10/10/25 16:07 | 6/11/25 | PML | Pimco Municipal Income Fund II | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 70 | P.dm | 4,082 | 10.63 | 0 | 384 | | 110 | I | | | | | | | | | | | | | | |
10/10/25 14:57 | 5/8/25 | RYES | Rise Gold Corp. | NV | Mining | IndMn | Metal Mining | Draguleasa Mihai | A1 | O | CFO | 1 | P.d | 10 | 0.0820 | 0 | 122 | | 122 | I | | | | | | | | | | | | | | |
10/10/25 10:52 | 10/9/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | 549 | P.dm | 4,114 | 9.87 | 0 | 417 | 3 | 16,245 | M | | | | | | | | | | | | | | |
10/10/25 10:37 | 10/9/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 172 | P.m | 287 | 1,025.2 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
10/9/25 21:09 | 10/9/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Clemmer James C | NY | DO | P,CEO | 2 | P | 232 | 7.74 | 0 | 30 | 4 | 883 | D | | | | | | | | | | | | | | |
10/9/25 19:09 | 7/31/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Opaleye Management Inc. | MA | T | | 30 | P.m | 15,561 | 2.84 | 0 | 5,489 | 49 | 16,631 | I | | | | | | | | | | | | | | |
10/9/25 18:30 | 10/8/25 | ATYR | Atyr Pharma Inc | DE | Health | BioPrd | Biological Products, (No Diag | Schimmel Paul | CA | D | | 2 | P.m | 1,096 | 0.9967 | 0 | 1,100 | 110 | 2,101 | I | | | | | | | | | | | | | | |
10/9/25 17:24 | 10/7/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Moulder Leon O Jr | MA | DO | See Rema | 5 | P.m | 2,165 | 13.37 | 0 | 162 | 9 | 1,975 | I | | | | | | | | | | | | | | |
10/9/25 16:54 | 10/7/25 | LAW | Cs Disco, Inc. | DE | Tech | Softw | Prepackaged Software | Bogan Thomas F | TX | D | | 3 | P.m | 402 | 5.90 | 0 | 68 | 96 | 139 | D | | | | | | | | | | | | | | |
10/9/25 16:45 | 10/7/25 | CAG | Conagra Brands Inc. | DE | FdBev | Food | Food & Kindred Products | Brown Thomas K | IL | D | | 1 | P | 187 | 18.72 | 0 | 10 | 20 | 60 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/8/25 | PLCE | Childrens Place, Inc. | | Retail | ClthSt | Family Clothing Stores | Umair Muhammad | NJ | DO | P,INTERI | 1 | P | 50 | 7.00 | 0 | 7 | 3 | 278 | D | | | | | | | | | | | | | | |
10/9/25 16:28 | 10/8/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Maggiore Christopher D. | MI | DT | | 4 | P.d | 593 | 9.74 | 0 | 61 | 13 | 518 | D | | | | | | | | | | | | | | |
10/9/25 16:15 | 10/7/25 | VRDN | Viridian Therapeutics, Inc.de | DE | Health | Health | Medical Laboratories | Fairmount Funds Management LLC | PA | DT | | 5 | P.d | 71,208 | 13.45 | 0 | 5,294 | 57 | 14,658 | I | | | | | | | | | | | | | | |
10/9/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Metheny Philip J. | TN | O | EVP,CFO | 1 | P | 100 | 24.00 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
10/9/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Sprinkle, Jr. Richard C. | TN | O | EVP,Chie | 1 | P | 100 | 24.00 | 0 | 4 | 19 | 26 | D | | | | | | | | | | | | | | |
10/9/25 16:05 | 10/7/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Rakolta John Jr | MI | D | | 5 | P.m | 7,830 | 68.98 | 0 | 114 | 26 | 554 | D | | | | | | | | | | | | | | |
10/9/25 15:37 | 9/13/24 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Lu Hongbo | MA | D | | 3 | P.m | 12,000 | 14.00 | 0 | 857 | | 798 | I | | | | | | | | | | | | | | |
10/9/25 15:30 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Snow Daniel C | MA | D | | 1 | P | 10 | 3.00 | 0 | 3 | 39 | 12 | D | | | | | | | | | | | | | | |
10/9/25 15:26 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Hughes Francis J Jr | MA | D | | 1 | P | 55 | 3.00 | 0 | 18 | 4 | 438 | D | | | | | | | | | | | | | | |
10/9/25 15:19 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Cavoli Ivo James | MA | D | | 5 | P.m | 133 | 2.70 | 0 | 49 | | 49 | D | | | | | | | | | | | | | | |
10/9/25 15:05 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Mackey Brian T | MA | O | P,CEO | 2 | P.m | 81 | 2.21 | 0 | 37 | | 37 | D | | | | | | | | | | | | | | |
10/9/25 13:17 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Griffith Charles Kellogg Jr | MA | O | CFO | 3 | P | 15 | 2.47 | 0 | 6 | 17 | 42 | D | | | | | | | | | | | | | | |
10/9/25 12:57 | 10/7/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | 27 | P.dm | 82 | 0.0921 | 0 | 892 | 42 | 2,996 | D | | | | | | | | | | | | | | |
10/9/25 12:28 | 8/14/25 | ALTS | Alt5 Sigma Corp | NV | Financ | FinTrd | Commodity Contracts Brokers & | Danziger David C. | NV | D | | 1 | P | 73 | 7.30 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
