Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/22/24 17:25	11/20/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,029	11.56	89	1	9,525	I
11/22/24 16:33	11/21/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	41	10.14	4	1	536	D
11/22/24 16:31	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P	90	10.18	9	4	237	I
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	6	16.11	0	1	28	I
11/22/24 16:30	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	90	10.18	9	3	311	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	P	21	20.53	1	22	6	D
11/22/24 16:01	11/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.65	5	0	1,691	D
11/22/24 16:01	11/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,590	4.59	1,000	1	75,794	D
11/22/24 14:14	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Lewin Lana	NY	D		P	10	20.45	0	New	0	D
11/22/24 14:12	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Healy Douglas Taylor	NY	D		P	10	20.26	1	New	1	D
11/22/24 12:08	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	11.44	0	1	45	D
11/22/24 11:34	11/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.37	1	0	675	M
11/21/24 18:10	11/20/24	VALF	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Zhu Lisa	WI	H	Investme	P	501	25.05	20		1	D
11/21/24 16:50	11/19/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	P.m	142	20.34	7	11	73	D
11/21/24 16:02	11/19/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,630	4.63	1,000	1	74,794	D
11/21/24 16:01	11/19/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.50	5	0	1,686	D
11/21/24 14:28	11/19/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,894	26.03	150	2	6,688	I
11/21/24 14:21	11/19/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	71	9.74	7	0	3,139	I
11/21/24 14:15	11/19/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,330	7.62	175	0	57,792	I
11/21/24 14:11	11/19/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	511	9.36	55	2	3,335	I
11/21/24 13:43	11/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	154	12.17	13	1	1,888	I
11/21/24 13:36	11/19/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	205	8.64	24	1	3,446	I
11/21/24 13:32	11/19/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	371	9.42	39	1	3,760	I
11/21/24 12:09	11/20/24	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	P	39	15.79	3	New	3	D
11/21/24 11:58	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	11.53	0	4	11	D
11/21/24 10:46	11/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.35	1	0	673	M
11/21/24 10:35	11/19/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	13	0.6700	19	1	3,743	D
11/20/24 16:49	11/18/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,161	11.58	100	1	9,466	I
11/20/24 16:30	11/18/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P.m	210	10.11	21	7	302	I
11/20/24 16:30	11/18/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P.m	210	10.11	21	10	228	I
11/20/24 16:01	11/18/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	22	4.46	5	0	1,681	D
11/20/24 16:01	11/18/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,743	4.47	837	1	73,774	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	P	3	5.72	1	1	110	D
11/20/24 12:12	11/19/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.37	1	0	672	M
11/19/24 18:37	11/15/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	906	4.40	206	0	72,937	D
11/19/24 17:50	11/19/24	BCPL	Bc Partners Lending Corp		Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	DO	P,CEO	P	125	21.57	6	4	150	D
11/19/24 16:19	11/11/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		P.m	1,077	16.58	65	220	95	D
11/19/24 16:01	11/15/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	22	4.38	5	0	1,676	D
11/19/24 15:02	11/18/24	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Truscott William F	MA	O	SVP	P	134	33.60	4	New	4	I
11/19/24 13:51	11/18/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3,039	25.85	118	2	6,539	I
11/19/24 11:55	11/18/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.33	1	0	671	M
11/18/24 17:02	11/14/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	P.m	179	19.91	9	16	66	D
11/18/24 16:30	11/14/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,121	11.55	97	1	9,399	I
11/18/24 16:15	10/1/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	P.a	50	20.41	2	New	2	D
11/18/24 16:14	11/18/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	90	8.99	10	17	67	D
11/18/24 16:01	11/14/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,370	4.37	1,000	1	72,731	D
11/18/24 16:01	11/14/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	22	4.33	5	0	1,671	D
11/18/24 13:25	11/15/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		P	10	33.32	0	11	3	D
11/18/24 12:16	11/14/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,731	24.94	150	2	6,421	I
11/18/24 12:12	11/14/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	141	9.72	14	0	3,132	I
11/18/24 12:06	11/14/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	148	9.35	16	0	3,280	I
