10/30/26 18:48 | 10/29/26 | COLB | Columbia Banking System, Inc. | WA | Financ | StBnk | State Commercial Banks | Gardner Steven R | WA | D | | 1 | S | -329 | 31.23 | 0 | -11 | | 562 | D | | | | | | | | | | | | | | |
10/30/26 18:33 | 10/29/26 | HAPN | Happen, Inc. | DE | Financ | Loan | Personal Credit Institutions | Cheng Jordan | CA | O | GC,Secre | 2 | S | -94 | 16.78 | 0 | -6 | | 106 | D | | | | | | | | | | | | | | |
10/30/26 18:20 | 10/29/26 | BSRR | Sierra Bancorp | CA | Financ | StBnk | State Commercial Banks | Treece Christopher G | CA | O | EVP,CFO | 1 | S | -170 | 42.51 | 0 | -4 | | 35 | D | | | | | | | | | | | | | | |
10/30/26 17:29 | 10/29/26 | LARK | Landmark Bancorp Inc | CA | Financ | NtBnk | National Commercial Banks | Lewis Jim | KS | D | | 3 | S.m | -38 | 32.47 | 0 | -1 | | 153 | D | | | | | | | | | | | | | | |
10/30/26 17:26 | 10/27/26 | RVI | Robinhood Ventures Fund I | DE | Financ | FinTrd | Security Brokers, Dealers & F | Robinhood Markets, Inc. | CA | T | | 20 | S.m | -9,368 | 26.28 | 0 | -357 | | 13,111 | D | | | | | | | | | | | | | | |
10/30/26 17:00 | 10/29/26 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Urness Todd B. | MN | D | | 1 | S | -203 | 20.34 | 0 | -10 | | 1,168 | I | | | | | | | | | | | | | | |
10/30/26 16:34 | 10/29/26 | FSBW | Fs Bancorp, Inc. | WA | Financ | SnBnk | Savings Institutions, Not Fed | Leech Ted A. | WA | DH | Chairman | 1 | S | 0 | 46.17 | 0 | 0 | 0 | 81 | D | | | | | | | | | | | | | | |
10/30/26 16:30 | 10/29/26 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Atwood Catherine R | SC | O | SVP,GC | 3 | S | -111 | 37.07 | 0 | -3 | | 56 | D | | | | | | | | | | | | | | |
10/30/26 16:20 | 10/30/26 | UMBF | Umb Financial Corp | MO | Financ | NtBnk | National Commercial Banks | Gallagher Kevin Charles | CO | D | | 1 | S | -50 | 134.82 | 0 | 0 | | 20 | D | | | | | | | | | | | | | | |
10/30/26 16:06 | 10/29/26 | FITB | Fifth Third Bancorp | OH | Financ | StBnk | State Commercial Banks | Spence Timothy | OH | DO | Chair,CE | 1 | S.d | -450 | 54.50 | 0 | -8 | | 601 | D | | | | | | | | | | | | | | |
10/30/26 16:00 | 10/28/26 | WRLD | World Acceptance Corp | SC | Financ | Loan | Personal Credit Institutions | Prescott General Partners LLC | FL | TH | Member o | 2 | S | -40,000 | 180.57 | 0 | -222 | | 1,959 | I | | | | | | | | | | | | | | |
10/30/26 14:41 | 10/29/26 | HOMB | Home Bancshares Inc | AR | Financ | StBnk | State Commercial Banks | Allison John W II | AR | D | | 1 | S | -406 | 30.06 | 0 | -14 | | 702 | D | | | | | | | | | | | | | | |
10/30/26 11:22 | 10/28/26 | ESQ | Esquire Financial Holdings, Inc. | MD | Financ | NtBnk | Commercial Banks | Kornhaber Ari P | NY | O | EVP,Head | 1 | S | -2,563 | 128.15 | 0 | -20 | | 102 | D | | | | | | | | | | | | | | |
10/30/26 11:14 | 10/29/26 | WRLD | World Acceptance Corp | SC | Financ | Loan | Personal Credit Institutions | Bramlett Ken R Jr | SC | D | | 1 | S | -672 | 176.95 | 0 | -4 | | 28 | D | | | | | | | | | | | | | | |
10/29/26 19:23 | 10/28/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 5 | S.m | -56,481 | 101.60 | 0 | -556 | | 94,661 | I | | | | | | | | | | | | | | |
10/29/26 18:29 | 10/28/26 | KEY | Keycorp /New/ | OH | Financ | NtBnk | National Commercial Banks | Paine Andrew J III | OH | O | Head of | 1 | S.d | -830 | 21.20 | 0 | -39 | | 326 | M | | | | | | | | | | | | | | |
10/29/26 18:17 | 10/29/26 | BSRR | Sierra Bancorp | CA | Financ | StBnk | State Commercial Banks | Scearcy Lynda | CA | D | | 1 | S | -248 | 42.34 | 0 | -6 | | 35 | D | | | | | | | | | | | | | | |
10/29/26 18:14 | 10/29/26 | BSRR | Sierra Bancorp | CA | Financ | StBnk | State Commercial Banks | McPhaill Kevin J | CA | O | P,CEO | 1 | S | -171 | 42.85 | 0 | -4 | | 85 | D | | | | | | | | | | | | | | |
10/29/26 18:00 | 10/27/26 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Cunningham Steven E | IL | DO | CEO | 1 | S.d | -2,632 | 172.00 | 0 | -15 | | 119 | D | | | | | | | | | | | | | | |
10/29/26 18:00 | 10/27/26 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Chartier Kirk | IL | O | Chief St | 1 | S | -4,798 | 171.51 | 0 | -28 | | 77 | D | | | | | | | | | | | | | | |
10/29/26 18:00 | 10/27/26 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | Exec CB | 3 | S.dm | -12,227 | 195.71 | 0 | -62 | | 306 | D | | | | | | | | | | | | | | |
10/29/26 17:47 | 10/27/26 | DCOM | Dime Commercial Bancshares, Inc. /Ny/ | NY | Financ | NtBnk | National Commercial Banks | Basswood Capital Management, L.L.C. | NY | DH | Director | 4 | S.m | -7,876 | 42.16 | 0 | -187 | | 2,544 | I | | | | | | | | | | | | | | |
10/29/26 16:15 | 10/27/26 | BNY | Bank of New York Mellon Corp | DE | Financ | StBnk | State Commercial Banks | Minaya Jose | NY | O | Senior E | 3 | S | -1,617 | 153.08 | 0 | -11 | | 180 | D | | | | | | | | | | | | | | |