10/9/25 12:26 | 5/2/25 | IVDN | Innovative Designs Inc | DE | Fash | Apprl | Miscellaneous Fabricated Text | Spagnolo John Jr | PA | D | | 1 | P.m | 4 | 0.2297 | 0 | 16 | 155 | 26 | D | | | | | | | | | | | | | | |
10/9/25 11:48 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | 6 | P | 9 | 22.87 | 0 | 0 | 4 | 10 | D | | | | | | | | | | | | | | |
10/9/25 11:17 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | 6 | P | 4 | 22.75 | 0 | 0 | 13 | 2 | D | | | | | | | | | | | | | | |
10/9/25 11:09 | 9/9/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | 13 | P | 27 | 21.70 | 0 | 1 | 17 | 9 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 9/3/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 94 | P.m | 958 | 0.7857 | 0 | 1,219 | 8 | 16,540 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | 6 | P | 11 | 22.80 | 0 | 0 | 6 | 9 | D | | | | | | | | | | | | | | |
10/9/25 10:26 | 10/8/25 | DSM | Bny Mellon Strategic Municipal Bond Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 492 | P.m | 251,236 | 12.28 | 0 | 20,459 | 12 | 196,931 | I | | | | | | | | | | | | | | |
10/9/25 09:01 | 10/8/25 | MLTX | Moonlake Immunotherapeutics | E9 | Health | Drug | Pharmaceutical Preparations | Bodenstedt Matthias | V8 | O | CFO | 1 | P | 99 | 9.09 | 0 | 11 | 2 | 628 | D | | | | | | | | | | | | | | |
10/8/25 20:55 | 10/6/25 | SPRB | Spruce Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Parkman Healthcare Partners LLC | CT | T | | 1 | P | 5 | 17.91 | 0 | 0 | 32 | 1 | I | | | | | | | | | | | | | | |
10/8/25 18:50 | 9/15/25 | SVCO | Silvaco Group, Inc. | DE | Tech | Softw | Prepackaged Software | Zegarelli Christopher John | CA | O | CFO | 1 | P | 26 | 5.03 | 0 | 5 | 1 | 424 | D | | | | | | | | | | | | | | |
10/8/25 16:28 | 10/6/25 | FDS | Factset Research Systems Inc | DE | Tech | Softw | Computer Programming, Data Pr | Shan Helen L. | CT | O | EVP,CFO | 1 | P | 102 | 275.48 | 0 | 0 | 4 | 9 | D | | | | | | | | | | | | | | |
10/8/25 15:18 | 10/6/25 | RMAX | Re/max Holdings, Inc. | CO | RlEst | RlEst | Real Estate Agents & Managers | Peterson Adam K | NE | T | | 17 | P.m | 39,921 | 32.75 | 0 | 1,219 | 9 | 14,131 | D | | | | | | | | | | | | | | |
10/8/25 14:34 | 10/6/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | Binstock Joan | NY | D | | 2 | P | 250 | 17.04 | 0 | 15 | 42 | 50 | I | | | | | | | | | | | | | | |
10/8/25 08:20 | 10/6/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 27 | P.m | 2,960 | 5.18 | 0 | 572 | 28 | 2,580 | I | | | | | | | | | | | | | | |
10/7/25 20:59 | 9/4/25 | SRRK | Scholar Rock Holding Corp | DE | Health | BioPrd | Biological Products, (No Diag | Akkaraju Srinivas | CA | D | | 5 | P.m | 68,385 | 19.15 | 0 | 3,571 | 30 | 15,674 | I | | | | | | | | | | | | | | |
10/7/25 18:55 | 10/7/25 | MTN | Vail Resorts Inc | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Korch Angela A | CO | O | EVP,CFO | 5 | P | 223 | 167.36 | 0 | 1 | 37 | 5 | D | | | | | | | | | | | | | | |
10/7/25 18:26 | 10/7/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | 6 | P | 157 | 23.26 | 0 | 7 | 67 | 17 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 3/10/25 | LUCK | Lucky Strike Entertainment Corp | VA | PerSv | Entert | Amusement & Recreation Servic | Bass Robert J | VA | D | | 6 | P | 157 | 26.33 | 0 | 6 | 9 | 71 | D | | | | | | | | | | | | | | |
10/7/25 14:41 | 10/7/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Clark Todd J. | NJ | D | | 1 | P | 8 | 14.24 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Cohn Andrew M. | AZ | D | | 3 | P | 4,113 | 10.12 | 0 | 407 | 19 | 2,583 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Levine Jonathan L | AZ | D | | 2 | P | 19,372 | 10.11 | 0 | 1,915 | 19 | 12,178 | I | | | | | | | | | | | | | | |
10/7/25 12:42 | 9/5/25 | MDRR | Medalist Diversified Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Winn Charles Brent Jr. | VA | O | CFO | 14 | P.m | 141 | 12.25 | 0 | 12 | 27 | 54 | D | | | | | | | | | | | | | | |
10/7/25 11:55 | 9/23/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | 34 | P | 17 | 0.0441 | 0 | 377 | 5 | 7,768 | D | | | | | | | | | | | | | | |
10/7/25 09:21 | 8/28/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | 14 | P.m | 106 | 3.78 | 0 | 28 | 22 | 158 | I | | | | | | | | | | | | | | |
10/7/25 08:56 | 10/3/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Feinberg Peter | MA | D | | 4 | P | 202 | 4.49 | 0 | 45 | 4 | 1,141 | D | | | | | | | | | | | | | | |
10/7/25 07:07 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | Range Capital Acquisition Sponsor Ii, LLC | NY | T | | 1 | P | 0 | 0.00 | 0 | 430 | | 430 | D | | | | | | | | | | | | | | |
