Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/14/25 10:26	5/13/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.68	1	0	819	M
5/13/25 17:54	5/13/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	Bass Robert J	NY	H	Trustee	P	50	30.78	2	10	17	D
5/13/25 17:02	5/13/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Leets Karen L	CA	D		P	25	7.55	3	75	8	D
5/13/25 14:00	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	P	20	9.66	2	207	3	I
5/13/25 12:33	5/12/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.65	1	0	818	M
5/13/25 11:22	5/12/25	IAE	Voya Asia Pacific High Dividend Equity Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	77	6.41	12	1	1,757	I
5/13/25 11:09	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	9.69	1	1	46	D
5/13/25 11:04	5/12/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	172	10.87	16	1	1,827	I
5/13/25 10:57	5/12/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	365	8.51	43	2	1,935	I
5/13/25 10:22	5/12/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	P	249	15.34	16	24	83	I
5/12/25 21:14	5/9/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	P	50	14.22	4	0	1,085	I
5/12/25 19:58	5/9/25	IAE	Voya Asia Pacific High Dividend Equity Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	4	6.29	1	0	1,744	I
5/12/25 19:53	5/8/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	186	25.57	7	1	1,017	I
5/12/25 19:51	5/8/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	10.88	0	0	1,811	I
5/12/25 19:36	5/8/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	335	8.43	40	2	1,892	I
5/12/25 10:52	5/9/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.69	1	0	817	M
5/9/25 19:58	5/7/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	P	21,301	10.93	1,949	99	3,911	I
5/9/25 17:49	5/7/25	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	P	21,301	10.65	2,000	27	9,388	I
5/9/25 17:26	5/9/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P	87	5.26	17	1	1,216	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		P	105	17.49	6	101	12	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		P	105	17.49	6	23	33	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		P	105	17.49	6	9	69	D
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		P	31	17.49	2	2	113	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		P	105	17.49	6	43	20	M
5/9/25 16:20	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		P	105	17.53	6	6	106	I
5/9/25 13:47	5/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		P	1	2.65	0	116	1	D
5/9/25 11:24	5/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.69	1	0	815	M
5/8/25 19:11	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	P	28	24.75	1	0	298	D
5/8/25 12:59	5/7/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.66	1	0	814	M
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	P	20	15.15	1	163	2	D
5/8/25 10:20	5/6/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	162	9.19	18	1	1,626	I
5/8/25 10:06	5/7/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	13	11.58	1	0	2,161	I
5/8/25 06:03	5/7/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		P	27	13.33	2	13	18	D
5/7/25 16:10	5/6/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Jacobson Craig A	CA	D		P	200	13.41	15	26	72	D
5/7/25 11:28	5/6/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.68	1	0	813	M
5/6/25 19:27	5/5/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	709	10.81	66	4	1,811	I
5/6/25 19:25	5/5/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	90	9.23	10	1	1,609	I
5/6/25 19:22	5/5/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	8	8.32	1	0	1,853	I
5/6/25 19:17	5/5/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	4	8.93	0	0	4,143	I
5/6/25 19:15	5/5/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	121	8.14	15	0	4,016	I
5/6/25 17:56	5/5/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	970	24.94	39	3	1,535	D
5/6/25 15:54	5/5/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.68	1	0	811	M
5/6/25 14:27	4/14/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	OT	Principa	P	142	10.64	13	9	162	D
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	P	15	18.19	1	187	1	D
5/6/25 13:33	5/5/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	P	10	10.20	1	New	1	D
5/6/25 13:24	5/5/25	NPFD	Nuveen Variable Rate Preferred & Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	P	9	18.69	1	New	1	D
5/6/25 12:58	5/2/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Marra Joseph P.	NY	DO	P,Prin.	P	100	24.95	4	188	6	I
5/5/25 12:39	5/2/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.59	1	0	810	M
5/5/25 10:23	5/2/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11	10.66	1	0	1,745	I
