Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
10/21/25 18:45	10/20/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	9	P.m	366	14.45	25		23	D
10/21/25 17:50	6/26/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	3	11	P.m	431	9.93	43	9	546	D
10/21/25 17:11	10/20/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	5	19	P	632	25.51	25	1	2,093	D
10/21/25 12:06	10/20/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	6	352	P.m	957	2.43	394	65	995	M
10/21/25 10:20	10/20/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	4	35	P.m	66,409	36.60	1,814	52	5,296	I
10/20/25 17:30	10/17/25	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	8.27	0	0	6	D
10/17/25 16:51	9/22/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	6	16	P	4,297,030	106.23	40,449		1,156	D
10/17/25 10:04	10/15/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	5	5	P	2,147,529	2,130.0	1,008		9	D
10/17/25 10:03	10/15/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	4	5	P	33	4.51	7	185	11	D
10/14/25 16:14	8/21/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	4	4	P	1,150	15.18	76		76	D
10/14/25 11:21	10/13/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	28	43.58	1	55	2	D
10/14/25 09:32	10/10/25	FMY	First Trust Mortgage Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	12.20	0	28	1	D
10/8/25 14:34	10/6/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	8	10	P	1,627	17.80	91	63	237	I
10/7/25 16:30	10/6/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	1	2	P	150	27.88	5	34	21	D
10/6/25 13:29	10/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	3	15	P	38,414	24.94	1,540	41	5,295	D
10/3/25 11:57	6/2/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	5	18	P.m	492	10.60	46	12	421	D
10/3/25 09:16	10/1/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	25	29.27	1	79	2	D
10/2/25 16:57	10/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	6	9	P	5,725	11.79	486	22	2,715	D
10/2/25 13:26	9/30/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	4	4	P	33	5.81	6	183	9	D
10/2/25 13:10	10/1/25	LNPIX	Lincoln Partners Group Royalty Fund		Fund	CEF	Closed-End Funds	1	1	P	12,496	10.57	1,182		0	D
10/1/25 17:28	10/1/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	2	12	P	104	22.73	5	12	42	D
10/1/25 17:13	9/29/25	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	2	4	P	813	12.50	65	81	145	I
10/1/25 14:29	9/29/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	4	P	6,740	7.49	900	7	13,850	M
10/1/25 14:01	5/19/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	2	3	P	25	5.46	5	3	145	D
10/1/25 13:58	5/19/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	2	3	P	26	6.56	4	3	161	D
9/30/25 16:30	1/10/25	GGZ.E	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	2	P.m	11,663	10.02	1,164	71	2,811	I
9/30/25 16:30	9/25/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	5	8	P.m	288	13.61	21	15	162	D
9/30/25 16:28	9/26/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	4	6	P	34	3.89	9	216	13	D
9/30/25 16:26	9/26/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	4	4	P	12	8.96	1	33	5	D
9/30/25 13:40	9/29/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	4	7	P.m	1,109	15.97	69	4	1,644	D
9/29/25 16:01	9/25/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	5	59	P	91,533	4.37	20,956	31	89,182	D
9/29/25 15:39	9/24/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	3	P.m	896	19.15	47	2	2,964	I
9/25/25 16:55	9/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	5	21	P.m	1,206	48.59	25	5	500	D
9/25/25 16:32	9/24/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	5	13	P	721	18.16	40	17	276	D
9/25/25 14:23	9/25/25	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	3	P	59	20.57	3	4	78	I
9/24/25 21:30	9/24/25	ASPJX	Adams Street Private Equity Navigator Fund LLC		Fund	CEF	Closed-End Funds	1	1	P	250	10.67	23		23	D
9/23/25 13:40	5/13/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	4	6	P	71	12.42	6	27	27	D
9/22/25 10:59	5/28/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	4	11	P.m	558	13.44	42	913	46	D
9/19/25 16:22	9/19/25	MSFA	Aip Multi-Strategy Fund A		Fund	CEF	Closed-End Funds	1	1	P.e	1	604.50	0		0	D
9/19/25 11:05	9/17/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	3	3	P	72	8.52	8	999%	9	D
9/19/25 10:17	9/17/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	6	8	P	605	14.08	43	20	260	D
9/18/25 16:30	9/16/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	5	25	P.m	17,823	11.14	1,600	17	11,104	I
9/16/25 19:30	5/27/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	3	P.m	25	15.23	2	5	34	I
9/16/25 16:47	9/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	5	10	P	1,420	16.61	85	98	173	I
9/16/25 16:43	9/15/25	EDF	Virtus Stone Harbor Emerging Markets Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	4.98	1		1	D
9/16/25 16:05	9/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	6	10	P	686	14.44	48	32	194	D
9/15/25 17:41	9/11/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	2	51	P.m	4,940	10.05	492	23	2,618	I
9/15/25 16:34	9/12/25	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	250	11.36	22		22	D
