10/9/26 21:20 | 7/31/26 | REF | Reformation Inc. | DE | Fash | Apprl | Women's, Misses', & Juniors O | Kleine Brigitte | CA | D | | 1 | P.a | 3 | 15.00 | 0 | 0 | 2 | 10 | D | | | | | | | | | | | | | | |
10/9/26 21:20 | 7/31/26 | REF | Reformation Inc. | DE | Fash | Apprl | Women's, Misses', & Juniors O | Allen Zipporah | CA | D | | 1 | P.a | 53 | 15.00 | 0 | 4 | 38 | 13 | D | | | | | | | | | | | | | | |
10/9/26 21:18 | 7/31/26 | REF | Reformation Inc. | DE | Fash | Apprl | Women's, Misses', & Juniors O | Coyle John Joseph | CA | D | | 1 | P.a | 3,000 | 15.00 | 0 | 200 | 302 | 266 | D | | | | | | | | | | | | | | |
10/9/26 21:07 | 10/6/26 | BHM | Bluerock Homes Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Kamfar Ramin | NY | DO | CB,CEO | 9 | P.m | 23,830 | 12.64 | 0 | 1,885 | 999% | 1,886 | I | | | | | | | | | | | | | | |
10/9/26 19:24 | 10/9/26 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Nassif Mikheal | MI | DO | CEO | 6 | P.m | 14 | 10.73 | 0 | 1 | 397 | 2 | I | | | | | | | | | | | | | | |
10/9/26 19:16 | 12/16/25 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | 9 | P.dm | 297 | 0.1993 | 0 | 1,489 | 1 | 144,188 | D | | | | | | | | | | | | | | |
10/9/26 18:59 | 10/7/26 | SKYA | Skyai, Inc. | NV | Financ | Loan | Finance Services | Bastion Trading Ltd | | T | | 1 | P.d | 78 | 1.78 | 0 | 44 | 1 | 4,369 | D | | | | | | | | | | | | | | |
10/9/26 17:34 | 10/7/26 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | 6 | P | 172 | 24.53 | 0 | 7 | 36 | 26 | D | | | | | | | | | | | | | | |
10/9/26 17:16 | 9/25/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Gon Cesar Nivaldo | | DOT | CEO | 2 | P.m | 46 | 2.95 | 0 | 16 | 23 | 82 | I | | | | | | | | | | | | | | |
10/9/26 17:09 | 2/15/26 | CRNC | Cerence Inc. | DE | Tech | Softw | Prepackaged Software | Rodriquez Antonio | MA | O | CFO | 1 | P | 14 | 7.02 | 0 | 2 | 0 | 501 | D | | | | | | | | | | | | | | |
10/9/26 17:06 | 10/7/26 | AHRT | Ah Realty Trust, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | 7 | P.dm | 90 | 6.23 | 0 | 14 | 41 | 49 | D | | | | | | | | | | | | | | |
10/9/26 17:05 | 10/8/26 | AHRT | Ah Realty Trust, Inc. | MD | RlEst | RlEst | Real Estate | Bigman Theodore | VA | D | | 1 | P.d | 11 | 5.96 | 0 | 2 | 2 | 84 | D | | | | | | | | | | | | | | |
10/9/26 16:37 | 7/29/26 | OPTU | Optimum Communications, Inc. | DE | Media | PayTv | Cable & Other Pay Television | Subin Neil S | FL | T | | 2 | P.m | 4,910 | 0.8095 | 0 | 6,065 | 45 | 19,549 | I | | | | | | | | | | | | | | |
10/9/26 16:37 | 10/7/26 | CRT | Cross Timbers Royalty Trust | TX | Financ | Invest | Oil Royalty Traders | Oliver Eric L | TX | T | | 24 | P.dm | 5,776 | 11.11 | 0 | 520 | 7 | 7,642 | I | | | | | | | | | | | | | | |
10/9/26 16:33 | 10/7/26 | SAH | Sonic Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Rusnak Paul P. | CA | T | | 4 | P.m | 8,168 | 59.86 | 0 | 136 | 3 | 5,164 | D | | | | | | | | | | | | | | |
10/9/26 16:16 | 10/7/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | 20 | P | 179,492 | 34.34 | 0 | 5,227 | 4 | 127,393 | D | | | | | | | | | | | | | | |
10/9/26 15:51 | 10/9/26 | NMCO | Nuveen Municipal Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Hamilton Michael S. | IL | H | Portfoli | 1 | P | 26 | 8.70 | 0 | 3 | | 3 | I | | | | | | | | | | | | | | |
10/9/26 15:02 | 8/11/26 | VDTA | Vertical Data Inc. | NV | BizSv | Conslt | Management Consulting Service | Leverton Jaime | NV | D | | 1 | P | 255 | 3.00 | 0 | 85 | 27 | 394 | M | | | | | | | | | | | | | | |
10/9/26 13:51 | 10/7/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Sharman Mark Brady | FL | D | | 2 | P.dm | 16 | 5.27 | 0 | 3 | 1 | 345 | D | | | | | | | | | | | | | | |
10/9/26 12:46 | 10/8/26 | FEAM | 5E Advanced Materials, Inc. | | Mining | IndMn | Mining & Quarrying of Nonmeta | Weibel Paul Wesley III | CA | O | CEO | 3 | P | 38 | 3.04 | 0 | 13 | 75 | 29 | D | | | | | | | | | | | | | | |
10/9/26 12:06 | 1/2/26 | N.A. | Calamos Aksia Private Equity & Alternatives Fund | | Fund | CEF | Closed-End Funds | Aksia LLC | NY | H | Sub-Advi | 1 | P.m | 910 | 11.09 | 0 | 82 | | 82 | D | | | | | | | | | | | | | | |
10/9/26 11:29 | 10/9/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Ben-Noon Dagi Shahar | | DO | CEO | 2 | P | 150 | 0.8013 | 0 | 187 | 5 | 3,664 | D | | | | | | | | | | | | | | |
10/9/26 10:01 | 10/7/26 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 303 | P.m | 190,450 | 24.04 | 0 | 7,921 | 13 | 71,231 | I | | | | | | | | | | | | | | |