11/18/24 11:57	11/14/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	152	12.20	12	1	1,875	I
11/18/24 11:52	11/14/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	536	8.65	62	2	3,422	I
11/18/24 11:48	11/14/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	320	9.42	34	1	3,721	I
11/18/24 11:17	11/15/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.33	1	0	670	M
11/18/24 11:16	11/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	11	11.34	1	8	13	I
11/15/24 17:33	6/17/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Knipper Thomas	CT	D		P	25	10.10	2		0	D
11/15/24 17:01	11/13/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		P	11	10.63	1	New	1	D
11/15/24 16:38	11/8/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P.m	148	9.92	15	58	40	D
11/15/24 12:29	11/14/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.34	1	0	668	M
11/14/24 18:46	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	23	11.41	2	3	60	D
11/14/24 17:00	11/13/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	P	50	20.41	2	New	2	D
11/14/24 16:29	11/12/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,756	11.53	152	2	9,295	I
11/14/24 16:23	11/13/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P.m	88	9.28	10	19	60	D
11/14/24 16:17	11/13/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	P	9	10.04	1	New	1	D
11/14/24 16:01	11/12/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	65	4.29	15	17	107	M
11/14/24 13:34	11/14/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		P	7	19.68	0	5	7	D
11/14/24 13:30	11/12/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	221	9.66	23	1	3,117	I
11/14/24 13:04	11/12/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,550	7.77	199	0	57,617	I
11/14/24 12:52	11/12/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	610	9.33	65	2	3,264	I
11/14/24 12:37	11/12/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	127	12.15	10	1	1,863	I
11/14/24 12:35	11/12/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	59	8.65	7	0	3,360	I
11/14/24 12:04	11/12/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	161	9.43	17	0	3,687	I
11/14/24 10:23	11/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.33	1	0	667	M
11/13/24 11:47	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	P	9	11.39	1	162	1	I
11/13/24 11:24	11/12/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.32	1	0	666	M
11/12/24 17:57	11/11/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Frank Bruce D	NY	D		P	9	20.50	0	13	4	I
11/12/24 16:30	8/3/22	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Widra Howard	NY	D		P.a	260	13.01	20	6	350	D
11/12/24 16:05	11/8/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	2,165	11.30	192	2	9,194	I
11/12/24 12:03	11/8/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P.m	6	2.32	2	0	665	M
11/12/24 11:37	11/7/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	237	9.57	25	1	3,094	I
11/12/24 11:30	11/7/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,103	7.75	142	0	57,418	I
11/12/24 11:24	11/7/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	700	9.28	75	2	3,199	I
11/12/24 11:17	11/11/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	20	12.14	2	0	1,852	I
11/12/24 11:11	11/11/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	45	8.65	5	0	3,353	I
11/12/24 11:08	11/11/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	53	9.45	6	0	3,670	I
11/8/24 17:48	11/8/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	6	23.13	0	2	17	D
11/8/24 16:17	11/6/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	2,302	10.94	210	2	9,105	I
11/8/24 16:16	11/6/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	P	454	10.92	42	13	352	D
11/8/24 12:26	11/7/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.31	1	0	662	M
11/7/24 19:20	11/7/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	P	3	11.35	0	11	3	I
11/7/24 16:25	11/7/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	12	23.07	1	3	16	D
11/7/24 12:59	11/5/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	117	9.54	12	0	3,070	I
11/7/24 12:53	11/5/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	83	9.23	9	0	3,123	I
11/7/24 12:52	11/5/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	925	7.61	122	0	57,275	I
11/7/24 11:37	11/6/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.24	1	0	661	M
11/7/24 08:54	11/6/24	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	P	37	12.44	3	New	3	I
11/6/24 16:57	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Weinstein Adam B.	NY	DO	EVP,CAO,	P	489	10.87	45	9	553	D
11/6/24 16:56	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,859	10.70	174	2	8,965	I
11/6/24 16:55	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	P	27	10.85	3	38	9	I
11/6/24 16:18	11/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P,C	P	2	2.22	1	2	42	D
11/6/24 15:44	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Steve Louis	AZ	DO	Exec CB	P	254	13.12	19	2	1,263	D
11/6/24 15:43	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Zacharia Michael	AZ	D		P	10	13.15	1	2	37	D
