10/23/25 21:06 | 10/21/25 | SMMT | Summit Therapeutics Inc. | | Health | Drug | Pharmaceutical Preparations | 3 | 5 | P.m | 22,969 | 18.18 | 0 | 1,264 | 0 | 1,244,269 | I | | | | | | | | | | | | | | |
10/23/25 21:03 | 10/23/25 | TTRX | Turn Therapeutics Inc. | DE | Health | Drug | Pharmaceutical Preparations | 2 | 2 | P | 125 | 4.95 | 0 | 25 | 253 | 35 | D | | | | | | | | | | | | | | |
10/23/25 19:49 | 10/21/25 | NEUP | Neuphoria Therapeutics Inc. | C3 | Health | Drug | Pharmaceutical Preparations | 1 | 1 | P | 3,283 | 5.14 | 0 | 639 | 271 | 875 | I | | | | | | | | | | | | | | |
10/23/25 19:06 | 10/22/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 2 | 11 | P.m | 470 | 14.47 | 0 | 33 | | 30 | D | | | | | | | | | | | | | | |
10/23/25 19:01 | 10/22/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 3 | 6 | P | 279 | 13.97 | 0 | 20 | | 16 | D | | | | | | | | | | | | | | |
10/23/25 17:43 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | 10 | 20 | P | 3,444 | 254.56 | 0 | 14 | 0 | 10,015 | I | | | | | | | | | | | | | | |
10/23/25 16:49 | 10/22/25 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | 12 | 61 | P.m | 550 | 23.40 | 0 | 24 | 7 | 347 | D | | | | | | | | | | | | | | |
10/23/25 16:30 | 10/20/25 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | 1 | 8 | P.m | 820 | 4.30 | 0 | 191 | 3 | 7,247 | D | | | | | | | | | | | | | | |
10/23/25 16:30 | 8/6/24 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | 3 | 15 | P.am | 6,627 | 2.49 | 0 | 2,661 | 77 | 6,127 | D | | | | | | | | | | | | | | |
10/23/25 14:36 | 10/22/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | 12 | 13 | P | 2,118 | 18.49 | 0 | 115 | 9 | 1,368 | D | | | | | | | | | | | | | | |
10/23/25 14:34 | 10/17/25 | EQBK | Equity Bancshares Inc | KS | Financ | StBnk | State Commercial Banks | 5 | 7 | P.m | 680 | 43.55 | 0 | 16 | 11 | 152 | I | | | | | | | | | | | | | | |
10/23/25 12:48 | 10/21/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | 2 | 52 | P.m | 5,007 | 10.04 | 0 | 499 | 23 | 2,634 | I | | | | | | | | | | | | | | |
10/23/25 12:42 | 10/22/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | 4 | 325 | P.m | 2,812 | 1,113.5 | 0 | 3 | 0 | 3,017 | D | | | | | | | | | | | | | | |
10/23/25 12:20 | 10/21/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | 4 | 36 | P.m | 68,439 | 36.80 | 0 | 1,860 | 53 | 5,341 | I | | | | | | | | | | | | | | |
10/23/25 11:16 | 10/21/25 | UPBD | Upbound Group, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | 2 | 8 | P.d | 1,028 | 24.61 | 0 | 42 | 18 | 278 | I | | | | | | | | | | | | | | |
10/23/25 10:38 | 9/3/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | 1 | 94 | P.m | 961 | 0.7859 | 0 | 1,223 | 8 | 16,565 | D | | | | | | | | | | | | | | |
10/23/25 10:38 | 10/22/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | 6 | 352 | P.m | 963 | 2.43 | 0 | 396 | 66 | 997 | M | | | | | | | | | | | | | | |
10/22/25 20:12 | 10/20/25 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | 6 | 11 | P.m | 3,042 | 19.22 | 0 | 158 | 684 | 181 | D | | | | | | | | | | | | | | |
10/22/25 17:13 | 10/20/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.m | 2,846 | 70.21 | 0 | 41 | 0 | 11,865 | I | | | | | | | | | | | | | | |
10/22/25 16:11 | 4/30/25 | EPAM | Epam Systems, Inc. | DE | Tech | SwSv | Computer Programming Services | 1 | 2 | P | 15 | 133.91 | 0 | 0 | 1 | 16 | D | | | | | | | | | | | | | | |
10/22/25 16:02 | 10/20/25 | FITB | Fifth Third Bancorp | OH | Financ | StBnk | State Commercial Banks | 1 | 1 | P | 124 | 41.22 | 0 | 3 | 4 | 85 | D | | | | | | | | | | | | | | |
10/22/25 15:28 | 10/20/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | 1 | 30 | P.dm | 97 | 0.0945 | 0 | 1,024 | 49 | 3,128 | D | | | | | | | | | | | | | | |
10/22/25 14:19 | 8/27/25 | NUGN | Livento Group, Inc. | NV | Tech | Softw | Prepackaged Software | 1 | 3 | P | 5,343 | 0.0017 | 0 | 3,076,145 | | 2,147,484 | D | | | | | | | | | | | | | | |
10/22/25 07:00 | 10/21/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | 4 | 6 | P.m | 375 | 8.64 | 0 | 43 | 4 | 1,279 | D | | | | | | | | | | | | | | |
10/22/25 06:07 | 10/21/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | 1 | 23 | P.m | 68 | 0.6710 | 0 | 102 | 9 | 1,187 | I | | | | | | | | | | | | | | |
