7/11/25 17:50 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Young Caroline | TN | D | | 3 | P.m | 1 | 4.79 | 0 | 0 | 1 | 33 | D | | | | | | | | | | | | | | |
7/11/25 17:49 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Kazimi A J | TN | DOT | CB,CEO | 3 | P.m | 2 | 4.79 | 0 | 1 | 0 | 5,699 | D | | | | | | | | | | | | | | |
7/11/25 17:48 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Jones James | TN | D | | 3 | P.m | 2 | 4.79 | 0 | 1 | 1 | 43 | D | | | | | | | | | | | | | | |
7/11/25 17:46 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Krogulski Kenneth | TN | D | | 3 | P.m | 14 | 4.79 | 0 | 3 | 1 | 287 | D | | | | | | | | | | | | | | |
7/11/25 17:00 | 7/3/25 | PMNT | Perfect Moment Ltd. | DE | Fash | Apprl | Apparel & Other Finishd Prods | Gottschalk Max | NY | DT | | 2 | P.m | 521 | 0.2995 | 0 | 1,739 | 38 | 6,258 | M | | | | | | | | | | | | | | |
7/11/25 16:30 | 7/9/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Controlco, LLC | NJ | T | | 9 | P.m | 4,504 | 13.22 | 0 | 341 | 14 | 2,793 | I | | | | | | | | | | | | | | |
7/11/25 16:30 | 7/9/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Fiber Holdings Gp, LLC | NJ | T | | 9 | P.m | 4,504 | 13.22 | 0 | 341 | 14 | 2,793 | I | | | | | | | | | | | | | | |
7/11/25 11:34 | 7/10/25 | GEF | Greif, Inc | DE | Hshld | Cntnr | Metal Shipping Barrels, Drums | Sathyanarayanan Bala | OH | O | EVP,Chie | 1 | P | 8 | 71.50 | 0 | 0 | 0 | 49 | D | | | | | | | | | | | | | | |
7/11/25 11:27 | 7/10/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | 127 | P.m | 865 | 11.46 | 0 | 75 | 1 | 11,335 | M | | | | | | | | | | | | | | |
7/11/25 10:58 | 7/10/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 9 | P | 9 | 1,052.8 | 0 | 0 | 0 | 1,166 | D | | | | | | | | | | | | | | |
7/11/25 10:39 | 7/10/25 | PPRUX | Pgim Private Real Estate Fund, Inc. | | Fund | CEF | Closed-End Funds | Parker Stuart | NJ | O | P | 1 | P | 250 | 29.13 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
7/11/25 10:18 | 7/10/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | 1 | P | 21 | 1.53 | 0 | 14 | 0 | 8,720 | D | | | | | | | | | | | | | | |
7/10/25 20:18 | 7/9/25 | CALC | Calcimedica, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Roberts Eric W | CA | DOT | CHIEF BU | 4 | P.m | 41 | 1.68 | 0 | 25 | 3 | 1,002 | I | | | | | | | | | | | | | | |
7/10/25 18:46 | 7/8/25 | PAPL | Pineapple Financial Inc. | | Financ | Loan | Finance Services | Marin Kendall Leo | A6 | DOT | COO | 16 | P.m | 63 | 0.0441 | 0 | 1,438 | 168 | 2,292 | D | | | | | | | | | | | | | | |
7/10/25 17:33 | 7/8/25 | NMP | Nmp Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Next Move Capital LLC | CA | T | | 2 | P.d | 1,125 | 10.00 | 0 | 113 | | 113 | D | | | | | | | | | | | | | | |
7/10/25 17:19 | 7/8/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Laffer Arthur B | TX | D | | 4 | P.m | 186 | 4.38 | 0 | 42 | 27 | 199 | D | | | | | | | | | | | | | | |
7/10/25 17:15 | 7/10/25 | OTLC | Oncotelic Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Trieu Vuong | CA | DOT | CB,CEO | 1 | P.m | 1 | 0.0050 | 0 | 199 | 0 | 117,041 | D | | | | | | | | | | | | | | |
7/10/25 12:54 | 7/7/25 | IVYIX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | P,Princi | 5 | P.m | 0 | 10.81 | 0 | 0 | 0 | 63 | D | | | | | | | | | | | | | | |