10/29/26 16:06 | 10/27/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Fairbank Richard D | VA | DO | CB,CEO | 1 | S.d | -18,408 | 202.86 | 0 | -91 | | 4,019 | D | | | | | | | | | | | | | | |
10/29/26 16:05 | 10/27/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Bradley J | NY | O | EVP,CIO | 3 | S | -1,404 | 100.41 | 0 | -14 | | 122 | D | | | | | | | | | | | | | | |
10/29/26 16:04 | 10/27/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Leslie Ericka T | NY | O | Chief Ad | 4 | S.em | -456 | 357.70 | 0 | -1 | | 12 | D | | | | | | | | | | | | | | |
10/29/26 16:01 | 10/28/26 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | 1 | S | -2,065 | 82.61 | 0 | -25 | | 148 | D | | | | | | | | | | | | | | |
10/29/26 15:53 | 10/27/26 | BMN | Blackrock 2037 Municipal Target Term Trust | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 14 | S.m | -301 | 11.78 | 0 | -26 | | 7 | I | | | | | | | | | | | | | | |
10/29/26 15:17 | 10/28/26 | PEBK | Peoples Bancorp of North Carolina Inc | NC | Financ | StBnk | State Commercial Banks | Abernethy James S | NC | D | | 3 | S.m | -135 | 43.55 | 0 | -3 | | 171 | M | | | | | | | | | | | | | | |
10/29/26 13:19 | 10/29/26 | RBCAA | Republic Bancorp Inc /Ky/ | KY | Financ | StBnk | State Commercial Banks | Starke Jeff | KY | O | EVP,CIO | 1 | S.d | -76 | 92.40 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
10/29/26 06:17 | 10/27/26 | BVC | Bitventures Ltd | E9 | Financ | InvAdv | Investment Advice | Gallo Joel Adalberto | | D | | 1 | S.m | -15 | 14.25 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
10/28/26 17:54 | 10/26/26 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Sun Albert | CA | O | EVP,Chie | 1 | S | -62 | 64.95 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
10/28/26 16:46 | 10/28/26 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | 12 | S | -928 | 70.27 | 0 | -13 | | 283 | M | | | | | | | | | | | | | | |
10/28/26 16:32 | 10/26/26 | BNY | Bank of New York Mellon Corp | DE | Financ | StBnk | State Commercial Banks | Vince Robin A. | NY | DO | CB,CEO | 1 | S.m | -7,391 | 147.81 | 0 | -50 | | 601 | D | | | | | | | | | | | | | | |
10/28/26 16:23 | 10/26/26 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Seward Gregory W | NC | O | GC | 1 | S.d | -177 | 35.31 | 0 | -5 | | 109 | D | | | | | | | | | | | | | | |
10/28/26 16:18 | 10/26/26 | CORZ | Core Scientific, Inc./Tx | DE | Financ | Loan | Finance Services | Duchene Todd M | DE | O | See rema | 13 | S.d | -2,258 | 17.37 | 0 | -130 | | 1,979 | D | | | | | | | | | | | | | | |
10/28/26 16:06 | 10/26/26 | FITB | Fifth Third Bancorp | OH | Financ | StBnk | State Commercial Banks | Schramm Jude | OH | O | EVP,CIO | 1 | S | -1,063 | 53.14 | 0 | -20 | | 121 | D | | | | | | | | | | | | | | |
10/28/26 16:05 | 10/26/26 | STT | State Street Corp | MA | Financ | StBnk | State Commercial Banks | Hu W. Bradford | MA | O | EVP,Chie | 1 | S | -1,197 | 168.63 | 0 | -7 | | 43 | D | | | | | | | | | | | | | | |
10/28/26 13:58 | 10/28/26 | DCOM | Dime Commercial Bancshares, Inc. /Ny/ | NY | Financ | NtBnk | National Commercial Banks | Perry Joseph | NY | D | | 1 | S | -51 | 16.88 | 0 | -3 | | 55 | M | | | | | | | | | | | | | | |
10/28/26 13:46 | 10/26/26 | WASH | Washington Trust Bancorp Inc | RI | Financ | StBnk | State Commercial Banks | Santos Edwin J | RI | D | | 1 | S | -47 | 39.25 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
10/28/26 12:56 | 10/28/26 | DCOM | Dime Commercial Bancshares, Inc. /Ny/ | NY | Financ | NtBnk | National Commercial Banks | Wu Judy | NY | O | EVP GC,C | 1 | S | -38 | 42.33 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
10/28/26 09:41 | 10/22/26 | DCOM | Dime Commercial Bancshares, Inc. /Ny/ | NY | Financ | NtBnk | National Commercial Banks | Fegan Michael | NY | O | Chief Te | 1 | S | -98 | 41.81 | 0 | -2 | | 26 | D | | | | | | | | | | | | | | |
10/27/26 17:16 | 10/27/26 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cutinho Sunil | IL | O | CIO | 1 | S | -1,494 | 298.70 | 0 | -5 | | 20 | D | | | | | | | | | | | | | | |
10/27/26 17:12 | 10/27/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | 1 | S.d | -10,929 | 910.72 | 0 | -12 | | 191 | D | | | | | | | | | | | | | | |
10/27/26 17:03 | 10/23/26 | NTRS | Northern Trust Corp | DE | Financ | StBnk | State Commercial Banks | Levy Susan Cohen | IL | O | EVP,GC | 1 | S.dm | -3,517 | 168.25 | 0 | -21 | | 133 | D | | | | | | | | | | | | | | |
10/27/26 16:21 | 10/23/26 | NIC | Nicolet Bankshares Inc | WI | Financ | NtBnk | National Commercial Banks | Atwell Robert Bruce | WI | D | | 1 | S.d | -609 | 171.22 | 0 | -4 | | 36 | D | | | | | | | | | | | | | | |
10/27/26 16:05 | 10/23/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tal Cohen | NY | O | P Market | 1 | S | -1,074 | 103.34 | 0 | -10 | | 205 | D | | | | | | | | | | | | | | |
