Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
11/26/24 12:00	11/25/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	47	P.m	8,884	8.28	1,073	45	3,484	I
11/26/24 11:58	11/25/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	46	P.m	12,282	8.28	1,483	63	3,849	I
11/26/24 10:45	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	4	6	P	99	36.35	3	88	6	D
11/25/24 19:43	11/22/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	3	20	P.m	9,045	10.08	897	50	2,681	I
11/25/24 19:19	11/21/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	35	P.m	44,290	19.12	2,316	49	7,035	I
11/25/24 18:49	11/22/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	1	101	P.m	254,192	7.28	34,940	152	57,860	I
11/25/24 18:46	11/21/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	22	P.m	8,967	8.77	1,022	41	3,493	I
11/25/24 18:42	11/21/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	22	P.m	2,541	11.86	214	13	1,903	I
11/25/24 16:14	8/30/23	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	2	4	P.m	1,296	16.49	79	145	133	D
11/25/24 16:01	11/21/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	4	47	P	58,338	4.96	11,767	18	78,654	D
11/25/24 13:50	11/21/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	6	9	P.m	2,608	20.01	130		130	D
11/25/24 12:45	12/29/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	6	354	P.m	333	1.93	173	31	723	D
11/22/24 19:25	7/19/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	3	6	P	21,437	10.80	1,985	234	2,833	D
11/22/24 19:22	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	3	5	P	73,490	10.57	6,952	109	13,356	D
11/22/24 17:25	11/20/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	5	12	P.m	12,483	11.21	1,113	12	10,605	I
11/22/24 16:31	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	15	P.m	2,225	11.47	194	55	548	I
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	2	5	P.m	110	13.49	8	18	53	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	3	4	P	332	20.71	16	101	32	D
11/22/24 12:08	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	8	24	P.m	261	11.54	23	11	236	I
11/21/24 18:10	11/20/24	VALF	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	501	25.05	20		1	D
11/21/24 14:21	11/19/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	23	P.m	6,193	8.67	715	29	3,139	I
11/21/24 12:09	11/20/24	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	39	15.79	3		3	D
11/21/24 10:35	11/19/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	17	P	373	0.5561	671	22	3,743	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	5.72	1	1	110	D
11/19/24 17:50	11/19/24	BCPL	Bc Partners Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	125	21.57	6	4	150	D
11/19/24 15:02	11/18/24	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	P	134	33.60	4		4	I
11/18/24 16:15	11/13/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	1	3	P	150	20.29	7		2	D
11/18/24 16:14	11/18/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	1	2	P	93	9.01	10	18	67	D
11/18/24 13:25	11/15/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	4	P	79	28.42	3	999%	3	D
11/15/24 17:33	6/17/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	3	5	P	18,418	10.05	1,832	834	2,052	D
11/15/24 17:01	11/13/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	3	4	P	51	10.29	5	999%	5	D
11/15/24 16:38	11/8/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	2	4	P.m	424	9.78	43	64	112	D
11/14/24 16:23	11/13/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	4	4	P.m	262	10.29	25	13	228	D
11/14/24 16:17	11/13/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	2	2	P	259	10.04	26		26	D
11/14/24 13:34	12/26/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	4	33	P.m	17,590	14.75	1,193	54	3,390	I
11/12/24 17:57	1/24/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	3	3	P	205	20.66	10	303	13	D
11/12/24 16:30	8/3/22	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	2	2	P.a	273	13.01	21	6	351	D
11/8/24 17:48	11/8/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	3	11	P	327	25.34	13	2	631	D
11/7/24 19:20	11/7/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	2	4	P	97	11.21	9		9	I
11/7/24 08:54	11/6/24	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	2	3	P	63	11.42	6		6	I
11/6/24 15:44	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	4	10	P	612	13.60	45	2	2,372	D
11/5/24 16:18	11/4/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	2	6	P	9	0.2174	40	2	2,621	D
11/4/24 19:04	10/31/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	6	12	P	27,844	10.44	2,666	392	3,346	I
11/1/24 13:54	10/30/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	9	P	268	40.57	7	4	157	M
10/31/24 13:52	10/31/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	21.69	1	30	5	I
10/30/24 15:19	10/29/24	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	14.80	0		0	D
10/30/24 15:18	10/29/24	MUA	Blackrock Muniassets Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	11.50	0		0	D
10/30/24 15:16	10/29/24	BGT	Blackrock Floating Rate Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	13.10	0		0	D
10/30/24 15:14	10/29/24	BKN	Blackrock Investment Quality Municipal Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	12.30	0		0	D