10/21/25 19:21 | 10/17/25 | DENN | Denny'S Corp | DE | Retail | Dining | Eating Places | 7 | 7 | P.dm | 1,223 | 5.19 | 0 | 236 | 6 | 4,321 | D | | | | | | | | | | | | | | |
10/21/25 19:07 | 10/14/25 | LCGMF | Lion Copper & Gold Corp. | A1 | Mining | IndMn | Metal Mining | 4 | 13 | P.dm | 1,423 | 0.0502 | 0 | 28,320 | 24 | 148,047 | D | | | | | | | | | | | | | | |
10/21/25 19:00 | 10/14/25 | CGEM | Cullinan Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | 1 | 2 | P.m | 11,931 | 6.98 | 0 | 1,708 | 11 | 17,362 | I | | | | | | | | | | | | | | |
10/21/25 18:01 | 12/17/24 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | 3 | 31 | P.m | 3,121 | 5.26 | 0 | 593 | 17 | 3,986 | D | | | | | | | | | | | | | | |
10/21/25 17:50 | 6/26/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | 3 | 11 | P.m | 431 | 9.93 | 0 | 43 | 9 | 546 | D | | | | | | | | | | | | | | |
10/21/25 17:43 | 9/26/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 18 | 22 | P.dm | 153,159 | 15.88 | 0 | 9,646 | 21 | 56,672 | I | | | | | | | | | | | | | | |
10/21/25 17:11 | 10/20/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 5 | 19 | P | 632 | 25.51 | 0 | 25 | 1 | 2,093 | D | | | | | | | | | | | | | | |
10/21/25 16:47 | 10/17/25 | MMLP | Martin Midstream Partners L.P. | DE | Energy | OilTr | Petroleum Bulk Stations & Ter | 7 | 41 | P.m | 5,172 | 3.07 | 0 | 1,686 | 15 | 13,149 | D | | | | | | | | | | | | | | |
10/21/25 16:47 | 10/20/25 | CSX | Csx Corp | VA | Trans | Railrd | Railroads, Line-Haul Operatin | 1 | 1 | P | 2,028 | 36.87 | 0 | 55 | 999% | 58 | D | | | | | | | | | | | | | | |
10/21/25 16:25 | 10/20/25 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | 4 | 32 | P.m | 5,046 | 15.50 | 0 | 326 | 2 | 13,884 | I | | | | | | | | | | | | | | |
10/21/25 16:14 | 10/20/25 | SNV | Synovus Financial Corp | GA | Financ | NtBnk | National Commercial Banks | 9 | 12 | P | 2,383 | 45.11 | 0 | 53 | 13 | 459 | D | | | | | | | | | | | | | | |
10/21/25 16:02 | 10/17/25 | LAW | Cs Disco, Inc. | DE | Tech | Softw | Prepackaged Software | 4 | 7 | P.m | 762 | 5.66 | 0 | 134 | 8 | 1,721 | D | | | | | | | | | | | | | | |
10/21/25 15:37 | 10/20/25 | PNFP | Pinnacle Financial Partners Inc | TN | Financ | NtBnk | National Commercial Banks | 5 | 7 | P | 3,528 | 88.57 | 0 | 40 | 9 | 491 | D | | | | | | | | | | | | | | |
10/21/25 14:21 | 9/29/25 | VHAIO | Vocodia Holdings Corp | WY | Tech | SwSv | Computer Programming Services | 1 | 2 | P.m | 683 | 0.0003 | 0 | 2,152,484 | | 2,147,484 | D | | | | | | | | | | | | | | |
10/21/25 13:15 | 10/20/25 | CMC | Commercial Metals Co | DE | Metal | Steel | Steel Works, Blast Furnaces & | 2 | 3 | P | 495 | 48.04 | 0 | 10 | 7 | 153 | I | | | | | | | | | | | | | | |
10/21/25 07:00 | 6/18/25 | SINT | Sintx Technologies, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | 4 | 9 | P.m | 351 | 3.11 | 0 | 113 | | 113 | D | | | | | | | | | | | | | | |
10/20/25 19:20 | 10/14/25 | UBER | Uber Technologies, Inc | DE | BizSv | BizSv | Business Services | 2 | 2 | P.dm | 58 | 27.22 | 0 | 2 | 5 | 43 | M | | | | | | | | | | | | | | |
10/20/25 18:03 | 6/18/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | 3 | 48 | P | 395 | 1.06 | 0 | 371 | 236 | 528 | D | | | | | | | | | | | | | | |
10/20/25 17:30 | 10/17/25 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 0 | 8.27 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
10/20/25 16:30 | 10/16/25 | MSTR | Microstrategy Inc | DE | Financ | Loan | Finance Services | 8 | 19 | P.dm | 29,365 | 91.05 | 0 | 323 | 347 | 415 | D | | | | | | | | | | | | | | |
10/20/25 10:43 | 10/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | 9 | 46 | P | 90 | 33.37 | 0 | 3 | 4 | 63 | D | | | | | | | | | | | | | | |
10/20/25 09:11 | 10/17/25 | GOVX | Geovax Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 5 | 7 | P | 56 | 1.07 | 0 | 52 | 174 | 82 | D | | | | | | | | | | | | | | |
10/17/25 18:54 | 10/3/24 | SOC | Sable Offshore Corp. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | 2 | 4 | P.d | 30,411 | 12.81 | 0 | 2,374 | 12 | 22,122 | I | | | | | | | | | | | | | | |
10/17/25 18:05 | 10/15/25 | PRIM | Primoris Services Corp | DE | Machn | HvyCn | Water, Sewer, Pipeline, Comm | 1 | 1 | P | 2 | 134.83 | 0 | 0 | 0 | 30 | D | | | | | | | | | | | | | | |
10/17/25 17:44 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | 2 | 65 | P | 118 | 9.77 | 0 | 12 | 1 | 1,764 | D | | | | | | | | | | | | | | |