9/15/25 16:28	9/12/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	4	15	P.m	775	13.95	56	2	2,434	D
9/12/25 13:21	9/11/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	19	10.47	2		2	D
9/11/25 10:43	9/9/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	25	P.m	8,561	8.38	1,022	84	2,235	I
9/10/25 18:52	9/9/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	3	4	P.m	3,333	17.34	192	3	7,640	I
9/8/25 19:21	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	3	3	P.m	904	9.51	95	265	131	M
9/5/25 16:01	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	5	9	P	441	20.29	22	17	146	D
9/5/25 12:52	9/4/25	BWG	Brandywineglobal-Global Income Opportunities Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	32	8.42	4		4	D
9/5/25 11:59	8/13/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	62	5.60	11	3	362	D
9/4/25 16:38	9/2/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	2	13	P.m	7,952	6.53	1,218	246	1,713	I
9/4/25 15:38	9/2/25	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	6	P	182	2.26	80	3	2,661	D
8/29/25 16:17	8/28/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	54	15.63	3	21	20	D
8/27/25 10:42	8/26/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	2	P	72	15.42	5	13	41	D
8/27/25 10:42	8/26/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	20	12.69	2	3	56	D
8/27/25 10:40	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	2	P	73	9.73	8	14	60	D
8/26/25 16:24	8/25/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	3	4	P	25,046	24.95	1,004		265	D
8/26/25 16:22	8/25/25	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	2	2	P	27	11.34	2	46	8	D
8/26/25 09:31	8/25/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	17	P.m	2,919	10.64	274	16	1,954	I
8/22/25 15:30	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	6	P	95	41.53	2	455	3	D
8/21/25 16:14	8/20/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	2	4	P.m	1,322	16.35	81	76	187	D
8/21/25 12:49	8/19/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	14	P.m	2,091	8.91	235	17	1,635	I
8/21/25 11:28	8/20/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	4	7	P	1,180	14.58	81	76	187	D
8/21/25 08:46	8/20/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	2	2	P	138	33.59	4		4	D
8/20/25 11:04	8/18/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	4	4	P	982	10.02	98	2	5,954	I
8/18/25 16:05	8/15/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	4	5	P	727	14.54	50	57	138	D
8/15/25 16:48	2/10/25	RKMIX	Rockefeller Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	50	20.16	2		2	D
8/15/25 16:39	8/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	2	6	P	169	9.89	17		16	D
8/15/25 15:37	8/8/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	3	3	P	350	10.01	35		35	D
8/14/25 15:12	8/5/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	5	6	P.m	413	13.12	31	28	145	D
8/13/25 16:10	3/20/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	2	3	P	217	19.12	11	263	16	D
8/13/25 15:18	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	8	25	P.m	252	11.03	23	12	220	I
8/12/25 18:24	8/11/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	6	P.m	729	5.43	134	9	1,667	D
8/11/25 15:28	8/7/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	1,000	9.97	100	27	466	D
8/11/25 15:10	8/5/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	3	4	P	40	10.67	4	185	6	D
8/8/25 16:28	8/6/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	1	2	P	24,923	25.23	988	260	1,368	I
8/7/25 16:56	8/6/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	1	1	P	25,000	25.00	1,000		0	I
8/5/25 16:42	8/4/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	18	P.m	397	0.6803	584	17	4,110	D
8/4/25 11:50	8/1/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	2	18	P.m	6,899	12.49	552	10	6,288	D
7/29/25 18:27	7/29/25	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	50	24.79	2		2	D
7/25/25 10:54	4/25/25	PCOFX	Polen Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	3,539	9.50	373	92	777	D
7/21/25 16:09	7/18/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	4	7	P	172	6.69	26	53	74	D
7/21/25 15:21	7/17/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	2	5	P	263	12.69	21	207	31	D
7/21/25 14:37	7/17/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	156	7.43	21		21	D
7/18/25 14:44	7/17/25	RFMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	63	12.60	5	25	25	D
7/15/25 17:04	7/14/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	3	3	P	72	3.95	18		18	D
7/15/25 16:57	7/14/25	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	3	3	P	66	15.53	4	27	20	D
7/14/25 18:16	7/19/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	3	4	P	25,401	10.92	2,325	114	4,357	D
7/14/25 18:15	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	3	5	P	30,291	10.68	2,836	40	9,908	D
7/14/25 18:14	7/19/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	2	3	P	1,220	18.55	66	8	923	D
7/11/25 10:39	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	3	4	P	2,087	232.08	9		9	D
7/9/25 17:56	7/7/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	2	12	P.m	34,161	26.77	1,276	20	7,546	D
7/2/25 12:19	7/1/25	DSCRX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	2	3	P	930	10.38	90		90	D
