10/23/25 21:06 | 10/21/25 | SMMT | Summit Therapeutics Inc. | | Health | Drug | Pharmaceutical Preparations | Xia Yu | FL | D | | 1 | P | 10,000 | 18.74 | 0 | 534 | 2 | 32,057 | I | | | | | | | | | | | | | | |
10/23/25 21:03 | 10/23/25 | TTRX | Turn Therapeutics Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chaudhary Zuraiz | CA | O | See Rema | 1 | P | 25 | 4.95 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
10/23/25 21:01 | 10/23/25 | TTRX | Turn Therapeutics Inc. | DE | Health | Drug | Pharmaceutical Preparations | Golden Arthur F | CA | D | | 1 | P | 100 | 4.95 | 0 | 20 | 202 | 30 | D | | | | | | | | | | | | | | |
10/23/25 19:49 | 10/21/25 | NEUP | Neuphoria Therapeutics Inc. | C3 | Health | Drug | Pharmaceutical Preparations | Lynx1 Capital Management LP | PR | T | | 10 | P.m | 20,194 | 3.33 | 0 | 6,060 | 14 | 50,500 | I | | | | | | | | | | | | | | |
10/23/25 19:06 | 10/22/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | 9 | P.m | 453 | 14.55 | 0 | 31 | | 31 | D | | | | | | | | | | | | | | |
10/23/25 17:43 | 10/21/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Hildebrandt Mark H | FL | D | | 3 | P | 455 | 252.66 | 0 | 2 | 3 | 61 | I | | | | | | | | | | | | | | |
10/23/25 16:49 | 10/22/25 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Lober Ralph J II | OH | DO | CEO,P | 19 | P.m | 252 | 29.94 | 0 | 8 | 13 | 75 | D | | | | | | | | | | | | | | |
10/23/25 16:30 | 10/20/25 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | 8 | P.m | 820 | 4.30 | 0 | 191 | 3 | 7,247 | D | | | | | | | | | | | | | | |
10/23/25 16:30 | 10/21/25 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Geygan Jeffrey Richart | WI | DOT | Interim | 7 | P.m | 3,095 | 2.57 | 0 | 1,205 | 159 | 1,963 | I | | | | | | | | | | | | | | |
10/23/25 16:30 | 10/21/25 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Global Value Investment Corp. | WI | T | | 8 | P.m | 3,147 | 2.57 | 0 | 1,225 | 21 | 6,977 | I | | | | | | | | | | | | | | |
10/23/25 16:08 | 9/10/25 | SMMT | Summit Therapeutics Inc. | | Health | Drug | Pharmaceutical Preparations | Duggan Robert W | FL | DOT | Co-CEO | 6 | P.m | 11,973 | 16.76 | 0 | 714 | 0 | 654,895 | D | | | | | | | | | | | | | | |
10/23/25 16:06 | 9/10/25 | SMMT | Summit Therapeutics Inc. | | Health | Drug | Pharmaceutical Preparations | Zanganeh Mahkam | FL | DOT | Co-CEO | 2 | P.m | 6,485 | 17.76 | 0 | 365 | 0 | 606,106 | I | | | | | | | | | | | | | | |
10/23/25 14:36 | 10/22/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Garner David W | AR | O | EVP,Chie | 1 | P | 53 | 17.66 | 0 | 3 | 4 | 78 | D | | | | | | | | | | | | | | |
10/23/25 14:34 | 10/17/25 | EQBK | Equity Bancshares Inc | KS | Financ | StBnk | State Commercial Banks | Borck Leon | KS | D | | 3 | P | 316 | 43.21 | 0 | 7 | 22 | 40 | I | | | | | | | | | | | | | | |
10/23/25 12:48 | 10/21/25 | JEQ | Abrdn Japan Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 487 | P.m | 256,985 | 12.58 | 0 | 20,423 | 12 | 196,406 | I | | | | | | | | | | | | | | |
10/23/25 12:42 | 10/22/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 170 | P.m | 278 | 1,065.5 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
10/23/25 11:16 | 10/21/25 | UPBD | Upbound Group, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Brown Jeffrey J | TX | D | | 7 | P.d | 731 | 24.16 | 0 | 30 | 36 | 113 | I | | | | | | | | | | | | | | |
10/23/25 10:38 | 9/3/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 94 | P.m | 961 | 0.7859 | 0 | 1,223 | 8 | 16,565 | D | | | | | | | | | | | | | | |
10/23/25 10:38 | 10/22/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | 548 | P.dm | 4,139 | 9.71 | 0 | 426 | 3 | 16,256 | M | | | | | | | | | | | | | | |
10/22/25 20:12 | 10/20/25 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Ketchum Stephen | NY | DO | CB | 5 | P.m | 1,592 | 19.57 | 0 | 81 | 558 | 96 | D | | | | | | | | | | | | | | |
10/22/25 20:08 | 10/20/25 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Desai Ujjaval | NY | DO | CEO | 2 | P.m | 1,310 | 18.71 | 0 | 70 | 816 | 79 | D | | | | | | | | | | | | | | |
10/22/25 17:13 | 10/20/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Steers Robert Hamilton | NY | DOT | Exec CB | 1 | P.m | 2,846 | 70.21 | 0 | 41 | 0 | 11,865 | I | | | | | | | | | | | | | | |
10/22/25 16:11 | 4/30/25 | EPAM | Epam Systems, Inc. | DE | Tech | SwSv | Computer Programming Services | Yezhkov Sergey | PA | O | SVP,Co-H | 2 | P | 15 | 133.91 | 0 | 0 | 1 | 16 | D | | | | | | | | | | | | | | |
10/22/25 16:02 | 3/5/25 | MPC | Marathon Petroleum Corp | DE | Energy | OilRef | Petroleum Refining | Bayh Evan | OH | D | | 2 | P | 257 | 64.34 | 0 | 4 | 3 | 154 | D | | | | | | | | | | | | | | |