10/17/25 17:09 | 7/14/25 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | 2 | 3 | P | 147 | 7.33 | 0 | 20 | 1 | 1,355 | D | | | | | | | | | | | | | | |
10/17/25 16:56 | 10/15/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | 3 | 8 | P.d | 230 | 14.77 | 0 | 16 | 3 | 503 | D | | | | | | | | | | | | | | |
10/17/25 16:51 | 9/22/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | 6 | 16 | P | 4,297,030 | 106.23 | 0 | 40,449 | | 1,156 | D | | | | | | | | | | | | | | |
10/17/25 16:20 | 10/15/25 | LADR | Ladder Capital Corp | DE | RlEst | REIT | Real Estate Investment Trusts | 1 | 1 | P | 1 | 10.80 | 0 | 0 | 0 | 46 | D | | | | | | | | | | | | | | |
10/17/25 16:01 | 8/6/25 | TOL | Toll Brothers, Inc. | DE | Build | Homebld | Operative Builders | 1 | 1 | P | 9 | 126.87 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
10/17/25 16:01 | 10/15/25 | FIS | Fidelity National Information Services, Inc. | | BizSv | BizSv | Business Services | 1 | 6 | P | 348 | 76.61 | 0 | 5 | 50 | 14 | D | | | | | | | | | | | | | | |
10/17/25 12:33 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | 7 | 8 | P | 24 | 0.5161 | 0 | 47 | 5 | 964 | D | | | | | | | | | | | | | | |
10/17/25 10:13 | 10/13/25 | THFF | First Financial Corp /In/ | IN | Financ | StBnk | State Commercial Banks | 7 | 20 | P.m | 544 | 47.36 | 0 | 11 | 24 | 59 | D | | | | | | | | | | | | | | |
10/17/25 10:06 | 10/16/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | 8 | 25 | P | 614 | 119.13 | 0 | 5 | 3 | 156 | D | | | | | | | | | | | | | | |
10/17/25 10:04 | 10/15/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 5 | 5 | P | 2,147,529 | 2,130.0 | 0 | 1,008 | | 9 | D | | | | | | | | | | | | | | |
10/17/25 10:03 | 10/15/25 | IAF | Abrdn Australia Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 4 | 5 | P | 33 | 4.51 | 0 | 7 | 185 | 11 | D | | | | | | | | | | | | | | |
10/16/25 18:11 | 4/9/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | 6 | 8 | P.m | 727 | 12.71 | 0 | 57 | 9 | 718 | D | | | | | | | | | | | | | | |
10/16/25 16:45 | 10/14/25 | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | 1 | 3 | P.d | 112,205 | 4.80 | 0 | 23,385 | 999% | 25,226 | I | | | | | | | | | | | | | | |
10/16/25 15:59 | 9/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | 10 | 86 | P | 933 | 38.33 | 0 | 24 | 3 | 997 | D | | | | | | | | | | | | | | |
10/16/25 15:27 | 10/16/25 | FAST | Fastenal Co | MN | Retail | BldSt | Building Materials, Hardware, | 1 | 2 | P.m | 106 | 52.78 | 0 | 2 | 29 | 9 | D | | | | | | | | | | | | | | |
10/16/25 14:16 | 1/31/25 | AROW | Arrow Financial Corp | NY | Financ | NtBnk | National Commercial Banks | 3 | 5 | P.m | 642 | 28.79 | 0 | 22 | 173 | 35 | D | | | | | | | | | | | | | | |
10/16/25 09:13 | 10/15/25 | VANI | Vivani Medical, Inc. | CA | Health | ElcMd | Electromedical & Electrothera | 2 | 14 | P.m | 9,672 | 1.20 | 0 | 8,060 | 56 | 22,501 | I | | | | | | | | | | | | | | |
10/16/25 08:19 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | 5 | 5 | P | 90 | 0.8014 | 0 | 112 | 50 | 336 | D | | | | | | | | | | | | | | |
10/15/25 21:29 | 10/8/25 | LKSP | Lake Superior Acquisition Corp | | Financ | AcqCo | Blank Checks | 2 | 2 | P.d | 0 | 0.00 | 0 | 490 | | 490 | I | | | | | | | | | | | | | | |
10/15/25 19:14 | 4/3/25 | MULN | Mullen Automotive Inc. | DE | Auto | Auto | Motor Vehicles & Passenger Ca | 2 | 2 | P | 59 | 0.1022 | 0 | 575 | 70 | 1,397 | D | | | | | | | | | | | | | | |
10/15/25 17:15 | 10/14/25 | QNRX | Quoin Pharmaceuticals, Ltd. | L3 | Health | Drug | Pharmaceutical Preparations | 5 | 8 | P.dm | 809 | 0.5571 | 0 | 1,453 | 999% | 1,472 | D | | | | | | | | | | | | | | |
10/15/25 17:09 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | 4 | 4 | P | 750 | 24.00 | 0 | 31 | 19 | 196 | D | | | | | | | | | | | | | | |
10/15/25 16:34 | 10/15/25 | RGP | Resources Connection, Inc. | DE | BizSv | BizSv | Business Services | 3 | 5 | P | 661 | 6.42 | 0 | 103 | 15 | 786 | D | | | | | | | | | | | | | | |
10/15/25 16:32 | 10/6/25 | SPRB | Spruce Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 1 | 2 | P | 9 | 17.91 | 0 | 1 | 95 | 1 | I | | | | | | | | | | | | | | |
10/15/25 16:05 | 10/14/25 | VNRX | Volitionrx Ltd | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | 4 | 17 | P.d | 843 | 0.5671 | 0 | 1,487 | 19 | 9,158 | D | | | | | | | | | | | | | | |