10/30/24 15:14	10/29/24	MVT	Blackrock Munivest Fund Ii, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	10.90	0		0	D
10/30/24 15:12	10/29/24	MQT	Blackrock Muniyield Quality Fund Ii, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	10.30	0		0	D
10/30/24 15:11	10/29/24	MUE	Blackrock Muniholdings Quality Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	10.20	0		0	D
10/30/24 15:09	10/29/24	BKT	Blackrock Income Trust, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	11.80	0		0	D
10/30/24 15:09	10/29/24	MHD	Blackrock Muniholdings Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	12.10	0		0	D
10/30/24 15:09	10/29/24	MYD	Blackrock Muniyield Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	11.00	0		0	D
10/30/24 15:07	10/29/24	FRA	Blackrock Floating Rate Income Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	13.80	0		0	D
10/30/24 15:07	10/29/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	1	1	P	0	21.10	0		0	D
10/30/24 15:06	10/29/24	BFK	Blackrock Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	10.10	0		0	D
10/30/24 15:05	10/29/24	MQY	Blackrock Muniyield Quality Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	12.40	0		0	D
10/30/24 15:05	10/29/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	2	2	P	2	15.03	0		0	D
10/30/24 15:04	10/29/24	DSU	Blackrock Debt Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	10.80	0		0	D
10/30/24 15:03	10/29/24	BYM	Blackrock Municipal Income Quality Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.40	0		0	D
10/30/24 15:02	10/29/24	MUC	Blackrock Muniholdings California Quality Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	11.10	0		0	D
10/30/24 14:58	10/29/24	MYI	Blackrock Muniyield Quality Fund Iii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	11.20	0		0	D
10/30/24 14:57	10/29/24	HYT	Blackrock Corporate High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	9.80	0		0	D
10/30/24 14:56	10/29/24	BBN	Blackrock Taxable Municipal Bond Trust		Fund	CEF	Closed-End Funds	1	1	P	0	16.40	0		0	D
10/30/24 14:56	10/29/24	BTA	Blackrock Long-Term Municipal Advantage Trust		Fund	CEF	Closed-End Funds	1	1	P	0	10.20	0		0	D
10/30/24 14:53	10/29/24	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.40	0		0	D
10/30/24 14:48	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	2	26	P.m	10,838	10.78	1,006	24	5,240	I
10/29/24 16:20	12/7/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	3	P	286	15.88	18		18	D
10/29/24 15:51	10/28/24	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	3	4	P	66	24.21	3		3	D
10/29/24 15:49	4/1/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	3	77	P.m	240,699	15.75	15,280	114	28,659	I
10/29/24 15:47	10/28/24	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	1	1	P	1	36.43	0		0	D
10/29/24 15:45	10/28/24	BUI	Blackrock Utilities, Infrastructure & Power Opportunities Trust		Fund	CEF	Closed-End Funds	1	1	P	1	23.50	0		0	D
10/29/24 15:44	3/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	33	P.m	80,946	15.10	5,361	49	16,334	I
10/29/24 12:01	10/25/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	3	7	P	2,606	10.86	240		240	I
10/24/24 16:07	10/23/24	EIIA	Eagle Point Institutional Income Fund		Fund	CEF	Closed-End Funds	1	1	P	100	24.96	4		4	D
10/21/24 18:12	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	7	11	P	321	11.29	28	41	98	M
10/21/24 10:48	9/26/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	2	25	P.m	7,862	23.24	338	13	2,904	I
10/21/24 09:44	10/17/24	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	2	2	P.m	55	22.01	3		3	D
10/18/24 19:45	10/11/24	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	4	11	P	140,776	10.01	14,058		8,422	M
10/17/24 16:37	10/16/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	5	7	P	339	18.99	18	10	205	D
10/17/24 10:54	10/15/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	3	52	P.m	144,557	14.62	9,886	91	20,758	I
10/16/24 13:42	10/16/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	78	13.89	6	724	6	D
10/15/24 06:00	10/11/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	4	7	P	260	21.50	12	205	18	D
10/9/24 12:21	2/8/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	7	14	P	3,585	10.39	345	17	2,412	I
10/4/24 13:24	8/1/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	245	10.40	24	183	36	D
10/4/24 13:05	10/2/24	DNLIX	Denali Structured Return Strategy Fund		Fund	CEF	Closed-End Funds	1	2	P	225	11.06	20	203	30	D
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	4	P	26	6.00	4	999%	4	D
10/3/24 10:33	10/1/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	4	7	P	240	9.09	26	5	522	D
10/2/24 11:57	10/1/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	4	9	P	2,032	14.45	141	502	169	D
9/30/24 15:36	9/27/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	4	29	P.m	5,478	12.69	432	8	5,777	D
9/30/24 12:03	9/27/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	3	3	P	35	8.78	4	0	1,415	I
9/26/24 16:11	6/20/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	3	5	P	190	16.60	11	999%	12	D
9/26/24 15:08	9/24/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	15	P.m	7,079	17.69	400	16	2,962	I
9/23/24 17:23	9/20/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	1	3	P	78	17.97	4	47	14	D
