12/19/25 12:42 | 12/17/25 | XELB | Xcel Brands, Inc. | DE | Financ | Patent | Patent Owners & Lessors | D Loren Robert W | NY | DOT | CEO,CB | 2 | P.d | 112 | 0.8550 | 0 | 131 | 21 | 748 | D | | | | | | | | | | | | | | |
12/19/25 11:53 | 12/17/25 | LUCY | Innovative Eyewear Inc | FL | Health | OthMd | Ophthalmic Goods | Galkin Vladimir | FL | T | | 3 | P.m | 110 | 1.48 | 0 | 74 | 8 | 997 | D | | | | | | | | | | | | | | |
12/19/25 11:00 | 12/17/25 | HYPD | Hyperion Defi, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Geltzeiler Michael S | CA | D | | 1 | P | 90 | 3.01 | 0 | 30 | 52 | 88 | D | | | | | | | | | | | | | | |
12/19/25 10:56 | 12/18/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | 80 | P.dm | 1,543 | 14.06 | 0 | 110 | 1 | 14,858 | M | | | | | | | | | | | | | | |
12/19/25 10:52 | 12/18/25 | SRV | Nxg Cushing Midstream Energy Fund | | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | Portfoli | 1 | P | 3 | 39.89 | 0 | 0 | 44 | 0 | D | | | | | | | | | | | | | | |
12/19/25 10:31 | 12/18/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 62 | P.m | 59 | 920.23 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
12/19/25 08:16 | 12/18/25 | ATEX | Anterix Inc. | DE | Telco | Telco | Telephone Communications (No | Lang Scott A. | NJ | DO | P,CEO | 2 | P | 75 | 20.80 | 0 | 4 | 78 | 8 | D | | | | | | | | | | | | | | |
12/19/25 07:00 | 12/17/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bagai Shaun | CA | DO | CEO | 1 | P | 4 | 0.8524 | 0 | 5 | 2 | 335 | D | | | | | | | | | | | | | | |
12/19/25 06:05 | 12/18/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | 4 | P | 201 | 9.30 | 0 | 22 | 0 | 5,592 | D | | | | | | | | | | | | | | |
12/18/25 19:54 | 12/16/25 | CJMB | Callan Jmb Inc. | NV | BizSv | BizSv | Business Services | Williams Wayne D | TX | DOT | CEO,CB,P | 3 | P.m | 109 | 1.67 | 0 | 65 | 3 | 2,377 | I | | | | | | | | | | | | | | |
12/18/25 19:29 | 12/16/25 | PROP | Prairie Operating Co. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Narrogal Nominees Pty Ltd Atf Gregory K O'Neill Family Trust | C3 | T | | 4 | P.m | 5,365 | 1.70 | 0 | 3,147 | 26 | 15,187 | D | | | | | | | | | | | | | | |
12/18/25 19:28 | 12/17/25 | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Sprott Eric | A6 | T | | 7 | P.dm | 106,031 | 8.11 | 0 | 13,071 | 75 | 30,606 | I | | | | | | | | | | | | | | |
12/18/25 18:16 | 12/15/25 | RKMIX | Rockefeller Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Clark Casey Collins | NY | H | Presiden | 1 | P | 325 | 20.00 | 0 | 16 | 631 | 19 | D | | | | | | | | | | | | | | |
12/18/25 18:10 | 12/16/25 | SGHT | Sight Sciences, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Encrantz Staffan | CA | DT | | 1 | P | 116 | 8.31 | 0 | 14 | 0 | 7,111 | D | | | | | | | | | | | | | | |
12/18/25 17:54 | 12/16/25 | MRUS | Merus N.V. | P7 | Health | Drug | Pharmaceutical Preparations | Genmab A/S | G7 | T | | 1 | P.m | 26,340 | 97.00 | 0 | 272 | 0 | 71,735 | I | | | | | | | | | | | | | | |
12/18/25 17:49 | 12/16/25 | S | Sentinelone, Inc. | DE | Tech | Softw | Prepackaged Software | Peek Mark S | CA | D | | 1 | P | 596 | 14.89 | 0 | 40 | 27 | 186 | I | | | | | | | | | | | | | | |
12/18/25 17:41 | 12/17/25 | SPT | Sprout Social, Inc. | DE | Tech | Softw | Prepackaged Software | Rankin Aaron Edward Frederick | IL | DT | | 1 | P | 1,010 | 11.14 | 0 | 91 | 373 | 115 | D | | | | | | | | | | | | | | |
12/18/25 17:25 | 12/16/25 | SCWO | 374Water Inc. | DE | Electr | ElcEq | Motors & Generators | Russell Kline | NC | O | CFO | 1 | P | 4 | 0.2200 | 0 | 20 | 3 | 669 | D | | | | | | | | | | | | | | |
12/18/25 17:23 | 12/17/25 | WY | Weyerhaeuser Co | WA | RlEst | REIT | Real Estate Investment Trusts | Lewis Sara Grootwassink | WA | D | | 1 | P | 106 | 23.61 | 0 | 5 | 13 | 38 | D | | | | | | | | | | | | | | |
12/18/25 17:18 | 11/25/25 | SPRU | Spruce Power Holding Corp | DE | Energy | OilSv | Oil & Gas Field Services | Steel Partners Holdings L.P. | NY | T | | 8 | P.m | 7,313 | 4.25 | 0 | 1,722 | 120 | 3,162 | I | | | | | | | | | | | | | | |
12/18/25 17:17 | 12/18/25 | GAIA | Gaia, Inc | CO | PerSv | Entert | Motion Picture & Video Tape P | Sutherland Paul Howard | CO | D | | 6 | P | 59 | 3.71 | 0 | 16 | 3 | 525 | D | | | | | | | | | | | | | | |
12/18/25 17:10 | 12/17/25 | CRM | Salesforce, Inc. | DE | Tech | Softw | Prepackaged Software | Kirk David Blair | CA | D | | 1 | P | 501 | 258.64 | 0 | 2 | 22 | 11 | D | | | | | | | | | | | | | | |
12/18/25 17:03 | 12/18/25 | IMNM | Immunome Inc. | DE | Health | Drug | Pharmaceutical Preparations | Siegall Clay B | WA | DO | P,CEO | 1 | P | 1,000 | 21.50 | 0 | 47 | 6 | 853 | D | | | | | | | | | | | | | | |
12/18/25 17:01 | 12/16/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | 1 | P.m | 35 | 6.02 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
12/18/25 17:00 | 12/16/25 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | 5 | P | 91 | 2.21 | 0 | 41 | 9 | 505 | I | | | | | | | | | | | | | | |