7/9/25 18:09 | 7/7/25 | LGF | Lions Gate Entertainment Corp /cn/ | A1 | PerSv | Entert | Motion Picture & Video Tape P | Liberty 77 Capital L.P. | DC | T | | 6 | P.m | 66,187 | 6.49 | 0 | 10,202 | 27 | 48,511 | I | | | | | | | | | | | | | | |
7/9/25 17:56 | 7/7/25 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | McCartney Kathleen Ann | CA | D | | 1 | P | 100 | 24.78 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
7/9/25 17:20 | 7/8/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | 1 | P.d | 3 | 6.95 | 0 | 0 | 2 | 24 | D | | | | | | | | | | | | | | |
7/9/25 17:01 | 7/8/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle II Holdings Fund | C3 | T | | 1 | P | 3,826 | 24.95 | 0 | 153 | 5 | 2,994 | D | | | | | | | | | | | | | | |
7/9/25 16:50 | 6/26/25 | OYSE | Lightwave Acquisition Corp. | | Financ | AcqCo | Blank Checks | Lightwave Founders LLC | TX | T | | 1 | P.d | 6,063 | 10.00 | 0 | 606 | | 606 | D | | | | | | | | | | | | | | |
7/9/25 16:39 | 7/7/25 | ORCL | Oracle Corp | | Tech | Softw | Prepackaged Software | Fairhead Rona Alison | NV | D | | 1 | P | 112 | 233.87 | 0 | 0 | 1 | 33 | D | | | | | | | | | | | | | | |
7/9/25 16:39 | 7/7/25 | STZ | Constellation Brands, Inc. | DE | FdBev | Bev | Beverages | Baldwin Christopher J | NY | DH | Non-Exec | 1 | P.m | 341 | 170.44 | 0 | 2 | 833 | 2 | D | | | | | | | | | | | | | | |
7/9/25 16:34 | 7/8/25 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Sanchez Yovan Arturo | FL | D | | 2 | P.m | 18 | 0.1929 | 0 | 94 | 6 | 1,700 | D | | | | | | | | | | | | | | |
7/9/25 16:18 | 7/7/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Krebs Charles | NE | O | CFO | 1 | P.m | 7 | 6.17 | 0 | 1 | 15 | 9 | D | | | | | | | | | | | | | | |
7/9/25 16:12 | 7/8/25 | GEF | Greif, Inc | DE | Hshld | Cntnr | Metal Shipping Barrels, Drums | Hilsheimer Lawrence A. | OH | O | EVP,CFO | 1 | P | 67 | 72.51 | 0 | 1 | 0 | 268 | D | | | | | | | | | | | | | | |
7/9/25 16:07 | 7/7/25 | ASAN | Asana, Inc. | DE | Tech | Softw | Prepackaged Software | Moskovitz Dustin A. | CA | DOT | P,CEO,Ch | 5 | P.m | 15,657 | 14.07 | 0 | 1,112 | 2 | 56,532 | D | | | | | | | | | | | | | | |
7/9/25 16:05 | 7/8/25 | STRW | Strawberry Fields Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Levine Jack | FL | D | | 2 | P | 200 | 10.00 | 0 | 20 | 18 | 130 | I | | | | | | | | | | | | | | |
7/9/25 15:25 | 6/9/25 | MERC | Mercer International Inc. | WA | BizSv | Paper | Pulp Mills | Kellogg Peter R | NY | T | | 1 | P.m | 525 | 3.70 | 0 | 142 | 1 | 22,695 | I | | | | | | | | | | | | | | |
7/9/25 13:41 | 7/9/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neil Michael J | TX | O | EVP,Secr | 1 | P | 12 | 12.43 | 0 | 1 | 12 | 9 | I | | | | | | | | | | | | | | |
7/9/25 10:53 | 7/8/25 | UPBD | Upbound Group, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Brown Jeffrey J | TX | D | | 3 | P.d | 593 | 23.63 | 0 | 25 | 29 | 111 | I | | | | | | | | | | | | | | |
7/8/25 17:06 | 7/7/25 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | 3 | P.m | 220 | 13.50 | 0 | 16 | 11 | 171 | D | | | | | | | | | | | | | | |
7/8/25 16:18 | 7/3/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Peterson Adam K | NE | DT | | 1 | P | 0 | 0.00 | 0 | 6 | 0 | 2,538 | D | | | | | | | | | | | | | | |
7/8/25 16:05 | 6/24/25 | HWC | Hancock Whitney Corp | MS | Financ | StBnk | State Commercial Banks | Williams Albert J | MS | D | | 1 | P | 1 | 55.87 | 0 | 0 | 1 | 2 | D | | | | | | | | | | | | | | |