9/23/24 14:37	9/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	5	10	P	299	6.04	50	133	87	D
9/23/24 13:34	9/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	2	6	P	34	23.24	1	15	11	D
9/20/24 16:20	1/10/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	6	10	P	6,461,256	89.53	72,167		3,379	D
9/20/24 13:05	9/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	5	6	P.m	17,238	16.62	1,037	69	2,551	D
9/19/24 16:05	9/18/24	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	1	1	P	15	40.32	0		0	D
9/18/24 16:19	9/14/23	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	6	9	P	52,598	23.30	2,257	53	6,518	D
9/18/24 14:24	12/15/23	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	4	6	P.m	124	13.42	9	530	11	D
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	2	3	P.m	165	9.88	17	2	877	D
9/11/24 16:10	9/9/24	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11,000	25.00	440		40	I
9/11/24 16:10	9/9/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	21,000	25.00	840		92	I
9/11/24 16:09	9/9/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20,000	25.00	800		108	I
9/11/24 13:59	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	4	11	P.m	3,328	10.14	328	466	399	D
9/10/24 17:00	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	5	6	P.m	501	9.56	52	29	230	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	415	10.10	41	151	68	D
9/10/24 09:54	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	4	8	P	1,374	38.36	36		36	D
9/9/24 17:10	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	3	19	P.m	25,827	15.60	1,656	12	15,682	I
9/6/24 15:02	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	5	7	P	56,550	10.11	5,593	999%	5,603	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	16	15.31	1	75	2	D
9/3/24 17:08	9/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	3	21	P	658	13.99	47	142	80	D
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	3	7	P	12,199	10.31	1,183	97	2,405	D
9/3/24 10:15	8/30/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	222	44.27	5	1	518	I
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	2	3	P	229	14.80	16	258	22	D
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	3	3	P	631	14.39	44	358	56	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	10	5.31	2	15	15	I
8/27/24 14:46	6/26/24	HQL	Abrdn Life Sciences Investors	PA	Fund	CEF	Closed-End Funds	6	26	P.m	11,209	13.29	843	30	3,632	I
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	19	2.86	7		7	D
8/20/24 18:41	8/20/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	6	P.m	552	4.00	138	13	1,210	D
8/19/24 12:10	8/19/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	5	P	92	22.94	4	999%	4	D
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	144	9.36	15	38	56	D
8/19/24 10:22	8/16/24	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	160	14.91	11	39	38	D
8/16/24 16:39	7/8/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	6	12	P	4,295,106	250.94	17,116		54	D
8/16/24 15:26	8/14/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	4	4	P	41	12.74	3	392	4	D
8/16/24 14:32	8/14/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	7	8	P	2,225	10.19	218		218	D
8/14/24 20:29	8/12/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	200	11.49	17	8	223	I
8/13/24 18:47	8/12/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	4	5	P.m	325	7.57	43	17	295	D
8/12/24 14:06	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	5	11	P.m	607	19.53	31	33	126	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	6	7	P	514	18.35	28	15	220	D
8/6/24 14:52	8/5/24	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	3	8	P.m	9,256	9.53	972	56	2,697	I
7/26/24 19:29	7/24/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	2	2	P	225	10.34	22		22	D
7/26/24 15:14	7/19/24	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	1	2	P	58,362	19.99	2,919	104	5,727	D
7/25/24 17:43	7/23/24	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	18	P.m	6,309	7.50	842	94	1,738	I
7/22/24 16:11	7/18/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	2	3	P	47	15.73	3		3	D
7/22/24 12:30	7/19/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	2	P.m	276	14.13	20		20	D
7/18/24 14:57	7/16/24	THQ	Abrdn Healthcare Opportunities Fund		Fund	CEF	Closed-End Funds	4	4	P	70	19.36	4	657	4	D
7/18/24 14:54	7/16/24	HQH	Abrdn Healthcare Investors	MA	Fund	CEF	Closed-End Funds	6	7	P	363	16.00	23	14	183	D
7/18/24 09:38	7/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	4	P	83	2.40	35	80	78	D
7/12/24 13:27	7/10/24	IFN	India Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	18	17.97	1		1	D
7/12/24 13:27	7/10/24	FCO	Abrdn Global Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	6	5.92	1		1	D
7/12/24 13:26	7/10/24	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	4	4.40	1		1	D
7/11/24 16:10	7/11/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	3	3	P	144	17.47	8	74	19	D
7/10/24 14:44	7/10/24	VETZ	Tidal Etf Trust		Fund	CEF	Closed-End Funds	1	1	P	5,010	19.96	251	48	771	D
7/2/24 12:16	7/2/24	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	12.40	16		16	D
7/2/24 12:06	7/2/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	3	4	P	394	11.24	35	899	39	D