5/5/25 10:21	5/1/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	9	9.11	1	0	1,599	I
5/5/25 10:16	5/1/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	178	8.46	21	1	1,852	I
5/5/25 10:04	5/2/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	66	8.94	7	0	4,143	I
5/5/25 10:02	5/1/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	8.13	0	0	4,001	I
5/2/25 18:37	5/1/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		P	1,000	21.46	47	999%	48	D
5/2/25 16:50	4/30/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	Bleichroeder LP	NY	T		P	8,923	25.16	355	93	735	I
5/2/25 14:29	4/30/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	P	54	9.71	6	2	228	M
5/2/25 12:16	5/1/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.62	1	0	809	M
5/2/25 08:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Von Zuben Heather	NY	OH	CEO	P	250	15.00	17	New	17	D
5/1/25 17:58	4/29/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	99	10.42	10	1	1,744	I
5/1/25 17:55	4/29/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	245	9.02	27	2	1,598	I
5/1/25 17:52	4/30/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	101	13.21	8	0	6,260	I
5/1/25 17:50	4/29/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	109	8.40	13	1	1,830	I
5/1/25 17:27	4/29/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	141	8.89	16	0	4,135	I
5/1/25 16:58	4/29/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	11.51	0	0	2,160	I
5/1/25 16:56	4/29/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	89	8.09	11	0	4,001	I
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	P	7	11.21	1	8	8	D
5/1/25 13:06	4/30/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.54	1	0	808	M
4/30/25 18:00	4/29/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	16	0.6500	25	1	4,086	D
4/30/25 12:26	4/28/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P	0	10.77	0	0	41	D
4/30/25 11:08	4/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.49	1	0	806	M
4/30/25 09:56	4/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P	P	1	2.51	1	1	43	D
4/29/25 14:20	4/28/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	6	13.08	0	2	27	D
4/29/25 13:15	4/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.60	1	0	805	M
4/29/25 10:07	4/28/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	8	25.80	0	0	1,010	I
4/29/25 10:06	4/28/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	11.19	0	0	1,549	I
4/29/25 09:56	4/28/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	8.97	1	0	1,571	I
4/29/25 09:54	4/28/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	300	8.33	36	2	1,817	I
4/28/25 16:25	4/24/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	11.19	0	0	1,549	I
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	Caruvana Dean Anthony	NC	O	Secretar	P	100	43.22	2	New	2	D
4/28/25 13:01	4/25/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	10	14.28	1	35	3	I
4/28/25 10:53	4/25/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.58	1	0	804	M
4/28/25 09:55	4/24/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	185	10.33	18	1	1,735	I
4/28/25 09:47	4/24/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	235	8.14	29	2	1,782	I
4/28/25 09:39	4/24/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	148	7.99	18	0	3,990	I
4/25/25 11:55	4/24/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.59	1	0	803	M
4/24/25 12:48	4/23/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.59	1	0	801	M
4/24/25 12:42	4/23/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	498	26.02	19	2	1,009	I
4/24/25 12:41	4/22/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	113	11.15	10	1	1,549	I
4/24/25 12:39	4/22/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	101	10.09	10	1	1,717	I
4/24/25 12:36	4/23/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	4	9.47	0	0	1,976	I
4/24/25 12:33	4/22/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	115	8.01	14	1	1,753	I
4/24/25 12:27	4/22/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	106	9.11	12	0	3,788	I
4/24/25 12:23	4/22/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	8.72	0	0	4,119	I
4/24/25 11:56	4/22/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	124	11.29	11	1	2,160	I
4/24/25 11:53	4/22/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	259	7.93	33	1	3,971	I
4/24/25 11:50	4/22/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	82	8.78	9	0	4,202	I
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Dykas James M	IL	O	P,CEO	P	6	13.80	0	New	0	D
4/23/25 11:23	4/22/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.43	1	0	800	M
4/22/25 11:22	4/21/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.46	1	0	799	M