12/18/25 16:56 | 12/16/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Radabaugh Mark R. | NE | O | P,CEO OF | 1 | P.m | 12 | 5.56 | 0 | 2 | 7 | 32 | D | | | | | | | | | | | | | | |
12/18/25 16:47 | 12/16/25 | GLP | Global Partners LP | | Energy | OilTr | Petroleum Bulk Stations & Ter | Global Gp LLC | MA | H | General | 10 | P.m | 3,447 | 45.09 | 0 | 76 | 51 | 226 | D | | | | | | | | | | | | | | |
12/18/25 16:41 | 12/17/25 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Williams Anre D | CA | D | | 1 | P | 1,272 | 12.72 | 0 | 100 | 666 | 115 | D | | | | | | | | | | | | | | |
12/18/25 16:40 | 12/17/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 5 | P.m | 327 | 5.50 | 0 | 59 | 2 | 2,626 | I | | | | | | | | | | | | | | |
12/18/25 16:35 | 12/17/25 | CFND | C1 Fund Inc. | | Fund | CEF | Closed-End Funds | Han Elliot Jin | CA | O | Chief In | 1 | P | 24 | 4.81 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
12/18/25 16:30 | 12/16/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 6 | P | 9 | 13.77 | 0 | 1 | 1 | 136 | D | | | | | | | | | | | | | | |
12/18/25 16:30 | 12/16/25 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ault Milton C III | NV | DOT | Exec CB | 21 | P.dm | 749 | 0.9867 | 0 | 759 | 999% | 821 | D | | | | | | | | | | | | | | |
12/18/25 16:29 | 12/16/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 6 | P | 15 | 13.77 | 0 | 1 | 0 | 1,592 | D | | | | | | | | | | | | | | |
12/18/25 16:19 | 12/16/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Radziwill John | NY | DO | CB | 1 | P | 97 | 97.25 | 0 | 1 | 0 | 1,057 | D | | | | | | | | | | | | | | |
12/18/25 16:13 | 12/17/25 | SCND | Scientific Industries Inc | DE | Electr | LabEq | Laboratory Analytical Instrum | Moore John A | DE | DO | CB | 3 | P | 22 | 0.5736 | 0 | 38 | 6 | 663 | D | | | | | | | | | | | | | | |
12/18/25 16:05 | 12/17/25 | SEI | Solaris Energy Infrastructure, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Teague Aj | TX | D | | 1 | P | 199 | 43.12 | 0 | 5 | 4 | 115 | M | | | | | | | | | | | | | | |
12/18/25 16:04 | 12/17/25 | SEI | Solaris Energy Infrastructure, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Brock Amanda M | TX | DO | Co-CEO | 1 | P | 150 | 40.89 | 0 | 4 | 3 | 141 | D | | | | | | | | | | | | | | |
12/18/25 15:31 | 5/1/25 | UNB | Union Bankshares Inc | VT | Financ | StBnk | State Commercial Banks | Hogan Patricia N | VT | H | Officer | 1 | P.m | 1 | 27.48 | 0 | 0 | 0 | 9 | D | | | | | | | | | | | | | | |
12/18/25 14:55 | 12/16/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Moore William M | CA | D | | 4 | P.m | 50 | 0.4936 | 0 | 102 | 34 | 402 | D | | | | | | | | | | | | | | |
12/18/25 14:33 | 12/16/25 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Paden Frank L | OH | D | | 1 | P | 6 | 23.96 | 0 | 0 | 2 | 12 | D | | | | | | | | | | | | | | |
12/18/25 13:40 | 12/17/25 | IGR | Cbre Global Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Finnerty Peter Francis | PA | D | | 1 | P | 201 | 4.32 | 0 | 47 | | 47 | D | | | | | | | | | | | | | | |
12/18/25 13:35 | 12/16/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Srivastava Sajal | CA | DO | P,CIO | 13 | P.m | 6,006 | 6.32 | 0 | 950 | 106 | 1,842 | I | | | | | | | | | | | | | | |
12/18/25 13:35 | 12/16/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | 13 | P.m | 6,006 | 6.32 | 0 | 950 | 115 | 1,778 | I | | | | | | | | | | | | | | |
12/18/25 12:34 | 12/17/25 | RVT | Royce Small-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Gannon Francis D. | NY | O | VP | 1 | P | 3 | 15.87 | 0 | 0 | 4 | 5 | D | | | | | | | | | | | | | | |
12/18/25 12:14 | 12/16/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 60 | P.m | 41,285 | 34.18 | 0 | 1,208 | 7 | 18,175 | I | | | | | | | | | | | | | | |
12/18/25 11:16 | 12/16/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Pittard Christian | PA | D | | 1 | P | 134 | 16.88 | 0 | 8 | | 8 | D | | | | | | | | | | | | | | |
12/18/25 09:04 | 12/16/25 | NRDY | Nerdy Inc. | DE | PerSv | EduSv | Educational Services | Cohn Charles K. | MO | DOT | CEO | 18 | P | 4,158 | 1.26 | 0 | 3,312 | 6 | 58,139 | I | | | | | | | | | | | | | | |
12/18/25 09:00 | 12/17/25 | ELUT | Elutia Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Colpman David | MD | D | | 2 | P | 18 | 0.6373 | 0 | 28 | 904 | 31 | D | | | | | | | | | | | | | | |
12/18/25 09:00 | 12/16/25 | NRDE | Nu Ride Inc. | DE | Auto | Auto | Motor Vehicles & Passenger Ca | Esopus Creek Value Series Fund LP - Series A | NY | D | | 2 | P.m | 70 | 1.45 | 0 | 48 | 7 | 763 | D | | | | | | | | | | | | | | |
12/18/25 09:00 | 12/17/25 | ELUT | Elutia Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Makes Brigid | MD | D | | 1 | P | 13 | 0.5200 | 0 | 25 | 999% | 27 | D | | | | | | | | | | | | | | |
12/18/25 09:00 | 12/17/25 | ELUT | Elutia Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Mills C Randal | MD | DO | P,CEO | 3 | P | 15 | 0.6809 | 0 | 22 | 6 | 379 | D | | | | | | | | | | | | | | |
12/18/25 09:00 | 12/17/25 | ELUT | Elutia Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Ferguson Matthew | MD | O | CFO | 2 | P.m | 38 | 0.5487 | 0 | 70 | 19 | 447 | D | | | | | | | | | | | | | | |
