11/7/25 20:05 | 11/7/25 | EWBC | East West Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Campbell Molly | CA | D | | 2 | S | -201 | 101.62 | 0 | -2 | | 11 | D | | | | | | | | | | | | | | |
11/7/25 18:36 | 11/5/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Jones Doug | CA | DO | Dir,P,CM | 1 | S.d | -544 | 126.09 | 0 | -4 | | 484 | D | | | | | | | | | | | | | | |
11/7/25 17:45 | 11/7/25 | JPM | Jpmorgan Chase & Co | DE | Financ | NtBnk | National Commercial Banks | Leopold Robin | NY | O | Head of | 1 | S | -301 | 311.92 | 0 | -1 | | 77 | D | | | | | | | | | | | | | | |
11/7/25 17:14 | 11/7/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 1 | S | -246 | 49.22 | 0 | -5 | | 206 | D | | | | | | | | | | | | | | |
11/7/25 16:53 | 11/6/25 | NTRS | Northern Trust Corp | DE | Financ | StBnk | State Commercial Banks | Fradkin Steven L | IL | O | Vice CB | 1 | S | -1,200 | 128.00 | 0 | -9 | | 250 | I | | | | | | | | | | | | | | |
11/7/25 16:52 | 11/5/25 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Baack Jerry J. | MN | DO | CEO | 2 | S | -419 | 16.74 | 0 | -25 | | 1,208 | D | | | | | | | | | | | | | | |
11/7/25 16:49 | 11/5/25 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Crocker Mary Jayne | MN | O | EVP,CHIE | 2 | S.m | -176 | 16.10 | 0 | -11 | | 212 | D | | | | | | | | | | | | | | |
11/7/25 16:47 | 11/6/25 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Salazar Lisa M | MN | O | COO | 1 | S | -36 | 16.72 | 0 | -2 | | 32 | D | | | | | | | | | | | | | | |
11/7/25 16:44 | 11/5/25 | CUBI | Customers Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Sidhu Jay S | PA | DO | CB,CEO | 1 | S.m | -1,588 | 67.76 | 0 | -23 | | 1,524 | D | | | | | | | | | | | | | | |
11/7/25 16:38 | 11/4/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | 1 | S.d | -134 | 34.57 | 0 | -4 | | 27 | D | | | | | | | | | | | | | | |
11/7/25 16:31 | 11/6/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Blinde Neal | VA | O | P,Commer | 1 | S | -9,583 | 221.83 | 0 | -43 | | 73 | D | | | | | | | | | | | | | | |
11/7/25 16:23 | 11/5/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 5 | S.m | -18,206 | 243.87 | 0 | -75 | | 14,826 | D | | | | | | | | | | | | | | |
11/7/25 16:10 | 11/5/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | 3 | S | -1,308 | 348.74 | 0 | -4 | | 18 | D | | | | | | | | | | | | | | |
11/7/25 16:05 | 11/5/25 | SBCF | Seacoast Banking Corp of Florida | FL | Financ | StBnk | State Commercial Banks | Stallings James C III | FL | O | EVP,Chie | 1 | S | -100 | 30.87 | 0 | -3 | | 16 | D | | | | | | | | | | | | | | |
11/7/25 15:20 | 11/6/25 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 9 | S | -361 | 11.46 | 0 | -32 | -100 | 0 | I | | | | | | | | | | | | | | |
11/7/25 10:06 | 10/31/25 | OSBC | Old Second Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Campbell Darin Patrick | IL | DO | P,Powers | 1 | S.m | -1,040 | 18.06 | 0 | -58 | | 341 | I | | | | | | | | | | | | | | |
11/6/25 19:07 | 11/4/25 | DCOM | Dime Community Bancshares, Inc. /Ny/ | NY | Financ | NtBnk | National Commercial Banks | Basswood Capital Management, L.L.C. | NY | DH | Director | 2 | S | -812 | 27.49 | 0 | -30 | | 3,063 | I | | | | | | | | | | | | | | |
11/6/25 17:34 | 11/4/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Iwaschuk William | NY | O | Co-P,CLO | 1 | S | -3,898 | 22.52 | 0 | -173 | | 1,054 | D | | | | | | | | | | | | | | |
11/6/25 17:04 | 11/4/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Cooper Matthew W | VA | O | GC,Corp | 3 | S | -1,310 | 218.27 | 0 | -6 | | 100 | D | | | | | | | | | | | | | | |
11/6/25 17:03 | 11/4/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Fairbank Richard D | VA | DO | CB,CEO | 2 | S.d | -46,193 | 223.18 | 0 | -207 | | 4,051 | D | | | | | | | | | | | | | | |
11/6/25 17:01 | 11/4/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 2 | S | -12,865 | 118.61 | 0 | -108 | | 94 | D | | | | | | | | | | | | | | |
11/6/25 15:24 | 11/4/25 | PNC | Pnc Financial Services Group, Inc. | PA | Financ | NtBnk | National Commercial Banks | Thomas Michael Duane | PA | O | EVP | 1 | S | -184 | 183.57 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
11/6/25 13:52 | 11/4/25 | TRMK | Trustmark Corp | MS | Financ | NtBnk | National Commercial Banks | Conerly Tracy T | MS | D | | 1 | S | -298 | 37.22 | 0 | -8 | | 15 | D | | | | | | | | | | | | | | |
11/6/25 10:21 | 11/4/25 | HNVR | Hanover Bancorp, Inc. /Md | MD | Financ | StBnk | State Commercial Banks | Golden Robert | NY | D | | 1 | S | -106 | 21.25 | 0 | -5 | | 411 | I | | | | | | | | | | | | | | |