10/15/25 14:45 | 4/26/22 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | 1 | 4 | P.dm | 195 | 12.41 | 0 | 16 | | 2 | I | | | | | | | | | | | | | | |
10/15/25 09:09 | 10/8/25 | YYAI | Airwa Inc. | DE | Tech | Softw | Computer Programming, Data Pr | 1 | 1 | P.m | 1,027 | 0.3197 | 0 | 3,213 | | 3,213 | D | | | | | | | | | | | | | | |
10/14/25 19:08 | 6/5/25 | CVS | Cvs Health Corp | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | 3 | 3 | P.m | 2,106 | 66.53 | 0 | 32 | 121 | 58 | D | | | | | | | | | | | | | | |
10/14/25 18:10 | 10/10/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | 5 | 12 | P.d | 2,848 | 15.16 | 0 | 188 | 12 | 1,757 | I | | | | | | | | | | | | | | |
10/14/25 17:26 | 10/9/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | 2 | 4 | P.d | 7,205 | 10.00 | 0 | 721 | 13 | 6,471 | D | | | | | | | | | | | | | | |
10/14/25 17:16 | 9/16/24 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 8 | 19 | P.dm | 106,858 | 17.16 | 0 | 6,226 | 48 | 19,091 | I | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/9/25 | ALH | Alliance Laundry Holdings Inc. | DE | Machn | Mchn | Refrigeration & Service Indus | 1 | 1 | P.d | 100 | 22.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
10/14/25 16:28 | 10/14/25 | LOVE | Lovesac Co | DE | Retail | FurnSt | Furniture Stores | 2 | 4 | P.m | 208 | 20.86 | 0 | 10 | 4 | 267 | D | | | | | | | | | | | | | | |
10/14/25 16:23 | 8/12/25 | CAPL | Crossamerica Partners LP | | Energy | OilTr | Petroleum & Petroleum Product | 2 | 4 | P | 181 | 19.90 | 0 | 9 | 0 | 6,829 | I | | | | | | | | | | | | | | |
10/14/25 16:14 | 8/21/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | | Fund | CEF | Closed-End Funds | 5 | 5 | P | 26,050 | 15.01 | 0 | 1,736 | 999% | 1,742 | D | | | | | | | | | | | | | | |
10/14/25 16:10 | 10/14/25 | PLAG | Planet Green Holdings Corp. | NV | FdBev | Food | Canned, Frozen & Preservd Fru | 1 | 1 | P | 0 | 0.00 | 0 | 1,100 | 74 | 2,594 | D | | | | | | | | | | | | | | |
10/14/25 16:08 | 10/10/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | 14 | 23 | P | 1,324 | 112.80 | 0 | 12 | 5 | 241 | D | | | | | | | | | | | | | | |
10/14/25 16:03 | 10/10/25 | CNXC | Concentrix Corp | DE | BizSv | BizSv | Business Services | 2 | 4 | P.d | 164 | 46.83 | 0 | 4 | 1 | 315 | D | | | | | | | | | | | | | | |
10/14/25 13:37 | 3/21/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | 2 | 7 | P.m | 370 | 11.95 | 0 | 31 | | 6 | D | | | | | | | | | | | | | | |
10/14/25 12:54 | 7/3/25 | TREX | Trex Co Inc | DE | Build | Wood | Lumber & Wood Products (No Fu | 1 | 6 | P | 16 | 51.87 | 0 | 0 | 1 | 29 | D | | | | | | | | | | | | | | |
10/14/25 11:21 | 10/13/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 28 | 43.58 | 0 | 1 | 55 | 2 | D | | | | | | | | | | | | | | |
10/14/25 09:32 | 10/10/25 | FMY | First Trust Mortgage Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 3 | 12.20 | 0 | 0 | 28 | 1 | D | | | | | | | | | | | | | | |
10/14/25 09:00 | 2/3/25 | NORD | Nordicus Partners Corp | DE | BizSv | Conslt | Management Consulting Service | 2 | 4 | P.dm | 1,145 | 1.58 | 0 | 724 | 3 | 25,540 | D | | | | | | | | | | | | | | |
10/14/25 08:00 | 10/9/25 | GRND | Grindr Inc. | DE | Tech | Softw | Computer Programming, Data Pr | 1 | 1 | P | 13,150 | 13.15 | 0 | 1,000 | 1 | 94,720 | D | | | | | | | | | | | | | | |
10/10/25 20:06 | 10/8/25 | ACET | Adicet Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 1 | 1 | P | 5,000 | 1.00 | 0 | 5,000 | 207 | 7,421 | I | | | | | | | | | | | | | | |
10/10/25 19:05 | 10/8/25 | NUKK | Nukkleus Inc. | DE | BizSv | Conslt | Management Consulting Service | 1 | 3 | P.dm | 1,542 | 0.7645 | 0 | 2,017 | | 1,847 | I | | | | | | | | | | | | | | |
10/10/25 14:57 | 5/8/25 | RYES | Rise Gold Corp. | NV | Mining | IndMn | Metal Mining | 3 | 3 | P.d | 612 | 0.0820 | 0 | 7,466 | 92 | 15,617 | I | | | | | | | | | | | | | | |
10/9/25 19:09 | 4/29/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | 2 | 4 | P.dm | 2,181 | 9.96 | 0 | 219 | 24 | 1,122 | I | | | | | | | | | | | | | | |
10/9/25 18:30 | 10/8/25 | ATYR | Atyr Pharma Inc | DE | Health | BioPrd | Biological Products, (No Diag | 2 | 3 | P.m | 1,111 | 1.01 | 0 | 1,104 | 110 | 2,111 | I | | | | | | | | | | | | | | |