12/18/25 08:00 | 12/16/25 | FTCI | Ftc Solar, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Carroll Anthony | TX | D | | 1 | P | 101 | 9.53 | 0 | 11 | 78 | 24 | D | | | | | | | | | | | | | | |
12/18/25 07:08 | 12/17/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | 10 | P.m | 14 | 0.7037 | 0 | 20 | 3 | 635 | I | | | | | | | | | | | | | | |
12/18/25 06:03 | 12/17/25 | BRR | Procap Financial, Inc. | DE | Financ | Loan | Finance Services | Pompliano Anthony John III | NY | DOT | CEO | 1 | P | 1,004 | 3.37 | 0 | 298 | 999% | 298 | D | | | | | | | | | | | | | | |
12/18/25 06:00 | 12/16/25 | ABTC | American Bitcoin Corp. | DE | Financ | Loan | Finance Services | Busch Richard | FL | D | | 1 | P | 291 | 1.66 | 0 | 175 | 24 | 900 | D | | | | | | | | | | | | | | |
12/18/25 06:00 | 12/16/25 | ADGM | Adagio Medical Holdings, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Kaster Deborah | CA | O | CFO | 1 | P | 18 | 1.20 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
12/17/25 21:06 | 12/15/25 | PLUG | Plug Power Inc | DE | Electr | ElcEq | Electrical Industrial Apparat | Crespo Jose Luis | NY | O | See Rema | 1 | P | 87 | 2.34 | 0 | 37 | 11 | 369 | D | | | | | | | | | | | | | | |
12/17/25 21:04 | 11/19/25 | ARX | Accelerant Holdings | E9 | Insur | InsBrk | Insurance Agents, Brokers & S | Lee-Smith Christopher | E9 | DO | Co-Found | 1 | P | 197 | 13.42 | 0 | 15 | 0 | 17,655 | D | | | | | | | | | | | | | | |
12/17/25 20:51 | 12/15/25 | XSPIX | Stepstone Private Venture & Growth Fund | | Fund | CEF | Closed-End Funds | Long Robert W. | NC | DO | P,Prin. | 1 | P | 1,700 | 52.27 | 0 | 33 | 999% | 35 | D | | | | | | | | | | | | | | |
12/17/25 20:51 | 12/15/25 | XSPIX | Stepstone Private Venture & Growth Fund | | Fund | CEF | Closed-End Funds | Caruvana Dean Anthony | NC | O | Secretar | 1 | P | 50 | 52.25 | 0 | 1 | 41 | 3 | D | | | | | | | | | | | | | | |
12/17/25 19:31 | 12/16/25 | INR | Infinity Natural Resources, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Poole David P | WV | D | | 1 | P | 112 | 12.94 | 0 | 9 | 43 | 29 | I | | | | | | | | | | | | | | |
12/17/25 19:14 | 12/1/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 12 | P | 58 | 1.51 | 0 | 38 | 8 | 524 | D | | | | | | | | | | | | | | |
12/17/25 19:04 | 12/17/25 | BH | Biglari Holdings Inc. | IN | Retail | Dining | Eating Places | Biglari, Sardar | TX | DOT | CB,CEO | 5 | P.m | 5,300 | 380.50 | 0 | 14 | 1 | 1,562 | I | | | | | | | | | | | | | | |
12/17/25 18:43 | 12/16/25 | HTFL | Heartflow, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Lightcap Jeffrey C | CA | D | | 1 | P | 1,054 | 26.34 | 0 | 40 | 1 | 6,738 | D | | | | | | | | | | | | | | |
12/17/25 18:43 | 12/15/25 | UPXI | Upexi, Inc. | DE | Financ | Loan | Finance Services | Marshall Allan | FL | DO | CEO | 1 | P.m | 311 | 2.07 | 0 | 150 | 4 | 3,996 | D | | | | | | | | | | | | | | |
12/17/25 18:32 | 12/16/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | 2 | P.dm | 61 | 1.25 | 0 | 49 | 22 | 268 | D | | | | | | | | | | | | | | |
12/17/25 18:20 | 12/16/25 | VSTS | Vestis Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Meister Keith A. | NY | DT | | 1 | P.m | 6,874 | 6.81 | 0 | 1,010 | 5 | 19,830 | I | | | | | | | | | | | | | | |
12/17/25 18:00 | 12/17/25 | ASTS | Ast Spacemobile, Inc. | DE | Telco | Telco | Communications Services | Larson Keith R | TX | D | | 2 | P | 99 | 71.33 | 0 | 1 | | 1 | I | | | | | | | | | | | | | | |
12/17/25 17:30 | 12/16/25 | LCGMF | Lion Copper & Gold Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | 4 | P.dm | 176 | 0.1453 | 0 | 1,212 | 1 | 144,188 | D | | | | | | | | | | | | | | |
12/17/25 17:22 | 12/17/25 | PFBX | Peoples Financial Corp /Ms/ | MS | Financ | StBnk | State Commercial Banks | Dennis Padrick D | MS | D | | 1 | P | 61 | 20.30 | 0 | 3 | 21 | 17 | D | | | | | | | | | | | | | | |
12/17/25 17:20 | 12/15/25 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | Lorber David A | NY | DOT | CB,CEO | 1 | P.m | 51 | 44.67 | 0 | 1 | 1 | 230 | D | | | | | | | | | | | | | | |
12/17/25 17:14 | 12/16/25 | SCWO | 374Water Inc. | DE | Electr | ElcEq | Motors & Generators | Jones Stephen J | NC | DO | Interim | 1 | P | 104 | 0.2311 | 0 | 450 | 74 | 1,056 | D | | | | | | | | | | | | | | |
12/17/25 17:06 | 12/17/25 | COO | Cooper Companies, Inc. | DE | Health | OthMd | Ophthalmic Goods | Kurzius Lawrence Erik | CA | D | | 3 | P | 515 | 36.77 | 0 | 14 | 11 | 140 | D | | | | | | | | | | | | | | |
12/17/25 17:03 | 12/16/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle II Holdings Fund | C3 | T | | 2 | P | 8,800 | 24.96 | 0 | 353 | 12 | 3,325 | D | | | | | | | | | | | | | | |
12/17/25 17:00 | 12/16/25 | OXY | Occidental Petroleum Corp /De/ | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Klesse William R | TX | D | | 1 | P | 195 | 38.98 | 0 | 5 | 2 | 219 | D | | | | | | | | | | | | | | |
12/17/25 16:53 | 12/15/25 | AMR | Alpha Metallurgical Resources, Inc. | DE | Mining | Coal | Bituminous Coal & Lignite Sur | Courtis Kenneth S. | TN | D | | 4 | P.m | 17,417 | 179.56 | 0 | 97 | 13 | 817 | D | | | | | | | | | | | | | | |