10/22/25 15:28 | 10/20/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | 30 | P.dm | 97 | 0.0945 | 0 | 1,024 | 49 | 3,128 | D | | | | | | | | | | | | | | |
10/22/25 14:19 | 8/27/25 | NUGN | Livento Group, Inc. | NV | Tech | Softw | Prepackaged Software | Henriksen Michael Gregory Max | WA | OT | Chief In | 3 | P | 5,343 | 0.0017 | 0 | 3,076,145 | | 2,147,484 | D | | | | | | | | | | | | | | |
10/22/25 07:00 | 10/21/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Weiss Lawrence T | NY | O | SVP,GC | 1 | P | 118 | 11.81 | 0 | 10 | 12 | 94 | D | | | | | | | | | | | | | | |
10/22/25 06:07 | 10/21/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | 23 | P.m | 68 | 0.6710 | 0 | 102 | 9 | 1,187 | I | | | | | | | | | | | | | | |
10/21/25 19:21 | 10/17/25 | DENN | Denny'S Corp | DE | Retail | Dining | Eating Places | Jumana Capital Investments LLC | TX | H | See Foot | 5 | P.dm | 5,752 | 5.21 | 0 | 1,105 | 26 | 5,420 | D | | | | | | | | | | | | | | |
10/21/25 19:07 | 10/14/25 | LCGMF | Lion Copper & Gold Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | 9 | P.dm | 1,252 | 0.0493 | 0 | 25,389 | 22 | 143,014 | D | | | | | | | | | | | | | | |
10/21/25 18:01 | 10/20/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 29 | P.m | 2,965 | 5.18 | 0 | 573 | 29 | 2,581 | I | | | | | | | | | | | | | | |
10/21/25 17:50 | 6/26/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims Luke E | WI | DO | P,CEO | 5 | P | 163 | 9.85 | 0 | 17 | 6 | 305 | D | | | | | | | | | | | | | | |
10/21/25 17:43 | 10/20/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hawryluk P. Kent | IN | DO | P,CEO | 2 | P.d | 807 | 11.53 | 0 | 70 | 8 | 950 | I | | | | | | | | | | | | | | |
10/21/25 17:11 | 10/20/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Davidson Spencer | NY | H | Chairman | 1 | P | 20 | 24.97 | 0 | 1 | 0 | 1,544 | D | | | | | | | | | | | | | | |
10/21/25 16:47 | 10/17/25 | MMLP | Martin Midstream Partners L.P. | DE | Energy | OilTr | Petroleum Bulk Stations & Ter | Martin Product Sales LLC | TX | T | | 22 | P.m | 5,169 | 3.07 | 0 | 1,686 | 165 | 2,707 | D | | | | | | | | | | | | | | |
10/21/25 16:47 | 10/20/25 | CSX | Csx Corp | VA | Trans | Railrd | Railroads, Line-Haul Operatin | Angel Stephen F | FL | DO | P,CEO | 1 | P | 2,028 | 36.87 | 0 | 55 | 999% | 58 | D | | | | | | | | | | | | | | |
10/21/25 16:25 | 10/20/25 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Matthew J | NY | DO | SVP | 10 | P.m | 1,513 | 15.44 | 0 | 98 | 2 | 4,648 | I | | | | | | | | | | | | | | |
10/21/25 16:25 | 10/20/25 | BRT | Brt Apartments Corp. | DE | RlEst | RlEst | Operators of Nonresidential B | Gould Investors L P | NY | T | | 11 | P.m | 1,513 | 15.44 | 0 | 98 | 2 | 4,074 | D | | | | | | | | | | | | | | |
10/21/25 16:25 | 10/20/25 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Jeffrey | NY | DO | P,CEO | 10 | P.m | 1,515 | 15.46 | 0 | 98 | 2 | 4,656 | I | | | | | | | | | | | | | | |
10/21/25 16:14 | 10/20/25 | SNV | Synovus Financial Corp | X1 | Financ | NtBnk | National Commercial Banks | Montana Gregory G | GA | D | | 2 | P | 92 | 46.06 | 0 | 2 | 58 | 5 | D | | | | | | | | | | | | | | |
10/21/25 16:02 | 10/17/25 | LAW | Cs Disco, Inc. | DE | Tech | Softw | Prepackaged Software | Bogan Thomas F | TX | D | | 4 | P.m | 550 | 5.91 | 0 | 93 | 131 | 164 | D | | | | | | | | | | | | | | |
10/21/25 15:37 | 10/20/25 | PNFP | Pinnacle Financial Partners Inc | TN | Financ | NtBnk | National Commercial Banks | Thompson G Kennedy | TN | D | | 2 | P | 1,295 | 86.31 | 0 | 15 | 37 | 55 | D | | | | | | | | | | | | | | |
10/21/25 14:21 | 9/29/25 | VHAIO | Vocodia Holdings Corp | WY | Tech | SwSv | Computer Programming Services | Taylor Paul Richard | FL | DOT | CB,COO | 2 | P.m | 683 | 0.0003 | 0 | 2,152,484 | | 2,147,484 | D | | | | | | | | | | | | | | |
10/21/25 13:15 | 10/20/25 | CMC | Commercial Metals Co | DE | Metal | Steel | Steel Works, Blast Furnaces & | McPherson John R | TX | D | | 2 | P | 200 | 47.67 | 0 | 4 | 22 | 23 | I | | | | | | | | | | | | | | |
10/21/25 07:00 | 4/22/25 | SINT | Sintx Technologies, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Olson Eric K. | UT | DO | P,CEO | 3 | P.m | 85 | 2.77 | 0 | 31 | | 31 | D | | | | | | | | | | | | | | |
10/20/25 19:20 | 10/14/25 | UBER | Uber Technologies, Inc | DE | BizSv | BizSv | Business Services | Mahendra-Rajah Prashanth | CA | O | CFO | 1 | P.d | 0 | 93.00 | 0 | 0 | 0 | 26 | M | | | | | | | | | | | | | | |
10/20/25 18:03 | 6/18/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 45 | P | 385 | 1.08 | 0 | 357 | 242 | 504 | D | | | | | | | | | | | | | | |
10/20/25 17:30 | 10/17/25 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | FL | H | Portfoli | 6 | P | 316 | 12.63 | 0 | 25 | 69 | 61 | D | | | | | | | | | | | | | | |