11/6/25 08:24 | 11/5/25 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Pankaj Rajesh | DE | O | CTO | 4 | S | -1,264 | 316.05 | 0 | -4 | | 67 | D | | | | | | | | | | | | | | |
11/5/25 20:57 | 11/3/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Buchanan Christopher Scott | GA | DO | COO,P | 5 | S | -182 | 3.64 | 0 | -50 | | 147 | D | | | | | | | | | | | | | | |
11/5/25 19:54 | 11/3/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Mintz Brandon Taylor | GA | DO | CEO | 5 | S.dm | -12,635 | 3.62 | 0 | -3,490 | -100 | 0 | I | | | | | | | | | | | | | | |
11/5/25 18:22 | 11/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 3 | S | -9,880 | 131.74 | 0 | -75 | | 611 | D | | | | | | | | | | | | | | |
11/5/25 17:43 | 11/3/25 | OMF | Onemain Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Shulman Douglas H. | IN | DO | P,CEO | 1 | S | -2,084 | 59.54 | 0 | -35 | | 232 | D | | | | | | | | | | | | | | |
11/5/25 17:31 | 11/3/25 | SYF | Synchrony Financial | NY | Financ | Loan | Finance Services | Owens Darrell | CT | O | See rema | 1 | S | -221 | 74.02 | 0 | -3 | | 16 | D | | | | | | | | | | | | | | |
11/5/25 17:31 | 11/3/25 | SYF | Synchrony Financial | NY | Financ | Loan | Finance Services | Coviello Arthur W Jr | CT | D | | 1 | S | -591 | 73.93 | 0 | -8 | | 36 | D | | | | | | | | | | | | | | |
11/5/25 17:31 | 11/3/25 | SYF | Synchrony Financial | NY | Financ | Loan | Finance Services | Howse Curtis | CT | O | See rema | 1 | S.d | -895 | 74.02 | 0 | -12 | | 108 | D | | | | | | | | | | | | | | |
11/5/25 17:06 | 11/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 1 | S.d | -826 | 330.33 | 0 | -3 | | 59 | D | | | | | | | | | | | | | | |
11/5/25 17:05 | 11/3/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Armstrong Brian | NY | DOT | CB,CEO | 5 | S.d | -41,969 | 335.75 | 0 | -125 | -100 | 1 | I | | | | | | | | | | | | | | |
11/5/25 17:03 | 11/4/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | 23 | S.dm | -180,550 | 5.89 | 0 | -30,662 | | 7,581 | I | | | | | | | | | | | | | | |
11/5/25 16:52 | 11/5/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | 12 | S | -876 | 66.39 | 0 | -13 | | 336 | M | | | | | | | | | | | | | | |
11/5/25 16:49 | 11/4/25 | FHN | First Horizon Corp | TN | Financ | NtBnk | National Commercial Banks | Popwell David T | TN | O | SEVP Sr | 2 | S | -5,556 | 21.78 | 0 | -255 | | 466 | D | | | | | | | | | | | | | | |
11/5/25 16:35 | 11/3/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | 1 | S | -103 | 91.20 | 0 | -1 | | 118 | D | | | | | | | | | | | | | | |
11/5/25 16:19 | 11/4/25 | NTRS | Northern Trust Corp | DE | Financ | StBnk | State Commercial Banks | Levy Susan Cohen | IL | O | EVP,GC | 1 | S.d | -3,535 | 128.13 | 0 | -28 | | 122 | D | | | | | | | | | | | | | | |
11/5/25 16:16 | 11/3/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Johnson Pamela D. | IL | O | CFO | 2 | S.d | -73 | 11.00 | 0 | -7 | | 155 | D | | | | | | | | | | | | | | |
11/5/25 16:15 | 11/3/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | McKay Christopher J. | IL | O | Chief Ri | 2 | S.d | -112 | 11.06 | 0 | -10 | | 172 | D | | | | | | | | | | | | | | |
11/5/25 16:12 | 11/3/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | 5 | S.m | -5,926 | 68.55 | 0 | -86 | 0 | 24,797 | I | | | | | | | | | | | | | | |
11/5/25 16:04 | 11/3/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | 3 | S | -53 | 23.41 | 0 | -2 | | 83 | D | | | | | | | | | | | | | | |
11/5/25 16:00 | 11/3/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | 3 | S | -562 | 88.95 | 0 | -6 | | 90 | D | | | | | | | | | | | | | | |
11/5/25 08:39 | 11/4/25 | UMBF | Umb Financial Corp | MO | Financ | NtBnk | National Commercial Banks | Newton Nikki Farentino | MO | O | P,Privat | 1 | S | -138 | 106.09 | 0 | -1 | | 14 | D | | | | | | | | | | | | | | |
11/4/25 17:18 | 11/3/25 | EWBC | East West Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Krause Douglas Paul | CA | O | Vice CB | 1 | S | -1,000 | 100.04 | 0 | -10 | | 73 | D | | | | | | | | | | | | | | |
11/4/25 16:43 | 11/4/25 | FRME | First Merchants Corp | IN | Financ | NtBnk | National Commercial Banks | Fluhler Stephan | IN | OH | CIO | 1 | S | -202 | 35.55 | 0 | -6 | | 31 | D | | | | | | | | | | | | | | |
11/4/25 16:17 | 10/31/25 | AXP | American Express Co | NY | Financ | Loan | Finance Services | Rutledge Elizabeth | NY | O | CMO | 1 | S.d | -18,011 | 360.21 | 0 | -50 | | 88 | D | | | | | | | | | | | | | | |
11/4/25 12:57 | 11/3/25 | GBFH | Gbank Financial Holdings Inc. | NV | Financ | StBnk | State Commercial Banks | Campbell Tara Allyce | NV | O | EVP,COO | 1 | S | -138 | 35.61 | 0 | -4 | | 4 | D | | | | | | | | | | | | | | |