10/7/25 07:04 | 10/6/25 | RANG | Range Capital Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Rotolo Tim | NY | DO | CEO,CFO | 3 | P | 0 | 0.00 | 0 | 758 | 20 | 4,466 | I | | | | | | | | | | | | | | |
10/7/25 07:00 | 10/6/25 | BNC | Cea Industries Inc. | NV | Ag | Ag | Agricultural Services | McDonald Anthony K | CO | DO | P | 5 | P.d | 110 | 8.07 | 0 | 14 | 948 | 15 | D | | | | | | | | | | | | | | |
10/6/25 21:44 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | 6 | P.d | 82,632 | 0.7332 | 0 | 112,694 | 999% | 114,253 | I | | | | | | | | | | | | | | |
10/6/25 20:25 | 10/2/25 | CASS | Cass Information Systems Inc | MO | BizSv | BizSv | Business Services | Resch Martin H. | MO | O | P,CEO | 4 | P | 67 | 39.28 | 0 | 2 | 4 | 42 | D | | | | | | | | | | | | | | |
10/6/25 19:46 | 10/2/25 | CALM | Cal-Maine Foods Inc | DE | Ag | Ag | Livestock & Animal Specialtie | Lombardo Keira L | MS | O | Chief St | 1 | P | 259 | 92.36 | 0 | 3 | 299 | 4 | D | | | | | | | | | | | | | | |
10/6/25 19:23 | 10/2/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Sun Qing Bill | TX | DOT | CEO | 3 | P.d | 11,830 | 10.00 | 0 | 1,183 | 10 | 12,683 | I | | | | | | | | | | | | | | |
10/6/25 19:22 | 10/2/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Aa Mission Sponsor II | TX | T | | 1 | P.d | 3,340 | 10.00 | 0 | 334 | 12 | 3,209 | D | | | | | | | | | | | | | | |
10/6/25 18:58 | 10/3/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Tucci Michael D | UT | D | | 1 | P | 141 | 2.81 | 0 | 50 | 216 | 73 | D | | | | | | | | | | | | | | |
10/6/25 18:19 | 10/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | 7 | P.d | 115 | 10.09 | 0 | 11 | 77 | 26 | D | | | | | | | | | | | | | | |
10/6/25 18:14 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Cantor Ep Holdings I, LLC | NY | DOT | CB,CEO | 2 | P.d | 5,000 | 3.57 | 0 | 1,400 | | 1,400 | I | | | | | | | | | | | | | | |
10/6/25 18:08 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cf Group Management Inc | NY | DTH | Managing | 1 | P | 82,632 | 9.21 | 0 | 8,974 | 9 | 105,287 | I | | | | | | | | | | | | | | |
10/6/25 18:05 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cantor Fitzgerald, L. P. | NY | DT | | 1 | P | 82,632 | 9.21 | 0 | 8,974 | 10 | 102,314 | D | | | | | | | | | | | | | | |
10/6/25 17:47 | 6/18/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 43 | P | 375 | 1.07 | 0 | 350 | 238 | 498 | D | | | | | | | | | | | | | | |
10/6/25 16:24 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 16 | P | 22 | 19.03 | 0 | 1 | 14 | 10 | D | | | | | | | | | | | | | | |
10/6/25 16:22 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 16 | P | 70 | 19.13 | 0 | 4 | 9 | 46 | D | | | | | | | | | | | | | | |
10/6/25 16:11 | 10/2/25 | KMX | Carmax Inc | VA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Oneil Mark F | VA | D | | 1 | P | 500 | 46.21 | 0 | 11 | 78 | 25 | D | | | | | | | | | | | | | | |
10/6/25 15:56 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Dixon Robert E | CA | O | CEO,P | 25 | P.em | 1,231 | 3.26 | 0 | 378 | 999% | 383 | I | | | | | | | | | | | | | | |
10/6/25 15:48 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sherpa Angche | CA | O | C | 8 | P.m | 645 | 4.69 | 0 | 137 | | 93 | I | | | | | | | | | | | | | | |
10/6/25 15:37 | 10/6/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Mears Michael N | TX | D | | 2 | P | 190 | 17.28 | 0 | 11 | 275 | 15 | D | | | | | | | | | | | | | | |
10/6/25 14:54 | 3/5/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Simpson Christine Elizabeth | CA | O | Chief Po | 11 | P.m | 649 | 4.64 | 0 | 140 | | 93 | D | | | | | | | | | | | | | | |
10/6/25 14:43 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Fuller Glen W | CA | O | TREASURE | 8 | P.m | 645 | 4.69 | 0 | 137 | | 92 | I | | | | | | | | | | | | | | |
10/6/25 14:36 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Patterson Charles E. II | CA | DO | GC,Secre | 8 | P.m | 645 | 4.69 | 0 | 137 | | 92 | I | | | | | | | | | | | | | | |
10/6/25 14:02 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bluth Jeri Ruth | CA | O | Chief Co | 8 | P.m | 645 | 4.69 | 0 | 137 | | 92 | I | | | | | | | | | | | | | | |
10/6/25 13:29 | 10/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | 8 | P | 29,882 | 24.92 | 0 | 1,199 | 113 | 2,263 | D | | | | | | | | | | | | | | |
10/6/25 12:23 | 10/6/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | 29 | P.m | 1,309 | 1.60 | 0 | 816 | 10 | 8,840 | D | | | | | | | | | | | | | | |