10/27/26 13:58 | 10/26/26 | CNOB | Connectone Bancorp, Inc. | NJ | Financ | StBnk | State Commercial Banks | Magennis Elizabeth | NJ | DO | Bank P | 1 | S | -225 | 32.67 | 0 | -7 | | 137 | D | | | | | | | | | | | | | | |
10/27/26 08:24 | 10/23/26 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Augenstein Mark | OH | O | EVP,Oper | 1 | S | -76 | 37.88 | 0 | -2 | | 25 | D | | | | | | | | | | | | | | |
10/26/26 18:24 | 10/23/26 | VINP | Vinci Compass Investments Ltd. | E9 | Financ | InvAdv | Investment Advice | Zaremba Bruno Augusto Sacchi | | O | P Financ | 5 | S.m | -1,472 | 11.20 | 0 | -131 | | 1,010 | I | | | | | | | | | | | | | | |
10/26/26 18:20 | 10/23/26 | VINP | Vinci Compass Investments Ltd. | E9 | Financ | InvAdv | Investment Advice | Lovisotto Fernando | | O | Head of | 7 | S.m | -1,222 | 11.08 | 0 | -110 | | 976 | I | | | | | | | | | | | | | | |
10/26/26 17:27 | 10/26/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Barton Don | CA | D | | 3 | S | -38 | 34.03 | 0 | -1 | | 30 | D | | | | | | | | | | | | | | |
10/26/26 17:05 | 10/26/26 | SMBK | Smartfinancial Inc. | TN | Financ | NtBnk | National Commercial Banks | Jordan Rhett D. | TN | O | EVP,CHIE | 3 | S | -45 | 51.88 | 0 | -1 | | 11 | D | | | | | | | | | | | | | | |
10/26/26 17:00 | 10/23/26 | SMBK | Smartfinancial Inc. | TN | Financ | NtBnk | National Commercial Banks | Tucker Steven B. | TN | D | | 1 | S | -173 | 49.50 | 0 | -4 | | 47 | D | | | | | | | | | | | | | | |
10/26/26 16:37 | 10/22/26 | AUB | Atlantic Union Bankshares Corp | VA | Financ | StBnk | State Commercial Banks | Linderman Matthew L. | VA | O | EVP | 1 | S | -310 | 40.00 | 0 | -8 | | 11 | D | | | | | | | | | | | | | | |
10/26/26 16:06 | 10/22/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Comly Barbara J. | NJ | O | EVP,GC,C | 3 | S.d | -4,261 | 42.11 | 0 | -101 | | 883 | D | | | | | | | | | | | | | | |
10/26/26 16:05 | 10/22/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schafer Douglas M. Jr | NJ | O | EVP,CIO | 4 | S.d | -5,751 | 39.94 | 0 | -144 | | 387 | D | | | | | | | | | | | | | | |
10/26/26 16:02 | 10/26/26 | UCB | United Community Banks Inc | GA | Financ | StBnk | State Commercial Banks | Bradshaw Richard | SC | O | EVP,Chie | 1 | S | -50 | 37.17 | 0 | -1 | | 82 | D | | | | | | | | | | | | | | |
10/26/26 15:45 | 10/23/26 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | 4 | S.m | -1,299 | 37.10 | 0 | -35 | | 826 | I | | | | | | | | | | | | | | |
10/26/26 15:32 | 10/26/26 | BBT | Beacon Financial Corp | DE | Financ | SnBnk | Savings Institutions, Not Fed | Eagan John Buckley | MA | O | GC | 1 | S | -20 | 30.61 | 0 | -1 | | 7 | D | | | | | | | | | | | | | | |
10/26/26 09:16 | 10/23/26 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Bruderer Ernst W. | GA | D | | 5 | S | -333 | 27.73 | 0 | -12 | | 46 | D | | | | | | | | | | | | | | |
10/23/26 17:03 | 10/21/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Fox-Geen Jeremy | NY | O | CFO | 5 | S.dm | -8,496 | 88.65 | 0 | -96 | | 324 | D | | | | | | | | | | | | | | |
10/23/26 17:00 | 10/22/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | McManus Matt | AZ | O | COO | 1 | S | -1 | 0.5100 | 0 | -2 | | 381 | D | | | | | | | | | | | | | | |
10/23/26 16:33 | 10/22/26 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Donlon Hugh J | OH | O | EVP, Com | 1 | S | -101 | 38.12 | 0 | -3 | | 18 | D | | | | | | | | | | | | | | |
10/23/26 16:33 | 10/21/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 2 | S.d | -10,033 | 99.11 | 0 | -101 | | 5 | I | | | | | | | | | | | | | | |
10/23/26 16:31 | 10/1/26 | TAVI | Tavia Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Mynzhanov Kanat | DE | T | | 1 | S.d | 0 | 0.00 | 0 | -2,492 | | 1,500 | I | | | | | | | | | | | | | | |
10/23/26 16:31 | 10/1/26 | TAVI | Tavia Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Tavia Sponsor Pte. Ltd. | DE | T | | 1 | S.d | 0 | 0.00 | 0 | -2,492 | | 1,500 | D | | | | | | | | | | | | | | |
10/23/26 16:19 | 10/22/26 | WTFC | Wintrust Financial Corp | IL | Financ | StBnk | State Commercial Banks | Murphy Richard B | IL | O | VICE CHA | 1 | S | -1,061 | 148.66 | 0 | -7 | | 30 | D | | | | | | | | | | | | | | |
10/22/26 19:50 | 10/20/26 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Keough Kelli | CA | O | EVP,GBUL | 3 | S | -527 | 16.62 | 0 | -32 | | 408 | D | | | | | | | | | | | | | | |
10/22/26 17:39 | 10/22/26 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gepsman Martin J | IL | D | | 1 | S | -121 | 302.50 | 0 | 0 | | 25 | D | | | | | | | | | | | | | | |
10/22/26 16:42 | 10/21/26 | ALLY | Ally Financial Inc. | DE | Financ | StBnk | State Commercial Banks | Patterson Kathleen L. | MI | O | Chief HR | 1 | S | -496 | 38.65 | 0 | -13 | | 68 | D | | | | | | | | | | | | | | |