11/4/25 11:35 | 11/3/25 | PEBK | Peoples Bancorp of North Carolina Inc | NC | Financ | StBnk | State Commercial Banks | Abernethy James S | NC | D | | 4 | S | -79 | 30.43 | 0 | -3 | | 215 | D | | | | | | | | | | | | | | |
11/4/25 11:34 | 11/3/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Ford Harold Eugene Jr. | IL | D | | 1 | S | -264 | 263.53 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
11/4/25 08:44 | 10/31/25 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Schmidt Joshua D. | DE | O | CLO,Corp | 2 | S | -312 | 334.38 | 0 | -1 | | 28 | D | | | | | | | | | | | | | | |
11/4/25 06:04 | 10/31/25 | WOLF | Wolfspeed, Inc. | DE | Financ | NtBnk | National Commercial Banks | Citigroup Inc | NY | T | | 1 | S.d | -5,090 | 26.18 | 0 | -194 | | 2,586 | I | | | | | | | | | | | | | | |
11/3/25 20:06 | 8/7/25 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Fox Lynne P. | NY | D | | 1 | S.dm | -253 | 27.34 | 0 | -9 | | 25 | D | | | | | | | | | | | | | | |
11/3/25 20:06 | 10/31/25 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Kelly Julie | NY | D | | 1 | S.d | -183 | 27.34 | 0 | -7 | | 19 | D | | | | | | | | | | | | | | |
11/3/25 20:05 | 10/31/25 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Romney Edgar | NY | D | | 1 | S.d | -183 | 27.34 | 0 | -7 | | 19 | D | | | | | | | | | | | | | | |
11/3/25 19:56 | 11/3/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | 4 | S.m | -1,016 | 31.94 | 0 | -32 | | 954 | I | | | | | | | | | | | | | | |
11/3/25 18:18 | 9/2/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees | MT | T | | 3 | S | -949 | 31.62 | 0 | -30 | | 519 | I | | | | | | | | | | | | | | |
11/3/25 18:17 | 11/3/25 | FINW | Finwise Bancorp | UT | Financ | StBnk | State Commercial Banks | Keil Robert | UT | H | See Rema | 1 | S | -29 | 19.48 | 0 | -2 | | 56 | D | | | | | | | | | | | | | | |
11/3/25 17:13 | 11/3/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | 1 | S | -728 | 48.54 | 0 | -15 | | 157 | D | | | | | | | | | | | | | | |
11/3/25 17:09 | 10/30/25 | BOKF | Bok Financial Corp | OK | Financ | NtBnk | National Commercial Banks | Bangert Steven | CO | D | | 1 | S | -266 | 106.20 | 0 | -3 | | 51 | M | | | | | | | | | | | | | | |
11/3/25 16:39 | 11/3/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | 3 | S | -87 | 18.47 | 0 | -5 | | 158 | I | | | | | | | | | | | | | | |
11/3/25 16:18 | 10/30/25 | ENBP | Enb Financial Corp | PA | Financ | NtBnk | National Commercial Banks | Klein Nicholas D | PA | O | Chief Ri | 1 | S | -8 | 22.45 | 0 | 0 | | 7 | D | | | | | | | | | | | | | | |
11/3/25 16:10 | 10/31/25 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Sharp Douglas J | GA | O | Senior M | 1 | S | -3,769 | 23.56 | 0 | -160 | -100 | 0 | D | | | | | | | | | | | | | | |
11/3/25 16:04 | 10/31/25 | CASH | Pathward Financial, Inc. | DE | Financ | NtBnk | National Commercial Banks | Hajek Douglas J. | SD | D | | 1 | S | -204 | 68.11 | 0 | -3 | | 17 | D | | | | | | | | | | | | | | |
11/3/25 14:56 | 9/8/25 | DCOM | Dime Community Bancshares, Inc. /Ny/ | NY | Financ | NtBnk | National Commercial Banks | Nielsen Raymond A | NY | D | | 2 | S.m | -142 | 27.30 | 0 | -5 | | 39 | D | | | | | | | | | | | | | | |
11/3/25 13:58 | 10/23/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Bouffard David Mark | VT | D | | 1 | S | 0 | 22.50 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
11/3/25 10:30 | 10/30/25 | CARE | Carter Bankshares, Inc. | VA | Financ | NtBnk | National Commercial Banks | Bolton Robert M. | VA | D | | 1 | S | -33 | 17.23 | 0 | -2 | | 67 | D | | | | | | | | | | | | | | |
10/31/25 16:47 | 10/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | 3 | S.m | -3,767 | 68.50 | 0 | -55 | | 224 | D | | | | | | | | | | | | | | |
10/31/25 16:42 | 10/31/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward | NY | DO | CB,CEO | 1 | S | -16,434 | 164.34 | 0 | -100 | | 761 | D | | | | | | | | | | | | | | |
10/31/25 16:20 | 10/29/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Cunningham Steven E | IL | DO | CFO | 1 | S.d | -1,795 | 120.70 | 0 | -15 | | 128 | D | | | | | | | | | | | | | | |
10/30/25 21:39 | 10/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 2 | S.m | -36,725 | 96.10 | 0 | -382 | 0 | 96,527 | I | | | | | | | | | | | | | | |
10/30/25 17:16 | 10/28/25 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Liu Chang | CA | DO | P,CEO | 1 | S | -239 | 46.24 | 0 | -5 | | 108 | D | | | | | | | | | | | | | | |
10/30/25 17:00 | 10/30/25 | TCBX | Third Coast Bancshares, Inc. | TX | Financ | SnBnk | Savings Institutions, Not Fed | Glander Troy Andrew | TX | D | | 1 | S | -63 | 36.96 | 0 | -2 | | 29 | D | | | | | | | | | | | | | | |