10/20/25 16:44 | 10/17/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hoerter Steven L. | IN | D | | 1 | P | 265 | 13.25 | 0 | 20 | | 20 | I | | | | | | | | | | | | | | |
10/20/25 16:30 | 10/16/25 | CORZ | Core Scientific, Inc./Tx | DE | Financ | Loan | Finance Services | Patten Jarrod M | DE | D | | 11 | P.dm | 4,496 | 65.08 | 0 | 69 | 23 | 372 | D | | | | | | | | | | | | | | |
10/20/25 10:43 | 10/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Snyder Mark S | PA | O | VP- Engi | 6 | P | 2 | 32.50 | 0 | 0 | 1 | 4 | D | | | | | | | | | | | | | | |
10/20/25 10:36 | 10/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Scarpato Matthew J | PA | O | COO | 4 | P | 4 | 30.63 | 0 | 0 | 16 | 1 | D | | | | | | | | | | | | | | |
10/20/25 09:11 | 10/17/25 | GOVX | Geovax Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Spencer John N Jr | GA | D | | 2 | P | 15 | 0.7649 | 0 | 20 | 999% | 21 | D | | | | | | | | | | | | | | |
10/17/25 18:54 | 10/15/25 | SOC | Sable Offshore Corp. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Pilgrim Global Icav | L2 | T | | 3 | P.d | 30,411 | 17.15 | 0 | 1,774 | 19 | 10,933 | D | | | | | | | | | | | | | | |
10/17/25 18:05 | 10/15/25 | PRIM | Primoris Services Corp | DE | Machn | HvyCn | Water, Sewer, Pipeline, Comm | McCallister Terry D | TX | D | | 1 | P | 2 | 134.83 | 0 | 0 | 0 | 30 | D | | | | | | | | | | | | | | |
10/17/25 17:44 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 33 | P | 38 | 10.03 | 0 | 4 | 3 | 136 | D | | | | | | | | | | | | | | |
10/17/25 17:41 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 32 | P | 80 | 9.65 | 0 | 8 | 1 | 1,628 | D | | | | | | | | | | | | | | |
10/17/25 17:09 | 10/17/25 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | Virtue Douglas A | CA | DO | EVP | 1 | P | 96 | 7.34 | 0 | 13 | 2 | 862 | D | | | | | | | | | | | | | | |
10/17/25 16:56 | 10/15/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Clark Todd J. | NJ | D | | 2 | P | 9 | 14.19 | 0 | 1 | 48 | 2 | D | | | | | | | | | | | | | | |
10/17/25 16:51 | 10/15/25 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | 9 | P | 10,814,418 | 175.96 | 0 | 61,460 | | 772 | I | | | | | | | | | | | | | | |
10/17/25 16:20 | 10/15/25 | LADR | Ladder Capital Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Esposito Anthony Vincent | NY | O | Chief Ac | 1 | P | 1 | 10.80 | 0 | 0 | 0 | 46 | D | | | | | | | | | | | | | | |
10/17/25 16:01 | 4/28/25 | TOL | Toll Brothers, Inc. | DE | Build | Homebld | Operative Builders | Sandstrom Katherine M | PA | D | | 2 | P | 208 | 18.30 | 0 | 11 | 25 | 56 | D | | | | | | | | | | | | | | |
10/17/25 16:01 | 10/15/25 | FIS | Fidelity National Information Services, Inc. | | BizSv | BizSv | Business Services | Goldstein Jeffrey A | FL | D | | 6 | P | 348 | 76.61 | 0 | 5 | 50 | 14 | D | | | | | | | | | | | | | | |
10/17/25 13:49 | 4/9/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | 5 | P.m | 262 | 10.00 | 0 | 26 | 12 | 238 | D | | | | | | | | | | | | | | |
10/17/25 12:33 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Emerson Amy | OK | D | | 2 | P | 9 | 1.52 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
10/17/25 10:13 | 10/13/25 | THFF | First Financial Corp /In/ | IN | Financ | StBnk | State Commercial Banks | McDonald James O | IN | D | | 3 | P | 221 | 51.54 | 0 | 4 | 58 | 12 | D | | | | | | | | | | | | | | |
10/17/25 10:06 | 10/16/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Strong-Treister Diane W | WV | D | | 6 | P | 84 | 117.54 | 0 | 1 | 15 | 5 | D | | | | | | | | | | | | | | |
10/17/25 10:06 | 10/16/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Reyes Javier A | WV | D | | 3 | P | 37 | 119.88 | 0 | 0 | 21 | 2 | D | | | | | | | | | | | | | | |
10/17/25 10:06 | 10/16/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Fisher Robert D | WV | D | | 6 | P | 114 | 117.40 | 0 | 1 | 2 | 46 | D | | | | | | | | | | | | | | |
10/17/25 10:04 | 10/15/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Ajmera Radhika | PA | D | | 2 | P | 12 | 8.59 | 0 | 1 | 86 | 3 | D | | | | | | | | | | | | | | |
10/16/25 18:11 | 10/15/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Papastavrou Jason D | FL | D | | 1 | P | 228 | 12.65 | 0 | 18 | 46 | 58 | M | | | | | | | | | | | | | | |
10/16/25 17:26 | 10/14/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Kite David | IL | O | COO | 1 | P.m | 63 | 12.51 | 0 | 5 | 9 | 60 | D | | | | | | | | | | | | | | |
10/16/25 17:25 | 10/14/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Konigsberg Brandon | FL | D | | 1 | P | 86 | 12.33 | 0 | 7 | 34 | 28 | D | | | | | | | | | | | | | | |
10/16/25 17:24 | 5/28/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sack Peter | FL | DO | Co-CEO | 8 | P.m | 131 | 11.96 | 0 | 11 | 14 | 87 | D | | | | | | | | | | | | | | |