10/22/26 16:36 | 10/20/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | King Ryan A | CA | DO | Co-Found | 3 | S.dm | -13,180 | 30.19 | 0 | -437 | | 192 | I | | | | | | | | | | | | | | |
10/22/26 16:05 | 10/20/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | 5 | S | -639 | 94.64 | 0 | -7 | | 102 | D | | | | | | | | | | | | | | |
10/22/26 16:04 | 10/20/26 | STT | State Street Corp | MA | Financ | StBnk | State Commercial Banks | O Hanley Ronald P | MA | DO | CB,CEO,P | 1 | S | -2,396 | 164.60 | 0 | -15 | | 286 | D | | | | | | | | | | | | | | |
10/22/26 10:12 | 10/20/26 | BSVN | Bank7 Corp. | | Financ | StBnk | State Commercial Banks | Mathews Darrell Lee Jr. | OK | O | EVP | 1 | S.d | -101 | 57.61 | 0 | -2 | | 10 | D | | | | | | | | | | | | | | |
10/22/26 09:23 | 10/20/26 | UNTY | Unity Bancorp Inc /Nj/ | NJ | Financ | StBnk | State Commercial Banks | Maricondo Peter E | NJ | D | | 1 | S.d | -26 | 56.25 | 0 | 0 | | 50 | D | | | | | | | | | | | | | | |
10/22/26 09:15 | 10/21/26 | BULL | Webull Corp | E9 | Financ | FinTrd | Security Brokers, Dealers & F | Denier Anthony Michael | NY | DO | P | 5 | S | -2,162 | 8.03 | 0 | -269 | | 2,332 | D | | | | | | | | | | | | | | |
10/21/26 19:00 | 10/19/26 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Khan Salman Hassan | FL | O | CFO | 3 | S | -457 | 9.51 | 0 | -48 | | 1,983 | I | | | | | | | | | | | | | | |
10/21/26 16:52 | 10/19/26 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Prahm Jeremy | TX | O | Chief In | 7 | S | -707 | 17.00 | 0 | -42 | | 186 | D | | | | | | | | | | | | | | |
10/21/26 16:36 | 10/19/26 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | D | | 1 | S | -14 | 10.53 | 0 | -1 | | 67 | D | | | | | | | | | | | | | | |
10/21/26 16:35 | 10/19/26 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Tuffin Paula | NY | DO | GC,CCO | 2 | S | -51 | 11.83 | 0 | -4 | | 42 | D | | | | | | | | | | | | | | |
10/20/26 16:28 | 10/16/26 | MTB | M&T Bank Corp | NY | Financ | StBnk | State Commercial Banks | Pearson Kevin J | MD | O | Vice CB | 1 | S.d | -442 | 220.75 | 0 | -2 | | 46 | D | | | | | | | | | | | | | | |
10/19/26 17:44 | 10/15/26 | CSHR | Coinshares Plc | Y9 | Financ | FinTrd | Security Brokers, Dealers & F | Masters Daniel | | DT | | 4 | S.dm | -2,161 | 4.65 | 0 | -465 | | 21,620 | D | | | | | | | | | | | | | | |
10/19/26 16:05 | 10/15/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Dean Lia | VA | O | P,Bankin | 3 | S | -1,290 | 209.88 | 0 | -6 | | 63 | D | | | | | | | | | | | | | | |
10/19/26 16:05 | 10/15/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Karam Celia | VA | O | P,Retail | 3 | S | -1,219 | 208.99 | 0 | -6 | | 60 | D | | | | | | | | | | | | | | |
10/19/26 12:26 | 10/16/26 | KSEZ | Kinetic Seas Inc. | CO | Financ | AcqCo | Blank Checks | Lozinski Jeffrey William | IL | T | | 3 | S | -7 | 0.0268 | 0 | -278 | | 10,178 | D | | | | | | | | | | | | | | |
10/16/26 12:29 | 10/15/26 | BUSE | First Busey Corp /Nv/ | NV | Financ | StBnk | State Commercial Banks | Cassens Michael David | KS | D | | 3 | S | -131 | 30.22 | 0 | -4 | | 131 | D | | | | | | | | | | | | | | |
10/15/26 19:06 | 10/15/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | DO | CEO | 2 | S.d | -6,372 | 62.94 | 0 | -101 | | 738 | D | | | | | | | | | | | | | | |
10/15/26 14:10 | 10/13/26 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | James Jeremy William | TX | O | CFO | 1 | S | -20 | 1.99 | 0 | -10 | | 30 | D | | | | | | | | | | | | | | |
10/14/26 20:00 | 10/12/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Maurer Mark Lowry | IL | H | Chief Ri | 3 | S.dm | -13,688 | 65.59 | 0 | -209 | | 237 | D | | | | | | | | | | | | | | |
10/14/26 19:18 | 10/13/26 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T | | 2 | S | -20,859 | 3.19 | 0 | -6,531 | -100 | 16 | I | | | | | | | | | | | | | | |
10/14/26 16:05 | 10/12/26 | MRX | Marex Group Ltd | D0 | Financ | FinTrd | Security & Commodity Brokers, | Van Den Born Simon | | O | P | 2 | S | -2,182 | 71.46 | 0 | -31 | | 1,470 | D | | | | | | | | | | | | | | |
10/14/26 16:05 | 10/12/26 | MRX | Marex Group Ltd | D0 | Financ | FinTrd | Security & Commodity Brokers, | Tonucci Paolo | | O | See Rema | 3 | S | -3,397 | 67.94 | 0 | -50 | | 1,270 | D | | | | | | | | | | | | | | |
10/14/26 16:00 | 10/9/26 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | O'Hare Robert | CA | O | CFO | 2 | S.dm | -6,812 | 78.10 | 0 | -87 | | 3 | D | | | | | | | | | | | | | | |
10/13/26 19:06 | 10/12/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Oconnor Sean Michael | NY | DO | Exec Vic | 1 | S.d | -4,596 | 60.35 | 0 | -76 | | 6,284 | D | | | | | | | | | | | | | | |
