Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
3/27/25 17:41	11/20/24	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	3	3	P.m	7,412	25.13	295		6	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	7	10	P	2,525	10.26	246	999%	248	I
3/27/25 14:20	12/29/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	6	352	P.m	534	2.25	237	40	824	D
3/27/25 11:54	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	2	3	P	1,837	4,480.2	0		0	D
3/27/25 11:46	3/26/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	4	15	P.m	96	1.02	94	55	265	D
3/26/25 17:00	3/24/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	5	22	P.m	849	2.90	292	14	2,333	D
3/26/25 16:22	3/26/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	3	12	P	332	25.33	13	2	632	D
3/26/25 16:00	3/24/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	5	63	P	85,999	4.75	18,116	27	85,307	D
3/26/25 14:34	1/5/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	4	5	P.a	30,844	18.03	1,711	33	6,918	D
3/25/25 14:33	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	8	29	P.m	312	11.41	27	12	251	I
3/25/25 12:49	3/21/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	500	10.27	49		49	D
3/24/25 17:37	3/7/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	4	8	P.m	13,726	16.41	837	36	3,182	D
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	3	4	P	384	11.28	34	999%	34	D
3/24/25 08:45	3/21/25	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.08	0	97	1	D
3/24/25 08:38	3/21/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	3	3	P	471	8.34	56	222	82	D
3/21/25 18:55	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	8	13	P.dm	918	9.01	102	50	307	D
3/21/25 17:33	3/18/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	2	4	P	168	9.52	18	18	113	D
3/20/25 14:18	3/20/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	3	8	P	258	23.87	11	300	14	D
3/20/25 12:45	3/18/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	3	42	P.m	10,202	10.07	1,013	58	2,767	I
3/20/25 12:18	3/18/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	37	P.m	5,414	9.60	564	19	3,531	I
3/18/25 19:20	2/13/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	3	3	P	14,496	9.41	1,541		460	D
3/18/25 12:36	5/8/24	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	4	12	P.m	3,333	10.14	329	471	399	D
3/18/25 12:06	3/17/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	3	8	P	513	22.21	23	41	79	D
3/17/25 18:13	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	3	7	P.m	9,465	16.03	591	8	7,781	I
3/17/25 15:55	3/14/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	2	4	P	59	20.51	3	29	13	D
3/17/25 14:48	3/17/25	BCSF	Bain Capital Specialty Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	16.43	2	8	21	D
3/14/25 16:39	3/13/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	2	2	P	518	18.51	28	16	200	D
3/14/25 16:32	3/13/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	3	5	P	91	24.47	4	999%	4	D
3/13/25 16:35	3/13/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	5	8	P	682	14.37	47	22	259	D
3/13/25 12:49	3/12/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	4	10	P	2,466	14.46	171	609	199	D
3/13/25 11:02	3/10/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	3	32	P.m	11,761	12.58	935	18	6,272	D
3/13/25 10:04	3/12/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	32	P.m	13,081	9.15	1,430	55	4,024	I
3/12/25 17:10	3/11/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	25	8.86	3	26	14	D
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	2	5	P	916	12.59	73	22	402	D
3/12/25 14:58	3/12/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	7	13	P	6,461,819	89.48	72,212		3,424	D
3/11/25 19:05	3/7/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	4	13	P.m	2,116	46.61	45	24	233	D
3/10/25 17:21	3/6/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	5	21	P.m	16,007	11.29	1,417	15	10,826	D
3/10/25 16:52	3/10/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	4	23	P	868	26.97	32	7	524	D
3/10/25 16:05	3/6/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	3	4	P	451	14.80	31	73	73	D
3/10/25 09:53	1/5/24	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	2	5	P	403	9.32	43	3	1,708	D