7/8/25 15:08 | 7/7/25 | N.A. | Calamos Aksia Private Equity & Alternatives Fund | | Fund | CEF | Closed-End Funds | Herman Thomas E | IL | O | VP,CFO | 1 | P | 450 | 10.01 | 0 | 45 | | 45 | D | | | | | | | | | | | | | | |
7/8/25 14:29 | 7/7/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 3 | P | 14 | 19.22 | 0 | 1 | 2 | 45 | D | | | | | | | | | | | | | | |
7/8/25 14:27 | 7/7/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 3 | P | 1 | 19.24 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
7/8/25 13:05 | 7/8/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | 5 | P | 7 | 0.0354 | 0 | 201 | 3 | 6,951 | D | | | | | | | | | | | | | | |
7/7/25 18:08 | 7/2/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Radabaugh Mark R. | NE | O | P,CEO OF | 1 | P | 0 | 5.75 | 0 | 0 | 0 | 15 | D | | | | | | | | | | | | | | |
7/7/25 17:45 | 7/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | 3 | P | 3,365 | 24.94 | 0 | 135 | 9 | 1,631 | D | | | | | | | | | | | | | | |
7/7/25 17:43 | 7/2/25 | OFIX | Orthofix Medical Inc. | | Health | MdEq | Surgical & Medical Instrument | Engine Capital Management, LP | NY | T | | 3 | P | 2,476 | 12.30 | 0 | 201 | 5 | 4,253 | I | | | | | | | | | | | | | | |
7/7/25 17:36 | 7/3/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | | Fund | CEF | Closed-End Funds | Clark James Frederic | NY | H | Trustee | 1 | P | 150 | 15.17 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
7/7/25 17:21 | 7/3/25 | N.A. | Calamos Aksia Private Equity & Alternatives Fund | | Fund | CEF | Closed-End Funds | Dufresne Daniel | IL | O | P | 1 | P | 100 | 10.02 | 0 | 10 | 8 | 128 | D | | | | | | | | | | | | | | |
7/7/25 17:12 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Macleod James S | GA | D | | 1 | P | 215 | 21.50 | 0 | 10 | 5 | 201 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Hemby Lauren M. | GA | O | CHIEF AC | 1 | P | 97 | 21.50 | 0 | 5 | 78 | 10 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Stone Stephen R. | GA | DO | P,CEO | 1 | P | 47 | 21.50 | 0 | 2 | 2 | 125 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Valduga Anthony P. | GA | O | CFO,COO | 1 | P | 32 | 21.50 | 0 | 2 | 1 | 112 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Bruderer Ernst W. | GA | D | | 1 | P | 43 | 21.50 | 0 | 2 | 4 | 47 | D | | | | | | | | | | | | | | |
7/7/25 17:10 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Gutin Boris | GA | D | | 1 | P | 237 | 21.50 | 0 | 11 | 151 | 18 | D | | | | | | | | | | | | | | |
7/7/25 17:08 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Frawley Patrick M | GA | D | | 1 | P | 100 | 21.50 | 0 | 5 | 6 | 84 | D | | | | | | | | | | | | | | |
7/7/25 17:06 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Topper Joseph V. Jr. | GA | D | | 1 | P | 2,150 | 21.50 | 0 | 100 | 24 | 514 | D | | | | | | | | | | | | | | |
7/7/25 17:05 | 7/7/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | 2 | P | 55 | 25.03 | 0 | 2 | 16 | 16 | D | | | | | | | | | | | | | | |
7/7/25 17:02 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Turner Cameron Bradley | GA | O | CHIEF CR | 1 | P | 22 | 21.50 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
7/7/25 17:00 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Richardson James N. Jr. | GA | D | | 1 | P | 430 | 21.50 | 0 | 20 | 13 | 172 | D | | | | | | | | | | | | | | |
7/7/25 17:00 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Askins L. Scott | GA | D | | 1 | P | 50 | 21.50 | 0 | 2 | 20 | 14 | D | | | | | | | | | | | | | | |
