | 1 | 2 | 65 | D | | | | | | | | | | | | | | |
9/22/26 21:57 | 7/23/25 | NTRP | Nexttrip, Inc. | NV | Trans | TrSv | Transportation Services | Kaplan Andrew Jay | FL | D | | 4 | P.d | 271 | 2.47 | 0 | 109 | 350 | 141 | I | | | | | | | | | | | | | | |
9/22/26 20:10 | 6/22/26 | LRFC | Logan Ridge Finance Corp. | | Fund | CEF | Closed-End Funds | Goldthorpe Edward J. | NY | DO | P,CEO | 6 | P.m | 1,225 | 11.37 | 0 | 108 | 36 | 408 | D | | | | | | | | | | | | | | |
9/22/26 18:37 | 6/9/25 | BRID | Bridgford Foods Corp | CA | FdBev | Food | Sausages & Other Prepared Mea | Bridgford Richard Eugene | IL | H | Vice Pre | 3 | P | 3 | 6.35 | 0 | 1 | 19 | 3 | D | | | | | | | | | | | | | | |
9/22/26 16:51 | 9/21/26 | PPTIN | Presidio Property Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Heilbron Jack Kendrick | CA | DO | CEO | 12 | P.dm | 135 | 4.64 | 0 | 29 | 40 | 101 | D | | | | | | | | | | | | | | |
9/22/26 16:46 | 9/22/26 | BFRG | Bullfrog Ai Holdings, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Blacher Joshua | MD | O | CFO | 1 | P | 26 | 0.5285 | 0 | 50 | 333 | 65 | D | | | | | | | | | | | | | | |
9/22/26 16:45 | 9/22/26 | BFRG | Bullfrog Ai Holdings, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Singh Vininder | MD | DOT | CEO | 1 | P | 45 | 0.5989 | 0 | 75 | 3 | 2,442 | D | | | | | | | | | | | | | | |
9/22/26 16:43 | 9/18/26 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | 28 | P.m | 14,447 | 6.18 | 0 | 2,337 | 999% | 2,558 | I | | | | | | | | | | | | | | |
9/22/26 16:40 | 9/18/26 | SEZL | Sezzle Inc. | DE | BizSv | BizSv | Business Services | Hunt Bryan Cecil | MN | D | | 1 | P | 29 | 115.86 | 0 | 0 | 7 | 4 | D | | | | | | | | | | | | | | |
9/22/26 16:14 | 9/15/26 | NWPP | New Peoples Bankshares Inc | VA | Financ | StBnk | State Commercial Banks | White Blaine Scott | VA | DT | | 9 | P.m | 833 | 3.53 | 0 | 236 | 4 | 5,835 | I | | | | | | | | | | | | | | |
9/22/26 16:10 | 9/18/26 | JUSH | Jushi Holdings Inc. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Cacioppo James | FL | DOT | CEO | 4 | P.m | 999 | 0.4948 | 0 | 2,020 | 14 | 16,938 | I | | | | | | | | | | | | | | |
9/22/26 16:06 | 9/21/26 | FLNC | Fluence Energy, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Bulls Herman E | VA | D | | 1 | P | 74 | 7.36 | 0 | 10 | 6 | 170 | D | | | | | | | | | | | | | | |
9/22/26 16:05 | 12/11/25 | GCO | Genesco Inc | TN | Retail | ClthSt | Shoe Stores | Collins Jonathan M. | TN | O | SVP Fina | 3 | P | 20 | 33.65 | 0 | 1 | 3 | 18 | D | | | | | | | | | | | | | | |
9/22/26 16:05 | 9/22/26 | VFF | Village Farms International, Inc. | A6 | Ag | Ag | Crops | Woodward Christopher C. | FL | D | | 1 | P | 31 | 3.06 | 0 | 10 | 3 | 384 | D | | | | | | | | | | | | | | |
9/22/26 16:03 | 9/21/26 | FLNC | Fluence Energy, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Von Heynitz Harald | VA | D | | 1 | P | 52 | 7.36 | 0 | 7 | 12 | 66 | D | | | | | | | | | | | | | | |
9/22/26 16:00 | 9/22/26 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Cush C. David | VA | D | | 1 | P | 133 | 132.50 | 0 | 1 | 82 | 2 | I | | | | | | | | | | | | | | |
9/22/26 14:26 | 8/11/25 | NSLR | Neostellar Capital Corp. | | Fund | CEF | Closed-End Funds | Klein Mark D | NY | DO | CB,CEO,P | 4 | P.m | 480 | 9.48 | 0 | 51 | 3 | 1,764 | D | | | | | | | | | | | | | | |
9/22/26 14:23 | 9/18/26 | BCBP | Bcb Bancorp Inc | NJ | Financ | SvBnk | Savings Institution, Federall | Obrien Thomas M | NJ | DO | CEO | 1 | P | 1,240 | 7.75 | 0 | 160 | 23 | 869 | D | | | | | | | | | | | | | | |
9/22/26 14:19 | 9/18/26 | BCBP | Bcb Bancorp Inc | NJ | Financ | SvBnk | Savings Institution, Federall | Chaudhry Jawad | NJ | O | CFO | 1 | P | 78 | 7.75 | 0 | 10 | 19 | 63 | D | | | | | | | | | | | | | | |