12/17/25 16:53 | 12/16/25 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Scott Peggy | LA | D | | 1 | P | 22 | 19.55 | 0 | 1 | 5 | 24 | D | | | | | | | | | | | | | | |
12/17/25 16:51 | 12/15/25 | ACVA | Acv Auctions Inc. | DE | BizSv | BizSv | Business Services | Chamoun George | NY | DO | CEO | 1 | P | 248 | 7.97 | 0 | 31 | 1 | 2,619 | D | | | | | | | | | | | | | | |
12/17/25 16:48 | 12/17/25 | CHUC | Charlie'S Holdings, Inc. | NV | Health | MdCm | Medicinal Chemicals & Botanic | Sicignano Henry III | CA | O | P | 1 | P | 21 | 0.2100 | 0 | 100 | 1 | 9,700 | D | | | | | | | | | | | | | | |
12/17/25 16:31 | 12/16/25 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Mardy Michael J | CT | D | | 1 | P | 23 | 19.55 | 0 | 1 | 7 | 17 | D | | | | | | | | | | | | | | |
12/17/25 16:28 | 12/16/25 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Mitarotonda James A | NY | DT | | 3 | P.m | 132 | 19.80 | 0 | 7 | 1 | 1,305 | D | | | | | | | | | | | | | | |
12/17/25 16:24 | 12/16/25 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Everets John | CT | D | | 1 | P | 28 | 19.55 | 0 | 1 | 1 | 140 | D | | | | | | | | | | | | | | |
12/17/25 16:23 | 12/15/25 | LFVN | Lifevantage Corp | | Health | Drug | Pharmaceutical Preparations | Lewis Darwin | UT | D | | 1 | P | 5 | 6.54 | 0 | 1 | 1 | 132 | D | | | | | | | | | | | | | | |
12/17/25 16:21 | 12/16/25 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Galbato Chan | CT | D | | 1 | P | 20 | 19.55 | 0 | 1 | 83 | 2 | D | | | | | | | | | | | | | | |
12/17/25 16:19 | 12/16/25 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Henry Charles W | CT | D | | 1 | P | 21 | 19.55 | 0 | 1 | 1 | 80 | D | | | | | | | | | | | | | | |
12/17/25 16:16 | 12/15/25 | KNSL | Kinsale Capital Group, Inc. | | Insur | Insur | Fire, Marine & Casualty Insur | Share Gregory M | VA | D | | 1 | P | 1,048 | 391.95 | 0 | 3 | 8 | 35 | I | | | | | | | | | | | | | | |
12/17/25 16:14 | 12/16/25 | RZLT | Rezolute, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Hogenhuis Wladimir | CA | D | | 1 | P | 10 | 1.69 | 0 | 6 | 5 | 120 | D | | | | | | | | | | | | | | |
12/17/25 16:13 | 12/16/25 | RZLT | Rezolute, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Roberts Brian Kenneth | CA | O | Chief Me | 1 | P | 48 | 1.70 | 0 | 28 | 9 | 324 | D | | | | | | | | | | | | | | |
12/17/25 16:10 | 12/15/25 | BFLY | Butterfly Network, Inc. | DE | Health | OthMd | X-Ray Apparatus & Tubes & Rel | Phanstiel S. Louise | MA | D | | 1 | P | 571 | 3.08 | 0 | 185 | 51 | 551 | I | | | | | | | | | | | | | | |
12/17/25 16:01 | 12/16/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Hageman Hilary | VA | O | EVP GC,S | 1 | P | 10 | 100.21 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
12/17/25 15:04 | 12/11/25 | CFBK | Cf Bankshares Inc. | DE | Financ | NtBnk | National Commercial Banks | Frauenberg James H II | OH | D | | 1 | P | 5 | 23.78 | 0 | 0 | 0 | 192 | D | | | | | | | | | | | | | | |
12/17/25 14:39 | 12/15/25 | AMR | Alpha Metallurgical Resources, Inc. | TX | Insur | LfIns | Life Insurance | Gorzynski Michael | NY | DTH | See Rema | 1 | P | 7,271 | 188.50 | 0 | 39 | 3 | 1,443 | I | | | | | | | | | | | | | | |
12/17/25 14:02 | 12/17/25 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Jensen Barry H | MA | O | EVP,Chie | 5 | P | 231 | 15.41 | 0 | 15 | 75 | 35 | D | | | | | | | | | | | | | | |
12/17/25 13:23 | 12/15/25 | ACNB | Acnb Corp | PA | Financ | StBnk | State Commercial Banks | Elsner Frank III | PA | D | | 1 | P | 0 | 50.00 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
12/17/25 12:00 | 12/16/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Reagan James | VA | DO | Interim | 1 | P | 100 | 100.17 | 0 | 1 | 4 | 26 | D | | | | | | | | | | | | | | |
12/17/25 11:45 | 12/17/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | D | | 6 | P | 14 | 0.0419 | 0 | 329 | 4 | 7,846 | D | | | | | | | | | | | | | | |
12/17/25 11:44 | 12/15/25 | GRNT | Granite Ridge Resources, Inc. | | Energy | OilPrd | Crude Petroleum & Natural Gas | Miller Matthew Reade | TX | D | | 2 | P | 53 | 5.32 | 0 | 10 | 1 | 1,298 | D | | | | | | | | | | | | | | |
12/17/25 07:02 | 12/16/25 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Germano Geno J | NC | D | | 1 | P | 14 | 4.72 | 0 | 3 | 14 | 24 | D | | | | | | | | | | | | | | |
12/17/25 07:01 | 12/16/25 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Frankel Stanley | NC | D | | 2 | P | 26 | 4.84 | 0 | 5 | 38 | 19 | D | | | | | | | | | | | | | | |
12/17/25 07:00 | 12/15/25 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Brown Melinda | NC | D | | 2 | P | 14 | 4.93 | 0 | 3 | 14 | 23 | D | | | | | | | | | | | | | | |
12/17/25 07:00 | 12/16/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Agah Ramtin | CA | DO | Chief Me | 3 | P.m | 37 | 0.8500 | 0 | 44 | 6 | 778 | D | | | | | | | | | | | | | | |