10/13/26 17:44 | 10/8/26 | SBET | Sharplink, Inc. | DE | Financ | Loan | Finance Services | Lubin Joseph Michael | FL | D | | 1 | S.d | -47,630 | 8.39 | 0 | -5,677 | | 7,411 | I | | | | | | | | | | | | | | |
10/13/26 16:15 | 10/12/26 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Pintoff Scott | NY | O | GC,Secre | 3 | S | -49 | 163.52 | 0 | 0 | | 12 | D | | | | | | | | | | | | | | |
10/13/26 16:00 | 10/8/26 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Patten Jarrod M | VA | D | | 6 | S.dm | -1,833 | 130.89 | 0 | -14 | | 73 | D | | | | | | | | | | | | | | |
10/13/26 10:31 | 10/9/26 | HBIA | Hills Bancorporation | IA | Financ | StBnk | State Commercial Banks | Phelan John W | IA | D | | 1 | S | -47 | 47.00 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
10/9/26 17:00 | 10/8/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Chandhok Nikhil | NY | O | Chief Pr | 3 | S.d | -6,590 | 82.38 | 0 | -80 | | 722 | D | | | | | | | | | | | | | | |
10/9/26 10:51 | 9/18/26 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Flanigan Micheal Neil | MA | D | | 1 | S.d | -112 | 22.34 | 0 | -5 | | 59 | I | | | | | | | | | | | | | | |
10/8/26 16:38 | 10/7/26 | HIVE | Hive Digital Technologies Ltd. | A1 | Financ | Loan | Finance Services | Perrill Dave | TX | D | | 3 | S.d | -578 | 2.72 | 0 | -213 | | 13 | D | | | | | | | | | | | | | | |
10/7/26 21:29 | 10/1/26 | STEX | Streamex Corp. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Mitchell Young | FL | DO | Chief In | 1 | S | -35 | 0.5377 | 0 | -66 | | 2,820 | D | | | | | | | | | | | | | | |
10/7/26 21:29 | 10/1/26 | STEX | Streamex Corp. | DE | Financ | FinTrd | Security & Commodity Brokers, | Plummer Christine Marie | FL | O | CFO | 1 | S | -7 | 0.5377 | 0 | -13 | | 462 | D | | | | | | | | | | | | | | |
10/7/26 17:53 | 10/5/26 | NU | Nu Holdings Ltd. | E9 | Financ | Loan | Finance Services | Junqueira Cristina Helena Zingaretti | | O | US CEO,C | 3 | S.m | -2,497 | 15.13 | 0 | -165 | | 16,665 | I | | | | | | | | | | | | | | |
10/7/26 17:03 | 10/5/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Allaire Jeremy | NY | DO | CB,CEO | 3 | S.d | -15,171 | 81.22 | 0 | -187 | | 646 | M | | | | | | | | | | | | | | |
10/7/26 16:34 | 10/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 3 | S | -3,266 | 108.85 | 0 | -30 | | 510 | D | | | | | | | | | | | | | | |
10/7/26 16:33 | 10/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 3 | S.d | -105,373 | 120.43 | 0 | -875 | | 7 | D | | | | | | | | | | | | | | |
10/7/26 16:09 | 10/6/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Cooper Matthew W | VA | O | GC,Corp | 3 | S | -2,204 | 209.88 | 0 | -11 | | 87 | D | | | | | | | | | | | | | | |
10/6/26 18:22 | 10/5/26 | FCCO | First Community Corp /Sc/ | SC | Financ | StBnk | State Commercial Banks | Deutsch Fred Joseph | SC | D | | 2 | S.m | -303 | 34.00 | 0 | -9 | | 10 | D | | | | | | | | | | | | | | |
10/6/26 17:16 | 10/5/26 | RGLD | Royal Gold Inc | DE | Financ | Invest | Mineral Royalty Traders | Heissenbuttel William Holmes | CO | DO | P,CEO | 2 | S | -2,484 | 256.05 | 0 | -10 | | 118 | D | | | | | | | | | | | | | | |
10/6/26 15:48 | 10/2/26 | EXOD | Exodus Movement, Inc. | TX | Financ | Loan | Finance Services | Gernetzke James | NE | O | CFO | 3 | S | -115 | 7.11 | 0 | -16 | | 470 | D | | | | | | | | | | | | | | |
10/6/26 11:05 | 10/5/26 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | Reske James R | PA | O | EVP,CFO | 3 | S.d | -132 | 21.21 | 0 | -6 | | 75 | D | | | | | | | | | | | | | | |
10/6/26 06:49 | 10/5/26 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Pankaj Rajesh | DE | O | CTO | 3 | S | -1,496 | 332.40 | 0 | -5 | | 67 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Pham Benjamin | TX | DO | CFO | 1 | S | -132 | 31.33 | 0 | -4 | | 17 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Cole Matthew Ryan | TX | DO | CEO | 1 | S | -1,842 | 31.33 | 0 | -59 | | 763 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Macey Jonathan R | TX | D | | 1 | S | -203 | 30.32 | 0 | -7 | | 8 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Lavish James | TX | D | | 1 | S | -185 | 30.76 | 0 | -6 | | 9 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Beirne Brian Logan | TX | DO | GC | 1 | S | -629 | 31.33 | 0 | -20 | | 41 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Sarkhani Arshia | TX | DO | CMO | 1 | S | -177 | 31.33 | 0 | -6 | | 12 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Repass Wolfe | AZ | O | CFO | 4 | S.d | -3 | 0.4703 | 0 | -7 | | 740 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Reeves William Brian Poppic | AZ | OT | CEO | 6 | S.dm | -35 | 0.4761 | 0 | -73 | | 5,488 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Dickman Thomas J | AZ | O | CTO | 4 | S.d | -1 | 0.4571 | 0 | -3 | | 542 | D | | | | | | | | | | | | | | |