7/1/24 17:31	6/28/24	HGLB	Highland Global Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	50	7.47	7		7	D
7/1/24 17:00	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	3	3	P	2	6.89	0	1	40	D
6/28/24 16:26	6/26/24	GAB.N	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	2	3	P	7,175	99.94	72		72	D
6/25/24 17:45	6/24/24	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	1	6	P.m	2,530	10.92	232	8	3,149	I
6/24/24 17:19	6/21/24	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	15.25	1	6	17	D
6/24/24 17:19	6/21/24	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	2	4	P.m	400	13.91	29	999%	29	D
6/24/24 16:30	10/30/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	6	7	P.m	384	7.88	49		49	D
6/21/24 16:45	6/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	2	10	P.m	1,456	43.74	33	18	213	D
6/21/24 16:18	6/14/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	4	9	P.m	8,372	15.36	545	8	7,809	D
6/18/24 08:25	6/17/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	2	P	18	7.30	2	999%	2	D
6/17/24 10:20	6/14/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	3	16	P	606	28.24	21	5	425	D
6/14/24 13:25	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	1	2	P	297	18.41	16	183	25	D
6/11/24 16:14	6/5/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	2	4	P	163	11.34	14	4	338	D
6/5/24 14:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	234,000	10.18	22,986		13,987	D
6/3/24 17:15	6/3/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	31	P.m	20,842	11.33	1,840	44	5,980	I
5/31/24 12:43	5/30/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	2	13	P.m	1,179	12.92	91	412	113	D
5/29/24 08:01	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	50,004	5.40	9,260	999%	9,695	M
5/23/24 10:49	5/22/24	CADEX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	20,000	25.00	800	31	3,400	D
5/22/24 10:31	5/20/24	ZTR	Virtus Total Return Fund Inc.		Fund	CEF	Closed-End Funds	2	3	P	70	5.30	13	739	15	D
5/17/24 13:11	5/15/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	1	22	P.m	4,716	9.93	475	20	2,883	I
5/17/24 13:07	5/15/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	33	P.m	15,608	11.18	1,396	37	5,171	I
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	2	8	P.m	196	7.02	28	3	1,098	I
5/10/24 10:33	5/9/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	16	P.m	5,809	10.18	571	20	3,423	I
5/8/24 17:31	5/7/24	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	P.e	61	13.94	4		3	D
5/7/24 16:45	5/6/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	55	11.16	5	99	10	D
5/7/24 16:38	5/6/24	PSF	Cohen & Steers Select Preferred & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	3	19.41	0	20	1	D
5/7/24 16:38	5/6/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	10	13.98	1	41	2	D
5/6/24 10:40	5/2/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	524	4.99	105	43	350	D
5/2/24 17:38	5/1/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	3	6	P.m	1,274	14.94	85	111	162	D
4/30/24 12:16	4/30/24	GLQ	Clough Global Equity Fund		Fund	CEF	Closed-End Funds	1	4	P	668	6.36	105	31	440	D
4/19/24 09:01	4/18/24	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	P	70	12.39	6	14	46	D
4/18/24 12:59	4/16/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	1	46	P.m	8,687	11.29	769	53	2,219	I
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P.m	27	10.70	3	100	5	D
4/11/24 19:32	4/9/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	53	9.69	6	220	8	D
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	4	4	P	78	10.36	8	26	36	M
4/5/24 13:19	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	3	6	P	769	17.17	45	94	92	D
4/4/24 14:13	4/4/24	JRI	Nuveen Real Asset Income & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	12	11.60	1		1	D
4/3/24 13:49	4/1/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	1	17	P.m	5,193	10.58	491	42	1,651	I
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	3	8	P.m	42	7.95	5	3	175	D
3/26/24 18:30	3/11/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	6	11	P	95	5.29	18	14	149	D
3/26/24 18:27	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	5	8	P	78	6.67	12	9	149	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	49,900	10.00	4,990	999%	4,993	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	2	16.10	0	0	169	D
3/20/24 12:03	3/19/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	27	P.m	15,828	11.36	1,393	42	4,749	I
3/20/24 11:38	3/19/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	1	23	P.m	1,931	6.50	297	14	2,377	I
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	23.58	0		0	D
3/14/24 16:05	2/9/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	2	7	P.m	289	6.72	43	18	287	D
3/12/24 18:08	3/11/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	23	P.m	6,750	9.90	682	33	2,758	I
3/12/24 17:53	3/11/24	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	1	26	P.m	3,707	8.39	442	38	1,598	I
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	3	3	P	363	8.31	44	140	75	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	1	12.89	0		0	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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