10/6/25 09:28 | 10/3/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Hand Joseph Thomas | PA | DO | P,CEO | 13 | P | 67 | 33.28 | 0 | 2 | 6 | 38 | D | | | | | | | | | | | | | | |
10/6/25 09:12 | 10/3/25 | PMN | Promis Neurosciences Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | Milbury Max A. | A6 | H | Principa | 1 | P | 15 | 0.4912 | 0 | 30 | 203 | 45 | D | | | | | | | | | | | | | | |
10/6/25 06:30 | 10/3/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Erlich Craig | MI | O | CHIEF GR | 1 | P | 26 | 70.84 | 0 | 0 | 1 | 58 | D | | | | | | | | | | | | | | |
10/6/25 06:14 | 10/3/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | 22 | P.m | 68 | 0.6710 | 0 | 101 | 9 | 1,187 | I | | | | | | | | | | | | | | |
10/3/25 21:33 | 10/2/25 | ALZN | Alzamend Neuro, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ault Milton C III | NV | DT | | 41 | P.m | 392 | 1.22 | 0 | 322 | 90 | 681 | I | | | | | | | | | | | | | | |
10/3/25 18:10 | 10/2/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Stone Paul | UT | DO | P,CEO | 4 | P.m | 440 | 2.68 | 0 | 164 | 17 | 1,111 | D | | | | | | | | | | | | | | |
10/3/25 17:40 | 10/1/25 | LAC | Lithium Americas Corp. | A1 | Mining | IndMn | Metal Mining | Zawadzki Alexi Illya | NV | O | VP,Resou | 1 | P | 192 | 9.58 | 0 | 20 | 50 | 60 | D | | | | | | | | | | | | | | |
10/3/25 17:37 | 10/2/25 | KNTK | Kinetik Holdings Inc. | DE | Utility | NgDist | Natural Gas Transmission | Welch Jamie | TX | DO | See Rema | 1 | P.d | 196 | 39.13 | 0 | 5 | 0 | 3,676 | D | | | | | | | | | | | | | | |
10/3/25 16:30 | 8/8/25 | XLO | Xilio Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Gilead Sciences, Inc. | CA | T | | 5 | P.d | 36,929 | 5.65 | 0 | 6,540 | 17 | 45,036 | D | | | | | | | | | | | | | | |
10/3/25 16:22 | 10/1/25 | WTI | W&T Offshore Inc | TX | Energy | OilPrd | Crude Petroleum & Natural Gas | Krohn Tracy W | TX | DOT | CB,CEO,P | 1 | P.m | 527 | 1.84 | 0 | 287 | 1 | 48,807 | D | | | | | | | | | | | | | | |
10/3/25 16:09 | 10/2/25 | KMX | Carmax Inc | VA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Steenrod Mitchell D | VA | D | | 2 | P | 176 | 53.42 | 0 | 3 | 9 | 38 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 10/1/25 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | Johnson Glenn Harold | ND | D | | 1 | P | 225 | 5.00 | 0 | 45 | 89 | 96 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 10/1/25 | RR | Richtech Robotics Inc. | NV | Machn | Mchn | General Industrial Machinery | Huang Zhenwu | NV | O | CEO | 1 | P | 0 | 0.00 | 0 | 200 | 1 | 30,108 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 10/1/25 | RR | Richtech Robotics Inc. | NV | Machn | Mchn | General Industrial Machinery | Zheng Phil | NV | O | COO | 1 | P | 0 | 0.00 | 0 | 200 | 20 | 1,200 | D | | | | | | | | | | | | | | |
10/3/25 16:04 | 10/1/25 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | Johnson Chris A | ND | D | | 1 | P | 80 | 5.00 | 0 | 16 | 36 | 61 | M | | | | | | | | | | | | | | |
10/3/25 13:18 | 10/2/25 | SNGX | Soligenix, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Schaber Christopher J | NJ | DO | CB,CEO,P | 1 | P | 20 | 1.32 | 0 | 15 | 999% | 16 | D | | | | | | | | | | | | | | |
10/3/25 12:47 | 9/19/25 | CLOQ | Cyberloq Technologies, Inc. | | Tech | Softw | Prepackaged Software | Hurst Edwin Leon | PA | D | | 1 | P.m | 38 | 0.2183 | 0 | 176 | 3 | 5,424 | D | | | | | | | | | | | | | | |
10/3/25 11:57 | 9/2/25 | IVYIX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | OT | P,Princi | 14 | P.m | 215 | 10.57 | 0 | 20 | 48 | 63 | D | | | | | | | | | | | | | | |
10/3/25 11:44 | 10/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Furcron Thomas Patrick | VA | O | VP,Field | 4 | P | 2 | 21.77 | 0 | 0 | 8 | 1 | D | | | | | | | | | | | | | | |
10/3/25 11:43 | 10/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | 17 | P.d | 2 | 20.48 | 0 | 0 | 1 | 7 | D | | | | | | | | | | | | | | |
10/3/25 11:42 | 10/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | SVP,Secr | 17 | P.d | 3 | 20.86 | 0 | 0 | 1 | 24 | D | | | | | | | | | | | | | | |
10/3/25 09:16 | 10/1/25 | XPEPX | Amg Pantheon Fund, LLC | | Fund | CEF | Closed-End Funds | Sassine Victoria | CT | D | | 1 | P | 25 | 29.27 | 0 | 1 | 79 | 2 | D | | | | | | | | | | | | | | |
10/3/25 06:30 | 8/14/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Agree Joey | MI | DO | P,CEO | 3 | P | 750 | 71.62 | 0 | 10 | 2 | 642 | D | | | | | | | | | | | | | | |
10/2/25 21:19 | 6/13/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Yaldoo Laith L | MI | DT | | 4 | P.d | 522 | 16.29 | 0 | 32 | 6 | 573 | I | | | | | | | | | | | | | | |