7/7/25 16:58 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Aldridge John G Jr | GA | D | | 1 | P | 108 | 21.50 | 0 | 5 | 38 | 18 | D | | | | | | | | | | | | | | |
7/7/25 16:41 | 6/11/25 | PML | Pimco Municipal Income Fund II | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 5 | P | 555 | 7.83 | 0 | 71 | | 56 | I | | | | | | | | | | | | | | |
7/7/25 16:36 | 7/7/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Moore Jeffrey Lee | VT | D | | 1 | P | 73 | 20.05 | 0 | 4 | 21 | 21 | M | | | | | | | | | | | | | | |
7/7/25 16:34 | 7/7/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Baker Bruce D | VT | D | | 1 | P | 5 | 20.25 | 0 | 0 | 40 | 1 | D | | | | | | | | | | | | | | |
7/7/25 16:10 | 7/7/25 | NTWK | Netsol Technologies Inc | NV | Tech | Softw | Prepackaged Software | Ghauri Najeeb | CA | DO | CEO | 2 | P | 32 | 3.24 | 0 | 10 | 1 | 913 | D | | | | | | | | | | | | | | |
7/7/25 16:01 | 6/18/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 20 | P | 99 | 1.13 | 0 | 88 | 32 | 361 | D | | | | | | | | | | | | | | |
7/7/25 11:38 | 7/3/25 | TREX | Trex Co Inc | DE | Build | Wood | Lumber & Wood Products (No Fu | Rudolph Jacob T. | VA | O | SVP,CHRO | 1 | P | 3 | 46.23 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
7/7/25 10:38 | 7/2/25 | HURC | Hurco Companies Inc | IN | Electr | LabEq | Industrial Instruments For Me | Doar Michael | IN | DO | Exec CB | 3 | P.m | 193 | 17.56 | 0 | 11 | 5 | 226 | D | | | | | | | | | | | | | | |
7/7/25 08:59 | 7/2/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Hausman Diana | MA | D | | 1 | P | 20 | 3.61 | 0 | 6 | | 6 | M | | | | | | | | | | | | | | |
7/7/25 08:52 | 7/2/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Neufeld Leah R | MA | O | CHIEF PE | 1 | P | 2 | 3.57 | 0 | 1 | 7 | 11 | D | | | | | | | | | | | | | | |
7/3/25 20:56 | 7/1/25 | JUNS | Jupiter Neurosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Silva Alison D. | FL | DO | P + Chie | 2 | P.m | 3 | 1.03 | 0 | 3 | 2 | 113 | D | | | | | | | | | | | | | | |
7/3/25 19:33 | 7/1/25 | HUSA | Houston American Energy Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Bower Family Holdings, LLC | NC | T | | 1 | P | 0 | 0.00 | 0 | 3,067 | 141 | 5,247 | D | | | | | | | | | | | | | | |
7/3/25 14:53 | 7/1/25 | JUNS | Jupiter Neurosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Rosen Christer | FL | DOT | CEO,CB | 2 | P.m | 12 | 1.02 | 0 | 11 | 0 | 11,079 | D | | | | | | | | | | | | | | |
7/3/25 14:52 | 6/2/25 | IOR | Income Opportunity Realty Investors Inc /Tx/ | NV | RlEst | REIT | Real Estate Investment Trusts | Transcontinental Realty Investors Inc | TX | T | | 3 | P.m | 342 | 17.54 | 0 | 19 | 1 | 3,435 | D | | | | | | | | | | | | | | |
7/3/25 13:09 | 7/2/25 | BSPK | Bespoke Extracts, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Feinsod Michael | NY | DOT | CEO | 2 | P.m | 1 | 0.1090 | 0 | 10 | 0 | 2,503 | D | | | | | | | | | | | | | | |
7/3/25 11:24 | 7/1/25 | NRX | Neuraxis, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Hannasch Brian | IN | T | | 2 | P | 831 | 2.22 | 0 | 374 | 49 | 1,132 | D | | | | | | | | | | | | | | |
7/3/25 11:15 | 7/1/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 19 | P.m | 202 | 0.7146 | 0 | 283 | 2 | 16,282 | D | | | | | | | | | | | | | | |