10/9/25 16:45 | 10/7/25 | CAG | Conagra Brands Inc. | DE | FdBev | Food | Food & Kindred Products | 1 | 1 | P | 187 | 18.72 | 0 | 10 | 20 | 60 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/8/25 | PLCE | Childrens Place, Inc. | | Retail | ClthSt | Family Clothing Stores | 1 | 1 | P | 50 | 7.00 | 0 | 7 | 3 | 278 | D | | | | | | | | | | | | | | |
10/9/25 16:05 | 10/3/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | 4 | 9 | P.m | 7,474 | 71.11 | 0 | 105 | 9 | 1,281 | D | | | | | | | | | | | | | | |
10/9/25 15:30 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | 5 | 12 | P.m | 293 | 2.59 | 0 | 113 | 24 | 577 | D | | | | | | | | | | | | | | |
10/9/25 12:28 | 12/6/24 | ALTS | Alt5 Sigma Corp | NV | Health | Drug | Pharmaceutical Preparations | 3 | 3 | P | 92 | 5.13 | 0 | 18 | 4 | 443 | D | | | | | | | | | | | | | | |
10/9/25 12:26 | 5/2/25 | IVDN | Innovative Designs Inc | DE | Fash | Apprl | Miscellaneous Fabricated Text | 1 | 1 | P.m | 4 | 0.2297 | 0 | 16 | 155 | 26 | D | | | | | | | | | | | | | | |
10/9/25 11:48 | 9/9/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | 7 | 39 | P | 119 | 20.13 | 0 | 6 | 15 | 46 | D | | | | | | | | | | | | | | |
10/9/25 09:01 | 10/8/25 | MLTX | Moonlake Immunotherapeutics | E9 | Health | Drug | Pharmaceutical Preparations | 1 | 1 | P | 99 | 9.09 | 0 | 11 | 2 | 628 | D | | | | | | | | | | | | | | |
10/8/25 18:50 | 9/8/25 | SVCO | Silvaco Group, Inc. | DE | Tech | Softw | Prepackaged Software | 3 | 3 | P.m | 210 | 5.03 | 0 | 42 | 3 | 1,294 | D | | | | | | | | | | | | | | |
10/8/25 16:28 | 10/6/25 | FDS | Factset Research Systems Inc | DE | Tech | Softw | Computer Programming, Data Pr | 2 | 2 | P | 202 | 285.21 | 0 | 1 | 6 | 13 | D | | | | | | | | | | | | | | |
10/8/25 15:18 | 9/9/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | 5 | 18 | P.m | 864 | 5.48 | 0 | 158 | 6 | 2,687 | D | | | | | | | | | | | | | | |
10/8/25 14:34 | 10/6/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | 8 | 10 | P | 1,627 | 17.80 | 0 | 91 | 63 | 237 | I | | | | | | | | | | | | | | |
10/7/25 20:59 | 10/3/25 | SRRK | Scholar Rock Holding Corp | DE | Health | BioPrd | Biological Products, (No Diag | 1 | 1 | P.m | 18,807 | 37.58 | 0 | 500 | 9 | 5,824 | I | | | | | | | | | | | | | | |
10/7/25 18:55 | 10/7/25 | MTN | Vail Resorts Inc | DE | PerSv | Entert | Miscellaneous Amusement & Rec | 1 | 5 | P | 223 | 167.36 | 0 | 1 | 37 | 5 | D | | | | | | | | | | | | | | |
10/7/25 18:26 | 10/7/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | 1 | 6 | P | 157 | 23.26 | 0 | 7 | 67 | 17 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 10/6/25 | BXSL | Blackstone Secured Lending Fund | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 150 | 27.88 | 0 | 5 | 34 | 21 | D | | | | | | | | | | | | | | |
10/7/25 15:36 | 7/2/24 | NZF | Nuveen Municipal Credit Income Fund | | Fund | CEF | Closed-End Funds | 2 | 9 | P.d | 496 | 12.55 | 0 | 39 | | 20 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | 4 | 10 | P.m | 23,501 | 10.12 | 0 | 2,323 | 19 | 14,802 | D | | | | | | | | | | | | | | |
10/7/25 12:42 | 9/5/25 | MDRR | Medalist Diversified Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | 3 | 34 | P.m | 3,548 | 11.93 | 0 | 297 | 230 | 426 | D | | | | | | | | | | | | | | |
10/7/25 11:55 | 9/23/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | 1 | 33 | P | 16 | 0.0446 | 0 | 369 | 5 | 7,768 | D | | | | | | | | | | | | | | |
10/7/25 09:21 | 8/28/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | 2 | 28 | P.m | 235 | 4.75 | 0 | 49 | 24 | 254 | I | | | | | | | | | | | | | | |
10/7/25 08:56 | 10/3/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | 9 | 15 | P.m | 487 | 3.25 | 0 | 150 | 3 | 4,828 | D | | | | | | | | | | | | | | |
10/7/25 07:07 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | 2 | 2 | P | 0 | 0.00 | 0 | 860 | | 860 | D | | | | | | | | | | | | | | |
10/7/25 07:00 | 10/6/25 | BNC | Cea Industries Inc. | NV | Ag | Ag | Agricultural Services | 1 | 5 | P.d | 110 | 8.07 | 0 | 14 | 948 | 15 | D | | | | | | | | | | | | | | |
10/6/25 21:44 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | 3 | 3 | P.d | 9,000 | 3.33 | 0 | 2,700 | | 2,700 | I | | | | | | | | | | | | | | |
10/6/25 20:25 | 10/2/25 | CASS | Cass Information Systems Inc | MO | BizSv | BizSv | Business Services | 2 | 7 | P | 93 | 39.39 | 0 | 2 | 4 | 58 | D | | | | | | | | | | | | | | |