10/9/26 10:00 | 9/1/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Alvarez Rubens Aguiar | | D | | 2 | P | 32,885 | 17.38 | 0 | 1,892 | 92 | 3,955 | I | | | | | | | | | | | | | | |
10/9/26 09:43 | 10/7/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | 13 | P.m | 9,933 | 8.71 | 0 | 1,140 | 227 | 1,643 | I | | | | | | | | | | | | | | |
10/9/26 09:15 | 10/8/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | 8 | P | 80 | 1.26 | 0 | 64 | | 64 | I | | | | | | | | | | | | | | |
10/9/26 08:01 | 10/8/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Epstein David R | | D | | 2 | P.m | 131 | 8.72 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
10/9/26 06:30 | 10/7/26 | GGR | Gogoro Inc. | F5 | Auto | Auto | Motor Vehicles & Passenger Ca | Yin Chung-Yao | | D | | 1 | P.d | 35,114 | 2.48 | 0 | 14,159 | | 3,961 | I | | | | | | | | | | | | | | |
10/8/26 19:12 | 10/6/26 | AVR | Anteris Technologies Global Corp. | DE | Health | Orthop | Orthopedic, Prosthetic & Surg | L1 Capital Pty Ltd | | T | | 5 | P.dm | 69,195 | 5.99 | 0 | 11,555 | 694 | 13,220 | I | | | | | | | | | | | | | | |
10/8/26 18:27 | 10/6/26 | RLYB | Rallybio Corp | DE | Health | Drug | Pharmaceutical Preparations | Adar1 Capital Management, LLC | TX | T | | 14 | P.m | 11,654 | 2.94 | 0 | 3,960 | 77 | 9,119 | I | | | | | | | | | | | | | | |
10/8/26 18:07 | 10/7/26 | IMMR | Immersion Corp | DE | Tech | Hardw | Computer Peripheral Equipment | Singer Eric | FL | DO | P,CEO | 2 | P.dm | 352 | 7.05 | 0 | 50 | 1 | 3,837 | D | | | | | | | | | | | | | | |
10/8/26 17:56 | 10/6/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Martins Fernando Matt Borges | | DT | | 2 | P.m | 62 | 3.14 | 0 | 20 | 30 | 86 | I | | | | | | | | | | | | | | |
10/8/26 17:50 | 10/8/26 | NRXS | Neuraxis, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Carrico Brian Allen | IN | DO | CEO | 2 | P | 17 | 2.05 | 0 | 8 | 2 | 348 | D | | | | | | | | | | | | | | |
10/8/26 17:47 | 10/8/26 | NRXS | Neuraxis, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Carrico Thomas Joeseph | IN | O | CRO,CCO, | 2 | P | 3 | 2.91 | 0 | 1 | 0 | 332 | D | | | | | | | | | | | | | | |
10/8/26 17:45 | 10/8/26 | NRXS | Neuraxis, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Henrichs Timothy Robert | IN | O | CFO | 2 | P | 24 | 2.55 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
10/8/26 16:05 | 10/6/26 | PHK | Pimco High Income Fund | | Fund | CEF | Closed-End Funds | Flattum David C | CA | D | | 2 | P | 499 | 6.42 | 0 | 78 | | 78 | I | | | | | | | | | | | | | | |
10/8/26 14:32 | 10/7/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Osborn Michael Jordan | OR | O | CEO | 4 | P.m | 46 | 2.30 | 0 | 20 | 133 | 35 | I | | | | | | | | | | | | | | |
10/8/26 11:45 | 9/25/26 | GOAI | Eva Live Inc | NV | Tech | Softw | Computer Programming, Data Pr | Boulette David | NV | DOT | CEO | 4 | P | 155 | 2.02 | 0 | 77 | 0 | 23,284 | D | | | | | | | | | | | | | | |
10/8/26 11:34 | 10/6/26 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | 5 | P | 96 | 52.51 | 0 | 2 | 2 | 79 | D | | | | | | | | | | | | | | |
10/8/26 11:26 | 10/7/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Bailly R Jeffrey | MN | D | | 1 | P.d | 500 | 50.00 | 0 | 10 | | 10 | I | | | | | | | | | | | | | | |
10/8/26 11:11 | 10/7/26 | BORR | Borr Drilling Ltd | D0 | Energy | OilDrl | Drilling Oil & Gas Wells | Troim Tor Olav | | D | | 11 | P | 42,398 | 4.39 | 0 | 9,663 | 38 | 34,868 | I | | | | | | | | | | | | | | |
10/8/26 08:51 | 12/31/24 | TXTM | Protext Mobility, Inc. | DE | BizSv | BizSv | Miscellaneous Business Servic | Jamaloodeen Ahmed | FL | OT | CB,P | 3 | P.dm | 0 | 0.00 | 0 | 1,524,206 | | 831,401 | D | | | | | | | | | | | | | | |
10/8/26 07:37 | 4/10/26 | COE | 51Talk Online Education Group | E9 | PerSv | EduSv | Educational Services | Shu Ting | | D | | 2 | P.d | 0 | 0.00 | 0 | 15,036 | 20 | 88,621 | M | | | | | | | | | | | | | | |
10/8/26 06:35 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Yuan Lipen | | O | VP | 10 | P.m | 350 | 75.31 | 0 | 5 | 82 | 10 | I | | | | | | | | | | | | | | |
10/8/26 06:35 | 3/22/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Yeap Choh Fei | | O | SVP | 8 | P | 85 | 60.53 | 0 | 1 | 1 | 243 | D | | | | | | | | | | | | | | |
10/8/26 06:35 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Zhang Kevin Xiaoqiang | | O | SVP,Depu | 7 | P | 33 | 72.39 | 0 | 0 | 0 | 380 | I | | | | | | | | | | | | | | |