7/3/25 11:06 | 7/1/25 | QNTO | Quaint Oak Bancorp, Inc. | PA | Financ | SnBnk | Savings Institutions, Not Fed | Strong Robert T | PA | DO | CEO | 3 | P.d | 21 | 10.57 | 0 | 2 | 1 | 269 | D | | | | | | | | | | | | | | |
7/3/25 10:19 | 7/2/25 | PETS | Petmed Express Inc | FL | Retail | DrugSt | Drug Stores & Proprietary Sto | Silvercape Investments Ltd | E9 | T | | 3 | P | 41 | 3.71 | 0 | 11 | 0 | 2,311 | D | | | | | | | | | | | | | | |
7/3/25 10:10 | 7/3/25 | FDBC | Fidelity D & D Bancorp Inc | PA | Financ | NtBnk | National Commercial Banks | Cali Brian J | PA | DO | CB | 1 | P | 12 | 42.55 | 0 | 0 | 0 | 414 | D | | | | | | | | | | | | | | |
7/3/25 10:04 | 6/30/25 | IAF | Abrdn Australia Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Sell Moritz A | PA | D | | 3 | P | 28 | 6.59 | 0 | 4 | 145 | 7 | D | | | | | | | | | | | | | | |
7/3/25 09:31 | 7/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Furcron Thomas Patrick | VA | O | VP,Field | 1 | P | 0 | 22.63 | 0 | 0 | 2 | 1 | D | | | | | | | | | | | | | | |
7/3/25 09:29 | 7/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | 3 | P.d | 0 | 21.43 | 0 | 0 | 0 | 7 | D | | | | | | | | | | | | | | |
7/3/25 09:27 | 7/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | VP,Secre | 3 | P.d | 1 | 21.43 | 0 | 0 | 0 | 24 | D | | | | | | | | | | | | | | |
7/3/25 09:25 | 7/1/25 | CULP | Culp Inc | NC | Hshld | Txtl | Broadwoven Fabric Mills, Cott | Culp Robert George IV | NC | DO | P,CEO | 1 | P | 50 | 4.15 | 0 | 12 | 3 | 389 | D | | | | | | | | | | | | | | |
7/3/25 09:12 | 7/1/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Zeskind Benjamin J. | MA | DOT | P,CEO | 2 | P.m | 85 | 2.74 | 0 | 31 | 1 | 3,208 | D | | | | | | | | | | | | | | |
7/3/25 08:02 | 7/2/25 | CLRB | Cellectar Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Caruso James V | NJ | DO | CEO | 1 | P.d | 50 | 4.99 | 0 | 10 | 611 | 12 | D | | | | | | | | | | | | | | |
7/3/25 08:01 | 7/2/25 | CLRB | Cellectar Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Longcor Jarrod | NJ | O | COO | 1 | P.d | 50 | 4.99 | 0 | 10 | 361 | 13 | D | | | | | | | | | | | | | | |
7/3/25 08:00 | 7/2/25 | CLRB | Cellectar Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Kolean Chad J | NJ | O | CFO | 1 | P.d | 25 | 4.99 | 0 | 5 | 353 | 6 | D | | | | | | | | | | | | | | |
7/2/25 21:48 | 7/1/25 | CALC | Calcimedica, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Stauderman Kenneth A. | CA | O | Chief Sc | 1 | P | 2 | 1.85 | 0 | 1 | 8 | 13 | I | | | | | | | | | | | | | | |
7/2/25 21:30 | 6/30/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | 8 | P.m | 309 | 11.99 | 0 | 26 | 2 | 1,562 | I | | | | | | | | | | | | | | |
7/2/25 21:03 | 6/30/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | McClung David | CA | O | CFO | 2 | P.d | 35 | 1.95 | 0 | 18 | 60 | 48 | D | | | | | | | | | | | | | | |
7/2/25 21:02 | 6/30/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | 7 | P.dm | 107 | 1.99 | 0 | 54 | 48 | 166 | D | | | | | | | | | | | | | | |
7/2/25 21:02 | 6/30/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Stertzer Simon H | CA | D | | 2 | P.d | 350 | 1.97 | 0 | 177 | 128 | 316 | I | | | | | | | | | | | | | | |
7/2/25 21:01 | 6/30/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Blank Andrew Scott | CA | D | | 2 | P.d | 400 | 1.97 | 0 | 204 | 141 | 348 | I | | | | | | | | | | | | | | |
7/2/25 20:51 | 6/30/25 | YORKU | Yorkville Acquisition Corp. | | Financ | AcqCo | Blank Checks | Yorkville Acquisition Sponsor LLC | NJ | T | | 1 | P | 0 | 0.00 | 0 | 352 | | 352 | D | | | | | | | | | | | | | | |