10/16/25 17:22 | 11/8/24 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Mazarakis John | FL | DO | Exec CB | 3 | P | 239 | 13.09 | 0 | 18 | 4 | 453 | D | | | | | | | | | | | | | | |
10/16/25 16:49 | 7/14/25 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | Virtue Robert A | CA | DO | CEO | 2 | P | 51 | 7.30 | 0 | 7 | 1 | 493 | D | | | | | | | | | | | | | | |
10/16/25 16:49 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Hooser Steven G | OK | D | | 1 | P | 5 | 1.26 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
10/16/25 16:45 | 10/14/25 | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Sprott Eric | A6 | T | | 3 | P.d | 112,205 | 4.80 | 0 | 23,385 | 999% | 25,226 | I | | | | | | | | | | | | | | |
10/16/25 16:18 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Stoots Bradely Von | OK | D | | 1 | P | 5 | 1.26 | 0 | 4 | 123 | 7 | D | | | | | | | | | | | | | | |
10/16/25 16:12 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Neal Kara Gae | OK | D | | 1 | P | 5 | 1.26 | 0 | 4 | 88 | 9 | D | | | | | | | | | | | | | | |
10/16/25 15:59 | 10/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ellspermann Susan J | IN | D | | 16 | P | 115 | 39.09 | 0 | 3 | 34 | 12 | D | | | | | | | | | | | | | | |
10/16/25 15:58 | 10/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Bawel Zachary W | IN | D | | 16 | P | 141 | 39.25 | 0 | 4 | 15 | 27 | D | | | | | | | | | | | | | | |
10/16/25 15:57 | 8/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Sheidler Jack | IN | D | | 18 | P | 108 | 39.05 | 0 | 3 | 4 | 67 | D | | | | | | | | | | | | | | |
10/16/25 15:56 | 10/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ryan Christina M | IN | D | | 13 | P | 97 | 38.60 | 0 | 3 | 17 | 17 | D | | | | | | | | | | | | | | |
10/16/25 15:27 | 10/16/25 | FAST | Fastenal Co | MN | Retail | BldSt | Building Materials, Hardware, | Hsu Hsenghung Sam | MN | D | | 2 | P.m | 106 | 52.78 | 0 | 2 | 29 | 9 | D | | | | | | | | | | | | | | |
10/16/25 14:51 | 10/15/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Carus Jeffrey A | NJ | D | | 4 | P.d | 4 | 15.64 | 0 | 0 | 1 | 32 | I | | | | | | | | | | | | | | |
10/16/25 14:16 | 8/8/25 | AROW | Arrow Financial Corp | NY | Financ | NtBnk | National Commercial Banks | Duffy Kristine D | NY | D | | 1 | P.a | 6 | 26.53 | 0 | 0 | 4 | 6 | M | | | | | | | | | | | | | | |
10/16/25 09:13 | 10/15/25 | VANI | Vivani Medical, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Williams Gregg | CA | DT | | 9 | P.m | 9,651 | 1.20 | 0 | 8,041 | 56 | 22,446 | I | | | | | | | | | | | | | | |
10/16/25 08:19 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Gerber Hans-Peter | CA | O | CHIEF SC | 1 | P | 14 | 0.8004 | 0 | 17 | 31 | 72 | D | | | | | | | | | | | | | | |
10/16/25 08:18 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Chow Gregory K. | CA | O | CFO | 1 | P | 16 | 0.8100 | 0 | 20 | | 20 | D | | | | | | | | | | | | | | |
10/16/25 08:17 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Chung Jane | CA | DO | CEO | 1 | P | 10 | 0.8009 | 0 | 13 | 11 | 123 | D | | | | | | | | | | | | | | |
10/16/25 08:15 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Matsui Connie | CA | D | | 1 | P | 40 | 0.7990 | 0 | 50 | | 50 | D | | | | | | | | | | | | | | |
10/16/25 08:14 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Pauling David | CA | O | Chief Ad | 1 | P | 10 | 0.7992 | 0 | 13 | 21 | 72 | D | | | | | | | | | | | | | | |
10/15/25 21:29 | 10/8/25 | LKSP | Lake Superior Acquisition Corp | | Financ | AcqCo | Blank Checks | Wang Cong Edward | NY | DOT | CEO,CB | 1 | P.d | 0 | 0.00 | 0 | 245 | | 245 | I | | | | | | | | | | | | | | |
10/15/25 21:28 | 10/8/25 | LKSP | Lake Superior Acquisition Corp | | Financ | AcqCo | Blank Checks | Lake Superior Investments LLC | NY | T | | 1 | P.d | 0 | 0.00 | 0 | 245 | | 245 | D | | | | | | | | | | | | | | |
10/15/25 19:14 | 10/10/25 | LGMK | Logicmark, Inc. | NV | Health | Orthop | Orthopedic, Prosthetic & Surg | Winvest Investment Fund Management Corp. | WA | T | | 3 | P.m | 436 | 0.0918 | 0 | 4,750 | | 4,125 | D | | | | | | | | | | | | | | |
10/15/25 17:15 | 10/14/25 | QNRX | Quoin Pharmaceuticals, Ltd. | L3 | Health | Drug | Pharmaceutical Preparations | Langer Dennis | VA | D | | 1 | P.d | 129 | 8.49 | 0 | 15 | 999% | 15 | D | | | | | | | | | | | | | | |
10/15/25 17:09 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Yates Charles L. | TN | D | | 1 | P | 200 | 24.00 | 0 | 8 | 6 | 151 | D | | | | | | | | | | | | | | |
10/15/25 17:04 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Shoffner James J | TN | D | | 1 | P | 350 | 24.00 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