10/2/25 19:55 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Reynolds Marshall T | LA | D | | 3 | P | 572 | 8.12 | 0 | 70 | 4 | 2,064 | D | | | | | | | | | | | | | | |
10/2/25 19:23 | 6/5/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | McBee Richard D | UT | D | | 3 | P | 314 | 2.61 | 0 | 120 | 49 | 365 | D | | | | | | | | | | | | | | |
10/2/25 18:19 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | D | | 6 | P.m | 2,348 | 8.25 | 0 | 285 | 6 | 4,961 | I | | | | | | | | | | | | | | |
10/2/25 17:54 | 10/1/25 | TEAM | Atlassian Corp | | Tech | Softw | Prepackaged Software | Belsky Scott | CA | D | | 2 | P | 491 | 162.68 | 0 | 3 | 185 | 5 | I | | | | | | | | | | | | | | |
10/2/25 17:49 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | McAnally Bruce | LA | D | | 3 | P | 708 | 8.19 | 0 | 87 | 57 | 238 | I | | | | | | | | | | | | | | |
10/2/25 17:03 | 9/30/25 | MRAI | Marpai, Inc. | DE | Health | Health | Misc Health & Allied Services | Lamendola Damien | FL | DOT | CEO | 5 | P | 2,300 | 0.8060 | 0 | 2,854 | 54 | 8,152 | I | | | | | | | | | | | | | | |
10/2/25 17:01 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 32 | P | 80 | 9.48 | 0 | 8 | 1 | 1,628 | D | | | | | | | | | | | | | | |
10/2/25 16:59 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 33 | P | 38 | 9.78 | 0 | 4 | 3 | 136 | D | | | | | | | | | | | | | | |
10/2/25 16:57 | 10/1/25 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Beery Robin C | PA | D | | 2 | P | 100 | 12.91 | 0 | 8 | | 4 | D | | | | | | | | | | | | | | |
10/2/25 16:51 | 10/1/25 | MAIA | Maia Biotechnology, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Smith Stan | IL | D | | 8 | P.d | 660 | 1.79 | 0 | 369 | 39 | 1,324 | I | | | | | | | | | | | | | | |
10/2/25 16:44 | 9/30/25 | SAVA | Cassava Sciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Cook Robert Christopher | TX | O | COO,Lega | 1 | P | 40 | 2.91 | 0 | 14 | | 14 | D | | | | | | | | | | | | | | |
10/2/25 16:33 | 9/11/25 | EFC | Ellington Financial Inc. | DE | RlEst | RlEst | Real Estate | Simon Ronald I | CT | D | | 2 | P | 135 | 8.40 | 0 | 16 | 11 | 160 | I | | | | | | | | | | | | | | |
10/2/25 16:28 | 10/1/25 | EARN | Ellington Credit Co | MD | RlEst | REIT | Real Estate Investment Trusts | Borenstein Gregory Morris | CT | O | Portfoli | 3 | P | 76 | 5.08 | 0 | 15 | 150 | 25 | D | | | | | | | | | | | | | | |
10/2/25 16:17 | 9/30/25 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Carson William H. | CA | D | | 10 | P | 146 | 4.11 | 0 | 36 | 557 | 42 | D | | | | | | | | | | | | | | |
10/2/25 16:10 | 4/21/25 | CNXC | Concentrix Corp | DE | BizSv | BizSv | Business Services | Caldwell Christopher A | CA | DO | P,CEO | 2 | P.d | 93 | 46.72 | 0 | 2 | 1 | 305 | D | | | | | | | | | | | | | | |
10/2/25 13:26 | 9/30/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Porter Rahn K | PA | D | | 6 | P | 68 | 5.00 | 0 | 14 | 999% | 14 | D | | | | | | | | | | | | | | |
10/2/25 13:10 | 10/1/25 | LNPIX | Lincoln Partners Group Royalty Fund | | Fund | CEF | Closed-End Funds | Partners Group (Usa) Inc. | NY | H | Subadvis | 1 | P | 12,496 | 10.57 | 0 | 1,182 | | 0 | D | | | | | | | | | | | | | | |
10/2/25 12:34 | 9/30/25 | EPSN | Epsilon Energy Ltd. | A0 | Energy | OilPrd | Crude Petroleum & Natural Gas | Williamson Andrew | TX | O | CFO | 3 | P | 371 | 5.11 | 0 | 73 | 75 | 169 | I | | | | | | | | | | | | | | |
10/2/25 09:52 | 11/8/24 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Mazarakis John | FL | DO | Exec CB | 2 | P | 137 | 13.35 | 0 | 10 | 2 | 445 | D | | | | | | | | | | | | | | |
10/2/25 09:02 | 10/1/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Morales Mallory | MA | O | Chief Ac | 1 | P | 2 | 6.39 | 0 | 0 | 1 | 28 | D | | | | | | | | | | | | | | |
10/2/25 08:57 | 10/1/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Neufeld Leah R | MA | O | CHIEF PE | 2 | P | 8 | 5.07 | 0 | 2 | 7 | 23 | D | | | | | | | | | | | | | | |
10/2/25 08:52 | 10/1/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Bookman Michael | MA | O | GC,SECRE | 1 | P | 7 | 6.83 | 0 | 1 | 26 | 5 | D | | | | | | | | | | | | | | |
10/1/25 17:51 | 8/14/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | VA | D | | 7 | P | 191 | 166.08 | 0 | 1 | 8 | 16 | D | | | | | | | | | | | | | | |
10/1/25 17:47 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy | MD | D | | 6 | P | 70 | 166.11 | 0 | 0 | 7 | 7 | D | | | | | | | | | | | | | | |
10/1/25 17:39 | 8/27/24 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | He Junli | MA | DO | CEO | 6 | P | 57 | 2.30 | 0 | 25 | 10 | 278 | D | | | | | | | | | | | | | | |