3/7/25 16:05	3/6/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	5	11	P	452	18.96	24	13	213	D
3/6/25 16:22	3/5/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	5	8	P.m	17,361	16.62	1,045	69	2,558	D
3/5/25 16:05	3/3/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	2	2	P	1,069	23.25	46	144	78	D
3/3/25 10:36	2/27/25	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	3	50	P.m	165,344	16.25	10,175	55	28,711	I
2/27/25 10:57	2/26/25	ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	156	26.08	6	147	10	D
2/27/25 10:50	2/26/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	2	2	P	210	19.13	11	255	15	D
2/26/25 16:15	2/25/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	3	6	P	313	16.38	19	34	75	D
2/25/25 11:50	2/25/25	GCADX	Goldman Sachs Real Estate Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	50	8.55	6		6	D
2/21/25 19:23	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	2	11	P.m	241	6.90	35	3	1,107	I
2/21/25 17:33	2/18/25	LLIAX	Lord Abbett Flexible Income Fund		Fund	CEF	Closed-End Funds	6	7	P	1,650	10.00	165		148	D
2/21/25 16:44	2/20/25	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	2	3	P	1,331	38.80	34	473	42	D
2/21/25 09:51	2/20/25	EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund		Fund	CEF	Closed-End Funds	1	1	P	85	8.48	10		10	D
2/20/25 13:10	2/18/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	1	3	P	3,792	25.05	151	6	2,840	D
2/14/25 14:59	2/14/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	7	10	P	318	11.31	28	40	99	D
2/14/25 14:26	2/13/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	5	11	P	334	6.12	55	146	92	D
2/14/25 13:40	2/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	2	3	P	268	10.04	27	999%	27	D
2/14/25 13:29	5/17/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	4	8	P	236	9.32	25	5	528	M
2/14/25 11:37	2/12/25	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	5	13	P	140,841	10.02	14,061		8,424	D
2/12/25 12:44	1/24/25	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	2	4	P	9,357	5,295.6	2		1	D
2/7/25 16:04	2/5/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	5	12	P	42,129	10.48	4,021	520	4,795	D
2/6/25 15:11	2/5/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	18	P.m	288	0.6520	442	13	3,879	D
2/5/25 09:35	2/3/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	61	P.m	12,616	8.35	1,510	63	3,923	I
2/3/25 15:03	1/31/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	38	P.m	5,059	11.91	425	25	2,114	I
1/31/25 12:27	1/29/25	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	1	1	P.m	425	18.31	23		23	D
1/30/25 14:15	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	5	8	P	56,570	10.11	5,595	999%	5,605	D
1/28/25 16:38	1/24/25	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	2	3	P	250	10.33	24	999%	24	D
1/27/25 10:14	7/19/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	3	P.m	436	15.11	29		29	D
1/23/25 13:10	9/24/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	16	P.m	7,167	17.69	405	16	2,968	I
1/23/25 12:41	9/26/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	2	26	P.m	7,896	23.24	340	13	2,907	I
1/22/25 16:30	12/26/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	4	40	P.m	20,129	15.95	1,262	54	3,585	I
1/22/25 16:06	1/17/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	4	11	P	315	21.52	15	241	21	D
1/21/25 13:49	1/21/25	DHY	Credit Suisse High Yield Bond Fund		Fund	CEF	Closed-End Funds	2	3	P	180	2.08	87	44	282	D
1/21/25 13:36	1/21/25	CIK	Credit Suisse Asset Management Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	5	P	181	2.81	65		56	D
1/21/25 10:55	1/14/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	118	15.15	8		8	D
1/17/25 11:44	1/15/25	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	4	6	P	102	10.44	10	36	37	D
1/16/25 16:15	1/2/25	OACOX	Oneascent Capital Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	51	10.10	5		0	D
1/16/25 10:00	1/15/25	CADCX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	2	2	P	171,000	25.00	6,840	263	9,440	D
1/15/25 16:48	12/23/24	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	3	3	P	37	16.09	2	286	3	D
1/15/25 16:47	12/23/24	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	3	3	P	37	12.35	3	252	4	D