12/16/25 21:26 | 12/12/25 | BCIC | Bcp Investment Corp | | Fund | CEF | Closed-End Funds | Schafer Patrick | NY | DO | Chief In | 2 | P | 160 | 13.54 | 0 | 12 | 92 | 25 | D | | | | | | | | | | | | | | |
12/16/25 21:08 | 12/12/25 | BCIC | Bcp Investment Corp | | Fund | CEF | Closed-End Funds | Satoren Brandon | NY | O | CFO,Trea | 2 | P | 47 | 13.27 | 0 | 4 | 319 | 5 | D | | | | | | | | | | | | | | |
12/16/25 21:07 | 10/7/25 | SRRK | Scholar Rock Holding Corp | DE | Health | BioPrd | Biological Products, (No Diag | Akkaraju Srinivas | CA | D | | 8 | P.dm | 29,058 | 16.19 | 0 | 1,795 | 17 | 12,676 | I | | | | | | | | | | | | | | |
12/16/25 20:49 | 12/12/25 | BCIC | Bcp Investment Corp | | Fund | CEF | Closed-End Funds | Goldthorpe Edward J. | NY | DO | P,CEO | 1 | P | 1,000 | 13.63 | 0 | 73 | 574 | 86 | D | | | | | | | | | | | | | | |
12/16/25 20:02 | 12/11/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | 6 | P.m | 173 | 8.44 | 0 | 21 | 1 | 1,588 | I | | | | | | | | | | | | | | |
12/16/25 19:35 | 12/12/25 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Desai Ujjaval | NY | DO | CEO | 2 | P.m | 353 | 15.24 | 0 | 23 | 40 | 82 | D | | | | | | | | | | | | | | |
12/16/25 18:38 | 12/12/25 | IPSC | Century Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Pfeiffenberger Brent | PA | DO | P,CEO | 2 | P | 48 | 0.5481 | 0 | 87 | 3 | 3,323 | D | | | | | | | | | | | | | | |
12/16/25 18:36 | 12/16/25 | COO | Cooper Companies, Inc. | DE | Health | OthMd | Ophthalmic Goods | Sheffield Holly R | CA | O | P,CSI | 1 | P | 99 | 80.75 | 0 | 1 | 3 | 39 | D | | | | | | | | | | | | | | |
12/16/25 18:36 | 12/16/25 | COO | Cooper Companies, Inc. | DE | Health | OthMd | Ophthalmic Goods | White Albert G III | CA | DO | P,CEO | 1 | P | 808 | 80.80 | 0 | 10 | 4 | 236 | D | | | | | | | | | | | | | | |
12/16/25 18:34 | 12/15/25 | SILO | Silo Pharma, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Weisblum Eric | FL | DO | CEO | 3 | P.m | 8 | 0.4030 | 0 | 19 | 10 | 217 | D | | | | | | | | | | | | | | |
12/16/25 18:00 | 12/16/25 | NWTG | Newton Golf Company, Inc. | DE | Hshld | Toys | Sporting & Athletic Goods | Clayborne Jeff | CA | O | CFO | 2 | P.m | 22 | 1.20 | 0 | 18 | | 18 | I | | | | | | | | | | | | | | |
12/16/25 17:41 | 12/15/25 | SXTP | 60 Degrees Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Dow Geoffrey S | DC | DO | P,CEO | 2 | P.m | 20 | 0.8820 | 0 | 23 | 61 | 60 | D | | | | | | | | | | | | | | |
12/16/25 17:31 | 12/16/25 | KLXE | Klx Energy Services Holdings, Inc. | | Energy | OilSv | Oil & Gas Field Services | Bouthillette Max | TX | O | See Rema | 1 | P | 28 | 1.67 | 0 | 17 | 13 | 143 | D | | | | | | | | | | | | | | |
12/16/25 17:13 | 12/15/25 | FPI | Farmland Partners Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Good John A | CO | D | | 2 | P | 70 | 9.91 | 0 | 7 | 89 | 15 | D | | | | | | | | | | | | | | |
12/16/25 16:44 | 12/12/25 | GOGO | Gogo Inc. | DE | Telco | Telco | Communications Services | Thorne Oakleigh | NY | DOT | Exec Cha | 1 | P | 907 | 5.34 | 0 | 170 | 1 | 28,258 | D | | | | | | | | | | | | | | |
12/16/25 16:44 | 12/15/25 | DHC | Diversified Healthcare Trust | MD | RlEst | REIT | Real Estate Investment Trusts | Bilotto Christopher J. | MA | DO | P,CEO | 1 | P | 98 | 4.89 | 0 | 20 | 8 | 266 | D | | | | | | | | | | | | | | |
12/16/25 16:38 | 12/12/25 | BCIC | Bcp Investment Corp | | Fund | CEF | Closed-End Funds | Grunebaum George | NY | D | | 1 | P | 100 | 13.63 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
12/16/25 16:37 | 12/12/25 | BCIC | Bcp Investment Corp | | Fund | CEF | Closed-End Funds | Morea Joseph | NY | D | | 1 | P | 50 | 13.63 | 0 | 4 | 426 | 5 | D | | | | | | | | | | | | | | |
12/16/25 16:32 | 12/12/25 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Whitmore Bradford T | IL | DT | | 2 | P.m | 569 | 5.32 | 0 | 107 | 2 | 6,412 | I | | | | | | | | | | | | | | |
12/16/25 16:30 | 12/11/25 | ELWT | Elauwit Connection, Inc. | | Telco | Telco | Communications Services | Rubens Barry R | SC | DOT | CEO | 1 | P | 16 | 6.59 | 0 | 3 | 0 | 676 | D | | | | | | | | | | | | | | |
12/16/25 16:30 | 11/11/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | Krishnan Ashwin | NY | O | Chief In | 1 | P | 50 | 16.72 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
12/16/25 16:30 | 12/12/25 | MLP | Maui Land & Pineapple Co Inc | HI | RlEst | RlEst | Real Estate | Case Stephen M | DC | DT | | 9 | P.m | 718 | 15.48 | 0 | 46 | 0 | 12,055 | I | | | | | | | | | | | | | | |
12/16/25 16:30 | 12/15/25 | SMRT | Smartrent, Inc. | DE | Tech | Softw | Computer Integrated Systems D | Martell Frank | AZ | DO | CEO | 8 | P.m | 1,269 | 1.79 | 0 | 709 | 50 | 2,114 | I | | | | | | | | | | | | | | |
12/16/25 16:30 | 12/11/25 | ELWT | Elauwit Connection, Inc. | | Telco | Telco | Communications Services | McDonough Daniel Jr | SC | DOT | Exec CB | 1 | P | 33 | 6.50 | 0 | 5 | 1 | 827 | D | | | | | | | | | | | | | | |
12/16/25 16:30 | 11/7/25 | TRIN | Trinity Capital Inc. | | Fund | CEF | Closed-End Funds | Estes Ronald E. | AZ | D | | 3 | P.m | 73 | 14.64 | 0 | 5 | 11 | 49 | D | | | | | | | | | | | | | | |