10/1/25 17:35 | 9/29/25 | STRR | Star Equity Holdings, Inc. | DE | BizSv | Staff | Help Supply Services | Eberwein Jeffrey E. | CT | DOT | CEO | 5 | P.m | 710 | 10.79 | 0 | 66 | 4 | 1,813 | D | | | | | | | | | | | | | | |
10/1/25 17:28 | 10/1/25 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | 7 | P | 59 | 22.75 | 0 | 3 | 14 | 22 | D | | | | | | | | | | | | | | |
10/1/25 17:15 | 9/30/25 | AIG | American International Group, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Inglis John C | NY | D | | 8 | P.dm | 155 | 77.13 | 0 | 2 | 305 | 3 | D | | | | | | | | | | | | | | |
10/1/25 17:13 | 9/29/25 | STRUX | Stepstone Private Infrastructure Fund | | Fund | CEF | Closed-End Funds | Sittema Thomas Kent | NC | D | | 3 | P | 725 | 12.57 | 0 | 58 | 115 | 108 | I | | | | | | | | | | | | | | |
10/1/25 17:04 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | NY | D | | 6 | P | 476 | 165.75 | 0 | 3 | 4 | 70 | D | | | | | | | | | | | | | | |
10/1/25 17:02 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IL | D | | 6 | P | 342 | 165.76 | 0 | 2 | 7 | 32 | D | | | | | | | | | | | | | | |
10/1/25 17:00 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | NY | D | | 6 | P | 194 | 165.85 | 0 | 1 | 4 | 32 | D | | | | | | | | | | | | | | |
10/1/25 17:00 | 9/5/25 | DRTTF | Dirtt Environmental Solutions Ltd | A0 | Tech | Softw | Prepackaged Software | Robinson Scott L | A0 | D | | 3 | P | 23 | 0.5655 | 0 | 40 | 15 | 313 | D | | | | | | | | | | | | | | |
10/1/25 16:58 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | CT | D | | 6 | P | 220 | 165.81 | 0 | 1 | 7 | 19 | D | | | | | | | | | | | | | | |
10/1/25 16:58 | 10/1/25 | AMBC | Ambac Financial Group Inc | DE | Insur | SurIns | Surety Insurance | Leblanc Claude | NY | DO | CEO | 4 | P.d | 920 | 8.00 | 0 | 115 | 13 | 1,022 | D | | | | | | | | | | | | | | |
10/1/25 16:56 | 6/30/25 | GRDN | Guardian Pharmacy Services, Inc. | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Lewis Randall J | GA | D | | 7 | P | 96 | 24.89 | 0 | 4 | 48 | 12 | D | | | | | | | | | | | | | | |
10/1/25 16:51 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | MD | D | | 6 | P | 26 | 166.82 | 0 | 0 | 6 | 3 | D | | | | | | | | | | | | | | |
10/1/25 16:48 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | FL | D | | 6 | P | 358 | 165.77 | 0 | 2 | 5 | 44 | D | | | | | | | | | | | | | | |
10/1/25 16:46 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | CA | D | | 6 | P | 209 | 165.83 | 0 | 1 | 7 | 19 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Wilson Lindsey B. | CA | O | Chief Bu | 1 | P | 10 | 20.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Wagner Jason Montgomery | CA | D | | 1 | P | 5 | 20.00 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Pangracs Jason Allan | CA | D | | 1 | P | 40 | 20.00 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Ferrari Adam D. | CA | DO | CEO | 1 | P | 100 | 20.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Goodnight Sean M. | CA | O | Chief Ac | 1 | P | 10 | 20.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Allen Brandon K. | CA | O | COO | 1 | P | 50 | 20.00 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Arn Justin L. | CA | O | Chief La | 1 | P | 5 | 20.00 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Wheeler David Mark | CA | O | GC | 1 | P | 20 | 20.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Allen Curtis R. | CA | DO | CFO | 1 | P | 170 | 20.00 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
10/1/25 16:05 | 9/29/25 | ASIC | Ategrity Specialty Insurance Co Holdings | DE | Insur | Insur | Fire, Marine & Casualty Insur | Zimmer Stuart J. | NY | DT | | 3 | P.m | 507 | 19.44 | 0 | 26 | 0 | 38,792 | I | | | | | | | | | | | | | | |
10/1/25 14:53 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | 7 | P | 112 | 29.20 | 0 | 4 | 6 | 64 | D | | | | | | | | | | | | | | |
10/1/25 14:52 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | 7 | P | 45 | 28.58 | 0 | 2 | 16 | 11 | D | | | | | | | | | | | | | | |
10/1/25 14:49 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | 7 | P | 45 | 28.58 | 0 | 2 | 13 | 13 | D | | | | | | | | | | | | | | |
10/1/25 14:46 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | 10 | P.m | 366 | 28.92 | 0 | 13 | 43 | 42 | D | | | | | | | | | | | | | | |
10/1/25 14:43 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | 11 | P | 896 | 28.74 | 0 | 31 | 36 | 118 | D | | | | | | | | | | | | | | |
