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Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
10/30/26 09:00	10/29/26	OTLC	Oncotelic Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Trieu Vuong	CA	DOT	CB,CEO	P.m	24	0.0173	1,357	1	118,089	D
10/30/26 08:00	10/29/26	UXIN	Uxin Ltd	E9	BizSv	BizSv	Business Services	Dai Kun		DO	CEO	P	7	0.9696	8	6	143	I
10/29/26 20:51	10/27/26	LRN	Stride, Inc.	DE	PerSv	EduSv	Educational Services	Haggart Dylan G.	CA	D		P	62	78.52	1	0	1,900	I
10/29/26 19:04	10/28/26	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Henson Mary Beth	NY	D		P	46	18.46	3	7	37	I
10/29/26 18:20	10/27/26	BOLD	Boundless Bio, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Tang Kevin	CA	T		P	26	2.40	11	0	3,022	I
10/29/26 17:48	10/28/26	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	26	10.20	3	0	3,904	I
10/29/26 17:38	10/28/26	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11	5.43	2	0	5,472	I
10/29/26 17:32	10/28/26	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	182	11.38	16	1	2,758	I
10/29/26 17:25	10/29/26	DINO	Hf Sinclair Corp	DE	Energy	Pipeln	Pipe Lines (No Natural Gas)	Myers Franklin	TX	DO	CEO	P	1,108	110.80	10	5	208	D
10/29/26 17:20	10/28/26	MXF	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	23	20.13	1	0	2,426	I
10/29/26 17:16	10/27/26	HYFM	Hydrofarm Holdings Group, Inc.	DE	Machn	WhNdu	Miscellaneous Nondurable Good	Parker Mark S	PA	O	P	P.d	20	0.9050	22	119	41	D
10/29/26 17:07	10/28/26	SCQCU	Spaccircle Acquisition Corp.	E9	Financ	AcqCo	Blank Checks	Das Soumen	CA	DT		P	2,666	10.00	267	New	267	I
10/29/26 17:07	10/28/26	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	12	11.75	1	0	1,797	I
10/29/26 16:52	10/27/26	VRXA	Veraxa Biotech AG - Post De-Spac	V8	Health	Drug	Pharmaceutical Preparations	Gruninger Marc		D		P.m	10	0.9983	10	New	10	D
10/29/26 16:50	10/27/26	CRBG	Corebridge Financial, Inc.	DE	Insur	LfIns	Life Insurance	Nippon Life Insurance Co		T		P	6,259	35.14	178	0	131,624	D
10/29/26 16:46	10/29/26	UTMD	Utah Medical Products Inc	UT	Health	MdEq	Surgical & Medical Instrument	Cornwell Kevin L	UT	DO	CB,CEO	P	67	66.75	1	1	189	I
10/29/26 16:44	10/29/26	AEYE	Audioeye Inc	DE	Tech	Softw	Prepackaged Software	Hawkins James B	AZ	D		P	37	12.34	3	1	222	D
10/29/26 16:41	10/28/26	PNFP	Pinnacle Financial Partners, Inc.	GA	Financ	NtBnk	National Commercial Banks	Ingram David B	GA	D		P	992	99.16	10	4	283	D
10/29/26 16:38	10/27/26	SAMG	Silvercrest Asset Management Group Inc.	DE	Financ	InvAdv	Investment Advice	Equinox Partners Investment Management LLC	CT	T		P.m	349	10.44	33	4	867	I
10/29/26 16:34	10/27/26	HBAN	Huntington Bancshares Inc /Md/	MD	Financ	NtBnk	National Commercial Banks	Torgow Gary	OH	D		P	200	15.74	13	1	962	D
10/29/26 16:30	10/27/26	UPBD	Upbound Group, Inc.	DE	BizSv	Lease	Equipment Rental & Leasing	Brown Jeffrey J	TX	D		P.d	47	17.01	3	2	123	I
10/29/26 16:15	10/29/26	XYL	Xylem Inc.	IN	Machn	Mchn	Pumps & Pumping Equipment	Koch D Christian	DC	D		P	986	89.60	11	882	12	D
10/29/26 16:05	10/28/26	NPB	Northpointe Bancshares Inc	MI	Financ	StBnk	State Commercial Banks	Chaudhary Rajeev Kumar	MI	D		P	47	15.80	3	New	3	I
10/29/26 16:05	10/28/26	ELVR	Elevra Lithium Ltd	C3	Mining	IndMn	Mining & Quarrying of Nonmeta	Cortes Vargas Christian Mauricio		O	CFO	P	43	2.67	16		11	I
10/29/26 15:53	10/27/26	BMN	Blackrock 2037 Municipal Target Term Trust	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	71	22.98	3		0	I