10/5/26 20:42 | 10/1/26 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Couling John D | CA | O | SVP,Ente | 3 | S.d | -1,379 | 59.94 | 0 | -23 | | 167 | D | | | | | | | | | | | | | | |
10/5/26 19:38 | 10/1/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Brown Sam D. | NY | O | SEVP, Ch | 3 | S.m | -1,494 | 48.39 | 0 | -31 | | 57 | D | | | | | | | | | | | | | | |
10/5/26 19:13 | 9/14/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Mitin Yury | | O | See Rema | 1 | S.d | -2 | 4.15 | 0 | 0 | | 17 | M | | | | | | | | | | | | | | |
10/5/26 17:38 | 9/21/26 | COIN | Coinbase Global, Inc. | TX | Financ | Loan | Finance Services | Andreessen Marc L | CA | D | | 3 | S.m | -7,780 | 189.61 | 0 | -41 | | 1,139 | I | | | | | | | | | | | | | | |
10/5/26 17:01 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Razzaghi Hossein | NY | O | Chief Co | 3 | S | -922 | 82.95 | 0 | -11 | | 659 | D | | | | | | | | | | | | | | |
10/5/26 17:01 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Schulz Tamara L | NY | O | Chief Ac | 3 | S | -279 | 77.91 | 0 | -4 | | 99 | D | | | | | | | | | | | | | | |
10/5/26 16:59 | 10/2/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Rosen Tami | NY | D | | 5 | S.d | -1,001 | 21.28 | 0 | -47 | | 24 | D | | | | | | | | | | | | | | |
10/5/26 16:10 | 9/15/26 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Bray Jesse K | MI | DO | P,CEO,Ro | 3 | S | -5,687 | 12.64 | 0 | -450 | | 15,823 | I | | | | | | | | | | | | | | |
10/5/26 16:03 | 10/1/26 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | 2 | S | -27 | 18.07 | 0 | -2 | | 126 | D | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hathi Neesha | TX | O | MD,Head | 3 | S.d | -1,179 | 103.83 | 0 | -11 | | 6 | M | | | | | | | | | | | | | | |
10/5/26 16:01 | 3/20/26 | GGAL | Grupo Financiero Galicia Sa | C1 | Financ | NtBnk | Commercial Banks | Braun Tomas | | D | | 1 | S.m | -188 | 4.75 | 0 | -40 | | 277 | D | | | | | | | | | | | | | | |
10/2/26 19:00 | 10/1/26 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Thiel Frederick G | FL | DO | CEO | 3 | S | -877 | 10.63 | 0 | -83 | | 4,336 | D | | | | | | | | | | | | | | |
10/2/26 16:20 | 9/30/26 | VHC | Virnetx Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | Angelo Michael F | NV | D | | 1 | S | -10 | 10.26 | 0 | -1 | | 28 | D | | | | | | | | | | | | | | |
10/2/26 13:23 | 4/3/23 | BPRN | Princeton Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Tuchman Martin | NJ | DT | | 1 | S | -95 | 31.72 | 0 | -3 | 0 | 790 | I | | | | | | | | | | | | | | |
10/2/26 12:30 | 9/29/26 | NOAH | Noah Holdings Ltd | | Financ | InvAdv | Investment Advice | Wu May Yihong | | D | | 1 | S.m | -126 | 7.89 | 0 | -16 | | 20 | D | | | | | | | | | | | | | | |
10/1/26 21:14 | 10/1/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Monnig Taylor | NV | O | CTO,COO | 3 | S.dm | -435 | 13.13 | 0 | -33 | | 657 | D | | | | | | | | | | | | | | |
10/1/26 16:05 | 9/29/26 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | H | Chairman | 1 | S.m | -3,502 | 103.36 | 0 | -34 | | 6,785 | D | | | | | | | | | | | | | | |
10/1/26 11:55 | 10/1/26 | EXOD | Exodus Movement, Inc. | TX | Financ | Loan | Finance Services | Knight Margaret | NE | D | | 3 | S | -3 | 6.50 | 0 | 0 | | 13 | D | | | | | | | | | | | | | | |
9/30/26 17:23 | 9/30/26 | SFBC | Sound Financial Bancorp, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Stewart Laura Lee | WA | DO | CEO | 1 | S.d | -41 | 45.99 | 0 | -1 | | 91 | I | | | | | | | | | | | | | | |
9/30/26 16:03 | 9/29/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 2 | S.m | -13 | 10.21 | 0 | -1 | | 21 | D | | | | | | | | | | | | | | |
9/30/26 12:02 | 9/28/26 | FBNC | First Bancorp /Nc/ | NC | Financ | StBnk | State Commercial Banks | Moore Richard H | NC | DO | CEO | 1 | S.m | -1,467 | 62.85 | 0 | -23 | | 144 | D | | | | | | | | | | | | | | |
9/29/26 20:58 | 9/28/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | 2 | S.d | -107 | 20.36 | 0 | -5 | | 25 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 9/28/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | 3 | S.d | -981 | 20.06 | 0 | -49 | | 174 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 9/28/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Dobres Jonathan | NY | O | CFO | 3 | S.dm | -74 | 19.69 | 0 | -4 | | 10 | D | | | | | | | | | | | | | | |
9/29/26 17:06 | 9/22/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Viani Ede Ilson | | O | VP Exec | 1 | S | -290 | 5.79 | 0 | -50 | | 300 | D | | | | | | | | | | | | | | |
9/29/26 07:29 | 9/29/26 | QFIN | Qfin Holdings, Inc. | E9 | Financ | Loan | Finance Services | Yan Andrew Y | | D | | 2 | S.m | -4,890 | 7.44 | 0 | -658 | -100 | 1 | I | | | | | | | | | | | | | | |
9/28/26 18:57 | 9/24/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Cabral Leonardo Mendes | | O | Officer | 1 | S | -114 | 5.68 | 0 | -20 | | 113 | D | | | | | | | | | | | | | | |
