Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
3/13/25 10:59	3/11/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	44	S.m	-22,490	12.25	-1,836		5,940	I
3/13/25 10:18	3/11/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	52	S.m	-69,910	16.02	-4,364		16,318	I
3/13/25 10:12	3/11/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	2	20	S.m	-2,738	11.72	-234		2,217	I
3/11/25 08:25	3/7/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	2	2	S	-57	31.18	-2		0	D
3/11/25 08:18	3/7/25	STK	Columbia Seligman Premium Technology Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-65	28.98	-2	-100	0	D
3/10/25 10:09	3/6/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	1	16	S.m	-12,956	4.93	-2,629		10,780	I
3/7/25 16:30	3/5/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	3	5	S.m	-7,142	53.50	-134		2,094	D
3/6/25 16:59	3/5/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	1	3	S	-84	5.80	-15		1,827	I
3/5/25 13:50	3/5/25	EVN	Eaton Vance Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-160	10.65	-15	-100	0	D
2/27/25 10:09	2/26/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	1	7	S.m	-2,151	13.96	-154		3,418	I
2/26/25 17:01	2/24/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	3	5	S.m	-1,799	6.88	-262		137	D
2/24/25 10:47	2/20/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	14	S.m	-5,721	11.31	-506		5,233	I
2/21/25 18:02	2/19/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	1	2	S	-64	21.27	-3		6	D
2/21/25 10:11	2/20/25	BXMX	Nuveen S&p 500 Buywrite Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-43	14.20	-3		1	D
2/20/25 17:05	2/19/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-5	11.95	0		5	D
2/20/25 17:02	2/19/25	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-107	9.41	-11		5	D
2/20/25 13:55	2/14/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	6	S	-1,155	10.07	-115		492	I
2/19/25 16:48	2/18/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	2	S.m	-3,476	9.93	-350		1,665	D
2/14/25 14:48	2/11/25	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	2	3	S	-261	45.51	-6		7	D
2/12/25 13:24	2/10/25	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	8	S	-92	3.72	-25		1,949	D
1/31/25 12:12	9/19/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	2	3	S.m	-880	15.45	-57		25	D
1/29/25 20:06	1/29/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	3	S	-94	10.41	-9		5	D
1/28/25 15:56	1/24/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	S	-50	22.18	-2		6	D
1/21/25 16:14	1/17/25	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-38	8.45	-5		12	D
1/16/25 11:36	1/14/25	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	30	S.m	-18,034	12.62	-1,429		4,683	I
1/10/25 14:39	1/8/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	1	1	S	-11	9.65	-1		11	D
1/7/25 16:35	12/31/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	2	3	S	-601	10.01	-60		2,418	D
1/3/25 08:34	1/1/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	2	4	S	-4,716	18.41	-256		177	I
1/2/25 13:49	12/31/24	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	2	S.m	-1,149	42.18	-27		1,061	I
12/31/24 12:57	12/26/24	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-20,090	20.09	-1,000		11	I
12/27/24 16:03	12/27/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	2	S	-52	41.39	-1		1	I
12/26/24 13:56	12/23/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	10	S	-323	16.08	-20		178	I
12/17/24 13:09	12/16/24	FCT	First Trust Senior Floating Rate Income Fund II		Fund	CEF	Closed-End Funds	1	1	S	-41	10.41	-4	-100	0	D
12/17/24 13:06	12/16/24	FFA	First Trust Enhanced Equity Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-84	21.01	-4	-100	0	D
12/17/24 10:31	12/16/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-23	54.30	0	0	515	I
12/16/24 13:57	12/12/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-25	13.38	-2		17	D
12/13/24 11:48	12/12/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-285	9.70	-29	-100	0	D
12/11/24 16:05	12/11/24	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	1	1	S	-424	27.35	-16		249	D
12/10/24 10:59	12/9/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-591	12.95	-46		84	D
12/9/24 14:14	12/5/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-1,500	9.68	-155		1,500	I
12/9/24 12:41	12/5/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	11	S.m	-5,854	19.71	-297		2,955	I
12/9/24 12:38	12/5/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	12	S.m	-6,681	11.27	-593		3,398	I
12/3/24 13:12	12/2/24	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	1	3	S	-418	50.39	-8		136	I
11/27/24 16:09	11/26/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	1	3	S	-39	8.03	-5	0	4,954	I
11/26/24 17:20	11/22/24	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-16	12.85	-1	-100	0	D
11/26/24 15:12	11/25/24	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	1	1	S	-29	5.73	-5	0	2,404	I
11/18/24 12:40	11/14/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	1	8	S.m	-6,351	11.01	-577		2,827	I
11/12/24 14:40	11/7/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	3	5	S.m	-6,905	12.62	-547		1,642	D
11/12/24 11:56	11/8/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	5	S	-1,734	11.88	-146		5,154	I
11/12/24 11:34	11/7/24	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	1	2	S.m	-125	5.06	-25	-100	0	I
11/5/24 18:20	11/4/24	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-12	15.91	-1	-100	0	D
11/1/24 10:28	10/25/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-1,034	44.00	-24		14	D
10/29/24 10:14	10/28/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	S.m	-555	21.80	-25		59	D
10/22/24 12:27	10/21/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	12	S.m	-2,908	10.87	-267		939	I
10/10/24 11:52	10/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	23	S.m	-17,185	22.56	-762		7,034	I