10/29/26 15:37	11/18/22	VISM	Visium Technologies, Inc.	FL	Tech	SwSv	Computer Programming Services	Lucky Mark Burdon	GA	DOT	CFO,Inte	P.dm	8	0.0304	267	3	9,371	M
10/29/26 11:49	10/28/26	OVLY	Oak Valley Bancorp	CA	Financ	StBnk	State Commercial Banks	Leonard Daniel J	CA	D		P	4	34.37	0	0	63	D
10/29/26 11:24	10/27/26	SHBI	Shore Bancshares Inc	MD	Financ	NtBnk	National Commercial Banks	Lamon John	MD	D		P.d	8	22.94	0	1	66	D
10/29/26 09:51	10/28/26	BFC	Bank First Corp	WI	Financ	NtBnk	National Commercial Banks	Sprang Todd A.	WI	D		P	59	148.37	0	20	2	D
10/29/26 09:40	10/28/26	TFC	Truist Financial Corp	NC	Financ	NtBnk	National Commercial Banks	Lyons Michael P.	NC	DO	P,CEO	P.d	1,209	48.36	25	119	46	D
10/29/26 09:35	10/28/26	ACTU	Actuate Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Schmitt Daniel M	TX	DO	P,CEO,Di	P.d	50	0.3550	141	15	1,073	D
10/29/26 09:08	10/28/26	BBT	Beacon Financial Corp	DE	Financ	SnBnk	Savings Institutions, Not Fed	Callahan Mary Anne	MA	D		P	97	30.21	3	9	39	I
10/29/26 09:06	10/27/26	NBIS	Nebius Group N.V.	P7	Tech	Softw	Computer Programming, Data Pr	Grimme Arne		D		P.m	58	163.57	0	5	8	D
10/29/26 08:16	10/27/26	API	Agora, Inc.	E9	Tech	Softw	Prepackaged Software	Zhao Bin	CA	DO	CEO	P.m	56	4.47	13	0	85,682	I
10/29/26 08:00	10/28/26	UXIN	Uxin Ltd	E9	BizSv	BizSv	Business Services	Dai Kun		DO	CEO	P	3	0.9714	4	3	136	I
10/28/26 20:54	10/28/26	TTMI	Ttm Technologies Inc	DE	Electr	ElcPrt	Printed Circuit Boards	Roks Edwin	CA	DO	P,CEO	P	440	88.07	5	8	64	D
10/28/26 20:52	10/28/26	TTMI	Ttm Technologies Inc	DE	Electr	ElcPrt	Printed Circuit Boards	Ali Wajid	CA	D		P	902	90.25	10	39	36	D
10/28/26 20:43	10/26/26	LONA	Leonabio, Inc.		Health	BioPrd	Biological Products, (No Diag	Portman David J.	OH	T		P.ed	3	0.0010	3,149	New	3,149	I
10/28/26 18:55	10/26/26	NVA	Nova Minerals Corp	NV	Mining	Gold	Gold & Silver Ores	Girnun Joshua I.	CO	D		P	20	2.95	7	New	7	D
10/28/26 17:46	10/26/26	BPRE	Bluerock Private Real Estate Fund		Fund	CEF	Closed-End Funds	Kamfar Ramin	NY	D		P.m	2,230	12.48	179	6	3,069	I
10/28/26 17:43	10/27/26	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	77	5.63	14	0	5,470	I
10/28/26 17:39	10/26/26	GOLD	Gold.Com, Inc.	DE	Retail	Jewel	Jewelry, Watches, Precious St	Tether Global Investments Fund, S.I.C.A.F., S.A.		T		P.m	3,927	39.27	100	3	3,871	I
10/28/26 17:37	10/27/26	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	9.99	0	0	2,174	I
10/28/26 17:30	10/26/26	HXL	Hexcel Corp /De/	DE	Chem	PlMat	Plastic Materials, Synth Resi	Keating Neal J.	CT	D		P	242	80.67	3	999%	3	D
10/28/26 17:28	10/27/26	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	11.63	0	0	1,795	I
10/28/26 17:16	10/27/26	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	37	10.22	4	0	3,901	I
10/28/26 17:11	10/26/26	CRBG	Corebridge Financial, Inc.	DE	Insur	LfIns	Life Insurance	Nippon Life Insurance Co		T		P	6,390	34.95	183	0	131,446	D
10/28/26 16:57	10/28/26	CBKM	Consumers Bancorp Inc /Oh/	OH	Financ	NtBnk	National Commercial Banks	Williams Derek G	OH	O	SVP,Reta	P	3	31.71	0	1	15	D
10/28/26 16:44	10/26/26	BBT	Beacon Financial Corp	DE	Financ	SnBnk	Savings Institutions, Not Fed	Polito Karyn	MA	D		P	31	30.68	1	13	9	I
10/28/26 16:40	10/15/26	WS	Worthington Steel, Inc.	OH	Metal	Steel	Steel Works, Blast Furnaces &	Ganem George John III	OH	O	CEO Amer	P	31	39.37	1	New	1	D