4/22/25 10:29	4/21/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	486	25.31	19	2	990	I
4/22/25 10:24	4/21/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	51	10.90	5	0	1,539	I
4/22/25 10:16	4/21/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	29	8.58	3	0	1,570	I
4/22/25 10:13	4/21/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	189	9.14	21	1	3,776	I
4/22/25 09:53	4/21/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	231	8.70	27	1	4,119	I
4/22/25 09:52	4/21/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	60	11.24	5	0	2,149	I
4/22/25 09:40	4/21/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	103	7.86	13	0	3,939	I
4/22/25 09:33	4/21/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	116	8.70	13	0	4,193	I
4/21/25 11:52	4/17/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.51	1	0	797	M
4/21/25 10:54	4/17/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	8	24.80	0	0	971	I
4/21/25 08:55	4/17/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11	11.15	1	0	1,534	I
4/21/25 08:52	4/17/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	97	9.19	11	0	3,755	I
4/18/25 20:47	4/17/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	P	1	10.50	0	1	3	D
4/17/25 16:54	4/15/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	29	5.48	5	0	5,146	I
4/17/25 16:51	4/15/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	292	11.00	27	2	1,533	I
4/17/25 16:47	4/15/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	63	8.75	7	0	1,567	I
4/17/25 16:16	4/15/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	29	9.44	3	0	1,975	I
4/17/25 16:08	4/15/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	412	9.13	45	1	3,745	I
4/17/25 11:57	4/16/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.51	1	0	796	M
4/16/25 14:45	4/15/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.50	1	0	795	M
4/16/25 12:51	4/14/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	115	0.6700	172	4	4,060	D
4/15/25 15:48	4/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Eldredge William	GA	O	Chief Co	P	10	13.12	1	New	1	D
4/15/25 12:14	4/14/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.52	1	0	794	M
4/15/25 10:37	4/14/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	155	10.78	14	1	1,507	I
4/15/25 10:23	4/14/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	122	8.64	14	1	1,560	I
4/15/25 10:22	4/14/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	15	9.47	2	0	1,972	I
4/15/25 10:18	4/14/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	213	9.05	24	1	3,700	I
4/14/25 21:35	4/10/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Mahajan Umesh	NY	O	Secretar	P	6	10.74	1	New	1	D
4/14/25 15:20	4/11/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.32	1	0	792	M
4/14/25 12:53	4/11/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	378	8.67	44	1	4,179	I
4/14/25 12:48	4/11/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	302	11.18	27	1	2,144	I
4/14/25 12:45	4/11/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	514	8.60	60	1	4,092	I
4/14/25 12:41	4/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	517	10.23	51	1	4,803	I
4/14/25 12:15	4/11/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	10	9.24	1	0	1,971	I
4/14/25 12:08	4/10/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	571	10.46	55	4	1,492	I
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	P	10	13.59	1	New	1	D
4/11/25 18:34	4/10/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	P	10	13.04	1	New	1	D
4/11/25 18:31	4/10/25	RMMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	P	10	13.94	1	New	1	D
4/11/25 17:41	4/10/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	14	24.98	1	0	1,496	D
4/11/25 16:49	4/10/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Grunewald Robert	WY	DOH	CEO	P	100	17.16	6	3	207	I
4/11/25 14:04	4/9/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	P.m	49	9.50	5	2	222	D
4/11/25 13:33	4/10/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	10.90	1	New	1	D
4/11/25 12:05	4/10/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.38	1	0	791	M
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Shuman Gregory M.	NJ	H	Portfoli	P	40	9.60	4	4	106	D
4/10/25 20:38	4/8/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	P.m	2	10.90	0	6	3	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	P	30	23.99	1	38	5	D
4/10/25 17:56	4/8/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.a	73	13.74	5	379	7	I
4/10/25 17:55	4/8/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.a	48	14.04	3		2	I
4/10/25 17:52	4/8/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.a	79	13.15	6	120	11	I
4/10/25 17:46	4/9/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	12	13.83	1	13	8	I