10/8/24 17:22	10/4/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	1	1	S	-3	11.17	0	-100	0	D
10/7/24 12:23	10/3/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	3	S.m	-10,219	11.49	-889		2,692	I
10/4/24 11:48	10/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	S	-8	16.45	-1		65	D
10/2/24 15:11	10/1/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-17	14.06	-1		2	D
10/2/24 15:09	10/1/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-13	13.04	-1		2	D
10/2/24 14:42	9/16/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	2	S	-313	7.51	-42	0	15,063	I
10/2/24 08:57	10/1/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-175	8.77	-20		13	D
9/27/24 20:38	9/26/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	2	3	S.dm	-2,549	19.61	-130		2,273	D
9/26/24 15:04	9/24/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S.m	-2,437	7.35	-332		2,045	I
9/25/24 16:29	9/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	34	S.m	-7,075	22.89	-309		242	I
9/23/24 17:01	9/20/24	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	-5	13.74	0		16	I
9/13/24 13:27	9/11/24	FCRIX	Fs Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-2,500	12.52	-200		290	I
9/11/24 12:04	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	4	S	-2,057	6.14	-335		793	I
9/5/24 15:25	9/3/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-1,152	10.64	-108		120	D
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	S	0	11.00	0	-100	0	D
8/12/24 16:06	7/25/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-64	18.10	-4		2	I
7/24/24 14:53	7/5/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	2	4	S.m	-50	0.0910	-545		2,554	D
7/3/24 11:47	7/2/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	14	S	-1,623	13.64	-119		109	D
7/2/24 13:00	7/1/24	BRW	Saba Capital Income & Opportunities Fund	MA	Fund	CEF	Closed-End Funds	1	1	S	-22	7.10	-3	-100	0	D
6/21/24 15:03	6/21/24	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	1	1	S	-5	18.13	0		4	D
6/17/24 06:01	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	1	2	S.a	-297	18.41	-16		25	D
6/5/24 14:38	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	2	4	S	-234,000	10.18	-22,986		11,668	D
5/30/24 21:56	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	2	2	S	-24,300	12.15	-2,000		8,414	I
5/28/24 17:54	5/23/24	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S.m	-282	14.11	-20		10	I
5/23/24 10:58	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	2	8	S	-1,587	24.75	-64		96	I
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-28	13.90	-2	-100	0	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-3,171	9.30	-341	-100	0	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	1	1	S	-16	12.55	-1	0	255	D
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	2	4	S.m	-19,235	25.35	-759		2,602	I
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	1	S.a	-61	17.56	-4		12	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S.m	-210	15.14	-14	-100	0	I
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-46	9.19	-5		287	D
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.07	-1		1	D
2/15/24 17:07	2/13/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	1	8	S.m	-1,996	10.57	-189		2,177	I
2/15/24 11:11	2/14/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.89	-1		2	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	1	1	S	-66	40.26	-2		0	D
1/29/24 15:17	1/25/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-32	21.12	-2	-100	0	D
1/12/24 16:36	1/12/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-4	11.01	0	-100	0	D
1/12/24 11:55	10/20/23	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	1	S	-54	10.81	-5	-100	0	D
1/10/24 14:28	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	5	6	S	-960	10.27	-93		951	D
1/2/24 15:11	1/2/24	XDSCX	Cross Shore Discovery Fund		Fund	CEF	Closed-End Funds	1	1	S	0	0.00	-4		67	D
12/26/23 12:28	12/1/23	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-181	8.69	-21	-100	0	I
12/22/23 11:56	12/20/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-80	11.17	-7		34	D
12/21/23 12:55	12/19/23	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-29	6.75	-4	-100	0	D
12/19/23 12:49	12/19/23	JPI	Nuveen Preferred & Income Term Fund		Fund	CEF	Closed-End Funds	1	1	S	-18	18.19	-1	-100	0	D
12/18/23 13:28	12/11/23	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	1	1	S	-12	8.35	-1	-100	0	D
12/18/23 13:24	12/11/23	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	-4	9.08	0	-100	0	D
12/18/23 13:18	12/11/23	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	S	-11	8.38	-1	-100	0	D
12/8/23 16:36	12/8/23	CNRLX	City National Rochdale Select Strategies Fund		Fund	CEF	Closed-End Funds	1	1	S	-43	13.72	-3		39	I
12/6/23 16:13	12/6/23	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	1	1	S	-190	14.17	-13		16	I
11/22/23 11:32	11/21/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-89	14.75	-6	-100	0	D
11/20/23 14:18	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	S	-206	11.18	-18	-100	0	D
11/17/23 17:40	11/15/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	1	2	S.m	-3,004	17.30	-174		959	I
11/13/23 16:23	11/8/23	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-104	6.95	-15		2,428	I
11/13/23 16:07	11/8/23	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	1	1	S	-13	9.72	-1	-100	0	D
11/13/23 16:03	11/8/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-299	14.94	-20		99	D
11/7/23 13:47	3/28/23	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-5	7.95	-1		5	I
11/1/23 14:23	11/1/23	CGO	Calamos Global Total Return Fund		Fund	CEF	Closed-End Funds	1	1	S	-58	8.20	-7	-100	0	D
10/30/23 16:23	10/30/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-4	13.10	0		4	D
10/30/23 13:39	10/26/23	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-7	13.73	0	-100	0	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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