10/28/26 16:24	10/26/26	LBRT	Liberty Energy Inc.		Energy	OilSv	Oil & Gas Field Services	Babcock Ken	CO	D		P	223	15.40	15	19	93	I
10/28/26 16:23	10/28/26	BBT	Beacon Financial Corp	DE	Financ	SnBnk	Savings Institutions, Not Fed	Rosengren Eric S	MA	D		P	21	30.24	1	9	8	D
10/28/26 16:16	10/26/26	THM	International Tower Hill Mines Ltd	A1	Mining	IndMn	Metal Mining	Wiens David Victor		DO	CEO	P	6	1.95	3	4	87	D
10/28/26 16:02	10/26/26	HBAN	Huntington Bancshares Inc /Md/	MD	Financ	NtBnk	National Commercial Banks	Rollins James D III	OH	D		P	254	18.12	14	60	38	D
10/28/26 15:56	10/28/26	HYMC	Hycroft Mining Holding Corp	DE	Mining	Gold	Gold & Silver Ores	Rhodes Blake	NV	D		P	50	16.69	3	74	7	D
10/28/26 15:52	10/28/26	RCT	Redcloud Holdings Plc	X0	Retail	Retail	Retail Stores	Senn Nikolaus Beat		DT		P	425	0.2500	1,700	17	11,987	D
10/28/26 14:37	10/26/26	XBIT	Xbiotech Inc.	A1	Health	Drug	Pharmaceutical Preparations	Simard John	TX	DT		P	711	1.93	369	10	4,192	D
10/28/26 14:00	10/27/26	FLG	Flagstar Bank, National Association		Financ	SnBnk	Savings Institutions, Not Fed	Frank Alan L	NY	D		P	101	10.14	10	15	76	D
10/28/26 11:39	10/26/26	LCNB	Lcnb Corp	OH	Financ	NtBnk	National Commercial Banks	Krehbiel Anne E	OH	D		P	20	19.79	1	8	13	D
10/28/26 11:13	10/26/26	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	16	10.21	2	0	3,898	I
10/28/26 08:33	10/27/26	BBT	Beacon Financial Corp	DE	Financ	SnBnk	Savings Institutions, Not Fed	Fitzgerald Margaret Boles	MA	D		P	10	30.77	0	2	19	D
10/28/26 08:00	10/27/26	UXIN	Uxin Ltd	E9	BizSv	BizSv	Business Services	Dai Kun		DO	CEO	P	5	0.9044	6	5	132	I
10/28/26 06:45	10/26/26	ACN	Accenture Plc	L2	BizSv	BizSv	Business Services	Sweet Julie Spellman	IL	DO	Chair,CE	P	3,001	245.99	12	33	49	D
10/28/26 06:45	10/26/26	ACN	Accenture Plc	L2	BizSv	BizSv	Business Services	Price Paula A	IL	D		P	200	249.81	1	9	9	D
10/27/26 20:42	10/23/26	PDI	Pimco Dynamic Income Fund		Fund	CEF	Closed-End Funds	Morris Sonya	CA	D		P	82	14.32	6	100	11	D
10/27/26 19:50	10/23/26	LRN	Stride, Inc.	DE	PerSv	EduSv	Educational Services	Haggart Dylan G.	CA	D		P.m	12,178	78.98	154	9	1,899	I
10/27/26 19:47	10/23/26	SRRK	Scholar Rock Holding Corp	DE	Health	BioPrd	Biological Products, (No Diag	Akkaraju Srinivas	CA	D		P.m	12,000	41.45	289	4	7,132	I
10/27/26 19:36	10/23/26	NXTC	Nextcure, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Adar1 Capital Management, LLC	TX	T		P.m	54	4.95	11	2	733	I
10/27/26 18:38	10/23/26	LYCA	Lycia Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Venrock Healthcare Capital Partners Iii, L.P.	NY	T		P.dm	37,654	18.41	2,045	43	6,825	I
10/27/26 18:30	10/23/26	AIOK	Ai Okto Corp.	1T	Trans	ShipTr	Deep Sea Foreign Transportati	Panagiotidis Petros Panagiotis		DO	CEO	P	1,060	8.15	130	4	3,336	I
10/27/26 17:56	10/26/26	LEO	Bny Mellon Strategic Municipals, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	72	5.76	13	0	6,560	I
10/27/26 17:32	10/20/26	DAIO	Data I/O Corp	WA	Electr	LabEq	Instruments For Meas & Testin	Red Oak Partners, LLC	FL	T		P.d	1,000	2.68	373	New	373	I
10/27/26 17:26	10/26/26	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	111	5.40	21	0	5,457	I
10/27/26 17:21	10/23/26	MSM	Msc Industrial Direct Co Inc	NY	Machn	IndWs	Industrial Machinery & Equipm	Jacobson Mitchell	NY	DT		P	28,984	115.94	250	3	8,332	M
10/27/26 17:00	10/26/26	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	13	10.00	1	0	2,174	I
10/27/26 16:35	10/23/26	STC	Stewart Information Services Corp	DE	Insur	SurIns	Title Insurance	Matz Deborah Jane	TX	D		P	44	43.91	1	9	13	I