12/16/25 16:23 | 12/12/25 | MRMD | Marimed Inc. | DE | Health | MdCm | Medicinal Chemicals & Botanic | Shaw Timothy | MA | O | COO | 1 | P.d | 5 | 0.1071 | 0 | 45 | 0 | 11,295 | D | | | | | | | | | | | | | | |
12/16/25 16:21 | 12/11/25 | TXO | Txo Partners, L.P. | X1 | Energy | OilPrd | Crude Petroleum & Natural Gas | Kevil Phillip R | TX | D | | 1 | P | 24 | 11.90 | 0 | 2 | 7 | 31 | D | | | | | | | | | | | | | | |
12/16/25 16:15 | 12/12/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | 17 | P.dm | 59 | 0.1782 | 0 | 331 | 12 | 3,149 | D | | | | | | | | | | | | | | |
12/16/25 16:06 | 12/12/25 | BSBK | Bogota Financial Corp. | | Financ | SnBnk | Savings Institutions, Not Fed | Masterson John J. | NJ | D | | 2 | P.dm | 31 | 8.26 | 0 | 4 | 2 | 185 | D | | | | | | | | | | | | | | |
12/16/25 16:05 | 12/16/25 | OPTT | Ocean Power Technologies, Inc. | NJ | Utility | ElcPwr | Electric Services | Stratmann Philipp | NJ | DO | P,CEO | 2 | P | 5 | 0.3367 | 0 | 14 | 3 | 518 | D | | | | | | | | | | | | | | |
12/16/25 16:05 | 12/12/25 | SLGL | Sol-Gel Technologies Ltd. | L3 | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | 6 | P.m | 574 | 36.58 | 0 | 16 | 1 | 1,363 | I | | | | | | | | | | | | | | |
12/16/25 16:03 | 12/12/25 | CVR | Chicago Rivet & Machine Co | IL | Machn | Mchn | Metalworkg Machinery & Equipm | Morrissey John A | IL | T | | 1 | P | 36 | 14.36 | 0 | 3 | 3 | 100 | D | | | | | | | | | | | | | | |
12/16/25 16:02 | 12/12/25 | APTV | Aptiv Plc | Y9 | Auto | AutoPt | Motor Vehicle Parts & Accesso | Agnevall Hakan | MI | D | | 1 | P | 297 | 80.25 | 0 | 4 | 387 | 5 | D | | | | | | | | | | | | | | |
12/16/25 16:00 | 12/16/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Natarajan Prabu | VA | O | EVP,CFO | 1 | P | 201 | 100.49 | 0 | 2 | 3 | 67 | I | | | | | | | | | | | | | | |
12/16/25 15:55 | 12/15/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Lewis Randall J | IN | D | | 3 | P | 216 | 182.48 | 0 | 1 | 26 | 6 | D | | | | | | | | | | | | | | |
12/16/25 15:32 | 12/15/25 | CFND | C1 Fund Inc. | | Fund | CEF | Closed-End Funds | Kidwai Najamul Hasan | CA | DO | CEO | 3 | P | 156 | 5.19 | 0 | 30 | 15 | 238 | D | | | | | | | | | | | | | | |
12/16/25 15:30 | 12/10/25 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Osborn Michael Jordan | OR | O | CEO | 1 | P.m | 9 | 2.93 | 0 | 3 | 150 | 5 | D | | | | | | | | | | | | | | |
12/16/25 15:21 | 12/15/25 | TFSL | Tfs Financial Corp | DE | Financ | SvBnk | Savings Institution, Federall | Asher Anthony J | OH | D | | 1 | P | 20 | 13.89 | 0 | 1 | 3 | 44 | D | | | | | | | | | | | | | | |
12/16/25 15:04 | 12/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ryan Christina M | IN | D | | 2 | P | 3 | 40.79 | 0 | 0 | 0 | 17 | D | | | | | | | | | | | | | | |
12/16/25 15:02 | 12/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ellspermann Susan J | IN | D | | 2 | P | 2 | 40.38 | 0 | 0 | 0 | 12 | D | | | | | | | | | | | | | | |
12/16/25 15:01 | 12/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Seger Andrew M | IN | D | | 2 | P | 2 | 39.62 | 0 | 0 | 0 | 144 | D | | | | | | | | | | | | | | |
12/16/25 14:44 | 12/15/25 | UWHR | Uwharrie Capital Corp | NC | Financ | StBnk | State Commercial Banks | Swaringen S Todd | NC | D | | 1 | P | 2 | 10.50 | 0 | 0 | 3 | 5 | M | | | | | | | | | | | | | | |
12/16/25 14:38 | 11/26/25 | NWPP | New Peoples Bankshares Inc | VA | Financ | StBnk | State Commercial Banks | Cox John D | VA | D | | 1 | P | 10 | 3.20 | 0 | 3 | 0 | 846 | I | | | | | | | | | | | | | | |
12/16/25 14:22 | 12/16/25 | CFBK | Cf Bankshares Inc. | DE | Financ | NtBnk | National Commercial Banks | Ringwald Bradley J | OH | O | Bank P | 1 | P | 24 | 24.07 | 0 | 1 | 4 | 29 | D | | | | | | | | | | | | | | |
12/16/25 14:21 | 12/15/25 | CFBK | Cf Bankshares Inc. | DE | Financ | NtBnk | National Commercial Banks | Hoeweler Robert E | OH | D | | 1 | P | 24 | 23.87 | 0 | 1 | 1 | 72 | D | | | | | | | | | | | | | | |
12/16/25 12:56 | 12/15/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Carus Jeffrey A | NJ | D | | 2 | P.d | 3 | 14.29 | 0 | 0 | 1 | 32 | I | | | | | | | | | | | | | | |
12/16/25 12:17 | 12/15/25 | COSM | Cosmos Health Inc. | NV | Retail | WhDrg | Drugs, Proprietaries & Druggi | Siokas Grigorios | J3 | DOT | CEO | 6 | P | 264 | 0.5622 | 0 | 470 | 8 | 6,628 | D | | | | | | | | | | | | | | |
12/16/25 09:30 | 12/15/25 | RLMD | Relmada Therapeutics, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Traversa Sergio | FL | DO | CEO | 2 | P.d | 713 | 2.38 | 0 | 300 | 30 | 1,300 | D | | | | | | | | | | | | | | |
12/16/25 09:30 | 12/15/25 | RLMD | Relmada Therapeutics, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Shenouda Maged | FL | O | CFO | 2 | P.d | 1,148 | 2.24 | 0 | 512 | 177 | 800 | D | | | | | | | | | | | | | | |
12/16/25 09:04 | 12/15/25 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Cole Matthew Ryan | TX | DO | CEO | 1 | P | 416 | 0.8075 | 0 | 515 | 278 | 700 | M | | | | | | | | | | | | | | |