7/1/25 18:15	6/30/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	2,000	9.69	206	131	364	I
7/1/25 17:06	6/27/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	4	6	P	480	6.98	69	164	111	D
7/1/25 16:39	6/30/25	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	1	1	P	12	6.34	2	115	3	D
7/1/25 16:05	6/27/25	PMFLX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	3	3	P	1,175	9.97	118	109	226	D
6/30/25 11:14	6/26/25	GCV.H	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	250	10.00	25		25	D
6/30/25 09:53	6/26/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	64	5.52	12	0	5,153	I
6/26/25 16:05	6/24/25	IQI	Invesco Quality Municipal Income Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.33	5		5	I
6/26/25 11:54	6/24/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	44	P.m	14,049	9.17	1,532	51	4,544	I
6/23/25 14:37	6/20/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	43	P.m	7,938	9.49	836	27	3,899	I
6/18/25 12:46	6/17/25	ACV	Virtus Diversified Income & Convertible Fund		Fund	CEF	Closed-End Funds	1	1	P	5	21.89	0		0	D
6/18/25 12:46	6/17/25	NCZ	Virtus Convertible & Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	5	12.31	0		0	D
6/18/25 12:45	6/17/25	NIE	Virtus Equity & Convertible Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	22.97	0		0	D
6/18/25 12:45	6/16/25	NCV	Virtus Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	13.59	0		0	D
6/16/25 14:25	6/13/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	3	7	P	513	22.18	23	42	79	D
6/13/25 16:22	6/13/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	3	6	P.m	360	10.56	34	4	897	D
6/11/25 16:16	5/12/25	AEF	Abrdn Emerging Markets Ex-China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	3	P	16	5.34	3	21	17	D
6/9/25 11:13	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	4	9	P.m	770	9.33	82	86	179	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	8	14	P	1,077	17.90	60	14	490	D
6/5/25 10:48	6/3/25	VKQ	Invesco Municipal Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.19	5		5	I
6/5/25 10:36	6/3/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	3	6	P	450	7.07	64	4	1,521	I
6/3/25 19:07	5/30/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	4	11	P	40,529	10.50	3,861	342	4,989	I
6/3/25 16:21	5/30/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	122	13.23	9		0	D
6/3/25 16:10	5/30/25	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	570	16.32	35	436	43	D
6/2/25 12:51	6/2/25	DMO	Western Asset Mortgage Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	32	11.72	3		3	D
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	3	22	P.m	209,252	15.19	13,779	724	15,682	I
5/29/25 15:34	5/29/25	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	15.01	1		1	D
5/28/25 17:05	5/27/25	HYI	Western Asset High Yield Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	11.71	1		1	D
5/28/25 17:05	5/27/25	HIX	Western Asset High Income Fund II Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	4.14	3		3	D
5/28/25 17:04	5/27/25	IGI	Western Asset Investment Grade Opportunity Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	16.30	1		1	D
5/28/25 17:04	5/27/25	MHF	Western Asset Municipal High Income Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	11	7.10	2		2	D
5/28/25 17:04	5/27/25	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	3	3	P	125	14.48	9	45	28	D
5/28/25 17:04	5/27/25	EHI	Western Asset Global High Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	13	6.38	2		2	D
5/28/25 17:03	5/27/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	10	9.90	1		1	D
5/28/25 17:03	5/27/25	EMD	Western Asset Emerging Markets Debt Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	9.65	1		1	D
5/28/25 17:03	5/27/25	GDO	Western Asset Global Corporate Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	11.36	1		1	D
5/27/25 08:20	5/20/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	1	1	P	100	9.28	11		11	D
5/23/25 16:05	5/21/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	1	3	P	135	10.32	13	4	339	D
5/23/25 16:05	5/21/25	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	1	3	P	60	6.80	9	3	281	D
5/22/25 18:28	5/20/25	IAE	Voya Asia Pacific High Dividend Equity Income Fund		Fund	CEF	Closed-End Funds	1	5	P.m	412	6.48	64	4	1,817	I
5/19/25 16:33	5/16/25	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	13	12.87	1	11	10	D
5/19/25 16:00	5/16/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	250	54.44	5	58	13	D
5/15/25 16:15	5/13/25	LRFC	Logan Ridge Finance Corp.		Fund	CEF	Closed-End Funds	2	2	P	20	17.73	1	101	2	D
5/13/25 17:02	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	8	13	P.dm	932	8.95	104	51	310	D
5/12/25 19:53	5/8/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	1	5	P	1,185	25.64	46	5	1,017	I
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	3	3	P	57	15.33	4	24	19	D
5/8/25 10:06	5/7/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	40	P.m	5,040	11.92	423	24	2,161	I
5/6/25 19:15	5/5/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	47	P.m	9,962	8.49	1,173	41	4,016	I
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	2	3	P	17	18.17	1	20	6	D