10/27/26 16:34	10/23/26	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	P	249	8.71	29	New	29	D
10/27/26 16:33	10/23/26	NUV	Nuveen Municipal Value Fund Inc		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	P	300	8.25	36	New	36	D
10/27/26 16:33	10/26/26	STC	Stewart Information Services Corp	DE	Insur	SurIns	Title Insurance	Eppinger Frederick H	TX	DO	CEO	P	133	44.45	3	2	174	D
10/27/26 16:32	10/23/26	NXP	Nuveen Select Tax Free Income Portfolio		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	P	300	13.15	23	New	23	D
10/27/26 16:31	10/23/26	CTEV	Claritev Corp	DE	BizSv	BizSv	Business Services	Ares Management LLC	CA	T		P.m	1,678	23.69	71	4	1,934	I
10/27/26 16:30	10/23/26	CTEV	Claritev Corp	DE	Financ	InvAdv	Investment Advice	Ares Management LLC	CA	T		P.m	1,678	23.69	71	4	1,934	I
10/27/26 16:30	10/23/26	CRBG	Corebridge Financial, Inc.	DE	Insur	LfIns	Life Insurance	Nippon Life Insurance Co		T		P	20,231	33.97	596	0	131,263	D
10/27/26 16:27	10/26/26	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	30	11.43	3	0	1,795	I
10/27/26 16:25	10/27/26	BHRB	Burke & Herbert Financial Services Corp.	VA	Financ	NtBnk	National Commercial Banks	Wilson David	VA	D		P	7	69.94	0	0	73	I
10/27/26 16:11	10/23/26	NPB	Northpointe Bancshares Inc	MI	Financ	StBnk	State Commercial Banks	Long Joseph B	MI	O	COO	P	50	15.37	3	New	3	D
10/27/26 16:10	10/23/26	NPB	Northpointe Bancshares Inc	MI	Financ	StBnk	State Commercial Banks	Boer Carrie L	MI	D		P	185	15.40	12	New	12	D
10/27/26 16:09	10/23/26	NPB	Northpointe Bancshares Inc	MI	Financ	StBnk	State Commercial Banks	Williams Charles Alan	MI	DO	CB,CEO	P.m	1,537	15.37	100	3	3,410	I
10/27/26 16:05	10/23/26	TIPT	Tiptree Inc.	MD	Insur	Insur	Fire, Marine & Casualty Insur	Barnes Michael Gene	CT	DOT	CB,CEO	P	502	16.24	31	0	10,116	D
10/27/26 15:40	10/26/26	CBKM	Consumers Bancorp Inc /Oh/	OH	Financ	NtBnk	National Commercial Banks	Lober Ralph J II	OH	DO	CEO,P	P	16	31.97	1	1	82	D
10/27/26 14:27	10/23/26	KIO	Kkr Income Opportunities Fund		Fund	CEF	Closed-End Funds	Takao Justin	CA	O	Treasure	P.m	78	9.74	8	999%	8	D
10/27/26 14:13	10/23/26	INM	Inmed Pharmaceuticals Inc.	A1	Health	Drug	Pharmaceutical Preparations	Adar1 Capital Management, LLC	TX	T		P	0	1.32	0	0	957	I
10/27/26 13:01	10/26/26	PEBO	Peoples Bancorp Inc	OH	Financ	StBnk	State Commercial Banks	Smith Dwight Eric	OH	D		P	12	38.66	0	3	11	D
10/27/26 10:23	10/24/26	TISI	Team Inc	DE	PerSv	PerSv	Miscellaneous Repair Services	Caliel Michael J	TX	D		P	0	0.00	25	28	117	D
10/27/26 09:54	10/23/26	FFIN	First Financial Bankshares Inc	TX	Financ	StBnk	State Commercial Banks	Nickles Robert Clark Jr	TX	D		P	25	30.12	1	1	115	I
10/27/26 09:24	10/26/26	ASIC	Ategrity Specialty Insurance Co Holdings	DE	Insur	Insur	Fire, Marine & Casualty Insur	Schenk Chris	NY	O	See Rema	P	24	24.29	1	40	4	D
10/27/26 08:02	10/26/26	OWLS	Obook Holdings Inc.		Tech	Softw	Prepackaged Software	Wang Chun Kai		DO	CEO	P	22	2.01	11	0	3,148	D
10/27/26 08:00	10/26/26	UXIN	Uxin Ltd	E9	BizSv	BizSv	Business Services	Dai Kun		DO	CEO	P	3	0.8767	3	3	126	I
10/27/26 07:32	10/23/26	API	Agora, Inc.	E9	Tech	Softw	Prepackaged Software	Zhao Bin	CA	DO	CEO	P.m	78	4.44	18	0	85,669	I
10/27/26 06:06	10/23/26	PLUR	Pluri Inc.	NV	Health	BioPrd	Biological Products, (No Diag	Manieu Alexandre Weinstein		DT		P.d	1,250	1.50	833	66	2,091	M