12/16/25 09:00 | 12/15/25 | VANI | Vivani Medical, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Williams Gregg | CA | DT | | 4 | P | 11,950 | 1.34 | 0 | 8,917 | 43 | 29,626 | I | | | | | | | | | | | | | | |
12/16/25 07:56 | 12/15/25 | STK | Columbia Seligman Premium Technology Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Carlton Pamela G | MA | D | | 1 | P | 4 | 36.00 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
12/15/25 21:24 | 12/12/25 | ADGM | Adagio Medical Holdings, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Usen Todd | CA | DO | CEO | 1 | P | 226 | 1.09 | 0 | 207 | | 207 | D | | | | | | | | | | | | | | |
12/15/25 20:07 | 12/11/25 | VERA | Vera Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Enright Patrick G | CA | D | | 2 | P | 2,500 | 20.30 | 0 | 123 | 2 | 8,019 | D | | | | | | | | | | | | | | |
12/15/25 19:55 | 11/7/25 | PEPG | Pepgen Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ra Capital Management, L.P. | MA | DT | | 4 | P.dm | 50,761 | 4.64 | 0 | 10,941 | 28 | 50,375 | I | | | | | | | | | | | | | | |
12/15/25 19:50 | 12/11/25 | HLIT | Harmonic Inc. | DE | Electr | TvEq | Radio & Tv Broadcasting & Com | Krall David | CA | D | | 1 | P | 499 | 10.50 | 0 | 48 | 27 | 223 | D | | | | | | | | | | | | | | |
12/15/25 19:41 | 12/11/25 | IGR | Cbre Global Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Smith Joseph P | PA | OH | P,CEO | 1 | P.m | 16 | 4.22 | 0 | 4 | 3 | 115 | D | | | | | | | | | | | | | | |
12/15/25 19:35 | 12/15/25 | RZLT | Rezolute, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Evans Daron | CA | O | CFO | 1 | P | 80 | 1.77 | 0 | 45 | 10 | 513 | M | | | | | | | | | | | | | | |
12/15/25 19:35 | 12/15/25 | RZLT | Rezolute, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Elam Nevan C | CA | DO | CEO | 1 | P | 51 | 1.59 | 0 | 32 | 5 | 641 | D | | | | | | | | | | | | | | |
12/15/25 19:34 | 12/15/25 | RZLT | Rezolute, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Karnawat Sunil Ratilal | CA | O | Chief Co | 1 | P | 20 | 1.62 | 0 | 12 | 17 | 81 | D | | | | | | | | | | | | | | |
12/15/25 19:12 | 12/11/25 | NEXT | Nextdecade Corp | DE | Utility | NgDist | Natural Gas Transmission & Di | Hanwha Aerospace Co., Ltd. | M5 | T | | 10 | P.m | 53,695 | 6.04 | 0 | 8,884 | 25 | 43,957 | D | | | | | | | | | | | | | | |
12/15/25 19:03 | 12/11/25 | FGBI | First Guaranty Bancshares, Inc. | KY | Financ | StBnk | State Commercial Banks | Walker Robert W | LA | D | | 3 | P.m | 78 | 4.62 | 0 | 17 | 49 | 51 | D | | | | | | | | | | | | | | |
12/15/25 18:44 | 12/11/25 | HUBG | Hub Group, Inc. | IL | Trans | TrSv | Arrangement of Transportation | Yablon Gary | IL | D | | 1 | P | 200 | 43.74 | 0 | 5 | 16 | 33 | D | | | | | | | | | | | | | | |
12/15/25 18:20 | 12/11/25 | BFLY | Butterfly Network, Inc. | DE | Health | OthMd | X-Ray Apparatus & Tubes & Rel | Robbins Larry | NY | DT | | 3 | P.m | 11,501 | 2.63 | 0 | 4,380 | 29 | 19,247 | I | | | | | | | | | | | | | | |
12/15/25 17:42 | 12/11/25 | MIDD | Middleby Corp | DE | Machn | Mchn | Refrigeration & Service Indus | Garden Edward P | IL | D | | 1 | P.m | 14,996 | 145.73 | 0 | 103 | 3 | 3,380 | I | | | | | | | | | | | | | | |
12/15/25 17:24 | 12/15/25 | CLFD | Clearfield, Inc. | MN | Electr | TelEq | Telephone & Telegraph Apparat | Roth Ronald G | MN | DTH | Chairman | 1 | P | 301 | 30.06 | 0 | 10 | 1 | 1,456 | D | | | | | | | | | | | | | | |
12/15/25 17:21 | 12/11/25 | SVCO | Silvaco Group, Inc. | DE | Tech | Softw | Prepackaged Software | Ngai Anthony K.K. | CA | D | | 2 | P | 47 | 4.25 | 0 | 11 | 14 | 92 | D | | | | | | | | | | | | | | |
12/15/25 17:07 | 12/11/25 | TEAD | Teads Holding Co. | DE | Tech | Softw | Computer Programming, Data Pr | Krindel Yaffa | NY | D | | 1 | P.m | 7 | 0.7324 | 0 | 10 | 10 | 111 | D | | | | | | | | | | | | | | |
12/15/25 17:05 | 12/12/25 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Meslow Andrew | IN | D | | 1 | P.m | 590 | 1.97 | 0 | 300 | 100 | 600 | D | | | | | | | | | | | | | | |
12/15/25 17:05 | 12/12/25 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Bickley Ian | IN | D | | 1 | P | 103 | 1.94 | 0 | 53 | 7 | 842 | D | | | | | | | | | | | | | | |
12/15/25 17:04 | 12/11/25 | TUSK | Mammoth Energy Services, Inc. | DE | Energy | OilSv | Oil & Gas Field Services | Amron Arthur H | OK | D | | 1 | P | 19 | 1.89 | 0 | 10 | 21 | 57 | D | | | | | | | | | | | | | | |
12/15/25 16:57 | 12/12/25 | MAA | Mid America Apartment Communities Inc. | TN | RlEst | REIT | Real Estate Investment Trusts | Hill Adrian | TN | O | EVP,Chie | 1 | P | 100 | 131.83 | 0 | 1 | 2 | 50 | D | | | | | | | | | | | | | | |
12/15/25 16:57 | 12/11/25 | AAON | Aaon, Inc. | NV | Machn | Mchn | Air-Cond & Warm Air Heatg Equ | Wakefield Stephen E | OK | O | EVP | 1 | P.m | 484 | 78.88 | 0 | 6 | 28 | 28 | M | | | | | | | | | | | | | | |
12/15/25 16:57 | 12/11/25 | SI | Shoulder Innovations, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Points Jeffrey S. | MI | O | CFO | 1 | P.m | 30 | 14.82 | 0 | 2 | 4 | 54 | D | | | | | | | | | | | | | | |