10/6/25 19:46 | 10/2/25 | CALM | Cal-Maine Foods Inc | DE | Ag | Ag | Livestock & Animal Specialtie | 1 | 1 | P | 259 | 92.36 | 0 | 3 | 299 | 4 | D | | | | | | | | | | | | | | |
10/6/25 18:58 | 10/2/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | 5 | 10 | P.m | 946 | 2.67 | 0 | 354 | 24 | 1,813 | D | | | | | | | | | | | | | | |
10/6/25 18:19 | 10/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | 8 | 23 | P.dm | 4,158 | 9.83 | 0 | 423 | 53 | 1,216 | D | | | | | | | | | | | | | | |
10/6/25 18:11 | 10/6/25 | CEPO | Cantor Equity Partners I, Inc. | E9 | Financ | AcqCo | Blank Checks | 2 | 2 | P.d | 5,000 | 5.00 | 0 | 1,000 | | 1,000 | I | | | | | | | | | | | | | | |
10/6/25 18:08 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | 3 | 3 | P | 247,895 | 1.94 | 0 | 127,781 | 67 | 318,994 | I | | | | | | | | | | | | | | |
10/6/25 18:07 | 10/6/25 | CEP | Cantor Equity Partners, Inc. | E9 | Financ | AcqCo | Blank Checks | 2 | 2 | P.d | 3,000 | 5.00 | 0 | 600 | | 600 | I | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | CAEP | Cantor Equity Partners Iii, Inc. | E9 | Financ | AcqCo | Blank Checks | 2 | 2 | P.d | 5,800 | 5.00 | 0 | 1,160 | | 1,160 | I | | | | | | | | | | | | | | |
10/6/25 17:58 | 10/6/25 | CEPT | Cantor Equity Partners Ii, Inc. | E9 | Financ | AcqCo | Blank Checks | 2 | 2 | P.d | 5,800 | 5.00 | 0 | 1,160 | | 1,160 | I | | | | | | | | | | | | | | |
10/6/25 16:24 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | 4 | 34 | P | 130 | 19.00 | 0 | 7 | 6 | 128 | D | | | | | | | | | | | | | | |
10/6/25 16:20 | 8/14/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | 11 | 13 | P.d | 2,110 | 29.27 | 0 | 72 | 2 | 4,726 | M | | | | | | | | | | | | | | |
10/6/25 16:11 | 10/2/25 | KMX | Carmax Inc | VA | Retail | AutoSt | Auto Dealers & Gasoline Stati | 2 | 3 | P | 676 | 47.89 | 0 | 14 | 29 | 63 | D | | | | | | | | | | | | | | |
10/6/25 15:56 | 3/5/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | 6 | 68 | P.em | 4,458 | 4.18 | 0 | 1,067 | | 845 | D | | | | | | | | | | | | | | |
10/6/25 13:29 | 10/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | 3 | 15 | P | 38,414 | 24.94 | 0 | 1,540 | 41 | 5,295 | D | | | | | | | | | | | | | | |
10/6/25 12:23 | 10/2/24 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | 3 | 36 | P.m | 1,420 | 1.59 | 0 | 896 | 9 | 11,383 | D | | | | | | | | | | | | | | |
10/6/25 09:12 | 10/3/25 | PMN | Promis Neurosciences Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | 7 | 8 | P.dm | 415 | 0.2098 | 0 | 1,977 | 28 | 9,081 | D | | | | | | | | | | | | | | |
10/3/25 21:33 | 10/2/25 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | 1 | 9 | P.m | 303 | 4.47 | 0 | 68 | 35 | 259 | I | | | | | | | | | | | | | | |
10/3/25 17:40 | 10/1/25 | LAC | Lithium Americas Corp. | A1 | Mining | IndMn | Metal Mining | 2 | 4 | P | 197 | 8.93 | 0 | 22 | 50 | 66 | D | | | | | | | | | | | | | | |
10/3/25 17:37 | 10/2/25 | KNTK | Kinetik Holdings Inc. | DE | Utility | NgDist | Natural Gas Transmission | 1 | 1 | P.d | 196 | 39.13 | 0 | 5 | 0 | 3,676 | D | | | | | | | | | | | | | | |
10/3/25 16:30 | 8/8/25 | ASMB | Assembly Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | 3 | 7 | P.dm | 20,778 | 6.00 | 0 | 3,463 | 195 | 5,237 | D | | | | | | | | | | | | | | |
10/3/25 16:22 | 10/1/25 | WTI | W&T Offshore Inc | TX | Energy | OilPrd | Crude Petroleum & Natural Gas | 1 | 1 | P.m | 527 | 1.84 | 0 | 287 | 1 | 48,807 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 7/1/24 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | 3 | 3 | P | 327 | 4.96 | 0 | 66 | 33 | 267 | I | | | | | | | | | | | | | | |
10/3/25 16:05 | 10/1/25 | RR | Richtech Robotics Inc. | NV | Machn | Mchn | General Industrial Machinery | 2 | 2 | P | 0 | 0.00 | 0 | 400 | 1 | 31,308 | D | | | | | | | | | | | | | | |
10/3/25 13:18 | 10/2/25 | SNGX | Soligenix, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 1 | 1 | P | 20 | 1.32 | 0 | 15 | 999% | 16 | D | | | | | | | | | | | | | | |
10/3/25 12:47 | 9/19/25 | CLOQ | Cyberloq Technologies, Inc. | | Tech | Softw | Prepackaged Software | 1 | 1 | P.m | 38 | 0.2183 | 0 | 176 | 3 | 5,424 | D | | | | | | | | | | | | | | |
10/3/25 11:57 | 6/2/25 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | 5 | 18 | P.m | 492 | 10.60 | 0 | 46 | 12 | 421 | D | | | | | | | | | | | | | | |