10/26/26 21:57	10/23/26	RVI	Robinhood Ventures Fund I		Fund	CEF	Closed-End Funds	Whitney Meredith	CA	D		P	23	23.49	1	New	1	D
10/26/26 21:53	10/23/26	RVII	Robinhood Ventures Fund II		Fund	CEF	Closed-End Funds	Whitney Meredith	CA	D		P	27	17.75	2	New	2	D
10/26/26 21:52	10/22/26	PHR	Phreesia, Inc.	DE	BizSv	BizSv	Business Services	Linetsky David	NY	O	P,Networ	P	1	9.75	0	0	22	I
10/26/26 21:05	10/26/26	CTTH	Ctt Pharmaceutical Holdings, Inc.	FL	Health	Drug	Pharmaceutical Preparations	Ctt Pharmaceutical Holdings, Inc.	FL	DO	CEO	P	0	0.0570	6	0	9,443	D
10/26/26 21:00	10/22/26	GPI	Group 1 Automotive Inc	DE	Retail	AutoSt	Auto Dealers & Gasoline Stati	Conifer Management, L.L.C.	NY	T		P.m	24,232	242.32	100	5	2,012	I
10/26/26 19:42	10/22/26	OPTU	Optimum Communications, Inc.	DE	Media	PayTv	Cable & Other Pay Television	Subin Neil S	FL	T		P.m	1,164	0.5222	2,228	11	21,777	I
10/26/26 18:51	10/22/26	CRBG	Corebridge Financial, Inc.	DE	Insur	LfIns	Life Insurance	Nippon Life Insurance Co		T		P	8,663	35.15	246	0	130,667	D
10/26/26 18:51	10/23/26	STC	Stewart Information Services Corp	DE	Insur	SurIns	Title Insurance	Apel Thomas G	TX	D		P	95	47.74	2	5	46	D
10/26/26 18:49	10/23/26	STC	Stewart Information Services Corp	DE	Insur	SurIns	Title Insurance	Corey William S. Jr.	TX	D		P	94	46.82	2	17	13	D
10/26/26 18:47	10/23/26	STC	Stewart Information Services Corp	DE	Insur	SurIns	Title Insurance	Bradley C Allen Jr	TX	D		P	95	47.30	2	8	27	D
10/26/26 18:37	10/22/26	KRRO	Korro Bio, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Lynx1 Capital Management LP	PR	T		P.m	885	11.09	80	5	1,625	I
10/26/26 18:06	10/22/26	GRCE	Grace Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Opaleye Management Inc.	MA	T		P.m	159	1.81	88	3	3,036	I
10/26/26 17:44	7/22/25	LITS	Lite Strategy, Inc.	DE	Financ	Loan	Finance Services	Glover Nicholas	CA	D		P.dm	13	6.28	2	New	2	D
10/26/26 17:43	10/23/26	THRM	Gentherm Inc	MI	Auto	AutoPt	Motor Vehicle Parts & Accesso	Mascarenas Paul Anthony	MI	D		P	533	26.63	20	747	23	D
10/26/26 17:36	10/23/26	LEO	Bny Mellon Strategic Municipals, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	369	5.68	65	1	6,547	I
10/26/26 17:34	10/23/26	THRM	Gentherm Inc	MI	Auto	AutoPt	Motor Vehicle Parts & Accesso	Presley William T.	MI	DO	P,CEO	P	130	26.00	5	3	183	D
10/26/26 17:10	10/26/26	BY	Byline Bancorp, Inc.	DE	Financ	StBnk	State Commercial Banks	Stewart Pamela C	IL	D		P	45	38.61	1	18	7	D
10/26/26 17:05	9/18/26	OIG	Orion180 Insurance Group Inc.	FL	Insur	InsBrk	Insurance Agents, Brokers & S	Darling Craig	FL	T		P.m	116	10.54	11	0	5,714	I
10/26/26 17:04	10/22/26	NBIS	Nebius Group N.V.	P7	Tech	Softw	Computer Programming, Data Pr	Grimme Arne		D		P.m	122	159.01	1	12	7	D
10/26/26 16:59	10/26/26	DLPN	Dolphin Entertainment, Inc.	FL	PerSv	PerSv	Personal Services	O'Dowd William IV	FL	DOT	CEO	P	5	0.9990	5	1	700	D
10/26/26 16:51	10/22/26	ACOG	Alpha Cognition Inc.	A1	Health	BioPrd	Biological Products, (No Diag	Opaleye Management Inc.	MA	T		P.m	266	8.28	32	1	3,392	I
10/26/26 16:51	10/22/26	BOLD	Boundless Bio, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Tang Kevin	CA	T		P.m	52	2.39	22	1	3,012	I
10/26/26 16:48	10/21/26	PEBK	Peoples Bancorp of North Carolina Inc	NC	Financ	StBnk	State Commercial Banks	Price Billy L Jr Dr	NC	D		P	8	42.29	0	1	15	D
10/26/26 16:43	10/26/26	CCBG	Capital City Bank Group Inc	FL	Financ	StBnk	State Commercial Banks	Butler William F	FL	D		P	20	51.07	0	6	7	D