1/15/25 16:41	1/14/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	3	3	P	38	14.21	3	281	4	D
1/15/25 16:41	12/23/24	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	3	3	P	37	15.91	2	116	4	D
1/15/25 16:36	1/14/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	3	3	P	38	11.60	3	296	4	D
1/15/25 16:34	12/23/24	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	3	3	P	38	14.37	3	293	4	D
1/15/25 16:31	12/23/24	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	3	3	P	38	10.92	3	291	5	D
1/15/25 16:25	1/14/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	3	3	P	37	21.93	2	252	2	D
1/15/25 16:23	1/14/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	37	33.13	1	253	2	D
1/14/25 17:38	1/13/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	11	P.m	34,061	26.78	1,272	20	7,542	I
1/14/25 17:19	1/13/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	49	P.m	11,482	8.90	1,290	45	4,132	I
1/14/25 12:25	1/10/25	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	2	2	P.m	164	11.67	14	1	2,811	I
1/14/25 11:20	1/13/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	2	2	P	50	7.78	6		6	D
1/13/25 16:16	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	2,147,503	2,133.4	1,007		7	D
1/13/25 15:24	12/7/23	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	135	13.55	10		9	D
1/13/25 15:15	12/7/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	561	16.03	35		35	D
1/10/25 17:01	1/8/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	4	6	P.m	229	6.57	35	323	46	D
1/10/25 12:44	5/1/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	4	7	P.m	1,297	14.94	87	111	165	D
1/10/25 12:16	1/7/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	1	98	P.m	205,463	7.54	27,247	82	60,675	I
1/10/25 11:27	1/7/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	2	8.52	0	25	1	D
1/10/25 11:26	1/7/25	AGD	Abrdn Global Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	1	9.96	0	10	1	D
1/10/25 11:25	1/7/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	1	1	P	7	3.77	2	183	3	D
1/8/25 14:11	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	8	P	272	44.19	6	4	164	D
1/7/25 16:35	6/17/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	4	6	P	18,619	10.05	1,852	132	3,261	D
1/7/25 10:35	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	9	17	P	4,718	25.25	187	999%	194	D
1/7/25 09:53	1/6/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	30	P.m	18,995	11.45	1,660	38	5,980	I
1/3/25 16:16	1/3/25	FXBY	Foxby Corp.		Fund	CEF	Closed-End Funds	1	1	P	3	17.15	0		0	D
1/2/25 20:09	12/30/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	2,355	7.27	324	2	13,393	M
1/2/25 14:30	1/2/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	4	8	P	12,699	10.36	1,226	100	2,448	D
1/2/25 13:25	12/31/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	33	P.m	13,440	11.35	1,184	30	5,171	I
1/2/25 10:54	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	3	P	30	5.14	6	13	53	D
12/31/24 12:57	12/24/24	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	4,785	13.78	347		11	I
12/20/24 19:30	2/8/22	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P.a	490	14.00	35		35	D
12/20/24 16:22	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	3	6	P	60	20.47	3	146	5	D
12/20/24 16:02	12/21/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	5	6	P.m	364	7.99	46	370	58	D
12/19/24 20:13	12/19/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	16	P.m	2,235	11.46	195	55	549	D
12/19/24 19:28	12/19/24	MCN	Xai Madison Equity Premium Income Fund		Fund	CEF	Closed-End Funds	1	1	P	17	6.62	3		3	D
12/18/24 16:14	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	7	9	P	7,631	10.00	763	305	1,013	D
12/17/24 17:56	12/16/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	5	P	89	28.86	3	999%	3	D
12/17/24 16:18	12/17/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	2	4	P	80,078	5.28	15,180	999%	15,615	D
12/17/24 13:23	12/16/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	4	6	P.m	507	9.48	53	26	261	I
12/17/24 10:15	12/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	4	P	41	1.27	33	72	78	I
12/17/24 08:21	12/10/24	ICMB	Investcorp Credit Management Bdc, Inc.		Fund	CEF	Closed-End Funds	1	2	P	22	3.21	7		7	D