9/28/26 18:55 | 9/22/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Saes Edmilson | | O | VP Exec | 1 | S | -290 | 5.79 | 0 | -50 | | 300 | D | | | | | | | | | | | | | | |
9/28/26 18:53 | 9/24/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Ishii Michele Soares | | O | Officer | 1 | S | -5 | 5.67 | 0 | -1 | | 13 | D | | | | | | | | | | | | | | |
9/28/26 18:51 | 9/24/26 | HUT | Hut 8 Corp. | DE | Financ | Loan | Finance Services | Shattuck Mayo A III | FL | D | | 1 | S | -2,000 | 100.00 | 0 | -20 | | 89 | D | | | | | | | | | | | | | | |
9/28/26 17:54 | 9/24/26 | BLSH | Bullish | E9 | Financ | Loan | Finance Services | Bliss Andrew | | D | | 2 | S.m | -9,923 | 40.46 | 0 | -245 | | 4,805 | I | | | | | | | | | | | | | | |
9/28/26 17:31 | 9/24/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | 1 | S | -19 | 10.15 | 0 | -2 | | 60 | D | | | | | | | | | | | | | | |
9/28/26 16:30 | 9/24/26 | APC | Arko Petroleum Corp. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings I L.P. | NY | T | | 1 | S.m | -2,050 | 16.40 | 0 | -125 | -100 | 0 | I | | | | | | | | | | | | | | |
9/25/26 18:11 | 9/23/26 | BKKT | Bakkt, Inc. | | Financ | Loan | Finance Services | Henderson Joseph Sean-Walsh | GA | O | Chief Ac | 1 | S | -2 | 8.61 | 0 | 0 | | 13 | D | | | | | | | | | | | | | | |
9/25/26 18:10 | 9/23/26 | BKKT | Bakkt, Inc. | | Financ | Loan | Finance Services | D'Annunzio Marc | GA | O | GC,Secre | 1 | S | -11 | 8.61 | 0 | -1 | | 107 | D | | | | | | | | | | | | | | |
9/25/26 18:07 | 9/23/26 | BKKT | Bakkt, Inc. | | Financ | Loan | Finance Services | Baes Nicholas | GA | O | COO | 1 | S | -11 | 8.61 | 0 | -1 | | 104 | D | | | | | | | | | | | | | | |
9/25/26 16:01 | 9/24/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | 1 | S | -51 | 10.26 | 0 | -5 | | 40 | D | | | | | | | | | | | | | | |
9/24/26 16:52 | 9/15/26 | SBFG | Sb Financial Group, Inc. | OH | Financ | StBnk | State Commercial Banks | Hardgrove Richard L | OH | D | | 1 | S | -108 | 29.08 | 0 | -4 | | 11 | D | | | | | | | | | | | | | | |
9/24/26 16:30 | 9/23/26 | SLNH | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Thomas Jessica L. | NY | O | Chief Ac | 1 | S | -38 | 1.26 | 0 | -30 | | 1,481 | D | | | | | | | | | | | | | | |
9/24/26 16:15 | 9/22/26 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Lane Michael | PA | O | EVP | 1 | S | -247 | 102.78 | 0 | -2 | | 40 | D | | | | | | | | | | | | | | |
9/24/26 11:48 | 9/22/26 | EMYB | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Boyer Geoffrey F | PA | D | | 1 | S.m | -48 | 21.80 | 0 | -2 | | 108 | I | | | | | | | | | | | | | | |
9/23/26 20:10 | 9/21/26 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Rishel Jeremy | CA | O | CTO | 1 | S | -326 | 17.50 | 0 | -19 | | 913 | D | | | | | | | | | | | | | | |
9/23/26 18:34 | 9/23/26 | OSBC | Old Second Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Collins Gary S | IL | DO | VICE CB | 2 | S | -524 | 24.93 | 0 | -21 | | 112 | D | | | | | | | | | | | | | | |
9/23/26 17:27 | 9/23/26 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | T | | 3 | S.m | -1,246 | 8.75 | 0 | -142 | | 8,755 | D | | | | | | | | | | | | | | |
9/23/26 17:27 | 9/23/26 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | T | | 3 | S.m | -1,247 | 8.75 | 0 | -143 | | 12,697 | D | | | | | | | | | | | | | | |
9/23/26 17:27 | 9/23/26 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | T | | 3 | S.m | -1,242 | 8.75 | 0 | -142 | | 12,697 | D | | | | | | | | | | | | | | |
9/23/26 16:18 | 9/21/26 | COIN | Coinbase Global, Inc. | TX | Financ | Loan | Finance Services | Haas Alesia J | NY | O | CFO | 1 | S | -8,011 | 205.24 | 0 | -39 | | 345 | D | | | | | | | | | | | | | | |
9/22/26 14:02 | 9/21/26 | PGC | Peapack Gladstone Financial Corp | NJ | Financ | NtBnk | Commercial Banks | Hemhauser Maureen | NJ | O | EVP,Chie | 1 | S.d | -104 | 45.32 | 0 | -2 | | 10 | D | | | | | | | | | | | | | | |
9/22/26 12:11 | 9/21/26 | SYBT | Stock Yards Bancorp, Inc. | KY | Financ | StBnk | State Commercial Banks | Woods Michael W | KY | O | SVP | 1 | S | -11 | 79.02 | 0 | 0 | | 1 | D | | | | | | | | | | | | | | |
9/22/26 08:52 | 9/18/26 | SFST | Southern First Bancshares Inc | SC | Financ | NtBnk | National Commercial Banks | Orders James B III | SC | D | | 1 | S | -499 | 62.05 | 0 | -8 | | 50 | D | | | | | | | | | | | | | | |
9/21/26 14:06 | 9/18/26 | ESQ | Esquire Financial Holdings, Inc. | MD | Financ | NtBnk | Commercial Banks | Sagliocca Andrew C | NY | DO | Vice CB, | 1 | S | -1,227 | 122.73 | 0 | -10 | | 289 | D | | | | | | | | | | | | | | |
9/18/26 19:00 | 9/18/26 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Nowaid Zabi | FL | O | GC | 2 | S | -202 | 12.05 | 0 | -17 | | 899 | D | | | | | | | | | | | | | | |