10/15/25 16:34 | 10/15/25 | RGP | Resources Connection, Inc. | DE | BizSv | BizSv | Business Services | Duchene Kate W | TX | DO | P,CEO | 2 | P | 203 | 4.73 | 0 | 43 | 8 | 590 | D | | | | | | | | | | | | | | |
10/15/25 16:32 | 10/6/25 | SPRB | Spruce Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Parkman Healthcare Partners LLC | CT | T | | 2 | P | 9 | 17.91 | 0 | 1 | 95 | 1 | I | | | | | | | | | | | | | | |
10/15/25 16:05 | 10/14/25 | VNRX | Volitionrx Ltd | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Reynolds Cameron John | NV | DO | P,CEO | 7 | P.d | 312 | 0.5600 | 0 | 557 | 18 | 3,667 | D | | | | | | | | | | | | | | |
10/15/25 16:05 | 10/14/25 | VNRX | Volitionrx Ltd | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Innes Guy Archibald | NV | D | | 6 | P.d | 410 | 0.5854 | 0 | 701 | 26 | 3,437 | D | | | | | | | | | | | | | | |
10/15/25 16:05 | 10/14/25 | VNRX | Volitionrx Ltd | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Still Timothy I | NV | D | | 2 | P.d | 75 | 0.5501 | 0 | 135 | 10 | 1,535 | D | | | | | | | | | | | | | | |
10/15/25 14:45 | 6/11/25 | PML | Pimco Municipal Income Fund II | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 72 | P.dm | 4,150 | 10.63 | 0 | 390 | | 110 | I | | | | | | | | | | | | | | |
10/15/25 09:09 | 10/8/25 | YYAI | Airwa Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Belfiore Michael Anthony | TX | T | | 1 | P.m | 1,027 | 0.3197 | 0 | 3,213 | | 3,213 | D | | | | | | | | | | | | | | |
10/14/25 19:08 | 9/9/24 | CVS | Cvs Health Corp | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Capozzi Heidi B | RI | O | EVP,Chie | 1 | P.m | 5 | 57.36 | 0 | 0 | 999% | 0 | I | | | | | | | | | | | | | | |
10/14/25 18:10 | 10/10/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Yaldoo Laith L | MI | DT | | 5 | P.d | 542 | 16.08 | 0 | 34 | 6 | 575 | I | | | | | | | | | | | | | | |
10/14/25 17:26 | 10/9/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Aa Mission Sponsor II | TX | T | | 2 | P.d | 3,603 | 10.00 | 0 | 360 | 13 | 3,235 | D | | | | | | | | | | | | | | |
10/14/25 17:25 | 10/9/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Sun Qing Bill | TX | DOT | CEO | 4 | P.d | 12,093 | 10.00 | 0 | 1,209 | 11 | 12,709 | I | | | | | | | | | | | | | | |
10/14/25 17:16 | 10/9/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Nunn Jason Raleigh | PA | D | | 2 | P.d | 16,200 | 17.13 | 0 | 946 | 43 | 3,120 | I | | | | | | | | | | | | | | |
10/14/25 17:14 | 10/9/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sr One Capital Management, LLC | PA | T | | 2 | P.d | 40,400 | 17.11 | 0 | 2,362 | 88 | 5,038 | I | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/9/25 | ALH | Alliance Laundry Holdings Inc. | DE | Machn | Mchn | Refrigeration & Service Indus | Nayak Narasimha K. | WI | D | | 1 | P.d | 100 | 22.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
10/14/25 16:29 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Henriques Adolfo | FL | D | | 2 | P | 356 | 253.78 | 0 | 1 | 4 | 37 | I | | | | | | | | | | | | | | |
10/14/25 16:29 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Schriesheim Alan | FL | D | | 2 | P | 354 | 253.79 | 0 | 1 | 1 | 203 | D | | | | | | | | | | | | | | |
10/14/25 16:28 | 10/14/25 | LOVE | Lovesac Co | DE | Retail | FurnSt | Furniture Stores | Nelson Shawn David | CT | DO | CEO | 1 | P | 14 | 14.41 | 0 | 1 | 0 | 227 | D | | | | | | | | | | | | | | |
10/14/25 16:27 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Mendelson Eric A | FL | DOH | Co-CB,Co | 2 | P | 356 | 253.78 | 0 | 1 | 0 | 2,656 | I | | | | | | | | | | | | | | |
10/14/25 16:26 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Neitzel Julie | FL | D | | 2 | P | 356 | 253.78 | 0 | 1 | 9 | 17 | D | | | | | | | | | | | | | | |
10/14/25 16:25 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Culligan Thomas M | FL | D | | 2 | P | 356 | 253.78 | 0 | 1 | 9 | 18 | I | | | | | | | | | | | | | | |
10/14/25 16:24 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Mendelson Victor H | FL | DOH | Co-CB,Co | 2 | P | 356 | 253.78 | 0 | 1 | 0 | 2,794 | D | | | | | | | | | | | | | | |
10/14/25 16:23 | 8/12/25 | CAPL | Crossamerica Partners LP | | Energy | OilTr | Petroleum & Petroleum Product | Reilly John B. III | PA | DT | | 2 | P | 91 | 19.90 | 0 | 5 | 0 | 4,969 | I | | | | | | | | | | | | | | |
10/14/25 16:21 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Fine Carol F. | FL | D | | 2 | P | 355 | 253.80 | 0 | 1 | 62 | 4 | I | | | | | | | | | | | | | | |
10/14/25 16:21 | 8/12/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Topper Joseph V. Jr. | GA | D | | 3 | P | 2,240 | 21.43 | 0 | 105 | 5 | 2,374 | I | | | | | | | | | | | | | | |