10/30/25 16:13 | 10/28/25 | CLST | Catalyst Bancorp, Inc. | | Financ | SvBnk | Savings Institution, Federall | Kleiser Kirk E. | LA | D | | 1 | S.d | -64 | 13.40 | 0 | -5 | | 52 | I | | | | | | | | | | | | | | |
10/30/25 16:07 | 10/24/25 | CASH | Pathward Financial, Inc. | DE | Financ | NtBnk | National Commercial Banks | Dombrowski Nadia | SD | O | Chief Le | 1 | S | -357 | 71.46 | 0 | -5 | | 7 | D | | | | | | | | | | | | | | |
10/30/25 13:57 | 10/29/25 | EFSI | Eagle Financial Services Inc | VA | Financ | StBnk | State Commercial Banks | Stokely John D Jr | VA | D | | 1 | S | -216 | 36.60 | 0 | -6 | | 13 | M | | | | | | | | | | | | | | |
10/29/25 19:54 | 10/27/25 | MFH | Mercurity Fintech Holding Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | CT | DO | CSO | 4 | S.m | -101 | 12.17 | 0 | -8 | | 58 | D | | | | | | | | | | | | | | |
10/29/25 18:35 | 10/27/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | We-Inn LLC | IL | T | | 3 | S.m | -3,456 | 3.02 | 0 | -1,144 | | 8,340 | D | | | | | | | | | | | | | | |
10/29/25 17:45 | 10/28/25 | BY | Byline Bancorp, Inc. | DE | Financ | StBnk | State Commercial Banks | Abraham Thomas | IL | O | P,SBC | 1 | S | -629 | 26.89 | 0 | -23 | | 39 | D | | | | | | | | | | | | | | |
10/29/25 17:28 | 10/27/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | 5 | S.dm | -11,958 | 123.28 | 0 | -97 | | 348 | D | | | | | | | | | | | | | | |
10/29/25 16:48 | 10/27/25 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Lo Thomas M. | CA | O | EVP,Chie | 1 | S | -47 | 46.83 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
10/29/25 16:31 | 9/5/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 4 | S | -3,040 | 129.60 | 0 | -23 | | 24 | D | | | | | | | | | | | | | | |
10/29/25 16:21 | 10/27/25 | STT | State Street Corp | MA | Financ | StBnk | State Commercial Banks | Richards Michael L | MA | O | EVP,Seni | 2 | S | -291 | 116.41 | 0 | -3 | | 41 | D | | | | | | | | | | | | | | |
10/29/25 16:10 | 10/28/25 | NECB | Northeast Community Bancorp, Inc./Md/ | MD | Financ | SnBnk | Savings Institutions, Not Fed | Hom Donald S | NY | O | EVP,CFO | 1 | S.d | -81 | 20.19 | 0 | -4 | | 48 | M | | | | | | | | | | | | | | |
10/29/25 14:54 | 10/27/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DO | CEO | 3 | S | -1,905 | 63.49 | 0 | -30 | | 3,163 | I | | | | | | | | | | | | | | |
10/28/25 21:34 | 10/24/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Perotti Daniel Stanley | CA | O | CFO | 4 | S.d | -6,104 | 127.45 | 0 | -48 | | 238 | D | | | | | | | | | | | | | | |
10/28/25 21:32 | 10/24/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | McCallion Anne | CA | D | | 1 | S.d | -3,653 | 131.55 | 0 | -28 | | 157 | D | | | | | | | | | | | | | | |
10/28/25 20:52 | 9/3/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | 6 | S.d | -1,312 | 64.76 | 0 | -20 | | 130 | D | | | | | | | | | | | | | | |
10/28/25 16:34 | 10/27/25 | ZION | Zions Bancorporation, National Association /Ut/ | UT | Financ | NtBnk | National Commercial Banks | Smith Jennifer Anne | UT | O | EVP | 1 | S | -131 | 53.10 | 0 | -2 | | 25 | D | | | | | | | | | | | | | | |
10/28/25 16:31 | 10/24/25 | PNC | Pnc Financial Services Group, Inc. | PA | Financ | NtBnk | National Commercial Banks | Deborah Guild | PA | O | EVP | 1 | S | -202 | 186.97 | 0 | -1 | | 27 | D | | | | | | | | | | | | | | |
10/28/25 16:15 | 10/27/25 | WSBF | Waterstone Financial, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Hansen Michael L | WI | D | | 1 | S | -1,234 | 15.16 | 0 | -81 | -100 | 0 | M | | | | | | | | | | | | | | |
10/28/25 16:06 | 10/27/25 | UCB | United Community Banks Inc | GA | Financ | StBnk | State Commercial Banks | Bradshaw Richard | SC | O | EVP,Chie | 1 | S | -50 | 30.23 | 0 | -2 | | 75 | D | | | | | | | | | | | | | | |
10/28/25 15:45 | 10/24/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Jakota Games & Reels | I0 | T | | 1 | S | -50 | 0.0010 | 0 | -50,000 | | 395,607 | D | | | | | | | | | | | | | | |
10/27/25 18:12 | 10/23/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Spector David | CA | DO | CB,CEO | 4 | S.d | -10,849 | 125.92 | 0 | -86 | | 708 | D | | | | | | | | | | | | | | |
10/27/25 16:10 | 10/24/25 | CASH | Pathward Financial, Inc. | DE | Financ | NtBnk | National Commercial Banks | Sharett Anthony M. | SD | O | P | 1 | S | -823 | 71.55 | 0 | -12 | | 25 | D | | | | | | | | | | | | | | |
10/24/25 16:36 | 10/23/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Sanborn Scott | CA | DO | CEO | 3 | S | -1,589 | 17.66 | 0 | -90 | | 1,270 | D | | | | | | | | | | | | | | |