10/1/25 14:41 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | 7 | P | 47 | 29.33 | 0 | 2 | 5 | 36 | D | | | | | | | | | | | | | | |
10/1/25 14:29 | 9/29/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 4 | P | 6,740 | 7.49 | 0 | 900 | 7 | 13,850 | M | | | | | | | | | | | | | | |
10/1/25 14:25 | 4/17/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 8 | P.m | 378 | 34.05 | 0 | 11 | 4 | 260 | D | | | | | | | | | | | | | | |
10/1/25 14:01 | 10/1/25 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | 4 | P | 30 | 6.05 | 0 | 5 | 2 | 298 | D | | | | | | | | | | | | | | |
10/1/25 13:07 | 9/30/25 | PEPG | Pepgen Inc. | DE | Health | Drug | Pharmaceutical Preparations | Oxford Science Enterprises Plc | X0 | H | Former 1 | 1 | P | 640 | 3.20 | 0 | 200 | 4 | 4,955 | D | | | | | | | | | | | | | | |
10/1/25 10:40 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Stockwell Lynn | FL | DOT | CEO,Exe. | 3 | P.d | 0 | 0.00 | 0 | 1,130 | 12 | 10,897 | I | | | | | | | | | | | | | | |
10/1/25 10:37 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Drugs Made In America Acquisition II LLC | FL | T | | 1 | P.d | 0 | 0.00 | 0 | 700 | 12 | 6,708 | D | | | | | | | | | | | | | | |
10/1/25 08:59 | 9/30/25 | FFBC | First Financial Bancorp /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Arvia Anne L | OH | D | | 1 | P | 16 | 25.25 | 0 | 1 | 7 | 10 | D | | | | | | | | | | | | | | |
9/30/25 21:47 | 12/13/24 | KLG | Wk Kellogg Co | DE | FdBev | Food | Grain Mill Products | Brown Bruce Alan | MI | O | Chief Cu | 1 | P.d | 1 | 21.33 | 0 | 0 | | 0 | M | | | | | | | | | | | | | | |
9/30/25 21:44 | 9/26/25 | RIG | Transocean Ltd. | V8 | Energy | OilDrl | Drilling Oil & Gas Wells | Perestroika (Cyprus) Ltd | V8 | DT | | 3 | P | 28,855 | 3.85 | 0 | 7,500 | 9 | 95,075 | D | | | | | | | | | | | | | | |
9/30/25 21:42 | 9/26/25 | RIG | Transocean Ltd. | V8 | Energy | OilDrl | Drilling Oil & Gas Wells | Perestroika | V8 | DT | | 3 | P | 28,855 | 3.85 | 0 | 7,500 | 9 | 95,075 | I | | | | | | | | | | | | | | |
9/30/25 21:41 | 9/26/25 | RIG | Transocean Ltd. | V8 | Energy | OilDrl | Drilling Oil & Gas Wells | Mohn Frederik Wilhelm | V8 | DT | | 3 | P | 28,855 | 3.85 | 0 | 7,500 | 9 | 95,097 | I | | | | | | | | | | | | | | |
9/30/25 19:56 | 5/17/24 | AGRI | Agriforce Growing Systems Ltd. | A1 | Financ | Loan | Finance Services | Welch David Ryan | CA | D | | 1 | P.d | 1 | 129.45 | 0 | 0 | 0 | 97 | D | | | | | | | | | | | | | | |
9/30/25 19:44 | 9/26/25 | UAMY | United States Antimony Corp | MT | Metal | NFeMtl | Primary Smelting & Refining o | Evans Gary C | TX | DO | CB,CEO | 2 | P | 903 | 3.01 | 0 | 300 | 14 | 2,379 | D | | | | | | | | | | | | | | |
9/30/25 18:47 | 11/7/24 | SMLR | Semler Scientific, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Semler Eric | CA | D | | 2 | P.d | 1,897 | 3.45 | 0 | 550 | 85 | 1,199 | D | | | | | | | | | | | | | | |
9/30/25 18:07 | 9/26/25 | GLIBK | Gci Liberty, Inc. | NV | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | DT | | 18 | P.m | 19,930 | 38.29 | 0 | 520 | 36 | 1,974 | D | | | | | | | | | | | | | | |
9/30/25 16:59 | 6/13/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Heron Patrick J | CA | DT | | 14 | P.dm | 22,667 | 17.10 | 0 | 1,326 | 8 | 17,818 | I | | | | | | | | | | | | | | |
9/30/25 16:35 | 9/4/25 | SEPN | Septerna, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ra Capital Management, L.P. | MA | DT | | 18 | P.dm | 621,993 | 11.40 | 0 | 54,575 | 114 | 102,599 | I | | | | | | | | | | | | | | |
9/30/25 16:30 | 9/2/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | CT | T | | 33 | P.m | 154,307 | 10.05 | 0 | 15,349 | | 14,657 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lieberman Ronald Craig | NY | D | | 1 | P.d | 0 | 0.00 | 0 | 22 | 216 | 32 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 9/30/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Magdol David L. | TX | O | P,CIO,SM | 1 | P | 46 | 13.25 | 0 | 4 | 8 | 46 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 9/30/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Gilbert Cory | TX | O | CFO,Trea | 2 | P.m | 32 | 13.84 | 0 | 2 | 112 | 4 | D | | | | | | | | | | | | | | |
9/30/25 16:29 | 9/26/25 | ACP | Abrdn Income Credit Strategies Fund | | Fund | CEF | Closed-End Funds | Malone Peter Gerald | PA | D | | 5 | P | 33 | 6.42 | 0 | 5 | 98 | 10 | D | | | | | | | | | | | | | | |
9/30/25 16:07 | 9/26/25 | PGEN | Precigen, Inc. | VA | Health | Drug | Pharmaceutical Preparations | Shah Rutul R | MD | O | COO | 1 | P | 7 | 3.40 | 0 | 2 | 0 | 406 | D | | | | | | | | | | | | | | |