10/8/26 06:35 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Yoo Chue-San | | O | VP | 7 | P | 27 | 72.48 | 0 | 0 | 0 | 2,891 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wu Shien-Yang | | O | SVP | 7 | P | 30 | 72.42 | 0 | 0 | 0 | 860 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wei Che-Chia | | DO | CB,CEO | 7 | P | 79 | 72.47 | 0 | 1 | 0 | 8,661 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wu Yi-Huang | | O | VP | 5 | P | 15 | 76.27 | 0 | 0 | 0 | 108 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 9/17/26 | COE | 51Talk Online Education Group | E9 | PerSv | EduSv | Educational Services | Huang Jack Jiajia | | DOT | CEO | 24 | P.dm | 262,563 | 17.46 | 0 | 15,036 | 20 | 88,621 | I | | | | | | | | | | | | | | |
10/8/26 06:30 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wang Ying-Lang | | O | SVP | 7 | P | 29 | 72.42 | 0 | 0 | 0 | 1,528 | I | | | | | | | | | | | | | | |
10/8/26 06:30 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Mii Yuh-Jier | | O | EVP,Co-C | 7 | P.d | 37 | 72.47 | 0 | 1 | 0 | 1,358 | I | | | | | | | | | | | | | | |
10/8/26 06:30 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | F5 | Tech | Semicn | Semiconductors & Related Devi | Tien Bor-Zen | | O | VP | 15 | P.dm | 836 | 73.27 | 0 | 11 | 139 | 20 | I | | | | | | | | | | | | | | |
10/8/26 06:27 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lu Chin-Sheng | | O | VP | 5 | P | 14 | 76.26 | 0 | 0 | 0 | 54 | I | | | | | | | | | | | | | | |
10/8/26 06:27 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lu Lee-Chung | | O | VP | 7 | P | 27 | 72.41 | 0 | 0 | 0 | 313 | I | | | | | | | | | | | | | | |
10/8/26 06:27 | 3/30/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lin Shyue-Shyh | | O | VP | 11 | P.m | 662 | 64.03 | 0 | 10 | 41 | 36 | D | | | | | | | | | | | | | | |
10/8/26 06:25 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lin Chris Horng-Dar | | O | VP,CIO | 7 | P | 25 | 72.39 | 0 | 0 | 0 | 179 | I | | | | | | | | | | | | | | |
10/8/26 06:24 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lee Chun-Hsien | | O | SVP | 7 | P | 27 | 72.54 | 0 | 0 | 0 | 542 | I | | | | | | | | | | | | | | |
10/8/26 06:24 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Ku Yao-Ching | | O | VP | 5 | P | 18 | 76.29 | 0 | 0 | 0 | 235 | I | | | | | | | | | | | | | | |
10/8/26 06:21 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Hwang Yuan-Ko | | O | VP | 7 | P | 21 | 72.42 | 0 | 0 | 0 | 207 | I | | | | | | | | | | | | | | |
10/8/26 06:21 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Huang Jen-Chau | | O | SVP,CFO | 7 | P | 15 | 72.43 | 0 | 0 | 0 | 1,856 | I | | | | | | | | | | | | | | |
10/8/26 06:21 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Jang Syun-Ming | | O | VP | 7 | P | 26 | 72.39 | 0 | 0 | 0 | 467 | I | | | | | | | | | | | | | | |
10/8/26 06:17 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Hou Yung-Chin | | O | SVP,Depu | 7 | P | 33 | 72.44 | 0 | 0 | 0 | 771 | I | | | | | | | | | | | | | | |
10/8/26 06:17 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Hsu Kuo-Chin | | O | VP | 7 | P | 28 | 72.51 | 0 | 0 | 0 | 221 | I | | | | | | | | | | | | | | |
10/8/26 06:17 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | He Jun | | O | VP | 7 | P | 24 | 72.40 | 0 | 0 | 0 | 142 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chuang Tzu-Sou | | O | VP | 7 | P | 24 | 72.48 | 0 | 0 | 0 | 2,708 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Cao Min | | O | VP | 7 | P | 29 | 72.52 | 0 | 0 | 0 | 573 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chin Yung-Pei | | O | EVP,Co-C | 7 | P | 37 | 72.43 | 0 | 1 | 0 | 9,466 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chang Tzonz-Sheng | | O | SVP | 7 | P | 28 | 72.43 | 0 | 0 | 0 | 347 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Fang Shu-Hua | | O | SVP,GC | 8 | P | 183 | 76.31 | 0 | 2 | 0 | 1,366 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chuang Juiping | | O | VP | 7 | P | 26 | 72.41 | 0 | 0 | 0 | 365 | I | | | | | | | | | | | | | | |
10/8/26 06:11 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chen Pei-Hung | | O | VP | 7 | P | 24 | 72.44 | 0 | 0 | 0 | 525 | I | | | | | | | | | | | | | | |
10/8/26 06:11 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chen Chih-Ho | | O | Controll | 8 | P | 21 | 72.83 | 0 | 0 | 2 | 14 | I | | | | | | | | | | | | | | |