10/24/25 16:08 | 10/23/25 | AXP | American Express Co | NY | Financ | Loan | Finance Services | Tabish Douglas | NY | O | Chief Ri | 1 | S | -894 | 355.61 | 0 | -3 | | 3 | D | | | | | | | | | | | | | | |
10/24/25 16:06 | 10/22/25 | AXP | American Express Co | NY | Financ | Loan | Finance Services | Pickett Denise | NY | O | P,Enterp | 1 | S | -1,754 | 350.73 | 0 | -5 | | 10 | D | | | | | | | | | | | | | | |
10/23/25 16:51 | 10/22/25 | ALLY | Ally Financial Inc. | DE | Financ | StBnk | State Commercial Banks | Patterson Kathleen L. | MI | O | Chief HR | 1 | S | -1,185 | 40.86 | 0 | -29 | | 100 | D | | | | | | | | | | | | | | |
10/23/25 16:50 | 10/22/25 | UNTY | Unity Bancorp Inc /Nj/ | NJ | Financ | StBnk | State Commercial Banks | Donovan James Joseph | NJ | O | Chief Le | 1 | S | -8 | 48.29 | 0 | 0 | | 5 | D | | | | | | | | | | | | | | |
10/23/25 16:50 | 7/16/25 | EURK | Eureka Acquisition Corp | E9 | Financ | AcqCo | Blank Checks | Wolverine Asset Management LLC | IL | T | | 4 | S | -19 | 11.96 | 0 | -2 | 0 | 584 | I | | | | | | | | | | | | | | |
10/23/25 16:36 | 10/21/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 3 | S.d | -151,406 | 120.64 | 0 | -1,255 | -100 | 1 | I | | | | | | | | | | | | | | |
10/22/25 19:00 | 10/20/25 | MCB | Metropolitan Bank Holding Corp. | NY | Financ | StBnk | State Commercial Banks | Lublin Scott | NY | O | EVP,Chie | 1 | S | -372 | 74.36 | 0 | -5 | | 41 | D | | | | | | | | | | | | | | |
10/22/25 18:42 | 10/20/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 1 | S | -13,981 | 1,165.0 | 0 | -12 | | 7 | D | | | | | | | | | | | | | | |
10/22/25 18:40 | 9/2/25 | VBTX | Veritex Holdings, Inc. | TX | Financ | StBnk | State Commercial Banks | Harper Angela | TX | O | EVP,Cred | 1 | S.d | -85 | 33.68 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
10/22/25 18:22 | 7/24/25 | VBTX | Veritex Holdings, Inc. | TX | Financ | StBnk | State Commercial Banks | Acosta Arcilia | TX | D | | 1 | S.dm | -1,778 | 32.36 | 0 | -55 | -100 | 0 | D | | | | | | | | | | | | | | |
10/22/25 18:19 | 10/20/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Keough Kelli | CA | O | EVP,GBUL | 3 | S | -798 | 26.03 | 0 | -31 | | 285 | D | | | | | | | | | | | | | | |
10/22/25 17:52 | 10/22/25 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 1 | S | -424,391 | 28.78 | 0 | -14,745 | | 61,942 | I | | | | | | | | | | | | | | |
10/21/25 18:55 | 10/17/25 | MCB | Metropolitan Bank Holding Corp. | NY | Financ | StBnk | State Commercial Banks | Rosenberg Nick | NY | O | EVP | 2 | S | -145 | 77.14 | 0 | -2 | | 29 | D | | | | | | | | | | | | | | |
10/21/25 18:26 | 10/17/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Armstrong Annie | CA | O | Chief Ri | 3 | S | -265 | 16.54 | 0 | -16 | | 385 | D | | | | | | | | | | | | | | |
10/21/25 16:33 | 10/20/25 | USB | Us Bancorp De | DE | Financ | NtBnk | National Commercial Banks | Chosy James L | MN | O | Senior E | 1 | S.d | -1,261 | 46.86 | 0 | -27 | | 226 | D | | | | | | | | | | | | | | |
10/21/25 16:31 | 10/20/25 | USB | Us Bancorp De | DE | Financ | NtBnk | National Commercial Banks | Cecere Andrew | MN | DH | Executiv | 1 | S.d | -6,509 | 46.35 | 0 | -140 | | 1,376 | D | | | | | | | | | | | | | | |
10/20/25 20:45 | 8/18/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Thiel Frederick G | FL | DO | CEO | 3 | S.m | -1,886 | 17.15 | 0 | -110 | | 3,811 | D | | | | | | | | | | | | | | |
10/20/25 16:26 | 10/17/25 | HWC | Hancock Whitney Corp | MS | Financ | StBnk | State Commercial Banks | Achary Michael M | MS | O | CFO | 1 | S | -543 | 54.86 | 0 | -10 | | 56 | D | | | | | | | | | | | | | | |
10/20/25 16:18 | 10/17/25 | HWC | Hancock Whitney Corp | MS | Financ | StBnk | State Commercial Banks | Hairston John M | MS | DO | P,CEO | 1 | S | -1,196 | 54.65 | 0 | -22 | | 271 | D | | | | | | | | | | | | | | |
10/17/25 19:00 | 8/15/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Khan Salman Hassan | FL | O | CFO | 3 | S | -1,900 | 18.24 | 0 | -104 | | 1,722 | I | | | | | | | | | | | | | | |
10/17/25 16:20 | 10/15/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Haas Alesia J | NY | O | CFO | 3 | S | -6,250 | 329.62 | 0 | -19 | | 96 | M | | | | | | | | | | | | | | |
10/16/25 20:15 | 10/14/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Yeaman Kevin J | CA | DO | P,CEO | 2 | S.d | -3,513 | 70.27 | 0 | -50 | | 242 | I | | | | | | | | | | | | | | |
10/16/25 18:49 | 10/15/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Kelly Patrick Arthur | NY | O | Co-P,COO | 3 | S | -1,278 | 10.99 | 0 | -116 | | 1,214 | D | | | | | | | | | | | | | | |