11/6/24 12:24	11/5/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	P	3	11.44	0	12	2	I
11/6/24 11:08	11/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.21	1	0	660	M
11/5/24 16:18	11/4/24	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	2	4.61	1	0	2,621	D
11/5/24 14:46	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	P	101	13.39	8	1	1,027	D
11/5/24 14:44	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		P	27	13.59	2	6	35	D
11/5/24 12:37	11/4/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	56	10.36	5	0	1,866	I
11/5/24 12:24	11/4/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	64	12.14	5	0	1,851	I
11/5/24 12:22	11/4/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	42	8.65	5	0	3,348	I
11/5/24 12:20	11/4/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	55	9.38	6	0	3,664	I
11/5/24 11:16	11/4/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.19	1	0	659	M
11/4/24 19:04	10/31/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	P	1,000	10.48	95	New	95	I
11/4/24 11:41	11/1/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	36	10.33	3	0	1,861	I
11/4/24 11:23	10/31/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	88	7.58	12	0	57,154	I
11/4/24 11:21	10/31/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	30	12.08	2	0	1,846	I
11/4/24 11:17	10/31/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	137	8.51	16	0	3,343	I
11/4/24 11:13	10/31/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	137	9.36	15	0	3,658	I
11/4/24 10:44	11/1/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.20	1	0	657	M
11/1/24 13:54	10/30/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	P	37	46.82	1	1	70	M
11/1/24 10:50	10/31/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.18	1	0	656	M
10/31/24 13:52	10/31/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Nelson Jane Musser	MD	D		P	25	21.69	1	30	5	I
10/31/24 12:48	10/29/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,593	7.62	209	0	57,142	I
10/31/24 12:04	10/29/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	127	12.01	11	1	1,843	I
10/31/24 12:01	10/29/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	353	8.57	41	1	3,327	I
10/31/24 11:59	10/29/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	286	9.32	31	1	3,644	I
10/31/24 11:03	10/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.23	1	0	655	M
10/30/24 15:19	10/29/24	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	14.78	0	New	0	D
10/30/24 15:18	10/29/24	MUA	Blackrock Muniassets Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.46	0	New	0	D
10/30/24 15:16	10/29/24	BGT	Blackrock Floating Rate Income Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	13.06	0	New	0	D
10/30/24 15:14	10/29/24	BKN	Blackrock Investment Quality Municipal Trust, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	12.26	0	New	0	D
10/30/24 15:14	10/29/24	MVT	Blackrock Munivest Fund Ii, Inc.	MD	Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	10.86	0	New	0	D
10/30/24 15:12	10/29/24	MQT	Blackrock Muniyield Quality Fund Ii, Inc.	NJ	Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	10.28	0	New	0	D
10/30/24 15:11	10/29/24	MUE	Blackrock Muniholdings Quality Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	10.19	0	New	0	D
10/30/24 15:09	10/29/24	BKT	Blackrock Income Trust, Inc.	MD	Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.80	0	New	0	D
10/30/24 15:09	10/29/24	MHD	Blackrock Muniholdings Fund, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	12.09	0	New	0	D
10/30/24 15:09	10/29/24	MYD	Blackrock Muniyield Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.02	0	New	0	D
10/30/24 15:07	10/29/24	FRA	Blackrock Floating Rate Income Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	13.76	0	New	0	D
10/30/24 15:07	10/29/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	21.14	0	New	0	D
10/30/24 15:06	10/29/24	BFK	Blackrock Municipal Income Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	10.12	0	New	0	D
10/30/24 15:05	10/29/24	MQY	Blackrock Muniyield Quality Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	12.36	0	New	0	D
10/30/24 15:05	10/29/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	10.73	0	New	0	D
10/30/24 15:04	10/29/24	DSU	Blackrock Debt Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	10.82	0	New	0	D
10/30/24 15:03	10/29/24	BYM	Blackrock Municipal Income Quality Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.36	0	New	0	D
10/30/24 15:02	10/29/24	MUC	Blackrock Muniholdings California Quality Fund, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.10	0	New	0	D
10/30/24 14:58	10/29/24	MYI	Blackrock Muniyield Quality Fund Iii, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.22	0	New	0	D
10/30/24 14:57	10/29/24	HYT	Blackrock Corporate High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	9.85	0	New	0	D
10/30/24 14:56	10/29/24	BBN	Blackrock Taxable Municipal Bond Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	16.37	0	New	0	D
10/30/24 14:56	10/29/24	BTA	Blackrock Long-Term Municipal Advantage Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	10.20	0	New	0	D