10/7/26 19:57 | 10/5/26 | STWI | Stagewise Strategies Corp. | NV | BizSv | DocSv | Computer Processing & Data Pr | Tourism & Entertainment Group, LLC | | T | | 1 | P | 138 | 0.1380 | 0 | 1,000 | 33 | 4,000 | D | | | | | | | | | | | | | | |
10/7/26 17:33 | 10/5/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | 20 | P.am | 406 | 2.73 | 0 | 149 | 40 | 520 | I | | | | | | | | | | | | | | |
10/7/26 17:02 | 10/6/26 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Brockman Ivan | IN | D | | 2 | P | 60 | 4.82 | 0 | 13 | 50 | 38 | I | | | | | | | | | | | | | | |
10/7/26 16:01 | 9/2/26 | CNTM | Connectm Technology Solutions, Inc. | DE | Build | BldTrd | Special Trade Contractors | Choudhury Mahesh | MA | O | Principa | 6 | P.em | 103 | 1.21 | 0 | 85 | 12 | 775 | D | | | | | | | | | | | | | | |
10/7/26 16:00 | 10/6/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Taglich Robert | NY | T | | 2 | P.m | 26 | 5.10 | 0 | 5 | 1 | 459 | D | | | | | | | | | | | | | | |
10/7/26 08:47 | 10/6/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Kemula Pierre Thadee Victor | | O | CFO | 1 | P | 86 | 8.59 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
10/7/26 08:06 | 10/5/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Knotnerus Tim Jasper | | DO | CEO | 1 | P.m | 94 | 8.58 | 0 | 11 | 24 | 56 | D | | | | | | | | | | | | | | |
10/7/26 06:10 | 12/3/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Lin Shih-Yao David | | T | | 3 | P.m | 1,310 | 1.10 | 0 | 1,187 | | 1,187 | I | | | | | | | | | | | | | | |
10/6/26 20:35 | 10/2/26 | LWAY | Lifeway Foods, Inc. | IL | FdBev | Food | Dairy Products | Divisadero Street Capital Management, LP | FL | T | | 3 | P.m | 12,497 | 24.25 | 0 | 515 | 27 | 2,452 | I | | | | | | | | | | | | | | |
10/6/26 18:07 | 10/2/26 | AXIA | Axia Energia S.A. | D5 | Utility | ElcPwr | Electric Services | Batista De Lima Filho Pedro | | D | | 12 | P.d | 77,109 | 11.28 | 0 | 6,834 | 39 | 24,370 | I | | | | | | | | | | | | | | |
10/6/26 17:59 | 10/2/26 | PSUS | Pershing Square Usa, Ltd. | | Fund | CEF | Closed-End Funds | Israel Ryan | NY | O | Chief In | 2 | P.m | 34,615 | 45.75 | 0 | 757 | | 757 | D | | | | | | | | | | | | | | |
10/6/26 16:32 | 10/5/26 | HRL | Hormel Foods Corp /De/ | DE | FdBev | Food | Meat Packing Plants | Newlands William A | MN | DH | Chairman | 1 | P | 201 | 20.10 | 0 | 10 | 15 | 76 | D | | | | | | | | | | | | | | |
10/6/26 16:30 | 10/2/26 | QVCG | Qvc Group, Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Goldentree Asset Management LP | NY | T | | 12 | P.m | 54,563 | 15.86 | 0 | 3,440 | 44 | 11,328 | I | | | | | | | | | | | | | | |
10/6/26 16:15 | 8/1/25 | DYN | Dyne Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Posner Brian S | MA | D | | 9 | P.d | 332 | 17.03 | 0 | 20 | 14 | 155 | D | | | | | | | | | | | | | | |
10/6/26 16:02 | 8/5/26 | NXH | Neighborhood Intelligence, Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Lemonis Marcus | UT | DO | Exec CB, | 4 | P | 1,403 | 3.11 | 0 | 450 | 72 | 1,077 | D | | | | | | | | | | | | | | |
10/6/26 11:04 | 10/5/26 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Clark Anthony S. | PA | D | | 3 | P | 74 | 9.20 | 0 | 8 | | 8 | D | | | | | | | | | | | | | | |
10/5/26 21:45 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Rubiera Michael | OH | DO | CEO | 1 | P | 3,658 | 18.00 | 0 | 203 | 16 | 1,496 | M | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Jones Ginger M | OH | D | | 1 | P | 180 | 18.00 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Heckes Howard C | OH | D | | 1 | P | 90 | 18.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Donahue Paul D | OH | D | | 1 | P | 126 | 18.00 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Jewell Brent C | OH | O | COO | 1 | P | 45 | 18.00 | 0 | 3 | 1 | 304 | D | | | | | | | | | | | | | | |
10/5/26 21:12 | 9/15/26 | RIME | Algorhythm Holdings, Inc. | DE | Tech | Softw | Computer Integrated Systems D | Azure Energy, LLC | NC | T | | 1 | P | 0 | 0.00 | 0 | 4,098 | | 4,098 | D | | | | | | | | | | | | | | |
10/5/26 21:11 | 9/15/26 | RIME | Algorhythm Holdings, Inc. | DE | Tech | Softw | Computer Integrated Systems D | Thompson Andrew Little | FL | DO | CEO | 1 | P | 0 | 0.00 | 0 | 4,098 | 193 | 6,218 | M | | | | | | | | | | | | | | |
10/5/26 21:02 | 10/1/26 | SIRI | Sirius Xm Holdings Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | 5 | P.m | 701,749 | 55.99 | 0 | 12,533 | 9 | 153,813 | I | | | | | | | | | | | | | | |
10/5/26 19:41 | 10/1/26 | NXRT | Nexpoint Residential Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | McGraner Matt | TX | O | See Rema | 5 | P.m | 357 | 21.30 | 0 | 17 | 3 | 500 | D | | | | | | | | | | | | | | |