10/16/25 18:18 | 10/14/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | V3 Holding Ltd | E9 | T | | 11 | S.m | -368,604 | 12.44 | 0 | -29,626 | | 89,742 | I | | | | | | | | | | | | | | |
10/16/25 17:21 | 10/14/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DOT | Exec Cha | 12 | S.dm | -41,030 | 2.85 | 0 | -14,373 | | 116,376 | I | | | | | | | | | | | | | | |
10/15/25 17:47 | 10/13/25 | GREE | Greenidge Generation Holdings Inc. | DE | Financ | Loan | Finance Services | Mulvihill Christian | NY | O | CFO | 2 | S | -2 | 1.76 | 0 | -1 | | 98 | D | | | | | | | | | | | | | | |
10/14/25 16:39 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Novogratz Michael | NY | DOT | CEO | 1 | S.d | -108,000 | 36.00 | 0 | -3,000 | | 349 | I | | | | | | | | | | | | | | |
10/14/25 16:36 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ferraro Christopher C | NY | O | P,CIO | 1 | S.d | -27,000 | 36.00 | 0 | -750 | | 688 | D | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Galaxy Group Investments LLC | NY | T | | 1 | S.d | -89,174 | 36.00 | 0 | -2,477 | -100 | 0 | D | | | | | | | | | | | | | | |
10/14/25 16:29 | 10/9/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | 6 | S | -8,711 | 11.00 | 0 | -792 | | 991 | I | | | | | | | | | | | | | | |
10/14/25 11:13 | 10/9/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Hennessy Daniel J | FL | D | | 2 | S.m | -134 | 5.13 | 0 | -26 | | 1,185 | D | | | | | | | | | | | | | | |
10/10/25 20:06 | 9/10/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Jackman William Richard | CO | O | EVP,GC | 2 | S | -7,832 | 15.78 | 0 | -496 | | 2,261 | D | | | | | | | | | | | | | | |
10/10/25 19:27 | 10/10/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | 1 | S | -345 | 23.00 | 0 | -15 | | 823 | D | | | | | | | | | | | | | | |
10/10/25 16:30 | 10/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 1 | S.d | -1,602 | 158.88 | 0 | -10 | | 65 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/7/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | 2 | S.d | -14,279 | 356.97 | 0 | -40 | | 32 | D | | | | | | | | | | | | | | |
10/8/25 20:00 | 10/7/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Mellinger Douglas K | FL | D | | 2 | S | -37 | 18.41 | 0 | -2 | | 173 | D | | | | | | | | | | | | | | |
10/8/25 16:03 | 10/6/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | 2 | S.d | -1,413 | 40.57 | 0 | -35 | | 11 | M | | | | | | | | | | | | | | |
10/8/25 14:19 | 10/8/25 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Schneeberger Carol A | OH | D | | 2 | S | -61 | 30.52 | 0 | -2 | | 24 | D | | | | | | | | | | | | | | |
10/7/25 16:34 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Mars III Sam A. | TN | D | | 1 | S | -546 | 23.16 | 0 | -24 | | 18 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Neely Alan C. | TN | D | | 1 | S | -11,342 | 23.16 | 0 | -490 | | 508 | M | | | | | | | | | | | | | | |
10/7/25 16:27 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Aaron A. | TN | DT | | 1 | S | -67,136 | 23.16 | 0 | -2,899 | | 2,218 | I | | | | | | | | | | | | | | |
10/7/25 16:24 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Holding Company, L.P. | TN | T | | 1 | S | -67,136 | 23.16 | 0 | -2,899 | | 2,204 | D | | | | | | | | | | | | | | |
10/7/25 16:20 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson John Adam | TN | DOT | Exec Cha | 1 | S | -68,523 | 23.16 | 0 | -2,959 | | 2,254 | M | | | | | | | | | | | | | | |
10/7/25 16:17 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Spurlock Martha S. | TN | DT | | 1 | S | -44,373 | 23.16 | 0 | -1,916 | | 1,263 | M | | | | | | | | | | | | | | |
10/7/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Dennis Michael | TN | D | | 1 | S | -658 | 23.16 | 0 | -28 | | 22 | D | | | | | | | | | | | | | | |
10/7/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Unified Shares LLC | TN | T | | 1 | S | -41,480 | 23.16 | 0 | -1,791 | | 1,168 | D | | | | | | | | | | | | | | |
10/7/25 12:24 | 10/6/25 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | Reske James R | PA | O | EVP,CFO | 2 | S.d | -76 | 17.36 | 0 | -4 | | 88 | D | | | | | | | | | | | | | | |
10/6/25 18:25 | 10/6/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Lutnick Howard W | NY | T | | 7 | S.d | -82,632 | 0.6935 | 0 | -119,145 | -100 | 0 | M | | | | | | | | | | | | | | |
10/3/25 20:38 | 9/10/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Sagati Aghili Naseem | CA | O | GC | 2 | S | -7,022 | 167.18 | 0 | -42 | | 276 | D | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 3 | S | -5,841 | 94.92 | 0 | -62 | | 1,936 | I | | | | | | | | | | | | | | |