10/14/25 16:14 | 8/21/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | | Fund | CEF | Closed-End Funds | Oneglia Daniel | NY | O | Chief In | 1 | P | 250 | 15.26 | 0 | 16 | | 16 | D | | | | | | | | | | | | | | |
10/14/25 16:10 | 10/14/25 | PLAG | Planet Green Holdings Corp. | NV | FdBev | Food | Canned, Frozen & Preservd Fru | Zhou Bin | NY | DOT | CEO | 1 | P | 0 | 0.00 | 0 | 1,100 | 74 | 2,594 | D | | | | | | | | | | | | | | |
10/14/25 16:08 | 10/10/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Attili Srinivas | VA | O | EVP,Civi | 5 | P | 54 | 108.31 | 0 | 1 | 4 | 15 | D | | | | | | | | | | | | | | |
10/14/25 16:03 | 10/10/25 | CNXC | Concentrix Corp | DE | BizSv | BizSv | Business Services | Caldwell Christopher A | CA | DO | P,CEO | 3 | P.d | 139 | 46.26 | 0 | 3 | 1 | 305 | D | | | | | | | | | | | | | | |
10/14/25 12:54 | 7/3/25 | TREX | Trex Co Inc | DE | Build | Wood | Lumber & Wood Products (No Fu | Rudolph Jacob T. | VA | O | SVP,CHRO | 6 | P | 16 | 51.87 | 0 | 0 | 1 | 29 | D | | | | | | | | | | | | | | |
10/14/25 11:21 | 10/13/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Agdern Robert D | NY | D | | 1 | P | 16 | 42.11 | 0 | 0 | 33 | 2 | D | | | | | | | | | | | | | | |
10/14/25 09:32 | 10/10/25 | FMY | First Trust Mortgage Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | 1 | P | 3 | 12.20 | 0 | 0 | 28 | 1 | D | | | | | | | | | | | | | | |
10/14/25 09:00 | 2/3/25 | NORD | Nordicus Partners Corp | DE | BizSv | Conslt | Management Consulting Service | Gk Partners Aps | G7 | T | | 3 | P.dm | 659 | 1.27 | 0 | 518 | 2 | 22,421 | D | | | | | | | | | | | | | | |
10/14/25 08:59 | 9/27/24 | BIOA | Bioage Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Enright Patrick G | CA | D | | 4 | P.dm | 22,207 | 18.39 | 0 | 1,207 | 18 | 7,926 | I | | | | | | | | | | | | | | |
10/14/25 08:00 | 10/9/25 | GRND | Grindr Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Zage George Raymond III | CA | DT | | 1 | P | 13,150 | 13.15 | 0 | 1,000 | 1 | 94,720 | D | | | | | | | | | | | | | | |
10/14/25 06:11 | 10/13/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Trowbridge Stephen A | NY | O | EVP,CFO | 2 | P | 20 | 7.68 | 0 | 3 | 1 | 257 | D | | | | | | | | | | | | | | |
10/10/25 20:06 | 9/16/24 | ACET | Adicet Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | T | | 9 | P.dm | 63,418 | 4.31 | 0 | 14,702 | 217 | 21,476 | I | | | | | | | | | | | | | | |
10/10/25 19:05 | 10/8/25 | NUKK | Nukkleus Inc. | DE | BizSv | Conslt | Management Consulting Service | Kotaieva Anastasiia | NY | DT | | 3 | P.dm | 1,542 | 0.7645 | 0 | 2,017 | | 1,847 | I | | | | | | | | | | | | | | |
10/10/25 14:57 | 5/8/25 | RYES | Rise Gold Corp. | NV | Mining | IndMn | Metal Mining | Draguleasa Mihai | A1 | O | CFO | 1 | P.d | 10 | 0.0820 | 0 | 122 | | 122 | I | | | | | | | | | | | | | | |
10/9/25 21:09 | 10/9/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Clemmer James C | NY | DO | P,CEO | 2 | P | 232 | 7.74 | 0 | 30 | 4 | 883 | D | | | | | | | | | | | | | | |
10/9/25 19:09 | 7/31/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Opaleye Management Inc. | MA | T | | 30 | P.m | 15,561 | 2.84 | 0 | 5,489 | 49 | 16,631 | I | | | | | | | | | | | | | | |
10/9/25 18:30 | 10/8/25 | ATYR | Atyr Pharma Inc | DE | Health | BioPrd | Biological Products, (No Diag | Schimmel Paul | CA | D | | 2 | P.m | 1,096 | 0.9967 | 0 | 1,100 | 110 | 2,101 | I | | | | | | | | | | | | | | |
10/9/25 17:24 | 10/7/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Moulder Leon O Jr | MA | DO | See Rema | 5 | P.m | 2,165 | 13.37 | 0 | 162 | 9 | 1,975 | I | | | | | | | | | | | | | | |
10/9/25 16:45 | 10/7/25 | CAG | Conagra Brands Inc. | DE | FdBev | Food | Food & Kindred Products | Brown Thomas K | IL | D | | 1 | P | 187 | 18.72 | 0 | 10 | 20 | 60 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/8/25 | PLCE | Childrens Place, Inc. | | Retail | ClthSt | Family Clothing Stores | Umair Muhammad | NJ | DO | P,INTERI | 1 | P | 50 | 7.00 | 0 | 7 | 3 | 278 | D | | | | | | | | | | | | | | |
10/9/25 16:28 | 10/8/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Maggiore Christopher D. | MI | DT | | 4 | P.d | 593 | 9.74 | 0 | 61 | 13 | 518 | D | | | | | | | | | | | | | | |
10/9/25 16:15 | 10/7/25 | VRDN | Viridian Therapeutics, Inc.de | DE | Health | Health | Medical Laboratories | Fairmount Funds Management LLC | PA | DT | | 5 | P.d | 71,208 | 13.45 | 0 | 5,294 | 57 | 14,658 | I | | | | | | | | | | | | | | |
10/9/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Metheny Philip J. | TN | O | EVP,CFO | 1 | P | 100 | 24.00 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
10/9/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Sprinkle, Jr. Richard C. | TN | O | EVP,Chie | 1 | P | 100 | 24.00 | 0 | 4 | 19 | 26 | D | | | | | | | | | | | | | | |