10/5/26 19:24 | 10/1/26 | OM | Outset Medical, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Leonard Braden Michael | IN | T | | 1 | P.m | 870 | 3.55 | 0 | 245 | 10 | 2,765 | I | | | | | | | | | | | | | | |
10/5/26 19:13 | 9/11/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Mitin Yury | | O | See Rema | 1 | P.dm | 51 | 4.07 | 0 | 13 | 278 | 17 | M | | | | | | | | | | | | | | |
10/5/26 18:51 | 9/16/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 79 | P.e | 482 | 1.27 | 0 | 380 | 124 | 686 | D | | | | | | | | | | | | | | |
10/5/26 18:46 | 7/31/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Opaleye Management Inc. | MA | T | | 61 | P.m | 26,121 | 6.03 | 0 | 4,331 | 23 | 23,368 | I | | | | | | | | | | | | | | |
10/5/26 18:05 | 10/2/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Voorhies Gregory William | OR | D | | 1 | P.m | 12 | 1.92 | 0 | 6 | 25 | 30 | D | | | | | | | | | | | | | | |
10/5/26 18:01 | 7/31/26 | CVNA | Carvana Co. | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Maroone Michael E | AZ | D | | 3 | P | 3,092 | 61.84 | 0 | 50 | 5 | 975 | D | | | | | | | | | | | | | | |
10/5/26 18:00 | 10/2/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Macdonald Ryan S | NY | D | | 3 | P | 458 | 12.09 | 0 | 38 | 854 | 42 | D | | | | | | | | | | | | | | |
10/5/26 17:29 | 10/1/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | 5 | P.m | 17 | 5.17 | 0 | 3 | 2 | 194 | D | | | | | | | | | | | | | | |
10/5/26 17:20 | 10/1/26 | PALI | Palisade Bio, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Williams Donald Allen | CO | D | | 3 | P.m | 47 | 1.55 | 0 | 30 | 2 | 1,593 | D | | | | | | | | | | | | | | |
10/5/26 17:18 | 10/1/26 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | Johnson Chris A | ND | D | | 2 | P | 130 | 5.00 | 0 | 26 | 58 | 71 | M | | | | | | | | | | | | | | |
10/5/26 17:00 | 10/1/26 | SUNB | Sunbelt Rentals Holdings, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Horgan Kyle | SC | O | EVP,Spec | 1 | P | 2 | 74.52 | 0 | 0 | 0 | 95 | D | | | | | | | | | | | | | | |
10/5/26 16:27 | 9/30/26 | LND | Brasilagro - Brazilian Agricultural Real Estate Co | D5 | Ag | Ag | Crops | Elsztain Alejandro Gustavo | | D | | 7 | P.m | 1,210 | 5.45 | 0 | 222 | 13 | 1,970 | D | | | | | | | | | | | | | | |
10/5/26 16:26 | 10/2/26 | AIRG | Airgain Inc | | Electr | TvEq | Radio & Tv Broadcasting & Com | Memmen Stephan D | CA | D | | 1 | P.d | 7 | 4.55 | 0 | 2 | 3 | 56 | D | | | | | | | | | | | | | | |
10/5/26 16:24 | 9/30/26 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | 10 | P.dm | 1,207 | 3.73 | 0 | 324 | 3 | 11,558 | I | | | | | | | | | | | | | | |
10/5/26 16:20 | 10/1/26 | IVYIX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | Principa | 24 | P.m | 4 | 11.93 | 0 | 0 | 0 | 63 | D | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Conkling Lori A | CT | D | | 8 | P.m | 20 | 80.48 | 0 | 0 | 11 | 3 | D | | | | | | | | | | | | | | |
10/5/26 14:07 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 17 | P | 6 | 21.03 | 0 | 0 | 3 | 11 | D | | | | | | | | | | | | | | |
10/5/26 14:03 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 17 | P | 77 | 21.57 | 0 | 4 | 7 | 52 | D | | | | | | | | | | | | | | |
10/5/26 13:14 | 10/2/26 | MKC | McCormick & Co Inc | MD | FdBev | Food | Miscellaneous Food Preparatio | Hattersley Gavin | MD | D | | 2 | P | 151 | 50.19 | 0 | 3 | 229 | 4 | D | | | | | | | | | | | | | | |
10/5/26 12:12 | 8/25/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Alvarez Denise Aguiar | | D | | 3 | P | 41,687 | 17.19 | 0 | 2,426 | 19 | 14,968 | I | | | | | | | | | | | | | | |
10/5/26 09:08 | 10/2/26 | SKYH | Sky Harbour Group Corp | DE | RlEst | RlEst | Real Estate | Gonzalez Francisco | NY | O | CFO | 5 | P.d | 85 | 9.53 | 0 | 9 | 1 | 719 | D | | | | | | | | | | | | | | |
10/5/26 08:56 | 10/2/26 | ESEA | Euroseas Ltd. | | Trans | ShipTr | Deep Sea Foreign Transportati | Pittas Aristeidis P | | D | | 7 | P | 251 | 49.06 | 0 | 5 | 3 | 158 | I | | | | | | | | | | | | | | |
10/5/26 06:10 | 9/30/26 | VCIG | Vci Global Ltd | N8 | BizSv | BizSv | Facilities Support Management | Hoo Voon Him | | DOT | CEO,Dir | 3 | P | 2,083 | 1.02 | 0 | 2,047 | 999% | 2,226 | D | | | | | | | | | | | | | | |
10/2/26 20:24 | 9/29/26 | XAIR | Beyond Air, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Lin Yi-Chien | CA | T | | 1 | P.m | 57 | 2.78 | 0 | 20 | 16 | 145 | D | | | | | | | | | | | | | | |