10/30/24 14:53	10/29/24	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.39	0	New	0	D
10/30/24 14:48	10/29/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	0	11.79	0	New	0	D
10/30/24 11:17	10/29/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.19	1	0	654	M
10/29/24 16:20	10/21/24	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	8	16.56	1	3	18	D
10/29/24 16:11	10/21/24	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	157	16.58	9	119	17	D
10/29/24 15:51	10/28/24	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	1	24.70	0	New	0	D
10/29/24 15:49	10/28/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	1	17.20	0	New	0	D
10/29/24 15:47	10/28/24	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	1	36.44	0	New	0	D
10/29/24 15:45	10/28/24	BUI	Blackrock Utilities, Infrastructure & Power Opportunities Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	1	23.51	0	New	0	D
10/29/24 15:44	10/28/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		P	1	16.04	0	New	0	D
10/29/24 14:27	10/25/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P.a	11	0.6700	16	0	3,724	D
10/29/24 12:01	10/25/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		P	400	12.59	32	45	102	I
10/29/24 11:39	10/28/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	943	7.62	124	0	56,933	I
10/29/24 11:10	10/28/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.17	1	0	652	M
10/28/24 10:44	10/24/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	111	10.59	10	1	1,857	I
10/28/24 10:29	10/25/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.17	1	0	651	M
10/28/24 10:14	10/24/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,100	7.54	146	0	56,809	I
10/25/24 16:28	10/25/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	20	0.6700	29	1	3,738	D
10/25/24 11:30	10/24/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.16	1	0	650	M
10/25/24 10:39	10/24/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	P	62	46.09	1	2	86	M
10/24/24 16:07	10/23/24	EIIA	Eagle Point Institutional Income Fund		Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	100	24.96	4	New	4	D
10/24/24 11:04	10/22/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,126	7.55	149	0	56,663	I
10/24/24 10:56	10/23/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.15	1	0	649	M
10/23/24 12:08	10/22/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.14	1	0	647	M
10/23/24 10:46	10/22/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	17	0.6700	25	1	3,707	D
10/22/24 12:32	10/21/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	491	7.59	65	0	56,514	I
10/22/24 11:28	10/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.15	1	0	646	M
10/21/24 18:12	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	14	11.28	1	7	18	M
10/21/24 16:16	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	P	18	11.28	2	33	6	D
10/21/24 15:42	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DO	Trustee	P	41	11.28	4	33	15	D
10/21/24 14:35	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	149	11.28	13		13	D
10/21/24 12:16	10/17/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	993	7.58	131	0	56,450	I
10/21/24 11:25	10/18/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.13	1	0	645	M
10/21/24 11:17	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	43	11.28	4	33	15	D
10/21/24 10:48	10/18/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	P	24	23.98	1	7	15	D
10/21/24 09:44	10/17/24	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	Sippel Matthew J	CT	D		P.m	45	22.33	2	New	2	D
10/18/24 19:45	10/11/24	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.a	84,115	10.00	8,412	New	8,412	M
10/18/24 19:27	10/16/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	5	24.94	0	0	780	D
10/18/24 14:02	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Black Daniel	IL	DH	Trustee	P	11	11.28	1	5	22	D
10/18/24 12:05	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Huang Tony	NY	O	VP,Assis	P	26	11.28	2	32	9	D
10/18/24 11:39	10/17/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.11	1	0	644	M
10/17/24 16:37	10/16/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	P	100	19.03	5	24	27	D
10/17/24 16:02	10/15/24	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	3	4.76	1	0	2,620	D
10/17/24 12:15	10/16/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.10	1	0	643	M
10/17/24 10:54	10/15/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,023	15.81	65	0	20,751	I
10/17/24 10:40	10/15/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,260	7.60	166	0	56,318	I
10/16/24 21:16	10/15/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	50	24.90	2	0	779	I
10/16/24 16:52	10/15/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		P	10	32.63	0	13	3	D
10/16/24 13:42	10/16/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Kirschner Mathew	NY	H	Portfoli	P	75	14.02	5	New	5	D
10/16/24 11:07	10/15/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.08	1	0	641	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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