10/3/25 11:44 | 10/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | 5 | 41 | P.d | 72 | 19.90 | 0 | 4 | 2 | 215 | D | | | | | | | | | | | | | | |
10/3/25 09:16 | 10/1/25 | XPEPX | Amg Pantheon Fund, LLC | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 25 | 29.27 | 0 | 1 | 79 | 2 | D | | | | | | | | | | | | | | |
10/2/25 19:55 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | 7 | 24 | P.m | 5,008 | 8.26 | 0 | 606 | 7 | 9,851 | D | | | | | | | | | | | | | | |
10/2/25 17:54 | 10/1/25 | TEAM | Atlassian Corp | | Tech | Softw | Prepackaged Software | 1 | 2 | P | 491 | 162.68 | 0 | 3 | 185 | 5 | I | | | | | | | | | | | | | | |
10/2/25 17:03 | 9/30/25 | MRAI | Marpai, Inc. | DE | Health | Health | Misc Health & Allied Services | 4 | 8 | P | 2,442 | 0.8197 | 0 | 2,979 | 45 | 9,674 | I | | | | | | | | | | | | | | |
10/2/25 16:57 | 10/1/25 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | 6 | 9 | P | 5,725 | 11.79 | 0 | 486 | 22 | 2,715 | D | | | | | | | | | | | | | | |
10/2/25 16:51 | 10/1/25 | MAIA | Maia Biotechnology, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 4 | 16 | P.d | 1,394 | 1.84 | 0 | 755 | 46 | 2,413 | I | | | | | | | | | | | | | | |
10/2/25 16:44 | 9/30/25 | SAVA | Cassava Sciences Inc | DE | Health | Drug | Pharmaceutical Preparations | 2 | 3 | P.m | 591 | 2.28 | 0 | 259 | 55 | 728 | D | | | | | | | | | | | | | | |
10/2/25 16:33 | 9/11/25 | EFC | Ellington Financial Inc. | DE | RlEst | RlEst | Real Estate | 1 | 1 | P | 75 | 13.56 | 0 | 6 | 7 | 80 | I | | | | | | | | | | | | | | |
10/2/25 16:29 | 9/11/25 | EARN | Ellington Credit Co | DE | RlEst | REIT | Real Estate Investment Trusts | 2 | 4 | P | 136 | 5.33 | 0 | 26 | 32 | 105 | D | | | | | | | | | | | | | | |
10/2/25 16:17 | 9/30/25 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | 1 | 9 | P | 131 | 4.03 | 0 | 32 | 338 | 42 | D | | | | | | | | | | | | | | |
10/2/25 13:26 | 9/30/25 | ACP | Abrdn Income Credit Strategies Fund | | Fund | CEF | Closed-End Funds | 4 | 4 | P | 33 | 5.81 | 0 | 6 | 183 | 9 | D | | | | | | | | | | | | | | |
10/2/25 13:10 | 10/1/25 | LNPIX | Lincoln Partners Group Royalty Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 12,496 | 10.57 | 0 | 1,182 | | 0 | D | | | | | | | | | | | | | | |
10/2/25 12:34 | 9/30/25 | EPSN | Epsilon Energy Ltd. | A0 | Energy | OilPrd | Crude Petroleum & Natural Gas | 2 | 6 | P.m | 878 | 5.14 | 0 | 171 | 23 | 926 | I | | | | | | | | | | | | | | |
10/1/25 17:51 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | 11 | 65 | P | 2,384 | 165.50 | 0 | 14 | 5 | 282 | D | | | | | | | | | | | | | | |
10/1/25 17:39 | 8/27/24 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | 1 | 6 | P | 57 | 2.30 | 0 | 25 | 10 | 278 | D | | | | | | | | | | | | | | |
10/1/25 17:35 | 9/16/25 | STRR | Star Equity Holdings, Inc. | DE | BizSv | Staff | Help Supply Services | 4 | 10 | P.m | 805 | 10.59 | 0 | 76 | 4 | 1,844 | D | | | | | | | | | | | | | | |
10/1/25 17:28 | 10/1/25 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | 2 | 12 | P | 104 | 22.73 | 0 | 5 | 12 | 42 | D | | | | | | | | | | | | | | |
10/1/25 17:15 | 9/30/25 | AIG | American International Group, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | 2 | 9 | P.dm | 925 | 77.02 | 0 | 12 | 113 | 23 | D | | | | | | | | | | | | | | |
10/1/25 17:13 | 9/29/25 | STRUX | Stepstone Private Infrastructure Fund | | Fund | CEF | Closed-End Funds | 2 | 4 | P | 813 | 12.50 | 0 | 65 | 81 | 145 | I | | | | | | | | | | | | | | |
10/1/25 17:00 | 9/5/25 | DRTTF | Dirtt Environmental Solutions Ltd | A0 | Tech | Softw | Prepackaged Software | 4 | 7 | P.m | 309 | 0.6260 | 0 | 494 | 1 | 55,556 | D | | | | | | | | | | | | | | |
10/1/25 16:58 | 10/1/25 | AMBC | Ambac Financial Group Inc | DE | Insur | SurIns | Surety Insurance | 7 | 12 | P.dm | 2,994 | 8.80 | 0 | 340 | 27 | 1,594 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | 9 | 9 | P | 410 | 20.00 | 0 | 21 | | 21 | D | | | | | | | | | | | | | | |
10/1/25 16:05 | 9/29/25 | ASIC | Ategrity Specialty Insurance Co Holdings | DE | Insur | Insur | Fire, Marine & Casualty Insur | 6 | 8 | P.dm | 2,314 | 17.48 | 0 | 132 | 0 | 38,992 | I | | | | | | | | | | | | | | |
10/1/25 14:53 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | 16 | 68 | P.m | 2,183 | 28.90 | 0 | 76 | 15 | 586 | D | | | | | | | | | | | | | | |