12/16/24 13:58	12/12/24	ODIF	Oaktree Diversified Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	9.33	3		3	D
12/16/24 09:24	12/13/24	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	15	10.07	1		1	D
12/13/24 14:10	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	4	6	P.m	558	9.78	57	57	158	D
12/12/24 16:52	12/10/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	4	9	P	601	13.60	44	2	2,378	D
12/10/24 14:59	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	5	11	P	659	20.06	33	31	138	D
12/6/24 16:17	8/9/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	3	20	P.m	25,877	15.60	1,659	12	15,682	I
12/4/24 16:05	12/2/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	9	P.m	1,023	4.47	229	21	1,307	D
12/3/24 15:14	2/8/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	4	9	P	1,927	10.59	182	171	288	I
12/3/24 08:17	2/9/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	2	6	P.m	214	6.72	32	12	291	D
11/29/24 15:16	4/8/24	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	2	4	P.m	438	14.28	31		29	I
11/27/24 13:07	11/26/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	6	11	P	4,295,091	250.96	17,115		57	D
11/27/24 13:04	11/26/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	47	10.39	5	84	10	D
11/26/24 10:45	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	3	5	P	60	34.79	2	75	4	D
11/25/24 16:14	11/22/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	1	3	P.m	1,222	16.60	74	298	98	D
11/25/24 13:50	11/21/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	6	9	P.m	2,608	20.01	130		130	D
11/22/24 19:25	7/19/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	3	3	P	13,666	10.83	1,262	80	2,833	D
11/22/24 19:22	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	3	3	P	5,490	10.88	505	7	7,577	D
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	2	3	P.m	48	14.19	3	7	53	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	3	4	P	332	20.71	16	101	32	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	5.72	1	1	110	D
11/19/24 17:50	11/19/24	BCPL	Bc Partners Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	125	21.57	6	4	150	D
11/19/24 15:02	11/18/24	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	P	134	33.60	4		4	I
11/18/24 16:15	11/13/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	1	3	P	150	20.29	7		2	D
11/15/24 17:01	11/13/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	2	3	P	43	10.70	4	999%	4	D
11/12/24 17:57	1/24/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	3	3	P	205	20.66	10	303	13	D
11/7/24 19:20	11/7/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	2	4	P	97	11.21	9		9	I
11/7/24 08:54	11/6/24	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	2	2	P	48	12.02	4	267	6	I
11/5/24 16:18	11/4/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	2	5	P	8	0.1921	40	2	2,621	D
10/31/24 13:52	10/31/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	21.69	1	30	5	I
10/30/24 15:19	10/29/24	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	14.80	0		0	D
10/30/24 15:18	10/29/24	MUA	Blackrock Muniassets Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	11.50	0		0	D
10/30/24 15:16	10/29/24	BGT	Blackrock Floating Rate Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	13.10	0		0	D
10/30/24 15:14	10/29/24	BKN	Blackrock Investment Quality Municipal Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	12.30	0		0	D
10/30/24 15:14	10/29/24	MVT	Blackrock Munivest Fund Ii, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	10.90	0		0	D
10/30/24 15:12	10/29/24	MQT	Blackrock Muniyield Quality Fund Ii, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	10.30	0		0	D
10/30/24 15:11	10/29/24	MUE	Blackrock Muniholdings Quality Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	10.20	0		0	D
10/30/24 15:09	10/29/24	BKT	Blackrock Income Trust, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	11.80	0		0	D
10/30/24 15:09	10/29/24	MHD	Blackrock Muniholdings Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	12.10	0		0	D
10/30/24 15:09	10/29/24	MYD	Blackrock Muniyield Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	11.00	0		0	D
10/30/24 15:07	10/29/24	FRA	Blackrock Floating Rate Income Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	13.80	0		0	D