12/15/25 16:52 | 12/12/25 | DIS | Walt Disney Co | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Gorman James P | CA | D | | 1 | P | 2,014 | 111.89 | 0 | 18 | 68 | 45 | I | | | | | | | | | | | | | | |
12/15/25 16:51 | 12/11/25 | SI | Shoulder Innovations, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Ball Robert Joseph | MI | DO | CEO,Exec | 1 | P.m | 107 | 14.86 | 0 | 7 | 6 | 118 | D | | | | | | | | | | | | | | |
12/15/25 16:43 | 12/11/25 | ELAN | Elanco Animal Health Inc | | Health | Drug | Pharmaceutical Preparations | Modi Rajeev A. | IN | O | SEE REMA | 1 | P | 96 | 21.33 | 0 | 5 | 4 | 123 | D | | | | | | | | | | | | | | |
12/15/25 16:42 | 12/11/25 | ELAN | Elanco Animal Health Inc | | Health | Drug | Pharmaceutical Preparations | Vanhimbergen Robert M | IN | O | EVP,CFO | 1 | P | 150 | 21.64 | 0 | 7 | 6 | 124 | D | | | | | | | | | | | | | | |
12/15/25 16:41 | 12/11/25 | ELAN | Elanco Animal Health Inc | | Health | Drug | Pharmaceutical Preparations | Simmons Jeffrey N | IN | DO | P,CEO,Di | 1 | P | 478 | 21.75 | 0 | 22 | 1 | 1,969 | I | | | | | | | | | | | | | | |
12/15/25 16:32 | 12/11/25 | WVE | Wave Life Sciences Ltd. | X0 | Health | Drug | Pharmaceutical Preparations | Gsk Plc | X0 | T | | 1 | P | 27,930 | 19.00 | 0 | 1,470 | 9 | 18,246 | I | | | | | | | | | | | | | | |
12/15/25 16:30 | 12/11/25 | ELWT | Elauwit Connection, Inc. | | Telco | Telco | Communications Services | Berk Frederick R. | SC | D | | 1 | P | 6 | 6.50 | 0 | 1 | 2 | 63 | D | | | | | | | | | | | | | | |
12/15/25 16:29 | 12/11/25 | AFCG | Advanced Flower Capital Inc. | MD | RlEst | RlEst | Real Estate | Tannenbaum Leonard M | FL | DT | | 7 | P.m | 1,331 | 5.18 | 0 | 257 | 3 | 9,828 | D | | | | | | | | | | | | | | |
12/15/25 16:15 | 12/11/25 | BMEA | Biomea Fusion, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Erdtmann Rainer M | CA | DO | See Rema | 2 | P.m | 98 | 1.22 | 0 | 80 | 3 | 2,573 | D | | | | | | | | | | | | | | |
12/15/25 16:10 | 12/15/25 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Goddard Janie | NY | D | | 1 | P | 10 | 5.75 | 0 | 2 | 29 | 8 | D | | | | | | | | | | | | | | |
12/15/25 16:10 | 12/15/25 | FWDI | Forward Industries, Inc. | NY | Hshld | PlPrd | Plastics Products | Pruitt Michael D | NY | O | CEO | 1 | P | 7 | 7.44 | 0 | 1 | | 1 | I | | | | | | | | | | | | | | |
12/15/25 16:06 | 12/11/25 | OTH | Off the Hook Ys Inc. | NV | Machn | RailEq | Ship & Boat Building & Repair | Gonnelli Robert Rosario | NC | D | | 5 | P.m | 620 | 3.83 | 0 | 162 | | 157 | D | | | | | | | | | | | | | | |
12/15/25 16:05 | 12/15/25 | OPTT | Ocean Power Technologies, Inc. | NJ | Utility | ElcPwr | Electric Services | Powers Robert Patrick | NJ | O | CFO | 1 | P | 5 | 0.3396 | 0 | 15 | 6 | 268 | D | | | | | | | | | | | | | | |
12/15/25 16:03 | 12/12/25 | KLXE | Klx Energy Services Holdings, Inc. | | Energy | OilSv | Oil & Gas Field Services | Stanford Geoffrey C | TX | O | See Rema | 1 | P.m | 95 | 1.90 | 0 | 50 | 183 | 77 | D | | | | | | | | | | | | | | |
12/15/25 16:01 | 12/11/25 | AMCR | Amcor Plc | Y9 | Hshld | MfgOth | Miscellaneous Manufacturing I | Scherger Stephen R. | X0 | O | EVP,Fina | 1 | P | 1,007 | 8.32 | 0 | 121 | | 121 | D | | | | | | | | | | | | | | |
12/15/25 16:00 | 12/15/25 | TWLV | Twelve Seas Investment Co Iii/Cayman | E9 | Financ | AcqCo | Blank Checks | Twelve Seas Sponsor LLC | CA | T | | 1 | P.d | 3,000 | 10.00 | 0 | 300 | | 300 | I | | | | | | | | | | | | | | |
12/15/25 16:00 | 12/11/25 | KVUE | Kenvue Inc. | DE | Fash | Beauty | Perfumes, Cosmetics & Other T | Smith Jeffrey C | FL | D | | 1 | P.dm | 110,987 | 17.40 | 0 | 6,378 | 30 | 27,308 | I | | | | | | | | | | | | | | |
12/15/25 15:54 | 11/25/25 | CCLFX | Cliffwater Corporate Lending Fund | | Fund | CEF | Closed-End Funds | Nesbitt Stephen Lane | WI | DO | P,Intere | 1 | P.m | 15,267 | 10.65 | 0 | 1,434 | 15 | 11,152 | I | | | | | | | | | | | | | | |
12/15/25 15:48 | 12/15/25 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Williams Derek G | OH | O | SVP,Reta | 1 | P | 4 | 24.20 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
12/15/25 15:40 | 12/15/25 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Lober Ralph J II | OH | DO | CEO,P | 4 | P.m | 47 | 23.45 | 0 | 2 | 3 | 76 | D | | | | | | | | | | | | | | |
12/15/25 15:22 | 12/11/25 | NZF | Nuveen Municipal Credit Income Fund | | Fund | CEF | Closed-End Funds | Toth Terence J | IL | H | Trustee | 1 | P | 85 | 12.73 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
12/15/25 13:45 | 12/11/25 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Malik Fahd | NY | O | VP,Portf | 1 | P | 17 | 10.69 | 0 | 2 | 21 | 10 | M | | | | | | | | | | | | | | |
12/15/25 13:01 | 12/11/25 | AIPG | Ai Technology Group Inc. | NV | Electr | ElcEq | Motors & Generators | Johnson Marcus Marion | WA | DO | P | 1 | P | 1 | 2.50 | 0 | 0 | 0 | 1,768 | D | | | | | | | | | | | | | | |
12/15/25 12:48 | 12/10/25 | SPFX | Standard Premium Finance Holdings, Inc. | FL | Financ | Loan | Miscellaneous Business Credit | Koppelmann William | FL | DOT | CEO | 1 | P | 2 | 1.91 | 0 | 1 | 0 | 807 | D | | | | | | | | | | | | | | |