10/3/25 17:44 | 10/3/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | 3 | S | -3,005 | 20.04 | 0 | -150 | | 8,150 | I | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 2 | S.d | -508,773 | 118.99 | 0 | -4,276 | -100 | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:55 | 8/28/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | 3 | S.d | -1,133 | 37.52 | 0 | -30 | | 101 | D | | | | | | | | | | | | | | |
10/3/25 16:55 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Rosen Tami | NY | DO | Chief De | 2 | S.d | -1,033 | 35.76 | 0 | -29 | | 43 | D | | | | | | | | | | | | | | |
10/3/25 16:54 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Perros Evangelos | NY | O | CFO | 3 | S.dm | -1,757 | 36.53 | 0 | -48 | | 78 | D | | | | | | | | | | | | | | |
10/3/25 16:21 | 10/1/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | 3 | S.d | -11,302 | 318.93 | 0 | -35 | | 82 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 9 | S.m | -63,374 | 63.37 | 0 | -1,000 | | 3,673 | I | | | | | | | | | | | | | | |
10/3/25 14:39 | 10/1/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Jakota Capital AG | | T | | 1 | S | -5,750 | 0.0058 | 0 | -1,000,000 | | 238,560 | D | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 2 | S | -604 | 94.26 | 0 | -6 | | 73 | I | | | | | | | | | | | | | | |
10/1/25 21:17 | 9/30/25 | ORA | Ormat Technologies, Inc. | NY | Financ | Invest | Investors | Sharir Dafna | NV | D | | 1 | S | -95 | 96.70 | 0 | -1 | | 2 | D | | | | | | | | | | | | | | |
10/1/25 10:40 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Stockwell Lynn | FL | DOT | CEO,Exe. | 1 | S.d | 0 | 0.00 | 0 | -7,967 | | 6,708 | I | | | | | | | | | | | | | | |
10/1/25 10:37 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Drugs Made In America Acquisition II LLC | FL | T | | 1 | S.d | 0 | 0.00 | 0 | -7,967 | | 6,708 | D | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | 8 | S.m | -232 | 19.87 | 0 | -12 | | 151 | I | | | | | | | | | | | | | | |
9/30/25 12:10 | 8/1/25 | YHNA | Yhn Acquisition I Ltd | D8 | Financ | AcqCo | Blank Checks | Tominaga Satoshi | K3 | H | Former C | 1 | S | -3,214 | 214.29 | 0 | -15 | | 15 | D | | | | | | | | | | | | | | |
9/30/25 10:14 | 9/29/25 | PGC | Peapack Gladstone Financial Corp | NJ | Financ | NtBnk | Commercial Banks | Gramigna Edward A Jr | NJ | D | | 1 | S.d | 0 | 28.00 | 0 | 0 | 0 | 26 | D | | | | | | | | | | | | | | |
9/29/25 18:55 | 9/26/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 1 | S | -281 | 11.25 | 0 | -25 | | 300 | D | | | | | | | | | | | | | | |
9/29/25 18:34 | 8/13/25 | HTH | Hilltop Holdings Inc. | MD | Financ | StBnk | State Commercial Banks | Thompson Steve B | TX | O | PrimeLen | 2 | S.m | -756 | 31.95 | 0 | -24 | | 111 | D | | | | | | | | | | | | | | |
9/29/25 18:13 | 9/29/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 2 | S | -4 | 10.73 | 0 | 0 | | 17 | D | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 1 | S.d | -857 | 85.66 | 0 | -10 | | 76 | D | | | | | | | | | | | | | | |
9/26/25 17:22 | 9/25/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 1 | S | -19,853 | 175.69 | 0 | -113 | | 696 | D | | | | | | | | | | | | | | |
9/25/25 19:00 | 9/18/25 | TVA | Texas Ventures Acquisition III Corp | E9 | Financ | AcqCo | Blank Checks | Tv Partners Iii, LLC | TX | T | | 1 | S | 0 | 0.00 | 0 | -7,500 | -100 | 0 | D | | | | | | | | | | | | | | |
9/25/25 18:30 | 9/23/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Williams Mel | TX | TH | See Rema | 2 | S | -1,079 | 12.02 | 0 | -90 | | 4,156 | I | | | | | | | | | | | | | | |
9/25/25 17:00 | 9/23/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | S | 0 | 0.00 | 0 | -14 | | 22 | D | | | | | | | | | | | | | | |
9/25/25 16:45 | 9/23/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DTH | See rema | 5 | S.m | -3,410 | 12.40 | 0 | -275 | | 3,159 | I | | | | | | | | | | | | | | |
9/25/25 09:21 | 9/23/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D | | 1 | S | -35 | 141.10 | 0 | 0 | | 3 | D | | | | | | | | | | | | | | |
9/24/25 18:55 | 9/22/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Pbra, LLC | NY | T | | 1 | S | -50,088 | 50.31 | 0 | -996 | -100 | 0 | I | | | | | | | | | | | | | | |
9/24/25 18:00 | 9/22/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Levchin Max R | CA | DOT | CEO | 4 | S.d | -112,807 | 84.61 | 0 | -1,333 | | 735 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 1 | S.d | -864 | 86.41 | 0 | -10 | | 16 | D | | | | | | | | | | | | | | |
9/23/25 17:21 | 9/19/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 1 | S | -532 | 12.08 | 0 | -44 | | 170 | D | | | | | | | | | | | | | | |