7/2/25 20:49 | 6/30/25 | YORKU | Yorkville Acquisition Corp. | | Financ | AcqCo | Blank Checks | Angelo Mark | NJ | DT | | 1 | P | 0 | 0.00 | 0 | 352 | | 352 | I | | | | | | | | | | | | | | |
7/2/25 20:44 | 6/30/25 | INTZ | Intrusion Inc | DE | Tech | CNtwk | Computer Communications Equip | Scott Anthony | TX | O | CEO | 1 | P | 2 | 1.95 | 0 | 1 | 0 | 655 | D | | | | | | | | | | | | | | |
7/2/25 19:32 | 6/30/25 | ICU | Seastar Medical Holding Corp | CO | Health | MdEq | Surgical & Medical Instrument | Baird Jennifer A | CO | D | | 2 | P.d | 17 | 0.8495 | 0 | 20 | 250 | 28 | D | | | | | | | | | | | | | | |
7/2/25 18:54 | 6/30/25 | PMNT | Perfect Moment Ltd. | DE | Fash | Apprl | Apparel & Other Finishd Prods | Benaron Reeve | CA | T | | 1 | P | 300 | 0.3000 | 0 | 1,000 | 21 | 5,852 | I | | | | | | | | | | | | | | |
7/2/25 17:49 | 7/2/25 | EXOZ | Exozymes Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Heltzen Michael | CA | O | CEO | 1 | P | 11 | 10.22 | 0 | 1 | 11 | 11 | D | | | | | | | | | | | | | | |
7/2/25 16:41 | 6/30/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 1 | P | 1,455 | 7.41 | 0 | 196 | 1 | 13,701 | M | | | | | | | | | | | | | | |
7/2/25 16:39 | 6/11/25 | TCBI | Texas Capital Bancshares Inc/Tx | | Financ | StBnk | State Commercial Banks | Stallings Robert W | TX | D | | 11 | P.dm | 1,613 | 27.81 | 0 | 58 | 8 | 781 | I | | | | | | | | | | | | | | |
7/2/25 16:39 | 6/30/25 | VG | Venture Global, Inc. | DE | Utility | NgDist | Natural Gas Distribution | Pender Robert B | VA | DOT | See Rema | 1 | P | 20 | 15.95 | 0 | 1 | 0 | 1,187 | D | | | | | | | | | | | | | | |
7/2/25 16:38 | 6/30/25 | WELL | Welltower Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Gundlach Andrew | OH | D | | 1 | P | 3,029 | 151.46 | 0 | 20 | 200 | 30 | I | | | | | | | | | | | | | | |
7/2/25 16:33 | 6/30/25 | FGEN | Fibrogen Inc | DE | Health | Drug | Pharmaceutical Preparations | Schoeneck James A | CA | D | | 1 | P | 119 | 5.07 | 0 | 24 | 146 | 40 | I | | | | | | | | | | | | | | |
7/2/25 16:30 | 6/30/25 | XOMA | Xoma Royalty Corp | NV | Health | Drug | Pharmaceutical Preparations | Sitko Bradley | CA | O | Chief In | 1 | P | 51 | 25.39 | 0 | 2 | 9 | 25 | D | | | | | | | | | | | | | | |
7/2/25 16:21 | 6/30/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Lukyanov Sergey | 1P | O | *See Rem | 1 | P.m | 1,002 | 145.21 | 0 | 7 | 6 | 127 | D | | | | | | | | | | | | | | |
7/2/25 16:12 | 6/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Hood William K | LA | D | | 1 | P | 250 | 8.10 | 0 | 31 | 1 | 2,522 | I | | | | | | | | | | | | | | |
7/2/25 16:11 | 6/30/25 | FGBI | First Guaranty Bancshares, Inc. | KY | Financ | StBnk | State Commercial Banks | Walker Robert W | LA | D | | 3 | P | 143 | 8.41 | 0 | 17 | 999% | 18 | D | | | | | | | | | | | | | | |
7/2/25 16:10 | 6/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | D | | 3 | P.m | 356 | 8.31 | 0 | 43 | 1 | 4,820 | M | | | | | | | | | | | | | | |
7/2/25 15:35 | 7/2/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | 1 | P | 1 | 24.07 | 0 | 0 | 2 | 2 | D | | | | | | | | | | | | | | |
7/2/25 15:30 | 7/2/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | 3 | P | 7 | 20.53 | 0 | 0 | 4 | 9 | D | | | | | | | | | | | | | | |
7/2/25 15:27 | 7/2/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | 1 | P | 1 | 24.42 | 0 | 0 | 1 | 10 | D | | | | | | | | | | | | | | |