10/2/26 19:20 | 6/13/25 | PROP | Prairie Operating Co. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Frommer Richard N. | TX | D | | 6 | P.m | 123 | 1.06 | 0 | 117 | 54 | 333 | D | | | | | | | | | | | | | | |
10/2/26 18:49 | 8/18/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Schadel Christopher Ryan | FL | O | CMO | 2 | P.d | 8 | 3.92 | 0 | 2 | 92 | 4 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | 6 | P.d | 4 | 25.95 | 0 | 0 | 9 | 2 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | 11 | P | 23 | 25.49 | 0 | 1 | 11 | 9 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 4/14/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | 6 | P | 12 | 26.00 | 0 | 0 | 3 | 18 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | 6 | P | 9 | 26.00 | 0 | 0 | 3 | 11 | D | | | | | | | | | | | | | | |
10/2/26 17:19 | 7/1/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Hohmann Neil Martin | NY | H | Portfoli | 1 | P | 90 | 9.98 | 0 | 9 | | 5 | I | | | | | | | | | | | | | | |
10/2/26 16:57 | 10/2/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | 5 | P.m | 95,777 | 22.27 | 0 | 4,301 | 12 | 41,649 | D | | | | | | | | | | | | | | |
10/2/26 16:57 | 5/18/26 | LEEEF | Leef Brands Inc. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Mendola Robert James Jr | | D | | 1 | P | 89 | 0.2500 | 0 | 358 | | 358 | D | | | | | | | | | | | | | | |
10/2/26 16:36 | 9/28/26 | PAM | Pampa Energy Inc. | C1 | Utility | ElcPwr | Electric Services | Mindlin Damian Miguel | | O | ViceP | 1 | P | 5,565 | 3.89 | 0 | 1,432 | 11 | 14,650 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Southport Acquisition Sponsor II LLC | CT | T | | 1 | P | 5,000 | 10.00 | 0 | 500 | | 500 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/29/26 | HEPA | Hepion Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Fisher Danina | NJ | D | | 1 | P.d | 10 | 0.0500 | 0 | 200 | | 200 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Spencer Jeb S. | CT | DOT | CEO,CFO | 1 | P | 5,000 | 10.00 | 0 | 500 | | 500 | I | | | | | | | | | | | | | | |
10/2/26 16:27 | 9/30/26 | CRL | Charles River Laboratories International, Inc. | | Health | Biolab | Commercial Physical & Biologi | Coleman Glenn | MA | O | EVP,CFO | 1 | P | 3 | 297.40 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
10/2/26 16:14 | 9/25/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Riccardi Chris | FL | D | | 2 | P.m | 11 | 1.85 | 0 | 6 | 1 | 492 | D | | | | | | | | | | | | | | |
10/2/26 16:14 | 9/30/26 | FG | F&G Annuities & Life, Inc. | DE | Insur | LfIns | Life Insurance | Murphy Conor | IA | O | CEO,P | 1 | P | 5 | 21.71 | 0 | 0 | 0 | 197 | D | | | | | | | | | | | | | | |
10/2/26 16:11 | 9/30/26 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | DT | | 8 | P.m | 6,312 | 7.66 | 0 | 824 | 17 | 5,613 | I | | | | | | | | | | | | | | |
10/2/26 16:03 | 10/1/26 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | 18 | P.m | 509 | 2.58 | 0 | 197 | 2 | 8,925 | D | | | | | | | | | | | | | | |
10/2/26 14:29 | 9/29/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Garcia Cuellar Maria Regina | | D | | 2 | P.m | 31 | 19.92 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
10/2/26 13:33 | 10/1/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | SVP,Secr | 17 | P.d | 4 | 22.22 | 0 | 0 | 1 | 30 | D | | | | | | | | | | | | | | |
10/2/26 13:32 | 10/1/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | 17 | P.d | 2 | 21.43 | 0 | 0 | 1 | 10 | D | | | | | | | | | | | | | | |
10/2/26 13:10 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | 6 | P | 12 | 31.47 | 0 | 0 | 1 | 68 | D | | | | | | | | | | | | | | |
10/2/26 13:06 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | 6 | P | 15 | 31.47 | 0 | 0 | 4 | 13 | D | | | | | | | | | | | | | | |
10/2/26 13:04 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | 6 | P | 60 | 31.47 | 0 | 2 | 4 | 45 | D | | | | | | | | | | | | | | |
10/2/26 13:01 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | 10 | P | 284 | 29.51 | 0 | 10 | 8 | 126 | D | | | | | | | | | | | | | | |
10/2/26 12:58 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | 6 | P | 15 | 31.47 | 0 | 0 | 3 | 16 | D | | | | | | | | | | | | | | |
10/2/26 12:56 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | 6 | P | 3 | 31.49 | 0 | 0 | 0 | 39 | D | | | | | | | | | | | | | | |
10/2/26 10:10 | 10/1/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 73 | P.m | 4,832 | 5.06 | 0 | 956 | 50 | 2,882 | I | | | | | | | | | | | | | | |
