26 results

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7/2/25 15:12
7/1/25
GCVGabelli Convertible & Income Securities Fund IncFundCEFClosed-End FundsGabelli Mario JNYHControl 1S-193.820-501,915D
7/2/25 10:04
6/30/25
SABASaba Capital Income & Opportunities Fund IIFLFundCEFClosed-End FundsSaba Capital Management, L.P.NYT56S.m-33,54112.850-2,61136,627I
6/30/25 15:45
6/30/25
RGTRoyce Global Trust, Inc.FundCEFClosed-End FundsGannon Francis D.NYOVP1S-8611.920-7-1000D
6/27/25 17:10
6/27/25
MAINMain Street Capital CorpFundCEFClosed-End FundsMorris Jesse ETXDOEVP, COO1S-2,07859.370-35236D
6/27/25 17:08
6/27/25
MAINMain Street Capital CorpFundCEFClosed-End FundsBeauvais Jason BTXOEVP,GC,S1S-81159.370-14182D
6/27/25 16:24
6/27/25
RGTRoyce Global Trust, Inc.FundCEFClosed-End FundsRoyce Charles MNYHSr. Advi5S.m-2,7499.270-2972,701I
6/5/25 18:38
6/5/25
HTGCHercules Capital, Inc.FundCEFClosed-End FundsFollmann ChristianCAOCOO1S-717.83000122D
6/4/25 08:22
6/3/25
JRSNuveen Real Estate Income FundFundCEFClosed-End FundsMoschner Albin FILHTrustee1S-87.860-1-1000D
6/3/25 17:57
6/3/25
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P1S-2157.210-30251I
6/2/25 16:03
5/30/25
IGRCbre Global Real Estate Income FundFundCEFClosed-End FundsMiniman Jonathan DPAHPortfoli1S-825.110-1618D
5/29/25 17:16
5/28/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRabil AlbertTXD2S.m-6,15215.880-387165I
5/29/25 16:55
5/27/25
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub Lawrence ENYDOCB1S-91,68715.130-6,0602,381I
5/29/25 16:52
5/27/25
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub DavidNYDOCEO1S-91,68715.130-6,0602,157I
5/20/25 16:55
5/19/25
TRINTrinity Capital Inc.FundCEFClosed-End FundsHamada Richard PAZD1S-5014.900-394D
5/20/25 13:02
5/16/25
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsTrutanic Richard SNYD1S-1014.020-12D
5/20/25 12:40
5/19/25
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFreund MatthewNCOP1S08.5000020D
5/9/25 12:01
5/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsDavidson SpencerNYDHChairman1S-43224.820-171,544I
5/9/25 11:21
5/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsAltschul Arthur G JrNYD3S-53024.780-2139I
5/9/25 10:59
5/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsTrust Fbo Altschul Arthur G Uw Altschul Helen GNYHDirector1S-43224.820-1710D
5/6/25 13:21
5/5/25
JPCNuveen Preferred & Income Opportunities FundFundCEFClosed-End FundsJones Nathaniel T.ILOVP,Treas1S-77.780-13D
4/25/25 13:08
4/23/25
RQICohen & Steers Quality Income Realty Fund IncFundCEFClosed-End FundsZaharis-Nikas ElaineNYOHVP1S-1211.840-1-1000I
4/24/25 18:23
4/21/25
CEDIXBluebay Destra International Event-Driven Credit FundFundCEFClosed-End FundsWatson Robert A.MTOP1S-10821.670-524D
4/22/25 11:31
4/15/25
PDCCPearl Diver Credit Co Inc.FundCEFClosed-End FundsUniversity of Wisconsin FoundationWIT1S-420.000005,726D
4/14/25 14:05
4/11/25
GLADGladstone Capital CorpFundCEFClosed-End FundsEnglish Michela AVAD1S-523.69001D
4/11/25 11:37
4/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsTrust Fbo Altschul Arthur G Jr Uw Altschul FrankNYHTrustee 1S-4924.620-2-1000D
4/7/25 16:37
4/3/25
CCDCalamos Dynamic Convertible & Income FundFundCEFClosed-End FundsCalamos John P SrILDOP,CB1S020.000001,450I

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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