10/30/24 15:07	10/29/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	1	1	P	0	21.10	0		0	D
10/30/24 15:06	10/29/24	BFK	Blackrock Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	10.10	0		0	D
10/30/24 15:05	10/29/24	MQY	Blackrock Muniyield Quality Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	12.40	0		0	D
10/30/24 15:05	10/29/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	2	2	P	2	15.03	0		0	D
10/30/24 15:04	10/29/24	DSU	Blackrock Debt Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	10.80	0		0	D
10/30/24 15:03	10/29/24	BYM	Blackrock Municipal Income Quality Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.40	0		0	D
10/30/24 15:02	10/29/24	MUC	Blackrock Muniholdings California Quality Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	11.10	0		0	D
10/30/24 14:58	10/29/24	MYI	Blackrock Muniyield Quality Fund Iii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	11.20	0		0	D
10/30/24 14:57	10/29/24	HYT	Blackrock Corporate High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	9.80	0		0	D
10/30/24 14:56	10/29/24	BBN	Blackrock Taxable Municipal Bond Trust		Fund	CEF	Closed-End Funds	1	1	P	0	16.40	0		0	D
10/30/24 14:56	10/29/24	BTA	Blackrock Long-Term Municipal Advantage Trust		Fund	CEF	Closed-End Funds	1	1	P	0	10.20	0		0	D
10/30/24 14:53	10/29/24	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.40	0		0	D
10/30/24 14:48	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	2	12	P.m	4,840	11.26	430	9	5,240	I
10/29/24 15:45	10/28/24	BUI	Blackrock Utilities, Infrastructure & Power Opportunities Trust		Fund	CEF	Closed-End Funds	1	1	P	1	23.50	0		0	D
10/29/24 15:44	3/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	27	P.m	75,207	15.19	4,953	44	16,334	I
10/29/24 12:01	10/25/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	2	3	P	738	12.34	60	75	140	I
10/24/24 16:07	10/23/24	EIIA	Eagle Point Institutional Income Fund		Fund	CEF	Closed-End Funds	1	1	P	100	24.96	4		4	D
10/21/24 09:44	10/17/24	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P.m	45	22.33	2		2	D
10/17/24 10:54	10/15/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	3	46	P.m	124,595	14.82	8,405	68	20,758	I
10/16/24 13:42	10/16/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	78	13.89	6	724	6	D
10/4/24 13:24	8/1/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	245	10.40	24	183	36	D
10/4/24 13:05	10/2/24	DNLIX	Denali Structured Return Strategy Fund		Fund	CEF	Closed-End Funds	1	2	P	225	11.06	20	203	30	D
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	3	P	17	6.08	3	180	4	D
9/30/24 12:03	9/27/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	3	3	P	35	8.78	4	0	1,415	I
9/18/24 16:19	12/29/23	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	4	7	P	43,548	23.03	1,891	85	4,112	D
9/18/24 14:24	12/15/23	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	105	13.53	8	443	10	D
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	1	2	P.m	140	9.96	14	2	874	D
9/11/24 16:10	9/9/24	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11,000	25.00	440		40	I
9/11/24 16:10	9/9/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	21,000	25.00	840		92	I
9/11/24 16:09	9/9/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20,000	25.00	800		108	I
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	415	10.10	41	151	68	D
9/10/24 09:54	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	4	P	361	34.64	10	42	36	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	15	15.36	1	63	2	D
9/3/24 17:08	9/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	3	11	P	551	14.06	39	96	80	D
9/3/24 10:15	8/30/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	222	44.27	5	1	518	I
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	3	3	P	631	14.39	44	358	56	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	10	5.31	2	15	15	I
8/27/24 14:46	6/26/24	HQL	Abrdn Life Sciences Investors	PA	Fund	CEF	Closed-End Funds	5	24	P.m	10,932	13.31	821	31	3,435	I
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	144	9.36	15	38	56	D
8/19/24 10:22	8/16/24	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	160	14.91	11	39	38	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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