10/26/26 16:30	10/22/26	CITR	Citrotech Inc.	WY	Chem	Chem	Chemicals & Allied Products	Huff Craig A	CO	DT		P	500	2.50	200	6	3,599	I
10/26/26 16:30	10/26/26	TCBX	Third Coast Bancshares, Inc.	TX	Financ	SnBnk	Savings Institutions, Not Fed	Bobbora William	TX	O	See Rema	P	40	40.34	1	2	67	D
10/26/26 16:20	10/22/26	PRTA	Prothena Corp Public Ltd Co	L2	Health	Drug	Pharmaceutical Preparations	Scully William P	FL	T		P.m	1,222	8.15	150	9	1,903	D
10/26/26 16:15	10/23/26	ANIX	Anixa Biosciences Inc	DE	Health	Drug	Pharmaceutical Preparations	Titterton Lewis H Jr	CA	D		P	24	2.98	8	1	1,054	D
10/26/26 16:15	10/15/26	LXU	Lsb Industries, Inc.	DE	Chem	Chem	Industrial Inorganic Chemical	Ackerman Jonathan Z.	OK	D		P	10	10.17	1	9	12	D
10/26/26 15:30	10/26/26	BBT	Beacon Financial Corp	DE	Financ	SnBnk	Savings Institutions, Not Fed	Hollister Thomas J	MA	D		P	105	30.43	3	10	36	D
10/26/26 14:18	10/23/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Gator Capital Management, LLC	FL	T		P	12	2.58	5	0	1,129	I
10/26/26 14:09	10/23/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Pilecki Derek Steven	FL	H	Control	P	12	2.58	5	0	1,129	I
10/26/26 12:14	10/23/26	XFLT	Xai Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	VP	P	17	16.50	1	1	123	D
10/26/26 12:12	10/23/26	AIM	Aim Immunotech Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Equels Thomas K	FL	DO	CEO,P	P	5	0.1600	32	20	190	D
10/26/26 08:44	10/22/26	BPRE	Bluerock Private Real Estate Fund		Fund	CEF	Closed-End Funds	Kamfar Ramin	NY	D		P.m	2,126	12.48	170	6	2,891	I
10/26/26 08:00	10/23/26	UXIN	Uxin Ltd	E9	BizSv	BizSv	Business Services	Dai Kun		DO	CEO	P	5	0.8472	6	5	123	I
10/23/26 21:34	10/21/26	BPRE	Bluerock Private Real Estate Fund		Fund	CEF	Closed-End Funds	Ruddy Jordan B.	NY	O	P	P	25	12.25	2	12	19	D
10/23/26 21:24	10/6/26	NMHI	Nature'S Miracle Holding Inc.	DE	Machn	AgMch	Farm Machinery & Equipment	Adair Kathleen Theresa	VA	T		P.m	7	0.0006	11,600	11	113,600	D
10/23/26 20:00	8/18/26	NMHI	Nature'S Miracle Holding Inc.	DE	Machn	AgMch	Farm Machinery & Equipment	Adair Kathleen Theresa	VA	T		P.m	11	0.0007	17,000	20	102,000	D
10/23/26 18:11	10/21/26	PNI	Pimco New York Municipal Income Fund II	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	77	6.33	12		7	I
10/23/26 17:32	10/21/26	LCU	Lion Copper Corp.	A1	Mining	IndMn	Metal Mining	Alford Tony L	NC	DT		P.dm	17	4.18	4	0	5,366	D
10/23/26 17:25	10/15/26	SAMG	Silvercrest Asset Management Group Inc.	DE	Financ	InvAdv	Investment Advice	Equinox Partners Investment Management LLC	CT	T		P.m	353	10.33	34	4	834	I
10/23/26 17:13	10/23/26	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	O	See Rema	P	439	43.95	10	22	55	D
10/23/26 17:09	9/29/26	AHNRF	Athena Gold Corp	A1	Mining	Gold	Gold & Silver Ores	Kushner Koby Solomon		DO	CEO	P	4	0.2079	17	10	192	I
10/23/26 16:58	10/23/26	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Nelson Blake	TX	O	CFO,Trea	P	40	43.98	1	86	2	D
10/23/26 16:30	10/21/26	CRBG	Corebridge Financial, Inc.	DE	Insur	LfIns	Life Insurance	Nippon Life Insurance Co		T		P	7,684	35.38	217	0	130,421	D
10/23/26 16:24	10/23/26	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Strong-Treister Diane W	WV	D		P	17	142.13	0	2	6	D
10/23/26 16:24	10/23/26	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Reyes Javier A	WV	D		P	14	142.13	0	4	2	D
10/23/26 16:24	10/23/26	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Hoyer James A	WV	D		P	14	142.13	0	12	1	D