10/9/25 16:05 | 10/7/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Rakolta John Jr | MI | D | | 4 | P.m | 6,643 | 71.04 | 0 | 94 | 20 | 554 | D | | | | | | | | | | | | | | |
10/9/25 15:37 | 9/13/24 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Lu Hongbo | MA | D | | 3 | P.m | 12,000 | 14.00 | 0 | 857 | | 798 | I | | | | | | | | | | | | | | |
10/9/25 15:30 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Snow Daniel C | MA | D | | 1 | P | 10 | 3.00 | 0 | 3 | 39 | 12 | D | | | | | | | | | | | | | | |
10/9/25 15:26 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Hughes Francis J Jr | MA | D | | 1 | P | 55 | 3.00 | 0 | 18 | 4 | 438 | D | | | | | | | | | | | | | | |
10/9/25 15:19 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Cavoli Ivo James | MA | D | | 5 | P.m | 133 | 2.70 | 0 | 49 | | 49 | D | | | | | | | | | | | | | | |
10/9/25 15:05 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Mackey Brian T | MA | O | P,CEO | 2 | P.m | 81 | 2.21 | 0 | 37 | | 37 | D | | | | | | | | | | | | | | |
10/9/25 13:17 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Griffith Charles Kellogg Jr | MA | O | CFO | 3 | P | 15 | 2.47 | 0 | 6 | 17 | 42 | D | | | | | | | | | | | | | | |
10/9/25 12:28 | 8/14/25 | ALTS | Alt5 Sigma Corp | NV | Financ | FinTrd | Commodity Contracts Brokers & | Danziger David C. | NV | D | | 1 | P | 73 | 7.30 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
10/9/25 12:26 | 5/2/25 | IVDN | Innovative Designs Inc | DE | Fash | Apprl | Miscellaneous Fabricated Text | Spagnolo John Jr | PA | D | | 1 | P.m | 4 | 0.2297 | 0 | 16 | 155 | 26 | D | | | | | | | | | | | | | | |
10/9/25 11:48 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | 6 | P | 9 | 22.87 | 0 | 0 | 4 | 10 | D | | | | | | | | | | | | | | |
10/9/25 11:17 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | 6 | P | 4 | 22.75 | 0 | 0 | 13 | 2 | D | | | | | | | | | | | | | | |
10/9/25 11:09 | 9/9/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | 13 | P | 27 | 21.70 | 0 | 1 | 17 | 9 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | 6 | P | 11 | 22.80 | 0 | 0 | 6 | 9 | D | | | | | | | | | | | | | | |
10/9/25 09:01 | 10/8/25 | MLTX | Moonlake Immunotherapeutics | E9 | Health | Drug | Pharmaceutical Preparations | Bodenstedt Matthias | V8 | O | CFO | 1 | P | 99 | 9.09 | 0 | 11 | 2 | 628 | D | | | | | | | | | | | | | | |
10/8/25 18:50 | 9/15/25 | SVCO | Silvaco Group, Inc. | DE | Tech | Softw | Prepackaged Software | Zegarelli Christopher John | CA | O | CFO | 1 | P | 26 | 5.03 | 0 | 5 | 1 | 424 | D | | | | | | | | | | | | | | |
10/8/25 16:28 | 10/6/25 | FDS | Factset Research Systems Inc | DE | Tech | Softw | Computer Programming, Data Pr | Shan Helen L. | CT | O | EVP,CFO | 1 | P | 102 | 275.48 | 0 | 0 | 4 | 9 | D | | | | | | | | | | | | | | |
10/8/25 15:18 | 10/6/25 | RMAX | Re/max Holdings, Inc. | CO | RlEst | RlEst | Real Estate Agents & Managers | Peterson Adam K | NE | T | | 16 | P.m | 39,314 | 33.43 | 0 | 1,176 | 9 | 14,131 | D | | | | | | | | | | | | | | |
10/8/25 14:34 | 10/6/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | Binstock Joan | NY | D | | 2 | P | 250 | 17.04 | 0 | 15 | 42 | 50 | I | | | | | | | | | | | | | | |
10/7/25 20:59 | 9/4/25 | ALMS | Alumis Inc. | DE | Health | Drug | Pharmaceutical Preparations | Akkaraju Srinivas | CA | D | | 5 | P.am | 68,385 | 19.15 | 0 | 3,571 | 30 | 15,674 | I | | | | | | | | | | | | | | |
10/7/25 18:55 | 10/7/25 | MTN | Vail Resorts Inc | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Korch Angela A | CO | O | EVP,CFO | 5 | P | 223 | 167.36 | 0 | 1 | 37 | 5 | D | | | | | | | | | | | | | | |
10/7/25 18:26 | 10/7/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | 6 | P | 157 | 23.26 | 0 | 7 | 67 | 17 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 3/10/25 | BXSL | Blackstone Secured Lending Fund | | Fund | CEF | Closed-End Funds | Bass Robert J | NY | H | Trustee | 6 | P | 157 | 26.33 | 0 | 6 | 9 | 71 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Cohn Andrew M. | AZ | D | | 3 | P | 4,113 | 10.12 | 0 | 407 | 19 | 2,583 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Levine Jonathan L | AZ | D | | 2 | P | 19,372 | 10.11 | 0 | 1,915 | 19 | 12,178 | I | | | | | | | | | | | | | | |
10/7/25 12:42 | 9/5/25 | MDRR | Medalist Diversified Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Winn Charles Brent Jr. | VA | O | CFO | 14 | P.m | 141 | 12.25 | 0 | 12 | 27 | 54 | D | | | | | | | | | | | | | | |
10/7/25 11:55 | 9/23/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | 33 | P | 16 | 0.0446 | 0 | 369 | 5 | 7,768 | D | | | | | | | | | | | | | | |
10/7/25 09:21 | 8/28/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | 14 | P.m | 106 | 3.78 | 0 | 28 | 22 | 158 | I | | | | | | | | | | | | | | |