5/6/25 13:24	5/5/25	NPFD	Nuveen Variable Rate Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	18.69	1		1	D
5/2/25 18:37	5/1/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	4	7	P	1,185	21.49	55	452	67	D
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	7	9	P	314	11.30	28	39	99	D
4/29/25 10:06	4/28/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	1	12	P.m	2,163	10.88	199	15	1,549	I
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	100	43.22	2		2	D
4/24/25 11:50	4/22/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	35	P.m	6,964	9.30	749	22	4,202	I
4/14/25 12:41	4/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	2	2	P	517	10.23	51	1	4,803	I
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	168	13.74	12		8	D
4/11/25 18:34	4/10/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	221	13.14	17		16	D
4/11/25 13:33	1/14/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	3	3	P	33	11.16	3	265	4	D
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	540	10.22	53	52	155	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	3	4	P	69	24.61	3	121	5	D
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	4	8	P.m	268	6.49	41	382	52	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	2	4	P	60	20.47	3	29	13	D
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	166	8.29	20	79	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	1	2	P.m	400	10.05	40	20	235	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	5	27	P.m	864	2.90	298	15	2,339	D
4/9/25 15:49	1/14/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	32	33.10	1	222	1	D
4/9/25 15:42	12/23/24	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	3	3	P	33	10.18	3	270	4	D
4/9/25 15:36	12/23/24	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	3	3	P	32	15.97	2	100	4	D
4/9/25 15:31	12/23/24	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	3	3	P	32	16.09	2	250	3	D
4/9/25 15:26	12/23/24	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	3	3	P	32	14.42	2	251	3	D
4/9/25 15:19	4/8/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	3	3	P	32	21.88	1	225	2	D
4/9/25 15:14	1/14/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	3	3	P	32	13.51	2	254	3	D
4/9/25 15:07	12/23/24	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	3	3	P	32	12.33	3	218	4	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	41	13.80	3	9	35	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	68	8.66	8	26	38	D
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	3	9	P	75	0.8214	91	52	266	D
4/3/25 14:47	7/31/24	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	4	4	P	38,850	24.70	1,573	29	6,926	D
3/27/25 17:41	11/20/24	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	3	3	P.m	7,412	25.13	295		6	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	5	6	P	1,437	10.46	137	192	209	I
3/24/25 17:37	3/7/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	3	P.m	480	15.28	31	29	138	D
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	2	2	P	203	11.78	17	107	33	D
3/24/25 08:45	3/21/25	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.08	0	97	1	D
3/21/25 17:33	3/18/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	2	4	P	168	9.52	18	18	113	D
3/20/25 14:18	3/20/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	3	5	P	238	24.01	10	222	14	D
3/17/25 14:48	3/17/25	BCSF	Bain Capital Specialty Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	16.43	2	8	21	D
3/14/25 16:39	3/13/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	P	501	18.57	27	16	194	D
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	2	5	P	916	12.59	73	22	402	D
3/5/25 16:05	3/3/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	2	2	P	1,069	23.25	46	144	78	D
3/3/25 10:36	2/27/25	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	3	P	866	16.54	52	0	28,605	I
2/27/25 10:57	2/26/25	ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	156	26.08	6	147	10	D
2/25/25 11:50	2/25/25	GCADX	Goldman Sachs Real Estate Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	50	8.55	6		6	D
2/21/25 19:23	2/21/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	1	3	P	45	6.43	7	1	584	D
2/21/25 17:33	2/18/25	LLIAX	Lord Abbett Flexible Income Fund		Fund	CEF	Closed-End Funds	6	7	P	1,650	10.00	165		148	D
2/21/25 16:44	2/20/25	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	2	3	P	1,331	38.80	34	473	42	D
2/21/25 09:51	2/20/25	EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund		Fund	CEF	Closed-End Funds	1	1	P	85	8.48	10		10	D
2/14/25 11:37	2/12/25	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	4	12	P	140,840	10.02	14,061		8,424	D
2/12/25 12:44	1/24/25	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	2	4	P	9,357	5,295.6	2		1	D
1/31/25 12:27	1/29/25	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	1	1	P.m	425	18.31	23		23	D
1/30/25 14:15	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	4	P	25,070	10.24	2,448	81	5,458	D
1/23/25 12:41	9/26/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	2	24	P.m	7,803	23.27	335	13	2,907	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

#o

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y