10/1/25 14:29 | 9/29/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 4 | P | 6,740 | 7.49 | 0 | 900 | 7 | 13,850 | M | | | | | | | | | | | | | | |
10/1/25 14:25 | 4/17/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | 10 | 37 | P.dm | 685 | 33.15 | 0 | 21 | 4 | 489 | D | | | | | | | | | | | | | | |
10/1/25 14:01 | 5/19/25 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | 2 | 3 | P | 25 | 5.46 | 0 | 5 | 3 | 145 | D | | | | | | | | | | | | | | |
10/1/25 13:58 | 5/19/25 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | 2 | 3 | P | 26 | 6.56 | 0 | 4 | 3 | 161 | D | | | | | | | | | | | | | | |
10/1/25 13:07 | 9/30/25 | PEPG | Pepgen Inc. | DE | Health | Drug | Pharmaceutical Preparations | 4 | 5 | P | 30,712 | 3.19 | 0 | 9,635 | 62 | 25,162 | D | | | | | | | | | | | | | | |
10/1/25 10:40 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | 2 | 2 | P.d | 0 | 0.00 | 0 | 1,400 | 12 | 13,417 | I | | | | | | | | | | | | | | |
10/1/25 08:59 | 9/30/25 | FFBC | First Financial Bancorp /Oh/ | OH | Financ | NtBnk | National Commercial Banks | 1 | 1 | P | 16 | 25.25 | 0 | 1 | 7 | 10 | D | | | | | | | | | | | | | | |
9/30/25 21:47 | 11/15/24 | KLG | Wk Kellogg Co | DE | FdBev | Food | Grain Mill Products | 2 | 3 | P.dm | 4,393 | 17.57 | 0 | 250 | 64 | 641 | I | | | | | | | | | | | | | | |
9/30/25 21:44 | 9/26/25 | RIG | Transocean Ltd. | V8 | Energy | OilDrl | Drilling Oil & Gas Wells | 4 | 10 | P | 86,586 | 3.85 | 0 | 22,510 | 9 | 285,306 | D | | | | | | | | | | | | | | |
9/30/25 19:56 | 5/17/24 | AGRI | Agriforce Growing Systems Ltd. | A1 | Financ | Loan | Finance Services | 1 | 1 | P.d | 1 | 129.45 | 0 | 0 | 0 | 97 | D | | | | | | | | | | | | | | |
9/30/25 19:44 | 9/26/25 | UAMY | United States Antimony Corp | MT | Metal | NFeMtl | Primary Smelting & Refining o | 4 | 7 | P | 1,091 | 1.92 | 0 | 568 | 25 | 2,796 | D | | | | | | | | | | | | | | |
9/30/25 19:15 | 9/26/25 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | 1 | 27 | P.m | 81 | 0.3295 | 0 | 246 | | 220 | D | | | | | | | | | | | | | | |
9/30/25 18:47 | 9/29/25 | FCRS | Futurecrest Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | 1 | 1 | P.d | 0 | 0.00 | 0 | 500 | | 500 | I | | | | | | | | | | | | | | |
9/30/25 18:07 | 9/26/25 | GLIBK | Gci Liberty, Inc. | NV | Media | PayTv | Cable & Other Pay Television | 1 | 8 | P.m | 9,976 | 35.68 | 0 | 280 | 21 | 1,592 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 1/10/25 | GGZ.E | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | 1 | 2 | P.m | 11,663 | 10.02 | 0 | 1,164 | 71 | 2,811 | I | | | | | | | | | | | | | | |
9/30/25 16:30 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | 8 | 8 | P.d | 0 | 0.00 | 0 | 686 | 21 | 3,932 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 9/25/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 5 | 8 | P.m | 288 | 13.61 | 0 | 21 | 15 | 162 | D | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/26/25 | AWP | Abrdn Global Premier Properties Fund | | Fund | CEF | Closed-End Funds | 4 | 6 | P | 34 | 3.89 | 0 | 9 | 216 | 13 | D | | | | | | | | | | | | | | |
9/30/25 16:26 | 9/26/25 | AOD | Abrdn Total Dynamic Dividend Fund | | Fund | CEF | Closed-End Funds | 4 | 4 | P | 12 | 8.96 | 0 | 1 | 33 | 5 | D | | | | | | | | | | | | | | |
9/30/25 16:07 | 8/9/24 | PGEN | Precigen, Inc. | VA | Health | Drug | Pharmaceutical Preparations | 6 | 7 | P.m | 20,286 | 0.8578 | 0 | 23,648 | 25 | 118,005 | I | | | | | | | | | | | | | | |
9/30/25 16:06 | 9/26/25 | OPEN | Opendoor Technologies Inc. | | RlEst | RlEst | Real Estate Agents & Managers | 2 | 3 | P | 5,128 | 6.56 | 0 | 782 | 14 | 6,231 | D | | | | | | | | | | | | | | |
9/30/25 14:31 | 9/25/25 | VWFB | Vwf Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | 2 | 9 | P.m | 411 | 11.17 | 0 | 37 | 32 | 152 | I | | | | | | | | | | | | | | |
9/30/25 13:40 | 9/29/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | 4 | 7 | P.m | 1,109 | 15.97 | 0 | 69 | 4 | 1,644 | D | | | | | | | | | | | | | | |
9/30/25 11:34 | 9/29/25 | SYBT | Stock Yards Bancorp, Inc. | KY | Financ | StBnk | State Commercial Banks | 2 | 2 | P | 44 | 58.20 | 0 | 1 | 2 | 33 | D | | | | | | | | | | | | | | |
9/30/25 10:59 | 9/26/25 | EMIS | Emmis Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | 1 | 1 | P.d | 3,100 | 10.00 | 0 | 310 | | 310 | D | | | | | | | | | | | | | | |