10/2/26 08:36 | 9/30/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | 3 | P.m | 8,827 | 45.13 | 0 | 196 | 3 | 7,525 | D | | | | | | | | | | | | | | |
10/2/26 08:35 | 10/1/26 | PYXS | Pyxis Oncology, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordonmd Global Investments LP | CA | T | | 1 | P.d | 0 | 0.00 | 0 | 5,517 | 55 | 15,542 | I | | | | | | | | | | | | | | |
10/2/26 08:00 | 10/1/26 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | 3 | P.a | 50 | 1.32 | 0 | 38 | 10 | 420 | D | | | | | | | | | | | | | | |
10/1/26 20:55 | 10/1/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Turner Nat | TX | D | | 1 | P | 255 | 24.33 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
10/1/26 20:28 | 9/29/26 | LPCN | Lipocine Inc. | DE | Health | Drug | Pharmaceutical Preparations | Higuchi John W. | UT | D | | 4 | P.m | 416 | 2.07 | 0 | 201 | 492 | 241 | D | | | | | | | | | | | | | | |
10/1/26 20:13 | 9/29/26 | HELP | Helus Pharma Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Cavers Greg | | O | CFO | 1 | P | 39 | 12.91 | 0 | 3 | 2 | 129 | I | | | | | | | | | | | | | | |
10/1/26 19:33 | 10/1/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Bernau James W | OR | DO | P | 2 | P | 20 | 2.10 | 0 | 10 | 3 | 380 | D | | | | | | | | | | | | | | |
10/1/26 19:28 | 9/28/26 | ARBE | Arbe Robotics Ltd. | L3 | Tech | Softw | Computer Integrated Systems D | Crist Eugene Scott | | D | | 1 | P | 0 | 0.6000 | 0 | 0 | 0 | 1,354 | D | | | | | | | | | | | | | | |
10/1/26 19:04 | 10/1/26 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | 2 | P | 167 | 23.29 | 0 | 7 | 1 | 601 | D | | | | | | | | | | | | | | |
10/1/26 18:58 | 9/29/26 | VENU | Venu Holding Corp | CO | PerSv | Entert | Amusement & Recreation Servic | Finke Thomas M | CO | D | | 7 | P | 685 | 1.93 | 0 | 355 | 999% | 380 | D | | | | | | | | | | | | | | |
10/1/26 18:37 | 9/29/26 | SBMT | Silver Bow Mining Corp. | A1 | Mining | Gold | Gold & Silver Ores | Nickerson Phillip Anson | MT | O | VP of Ex | 1 | P | 4 | 8.86 | 0 | 1 | 2 | 23 | D | | | | | | | | | | | | | | |
10/1/26 17:55 | 9/29/26 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 7 | P | 9,149 | 8.69 | 0 | 1,053 | 7 | 16,053 | M | | | | | | | | | | | | | | |
10/1/26 17:52 | 9/30/26 | ASPI | Asp Isotopes Inc. | DE | Chem | Chem | Miscellaneous Chemical Produc | Ryan Robert John Andrew | TX | D | | 2 | P | 62 | 2.69 | 0 | 23 | 4 | 675 | D | | | | | | | | | | | | | | |
10/1/26 17:50 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Sarafa Joseph D | MI | D | | 1 | P | 74 | 6.75 | 0 | 11 | 22 | 61 | D | | | | | | | | | | | | | | |
10/1/26 17:47 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | O'Hanlon Isolde | MI | D | | 1 | P | 49 | 6.75 | 0 | 7 | 999% | 8 | D | | | | | | | | | | | | | | |
10/1/26 17:43 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Smith James Grant | MI | D | | 2 | P.m | 67 | 2.10 | 0 | 32 | 111 | 61 | D | | | | | | | | | | | | | | |
10/1/26 17:42 | 9/29/26 | ORCL | Oracle Corp | | Tech | Softw | Prepackaged Software | Rusckowski Stephen H | NV | D | | 1 | P | 3,484 | 139.35 | 0 | 25 | 999% | 25 | I | | | | | | | | | | | | | | |
10/1/26 17:37 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Roney Brian J | MI | O | CEO | 2 | P | 122 | 1.14 | 0 | 108 | 27 | 510 | D | | | | | | | | | | | | | | |
10/1/26 17:33 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Meloche Harold J | MI | O | CFO,Trea | 1 | P | 26 | 6.38 | 0 | 4 | 40 | 14 | D | | | | | | | | | | | | | | |
10/1/26 17:30 | 9/30/26 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | Ault Milton C III | NV | D | | 90 | P.edm | 13,842 | 0.6425 | 0 | 21,543 | | 16,224 | I | | | | | | | | | | | | | | |
10/1/26 17:29 | 9/30/26 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | 18 | P.m | 407 | 2.39 | 0 | 171 | 36 | 641 | I | | | | | | | | | | | | | | |
10/1/26 17:26 | 9/29/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Guicardi Neto Bruno | NJ | OT | P of N. | 4 | P.m | 45 | 3.11 | 0 | 14 | 17 | 100 | D | | | | | | | | | | | | | | |
10/1/26 17:15 | 9/30/26 | RDGL | Vivos Inc | DE | Health | MdEq | Surgical & Medical Instrument | Korenko Michael K | WA | DO | CEO | 8 | P | 162 | 0.1352 | 0 | 1,200 | 11 | 11,635 | D | | | | | | | | | | | | | | |
10/1/26 16:58 | 9/30/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Barnes Matthew | PA | O | P - Foot | 1 | P | 500 | 136.39 | 0 | 4 | 44 | 12 | D | | | | | | | | | | | | | | |