10/23/26 16:24	10/23/26	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Fisher Robert D	WV	D		P	23	142.13	0	0	48	D
10/23/26 16:17	10/23/26	MSM	Msc Industrial Direct Co Inc	NY	Machn	IndWs	Industrial Machinery & Equipm	Slone Reuben E	NY	D		P	50	115.77	0	New	0	D
10/23/26 16:11	10/21/26	RENT	Rent the Runway, Inc.	DE	Retail	Retail	Retail Stores	Story3 Capital Partners, LLC	CO	DT		P	2,247	3.55	633	15	4,907	I
10/23/26 16:08	10/21/26	RENT	Rent the Runway, Inc.	DE	Retail	Retail	Retail Stores	Nexus Capital Management LP	CA	DT		P	2,247	3.55	633	15	4,907	I
10/23/26 16:07	10/21/26	RENT	Rent the Runway, Inc.	DE	Retail	Retail	Retail Stores	Chs Us Investments LLC	NY	T		P	1,627	3.55	458	2	22,937	D
10/23/26 16:01	10/23/26	RAPP	Rapport Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Sanchez Ramiro	MA	D		P	98	27.35	4	New	4	D
10/23/26 14:36	10/16/26	THFF	First Financial Corp /In/	IN	Financ	StBnk	State Commercial Banks	McDonald James O	IN	D		P	6	73.58	0	1	12	D
10/23/26 14:18	10/22/26	MXF	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	40	20.14	2	0	2,425	I
10/23/26 12:29	10/22/26	AIM	Aim Immunotech Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Equels Thomas K	FL	DO	CEO,P	P	5	0.1630	31	25	158	D
10/23/26 12:04	10/21/26	CRAFX	Cascade Real Assets Fund		Fund	CEF	Closed-End Funds	Worley Matthew Eugene	WI	D		P	431	10.29	42	New	42	D
10/23/26 10:13	10/22/26	WAST	Waste Energy Corp.	NV	BizSv	BizSv	Business Services	Gallagher Scott	CA	DO	CB,CEO	P	0	0.0010	219	1	24,500	D
10/23/26 09:29	10/22/26	CLF	Cleveland-Cliffs Inc.	OH	Mining	IndMn	Metal Mining	Camara Edilson	OH	D		P	100	13.49	7	13	65	D
10/23/26 08:25	10/22/26	UXIN	Uxin Ltd	E9	BizSv	BizSv	Business Services	Dai Kun		DO	CEO	P	6	0.8901	7	6	117	I
10/23/26 06:35	10/21/26	BZUN	Baozun Inc.	E9	Retail	eCom	Catalog & Mail-Order Houses	Qiu Wenbin		DO	CEO	P.m	40	3.50	11	1	1,696	I
10/22/26 20:56	10/19/26	API	Agora, Inc.	E9	Tech	Softw	Prepackaged Software	Zhao Bin	CA	DO	CEO	P.m	168	4.40	38	0	85,652	I
10/22/26 19:37	6/5/26	LIQT	Liqtech International Inc	NV	Machn	Mchn	Misc Industrial & Commercial	Boswell Peyton		D		P	50	1.00	50	41	171	D
10/22/26 18:45	10/20/26	SNES	Senestech, Inc.	DE	Chem	AgCm	Agricultural Chemicals	Glenbrook Capital Management	NV	T		P.m	75	0.7205	104	2	4,266	I
10/22/26 18:34	10/20/26	DOLE	Dole Plc		Ag	Ag	Crops	Pale Fire Capital Se		T		P.m	8,554	13.19	648	7	10,283	I
10/22/26 17:44	10/22/26	ANIX	Anixa Biosciences Inc	DE	Health	Drug	Pharmaceutical Preparations	Kumar Amit	CA	DO	CEO	P	22	2.72	8	1	680	D
10/22/26 17:42	4/28/23	AMT	American Tower Corp /Ma/	DE	RlEst	REIT	Real Estate Investment Trusts	Clarke Teresa Hillary	MA	D		P.m	64	188.38	0	6	6	D
10/22/26 17:38	10/21/26	LEO	Bny Mellon Strategic Municipals, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	263	5.73	46	1	6,482	I
10/22/26 17:26	10/21/26	MXF	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	327	20.42	16	1	2,423	I
10/22/26 17:03	10/20/26	CRBG	Corebridge Financial, Inc.	DE	Insur	LfIns	Life Insurance	Nippon Life Insurance Co		T		P	6,770	35.01	193	0	130,203	D
10/22/26 16:57	10/22/26	RAPP	Rapport Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Silva Paul M	MA	D		P	100	27.08	4	New	4	I
10/22/26 16:56	10/22/26	RAPP	Rapport Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Young Wendy B.	MA	D		P	100	26.39	4	40	13	D
10/22/26 16:56	10/22/26	RAPP	Rapport Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Paul Steven M	MA	D		P	974	27.28	36	7	555	I