10/7/25 08:56 | 10/3/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Feinberg Peter | MA | D | | 4 | P | 202 | 4.49 | 0 | 45 | 4 | 1,141 | D | | | | | | | | | | | | | | |
10/7/25 07:07 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | Range Capital Acquisition Sponsor Ii, LLC | NY | T | | 1 | P | 0 | 0.00 | 0 | 430 | | 430 | D | | | | | | | | | | | | | | |
10/7/25 07:04 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | Rotolo Tim | NY | DOT | CEO | 3 | P | 0 | 0.00 | 0 | 758 | 20 | 4,466 | I | | | | | | | | | | | | | | |
10/7/25 07:00 | 10/6/25 | BNC | Cea Industries Inc. | NV | Ag | Ag | Agricultural Services | McDonald Anthony K | CO | DO | P | 5 | P.d | 110 | 8.07 | 0 | 14 | 948 | 15 | D | | | | | | | | | | | | | | |
10/6/25 21:44 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | 6 | P.d | 82,632 | 0.7332 | 0 | 112,694 | 999% | 114,253 | I | | | | | | | | | | | | | | |
10/6/25 20:25 | 10/2/25 | CASS | Cass Information Systems Inc | MO | BizSv | BizSv | Business Services | Resch Martin H. | MO | O | P,CEO | 4 | P | 67 | 39.28 | 0 | 2 | 4 | 42 | D | | | | | | | | | | | | | | |
10/6/25 19:46 | 10/2/25 | CALM | Cal-Maine Foods Inc | DE | Ag | Ag | Livestock & Animal Specialtie | Lombardo Keira L | MS | O | Chief St | 1 | P | 259 | 92.36 | 0 | 3 | 299 | 4 | D | | | | | | | | | | | | | | |
10/6/25 18:58 | 10/3/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Tucci Michael D | UT | D | | 1 | P | 141 | 2.81 | 0 | 50 | 216 | 73 | D | | | | | | | | | | | | | | |
10/6/25 18:19 | 10/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | 7 | P.d | 115 | 10.09 | 0 | 11 | 77 | 26 | D | | | | | | | | | | | | | | |
10/6/25 18:14 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Cantor Ep Holdings I, LLC | NY | DOT | CB,CEO | 2 | P.d | 5,000 | 3.57 | 0 | 1,400 | | 1,400 | I | | | | | | | | | | | | | | |
10/6/25 18:08 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cf Group Management Inc | NY | DTH | Managing | 1 | P | 82,632 | 9.21 | 0 | 8,974 | 9 | 105,287 | I | | | | | | | | | | | | | | |
10/6/25 18:05 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cantor Fitzgerald, L. P. | NY | DT | | 1 | P | 82,632 | 9.21 | 0 | 8,974 | 10 | 102,314 | D | | | | | | | | | | | | | | |
10/6/25 16:24 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 16 | P | 22 | 19.03 | 0 | 1 | 14 | 10 | D | | | | | | | | | | | | | | |
10/6/25 16:22 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 16 | P | 70 | 19.13 | 0 | 4 | 9 | 46 | D | | | | | | | | | | | | | | |
10/6/25 16:11 | 10/2/25 | KMX | Carmax Inc | VA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Oneil Mark F | VA | D | | 1 | P | 500 | 46.21 | 0 | 11 | 78 | 25 | D | | | | | | | | | | | | | | |
10/6/25 15:56 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Dixon Robert E | CA | O | CEO,P | 25 | P.em | 1,231 | 3.26 | 0 | 378 | 999% | 383 | I | | | | | | | | | | | | | | |
10/6/25 15:48 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sherpa Angche | CA | O | C | 8 | P.m | 645 | 4.69 | 0 | 137 | | 93 | I | | | | | | | | | | | | | | |
10/6/25 15:37 | 10/6/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Mears Michael N | TX | D | | 2 | P | 190 | 17.28 | 0 | 11 | 275 | 15 | D | | | | | | | | | | | | | | |
10/6/25 14:54 | 3/5/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Simpson Christine Elizabeth | CA | O | Chief Po | 11 | P.m | 649 | 4.64 | 0 | 140 | | 93 | D | | | | | | | | | | | | | | |
10/6/25 14:43 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Fuller Glen W | CA | O | TREASURE | 8 | P.m | 645 | 4.69 | 0 | 137 | | 92 | I | | | | | | | | | | | | | | |
10/6/25 14:36 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Patterson Charles E. II | CA | DO | GC,Secre | 8 | P.m | 645 | 4.69 | 0 | 137 | | 92 | I | | | | | | | | | | | | | | |
10/6/25 14:02 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bluth Jeri Ruth | CA | O | Chief Co | 8 | P.m | 645 | 4.69 | 0 | 137 | | 92 | I | | | | | | | | | | | | | | |
10/6/25 13:29 | 10/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | 8 | P | 29,882 | 24.92 | 0 | 1,199 | 113 | 2,263 | D | | | | | | | | | | | | | | |
10/6/25 12:23 | 10/6/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | 29 | P.m | 1,309 | 1.60 | 0 | 816 | 10 | 8,840 | D | | | | | | | | | | | | | | |
10/6/25 09:28 | 10/3/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Hand Joseph Thomas | PA | DO | P,CEO | 13 | P | 67 | 33.28 | 0 | 2 | 6 | 38 | D | | | | | | | | | | | | | | |
10/6/25 09:12 | 10/3/25 | PMN | Promis Neurosciences Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | Milbury Max A. | A6 | H | Principa | 1 | P | 15 | 0.4912 | 0 | 30 | 203 | 45 | D | | | | | | | | | | | | | | |