9/23/25 08:48 | 9/22/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D | | 1 | S.d | -324 | 105.01 | 0 | -3 | | 47 | D | | | | | | | | | | | | | | |
9/22/25 20:06 | 9/19/25 | WULF | Terawulf Inc. | DE | Financ | Loan | Finance Services | Motz Catherine J. | MD | D | | 1 | S | -584 | 11.04 | 0 | -53 | | 153 | D | | | | | | | | | | | | | | |
9/22/25 16:27 | 9/19/25 | DAVE | Dave Inc./De | | Financ | Loan | Finance Services | Beilman Kyle | CA | O | CFO,COO, | 3 | S.m | -16,816 | 228.57 | 0 | -74 | | 224 | D | | | | | | | | | | | | | | |
9/22/25 16:26 | 9/19/25 | DAVE | Dave Inc./De | | Financ | Loan | Finance Services | Wilk Jason | CA | DO | CEO | 3 | S.dm | -24,530 | 228.07 | 0 | -108 | | 266 | D | | | | | | | | | | | | | | |
9/22/25 16:06 | 9/18/25 | CACC | Credit Acceptance Corp | MI | Financ | Loan | Personal Credit Institutions | Booth Kenneth | MI | DO | CEO | 1 | S.d | -2,026 | 506.59 | 0 | -4 | | 68 | D | | | | | | | | | | | | | | |
9/19/25 20:49 | 9/18/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Rishel Jeremy | CA | O | CTO | 1 | S | -2,715 | 27.50 | 0 | -99 | | 1,521 | D | | | | | | | | | | | | | | |
9/19/25 16:30 | 9/17/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Stuart Glen | GA | O | COO | 1 | S | -162 | 172.04 | 0 | -1 | | 17 | D | | | | | | | | | | | | | | |
9/19/25 15:31 | 9/12/25 | NPB | Northpointe Bancshares Inc | MI | Financ | StBnk | State Commercial Banks | Hooker David Stevens | MI | D | | 1 | S | -1,187 | 18.21 | 0 | -65 | | 847 | I | | | | | | | | | | | | | | |
9/19/25 14:35 | 9/18/25 | CCB | Coastal Financial Corp | WA | Financ | StBnk | State Commercial Banks | Sprink Eric M | WA | DO | CEO | 2 | S.m | -3,350 | 110.99 | 0 | -30 | | 224 | D | | | | | | | | | | | | | | |
9/19/25 14:34 | 9/18/25 | CCB | Coastal Financial Corp | WA | Financ | StBnk | State Commercial Banks | Edwards Joel G | WA | O | CFO | 3 | S.m | -3,385 | 111.27 | 0 | -30 | | 36 | D | | | | | | | | | | | | | | |
9/19/25 12:32 | 9/18/25 | PGC | Peapack Gladstone Financial Corp | NJ | Financ | NtBnk | Commercial Banks | Chalkan Lisa | NJ | O | EVP,Chie | 1 | S.d | -74 | 29.65 | 0 | -3 | | 24 | D | | | | | | | | | | | | | | |
9/18/25 19:30 | 9/18/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Marcus Jonathan L | IL | O | Sr MD GC | 2 | S | -200 | 260.51 | 0 | -1 | | 8 | D | | | | | | | | | | | | | | |
9/18/25 16:32 | 9/16/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | 1 | S.d | -1,381 | 202.75 | 0 | -7 | -100 | 0 | D | | | | | | | | | | | | | | |
9/18/25 16:21 | 9/18/25 | FDSB | Fifth District Bancorp, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Sins Linda A. | LA | D | | 1 | S.d | -2 | 13.95 | 0 | 0 | 0 | 36 | I | | | | | | | | | | | | | | |
9/18/25 16:12 | 9/16/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Thornock Tai A. | TX | O | Chief Ac | 2 | S | -58 | 26.54 | 0 | -2 | | 16 | D | | | | | | | | | | | | | | |
9/18/25 13:41 | 9/17/25 | CBFV | Cb Financial Services, Inc. | | Financ | StBnk | State Commercial Banks | George Jennifer L | PA | O | SEVP,COO | 1 | S.d | -167 | 33.15 | 0 | -5 | | 15 | D | | | | | | | | | | | | | | |
9/18/25 12:21 | 9/17/25 | WAFD | Wafd Inc | WA | Financ | NtBnk | National Commercial Banks | Singleton Sean | WA | D | | 1 | S | -32 | 31.71 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
9/18/25 11:29 | 9/17/25 | WRLD | World Acceptance Corp | SC | Financ | Loan | Personal Credit Institutions | Caulder Alice Lindsay | SC | O | SVP,HR | 1 | S | -167 | 167.33 | 0 | -1 | | 17 | D | | | | | | | | | | | | | | |
9/17/25 21:56 | 9/17/25 | DAVE | Dave Inc./De | | Financ | Loan | Finance Services | Khan Imran | CA | D | | 3 | S.m | -21,769 | 217.69 | 0 | -100 | | 147 | I | | | | | | | | | | | | | | |
9/17/25 20:06 | 9/16/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | 1 | S.d | -1,757 | 54.09 | 0 | -32 | | 183 | D | | | | | | | | | | | | | | |
9/17/25 19:22 | 9/15/25 | CCB | Coastal Financial Corp | WA | Financ | StBnk | State Commercial Banks | Hamilton Brian T | WA | DO | P of CCB | 1 | S | -186 | 109.10 | 0 | -2 | | 85 | D | | | | | | | | | | | | | | |
9/17/25 19:21 | 9/15/25 | CCB | Coastal Financial Corp | WA | Financ | StBnk | State Commercial Banks | Klee Stephan | WA | D | | 1 | S | -475 | 109.14 | 0 | -4 | | 3 | D | | | | | | | | | | | | | | |
9/17/25 19:18 | 9/16/25 | CPSS | Consumer Portfolio Services, Inc. | CA | Financ | Loan | Finance Services | Jackson Noel | CA | O | SVP | 1 | S.d | -80 | 8.49 | 0 | -9 | -100 | 0 | D | | | | | | | | | | | | | | |
9/17/25 18:15 | 9/15/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Labenne Andrew | CA | O | CFO | 1 | S | -356 | 17.04 | 0 | -21 | | 192 | D | | | | | | | | | | | | | | |