10/22/26 16:56	10/22/26	RAPP	Rapport Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Maraganore John	MA	D		P	249	26.45	9	New	9	I
10/22/26 16:49	10/21/26	XFLT	Xai Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Vice Pre	P	34	17.07	2	2	122	D
10/22/26 16:34	10/20/26	VKI	Invesco Advantage Municipal Income Trust II	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	8.03	0		0	I
10/22/26 16:30	10/20/26	NMS	Nuveen Minnesota Quality Municipal Income Fund	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	10.24	0		0	I
10/22/26 16:22	10/20/26	NMCO	Nuveen Municipal Credit Opportunities Fund	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	8.78	0		0	I
10/22/26 16:16	10/21/26	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	109	5.32	21	0	5,436	I
10/22/26 16:14	10/20/26	NBH	Neuberger Municipal Fund Inc.	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	9.19	0		0	I
10/22/26 16:08	10/20/26	LEO	Bny Mellon Strategic Municipals, Inc.	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	5.68	0		0	I
10/22/26 15:56	10/20/26	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	5.29	0		0	I
10/22/26 15:49	10/20/26	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP	P.d	4	8.25	0	25	2	D
10/22/26 15:23	10/21/26	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	26	10.44	2	0	3,896	I
10/22/26 14:50	10/22/26	LOAN	Manhattan Bridge Capital, Inc	NY	RlEst	REIT	Real Estate Investment Trusts	Ran Assaf	NY	DOT	P,CEO	P	35	3.47	10	0	2,628	D
10/22/26 12:54	10/21/26	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	30	11.58	3	0	1,792	I
10/22/26 10:32	10/20/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Gator Capital Management, LLC	FL	T		P	7	2.57	3	0	1,124	I
10/22/26 10:29	10/20/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Pilecki Derek Steven	FL	T		P	7	2.57	3	0	1,124	I
10/22/26 08:14	10/21/26	AGMB	Agomab Therapeutics Nv	C9	Health	BioPrd	Biological Products, (No Diag	Epstein David R		D		P	89	8.88	10	67	25	D
10/22/26 08:00	10/21/26	UXIN	Uxin Ltd	E9	BizSv	BizSv	Business Services	Dai Kun		DO	CEO	P	4	0.9384	4	4	110	I
10/21/26 19:24	10/20/26	FBK	Fb Financial Corp	TN	Financ	StBnk	State Commercial Banks	Ingram Orrin H II	TN	D		P	1,538	52.88	29	31	124	D
10/21/26 18:21	10/19/26	BPRE	Bluerock Private Real Estate Fund		Fund	CEF	Closed-End Funds	Kamfar Ramin	NY	D		P.m	3,345	12.32	272	11	2,720	I
10/21/26 18:06	10/19/26	GRCE	Grace Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Opaleye Management Inc.	MA	T		P	8	1.88	4	0	2,949	I
10/21/26 17:46	10/21/26	RAPP	Rapport Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Ignelzi Troy A.	MA	O	CFO	P	144	26.10	6	55	16	D
10/21/26 17:00	10/20/26	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	Bradshaw Joshua	NC	DO	Vice CB,	P	118	5.88	20	999%	20	D
10/21/26 17:00	10/20/26	CLM	Cornerstone Strategic Investment Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Bradshaw Joshua	NC	DO	Vice CB,	P	97	6.08	16	367	20	D
10/21/26 16:52	10/19/26	CRBG	Corebridge Financial, Inc.	DE	Insur	LfIns	Life Insurance	Nippon Life Insurance Co		T		P	5,591	34.51	162	0	130,010	D
10/21/26 16:49	10/19/26	TENX	Tenax Therapeutics, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Adar1 Capital Management, LLC	TX	T		P.m	1,463	1.59	923	14	7,447	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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