10/1/26 16:58 | 9/30/26 | RGT | Royce Global Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | 11 | P | 433 | 13.59 | 0 | 32 | 20 | 188 | D | | | | | | | | | | | | | | |
10/1/26 16:46 | 9/30/26 | GTLB | Gitlab Inc. | DE | Tech | Softw | Prepackaged Software | Staples William | DE | DO | CEO | 4 | P | 501 | 31.01 | 0 | 16 | 2 | 759 | D | | | | | | | | | | | | | | |
10/1/26 16:34 | 9/30/26 | TRCK | Track Group, Inc. | DE | Electr | Comm | Communications Equipment | Jcp Investment Management, LLC | TX | T | | 1 | P | 230 | 0.6000 | 0 | 384 | 2 | 17,248 | I | | | | | | | | | | | | | | |
10/1/26 16:30 | 9/29/26 | SLBT | Sl Science Holding Ltd | E9 | Health | BioPrd | Biological Products, (No Diag | Wang Ching-Dong | | DOT | CEO | 1 | P | 2,147,484 | 472.46 | 0 | 4,545 | 1 | 333,832 | I | | | | | | | | | | | | | | |
10/1/26 16:16 | 9/30/26 | PCG | Pg&E Corp | CA | Utility | DivUtil | Electric & Other Services Com | Larsen John O | CA | D | | 2 | P | 211 | 14.08 | 0 | 15 | 69 | 37 | D | | | | | | | | | | | | | | |
10/1/26 16:09 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Martin Tammy L | VA | O | GC ,Secr | 2 | P | 1 | 0.5708 | 0 | 3 | 19 | 16 | D | | | | | | | | | | | | | | |
10/1/26 16:09 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Bell David T | VA | OH | CFO | 2 | P | 1 | 0.5708 | 0 | 3 | 16 | 19 | D | | | | | | | | | | | | | | |
10/1/26 16:08 | 3/27/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Merriman Andrew | VA | O | COO | 5 | P | 36 | 0.6274 | 0 | 58 | 11 | 590 | D | | | | | | | | | | | | | | |
10/1/26 16:08 | 3/27/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Ives Glen R | VA | DOH | P | 4 | P.d | 10 | 0.6391 | 0 | 15 | 8 | 203 | D | | | | | | | | | | | | | | |
10/1/26 16:06 | 9/29/26 | TKLF | Tokyo Lifestyle Co., Ltd. | M0 | Retail | Retail | Retail Stores | Kanayama Mei | | DOT | Represen | 3 | P.m | 456 | 0.3184 | 0 | 1,431 | 4 | 34,467 | M | | | | | | | | | | | | | | |
10/1/26 16:05 | 5/22/26 | GLIBK | Liberty Capital Corp/Nv | NV | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | DT | | 30 | P.m | 177,964 | 10.49 | 0 | 16,959 | 64 | 43,554 | M | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy | IN | D | | 6 | P | 95 | 190.63 | 0 | 0 | 7 | 8 | D | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/29/26 | GBR | New Concept Energy, Inc. | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | Realty Advisors Inc | TX | T | | 1 | P | 2,000 | 1.00 | 0 | 2,000 | 500 | 2,400 | D | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/29/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 396 | P.m | 386 | 5.91 | 0 | 65 | 1 | 4,463 | D | | | | | | | | | | | | | | |
10/1/26 15:31 | 8/14/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | IN | D | | 7 | P | 228 | 188.90 | 0 | 1 | 7 | 18 | D | | | | | | | | | | | | | | |
10/1/26 15:28 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IN | D | | 6 | P | 406 | 190.14 | 0 | 2 | 7 | 35 | D | | | | | | | | | | | | | | |
10/1/26 15:27 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | IN | D | | 6 | P | 238 | 190.31 | 0 | 1 | 4 | 34 | D | | | | | | | | | | | | | | |
10/1/26 15:22 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | IN | D | | 6 | P | 269 | 190.51 | 0 | 1 | 7 | 21 | D | | | | | | | | | | | | | | |
10/1/26 15:21 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Lewis Randall J | IN | D | | 8 | P | 273 | 184.33 | 0 | 1 | 26 | 7 | D | | | | | | | | | | | | | | |
10/1/26 15:17 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | IN | D | | 6 | P | 560 | 190.07 | 0 | 3 | 4 | 73 | D | | | | | | | | | | | | | | |
10/1/26 15:15 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | IN | D | | 6 | P | 44 | 191.49 | 0 | 0 | 6 | 4 | D | | | | | | | | | | | | | | |
10/1/26 15:12 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | IN | D | | 6 | P | 428 | 190.26 | 0 | 2 | 5 | 46 | D | | | | | | | | | | | | | | |
10/1/26 15:11 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Cicco Martin J | IN | D | | 2 | P | 6 | 213.00 | 0 | 0 | 2 | 1 | D | | | | | | | | | | | | | | |
10/1/26 15:09 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | IN | D | | 6 | P | 256 | 190.51 | 0 | 1 | 7 | 21 | D | | | | | | | | | | | | | | |
10/1/26 14:11 | 9/29/26 | PBLDX | Amg Pantheon Infrastructure Fund, LLC | | Fund | CEF | Closed-End Funds | Amg New York Holdings Corp. | MA | T | | 5 | P | 6,782 | 10.83 | 0 | 626 | 52 | 1,842 | D | | | | | | | | | | | | | | |