9/18/26 17:37 | 9/18/26 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 1 | S | -12,380 | 123.80 | 0 | -100 | | 772 | D | | | | | | | | | | | | | | |
9/18/26 17:05 | 9/17/26 | MCB | Metropolitan Bank Holding Corp. | NY | Financ | StBnk | State Commercial Banks | Fredston Dale C | NY | D | | 1 | S | -178 | 89.09 | 0 | -2 | | 15 | D | | | | | | | | | | | | | | |
9/18/26 16:24 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Wetterwald Julien | CA | O | CTO | 3 | S.dm | -768 | 10.14 | 0 | -76 | | 723 | D | | | | | | | | | | | | | | |
9/18/26 16:22 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Lin Lauren | CA | O | CLO,CCO, | 2 | S.dm | -270 | 10.51 | 0 | -26 | | 176 | D | | | | | | | | | | | | | | |
9/18/26 16:20 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Iyer Kal | CA | O | VP,Engin | 2 | S.dm | -737 | 10.41 | 0 | -71 | | 259 | D | | | | | | | | | | | | | | |
9/18/26 16:18 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Imberman Alan | CA | O | CFO,Trea | 2 | S.dm | -1,055 | 10.23 | 0 | -103 | | 474 | D | | | | | | | | | | | | | | |
9/18/26 16:16 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Fortunato David | CA | DO | CEO,P | 2 | S.dm | -2,310 | 10.40 | 0 | -222 | | 2,320 | M | | | | | | | | | | | | | | |
9/18/26 13:10 | 8/7/26 | OCFC | Oceanfirst Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Buran John R | NJ | D | | 3 | S | -6,611 | 19.40 | 0 | -341 | | 113 | I | | | | | | | | | | | | | | |
9/17/26 21:48 | 9/16/26 | XP | Xp Inc. | E9 | Financ | FinTrd | Security Brokers, Dealers & F | Dos Santos Bruno Constantino Alexandre | | D | | 1 | S | -2,414 | 19.58 | 0 | -123 | | 1,500 | I | | | | | | | | | | | | | | |
9/17/26 19:15 | 9/15/26 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Forager Fund, L.P. | AL | T | | 1 | S.m | -945 | 32.22 | 0 | -29 | | 919 | D | | | | | | | | | | | | | | |
9/17/26 18:41 | 9/15/26 | HAPN | Happen, Inc. | DE | Financ | Loan | Personal Credit Institutions | Selleck Erin | CA | D | | 3 | S | -197 | 16.96 | 0 | -12 | | 95 | D | | | | | | | | | | | | | | |
9/17/26 18:37 | 9/15/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Searby Sean | NY | O | EVP Chie | 1 | S | -158 | 47.75 | 0 | -3 | | 17 | D | | | | | | | | | | | | | | |
9/17/26 17:07 | 9/15/26 | FCNCA | First Citizens Bancshares Inc /De/ | DE | Financ | StBnk | State Commercial Banks | Holding Olivia Britton | NC | T | | 1 | S | -137 | 19.53 | 0 | -7 | 0 | 1,611 | I | | | | | | | | | | | | | | |
9/17/26 16:43 | 9/16/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brown Shelly | NJ | O | EVP,Chie | 1 | S | -819 | 38.61 | 0 | -21 | | 316 | D | | | | | | | | | | | | | | |
9/17/26 16:41 | 9/15/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Verma Shiv | CA | O | CFO | 2 | S | -1,645 | 106.47 | 0 | -15 | | 57 | D | | | | | | | | | | | | | | |
9/17/26 16:30 | 9/16/26 | SBCF | Seacoast Banking Corp of Florida | FL | Financ | StBnk | State Commercial Banks | Hudson Dennis S III | FL | D | | 1 | S.d | -410 | 34.15 | 0 | -12 | | 343 | D | | | | | | | | | | | | | | |
9/17/26 16:13 | 9/15/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Wilson L Michelle | CA | D | | 1 | S.d | -7 | 10.55 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
9/17/26 14:28 | 9/16/26 | USO | United States Oil Fund, LP | DE | Financ | FinTrd | Commodity Contracts Brokers & | Hrt Financial LP | NY | T | | 5 | S.m | -14,791 | 96.86 | 0 | -153 | | 215 | D | | | | | | | | | | | | | | |
9/17/26 13:21 | 9/15/26 | NAKA | Nakamoto Inc. | DE | Financ | Loan | Finance Services | Evans Tyler Matthew | TN | DO | Chief In | 1 | S | -7 | 7.63 | 0 | -1 | 0 | 577 | D | | | | | | | | | | | | | | |
9/17/26 10:22 | 9/16/26 | CHMG | Chemung Financial Corp | NY | Financ | StBnk | State Commercial Banks | Cole Loren D | NY | O | EVP,CIO | 1 | S | -431 | 83.50 | 0 | -5 | | 12 | I | | | | | | | | | | | | | | |
9/16/26 20:27 | 9/14/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Dst Global Advisors Ltd | VI | T | | 20 | S.m | -1,070,388 | 32.93 | 0 | -32,500 | | 50,473 | I | | | | | | | | | | | | | | |
9/16/26 20:04 | 9/15/26 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 1 | S.m | -629 | 12.59 | 0 | -50 | | 14 | D | | | | | | | | | | | | | | |
9/16/26 19:04 | 9/16/26 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Julie A | MT | T | | 1 | S | -102 | 37.64 | 0 | -3 | | 484 | I | | | | | | | | | | | | | | |
9/16/26 18:55 | 9/14/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Feuille James | CA | D | | 2 | S.m | -26,336 | 32.94 | 0 | -800 | | 20,741 | I | | | | | | | | | | | | | | |
9/16/26 18:44 | 2/17/26 | AX | Axos Financial, Inc. | DE | Financ | SvBnk | Savings Institution, Federall | Nick Mosich | NV | D | | 1 | S.a | -125 | 98.00 | 0 | -1 | | 65 | D | | | | | | | | | | | | | | |