4/10/25 17:39	4/9/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	23	14.13	2	30	7	I
4/10/25 17:39	4/9/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	53	13.14	4	36	15	I
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		P	5	5.95	1	7	12	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Staggs Dana	CO	O	P	P	3	18.37	0	3	6	D
4/10/25 11:33	4/8/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	161	10.29	16	1	1,438	I
4/10/25 11:31	4/8/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	94	8.37	11	1	1,546	I
4/10/25 11:16	4/9/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.32	1	0	790	M
4/10/25 10:53	4/8/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	468	9.27	50	1	3,676	I
4/10/25 10:46	4/8/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	28	11.38	2	0	2,117	I
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	40	7.95	5	12	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		P	200	8.94	22	11	235	I
4/9/25 17:19	4/8/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	79	13.15	6	120	11	I
4/9/25 17:16	4/8/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	73	13.74	5	379	7	I
4/9/25 17:14	4/8/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	48	14.04	3		2	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P	4	2.40	2	0	1,574	D
4/9/25 15:49	4/8/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	29.55	0	New	0	D
4/9/25 15:42	4/8/25	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	9.70	1	New	1	D
4/9/25 15:36	4/8/25	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	15.39	1	New	1	D
4/9/25 15:31	4/8/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	15.16	1	New	1	D
4/9/25 15:26	4/8/25	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	13.79	1	New	1	D
4/9/25 15:19	4/8/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	21.30	1	New	1	D
4/9/25 15:14	4/8/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	12.57	1	New	1	D
4/9/25 15:07	4/8/25	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	11.85	1	New	1	D
4/9/25 12:31	4/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.39	1	0	789	M
4/8/25 19:36	4/7/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	5	11.90	0	2	26	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	P	41	13.80	3	9	35	D
4/8/25 17:01	4/4/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		P.m	34	6.04	6	103	11	D
4/8/25 14:58	4/7/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	247	24.97	10	1	1,496	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Castle Adam C	NJ	H	Portfoli	P	10	8.41	1	6	20	D
4/8/25 13:29	4/8/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Austin Colby	TX	O	CFO,Trea	P	22	11.13	2	45	6	D
4/8/25 13:09	4/7/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	469	9.55	49	1	3,626	I
4/8/25 13:07	4/7/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	79	9.22	9	0	4,032	I
4/8/25 13:05	4/7/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	8	11.64	1	0	2,114	I
4/8/25 13:03	4/7/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	23	8.19	3	0	3,926	I
4/8/25 13:01	4/7/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	34	9.04	4	0	4,136	I
4/8/25 11:53	4/7/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.33	1	0	787	M
4/8/25 10:03	4/4/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	P	1	10.70	0	New	0	D
4/7/25 19:27	4/3/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kang Eric P	NJ	H	Portfoli	P	33	8.59	4	28	17	D
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	Dimartino Joseph S	NY	D		P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	P	16	7.89	2	1	213	D
4/7/25 14:27	4/7/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	P	25	10.59	2	39	8	I
4/7/25 14:01	4/4/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	285	11.41	25	3	761	D
4/7/25 13:02	4/3/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	403	11.21	36	3	1,422	I
4/7/25 12:57	4/3/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	774	8.70	89	6	1,534	I
4/7/25 12:53	4/4/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	127	9.62	13	1	1,970	I
4/7/25 12:41	4/4/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	216	12.46	17	0	6,252	I
4/7/25 12:18	4/3/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	437	9.67	45	1	3,576	I
4/7/25 11:57	4/4/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	9.29	0	0	4,024	I
4/7/25 11:19	4/4/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.45	1	0	786	M
4/7/25 08:54	4/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	10,518	24.95	422	40	1,486	D
4/4/25 15:51	4/4/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	P	1	17.70	0	1	5	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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