9/30/25 16:06 | 9/26/25 | OPEN | Opendoor Technologies Inc. | | RlEst | RlEst | Real Estate Agents & Managers | Wu Eric Chung-Wei | AZ | D | | 2 | P | 5,000 | 6.65 | 0 | 752 | 63 | 1,951 | D | | | | | | | | | | | | | | |
9/30/25 16:04 | 9/29/25 | PGEN | Precigen, Inc. | VA | Health | Drug | Pharmaceutical Preparations | Tennant Phil | MD | O | Chief Co | 1 | P | 21 | 3.58 | 0 | 6 | 10 | 65 | D | | | | | | | | | | | | | | |
9/30/25 14:31 | 9/25/25 | VWFB | Vwf Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Quinlan Peter Sebastian | OH | D | | 8 | P.m | 401 | 11.17 | 0 | 36 | 359 | 46 | I | | | | | | | | | | | | | | |
9/30/25 13:40 | 9/29/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Smith Rhonda Scott | TX | D | | 2 | P | 25 | 15.56 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
9/30/25 12:58 | 9/29/25 | VHAI | Vocodia Holdings Corp | WY | Tech | SwSv | Computer Programming Services | Taylor Paul Richard | FL | DO | CB,COO | 1 | P | 1 | 0.0002 | 0 | 5,000 | | 5,000 | D | | | | | | | | | | | | | | |
9/30/25 11:34 | 9/29/25 | SYBT | Stock Yards Bancorp, Inc. | KY | Financ | StBnk | State Commercial Banks | Woods Michael W | KY | O | SVP | 1 | P | 7 | 69.95 | 0 | 0 | 10 | 1 | D | | | | | | | | | | | | | | |
9/30/25 10:59 | 9/26/25 | EMIS | Emmis Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Emmis Capital Sponsor LLC | FL | T | | 1 | P.d | 3,100 | 10.00 | 0 | 310 | | 310 | D | | | | | | | | | | | | | | |
9/30/25 07:00 | 9/26/25 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Frankel Stanley | NC | D | | 1 | P | 13 | 4.97 | 0 | 3 | 19 | 17 | D | | | | | | | | | | | | | | |
9/29/25 21:45 | 6/16/25 | BLNE | Beeline Holdings, Inc. | NV | Financ | Loan | Mortgage Bankers & Loan Corre | Freedman Joseph David | RI | D | | 4 | P.m | 122 | 1.39 | 0 | 88 | 114 | 166 | D | | | | | | | | | | | | | | |
9/29/25 21:43 | 2/18/25 | NORD | Nordicus Partners Corp | DE | BizSv | Conslt | Management Consulting Service | Ac Nordic Aps | G7 | T | | 1 | P.m | 486 | 2.35 | 0 | 206 | 7 | 3,119 | D | | | | | | | | | | | | | | |
9/29/25 20:36 | 3/7/25 | ELAN | Elanco Animal Health Inc | | Health | Drug | Pharmaceutical Preparations | Kurzius Lawrence Erik | IN | D | | 2 | P.m | 348 | 15.81 | 0 | 22 | 23 | 117 | D | | | | | | | | | | | | | | |
9/29/25 16:46 | 6/16/25 | DLTH | Duluth Holdings Inc. | | Retail | ClthSt | Apparel & Accessory Stores | Agrawal Heena | WI | O | SVP,CFO | 3 | P | 76 | 2.38 | 0 | 32 | 15 | 248 | D | | | | | | | | | | | | | | |
9/29/25 16:30 | 9/29/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Hyzak Dwayne L. | TX | DO | CEO,SMD | 1 | P | 50 | 13.49 | 0 | 4 | 7 | 56 | D | | | | | | | | | | | | | | |
9/29/25 16:30 | 9/26/25 | AE | Adams Resources & Energy, Inc. | DE | Energy | OilTr | Petroleum & Petroleum Product | Niemann John O. Jr. | TX | D | | 4 | P | 120 | 14.37 | 0 | 8 | 25 | 41 | D | | | | | | | | | | | | | | |
9/29/25 16:05 | 9/26/25 | DX | Dynex Capital Inc | VA | RlEst | REIT | Real Estate Investment Trusts | Popenoe Smriti Laxman | VA | DO | Co-CEO,P | 1 | P | 52 | 12.16 | 0 | 4 | 1 | 407 | D | | | | | | | | | | | | | | |
9/29/25 16:05 | 9/26/25 | DX | Dynex Capital Inc | VA | RlEst | REIT | Real Estate Investment Trusts | Colligan Robert S | VA | O | CFO,COO | 1 | P | 51 | 12.12 | 0 | 4 | 4 | 121 | D | | | | | | | | | | | | | | |
9/29/25 16:05 | 9/29/25 | TONX | Ton Strategy Co | NV | PerSv | PerSv | Personal Services | Stotz Manuel | NV | DT | | 1 | P | 498 | 7.11 | 0 | 70 | 3 | 2,298 | I | | | | | | | | | | | | | | |
9/29/25 16:01 | 9/25/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | 22 | P | 3,490 | 3.94 | 0 | 885 | 55 | 2,501 | D | | | | | | | | | | | | | | |
9/29/25 16:00 | 8/6/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | 32 | P | 112,796 | 5.36 | 0 | 21,028 | 32 | 86,440 | I | | | | | | | | | | | | | | |
9/29/25 15:39 | 9/25/25 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Baird Gordon A | PA | D | | 1 | P.m | 8 | 20.43 | 0 | 0 | 413 | 1 | D | | | | | | | | | | | | | | |
9/29/25 14:06 | 9/29/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Landy Michael P | NJ | D | | 2 | P.d | 217 | 14.78 | 0 | 15 | 3 | 469 | D | | | | | | | | | | | | | | |
9/29/25 13:57 | 9/26/25 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | East James J. | MN | O | EVP,HHC | 1 | P.d | 2 | 58.61 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
9/29/25 06:00 | 9/25/25 | RYM | Rythm, Inc. | NV | Ag | Ag | Agricultural Services | Kovler Benjamin | IL | DO | Interim | 5 | P | 428 | 43.45 | 0 | 10 | 98 | 20 | D | | | | | | | | | | | | | | |