7/2/25 15:23 | 7/2/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | 1 | P | 2 | 24.20 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
7/2/25 15:11 | 7/1/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Stevenson Scott R | PA | D | | 1 | P | 10 | 33.69 | 0 | 0 | 16 | 2 | D | | | | | | | | | | | | | | |
7/2/25 15:05 | 7/1/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Stauffer W Randall | PA | D | | 1 | P | 10 | 33.69 | 0 | 0 | 1 | 55 | D | | | | | | | | | | | | | | |
7/2/25 14:57 | 7/1/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Ray-Chaudhuri Ranajoy | PA | D | | 1 | P | 10 | 33.69 | 0 | 0 | 20 | 2 | D | | | | | | | | | | | | | | |
7/2/25 14:52 | 6/27/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Mann Jennifer L | PA | D | | 1 | P.m | 20 | 33.62 | 0 | 1 | 6 | 10 | D | | | | | | | | | | | | | | |
7/2/25 14:37 | 7/1/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Gorski Gerald E | PA | D | | 1 | P | 10 | 33.69 | 0 | 0 | 99 | 1 | D | | | | | | | | | | | | | | |
7/2/25 14:33 | 7/1/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Brown Kenneth F Jr | PA | D | | 1 | P | 10 | 33.69 | 0 | 0 | 0 | 151 | D | | | | | | | | | | | | | | |
7/2/25 14:21 | 4/17/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 2 | P.m | 320 | 34.91 | 0 | 9 | 4 | 259 | D | | | | | | | | | | | | | | |
7/2/25 14:13 | 6/30/25 | PBLDX | Amg Pantheon Infrastructure Fund, LLC | | Fund | CEF | Closed-End Funds | Amg New York Holdings Corp. | MA | T | | 1 | P | 200 | 10.00 | 0 | 20 | | 20 | D | | | | | | | | | | | | | | |
7/2/25 14:06 | 7/1/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bergman Laurie | PA | D | | 1 | P | 10 | 33.69 | 0 | 0 | 20 | 2 | D | | | | | | | | | | | | | | |
7/2/25 13:59 | 7/1/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bayles Autumn R | PA | D | | 1 | P | 10 | 33.69 | 0 | 0 | 12 | 3 | D | | | | | | | | | | | | | | |
7/2/25 12:19 | 7/1/25 | DSCRX | Diamond Hill Securitized Credit Fund | | Fund | CEF | Closed-End Funds | Kelly-Jones John T | OH | D | | 1 | P | 115 | 10.55 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
7/2/25 10:41 | 6/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | 1 | P | 2 | 28.20 | 0 | 0 | 0 | 64 | D | | | | | | | | | | | | | | |
7/2/25 10:39 | 6/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | 1 | P | 0 | 28.18 | 0 | 0 | 0 | 36 | D | | | | | | | | | | | | | | |
7/2/25 10:37 | 6/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | 4 | P | 208 | 27.20 | 0 | 8 | 7 | 118 | D | | | | | | | | | | | | | | |
7/2/25 10:35 | 6/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | 1 | P | 2 | 28.20 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
7/2/25 10:32 | 6/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | 1 | P | 2 | 28.20 | 0 | 0 | 1 | 11 | D | | | | | | | | | | | | | | |
7/2/25 10:24 | 6/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | 3 | P.m | 56 | 28.57 | 0 | 2 | 5 | 42 | D | | | | | | | | | | | | | | |
7/1/25 18:41 | 6/30/25 | KYMR | Kymera Therapeutics, Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | DH | See Rema | 1 | P.d | 13,955 | 44.00 | 0 | 317 | 875 | 353 | D | | | | | | | | | | | | | | |
7/1/25 18:15 | 6/30/25 | FORFX | Forum Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Fisk Darren | CO | D | | 1 | P | 500 | 9.72 | 0 | 51 | 16 | 364 | I | | | | | | | | | | | | | | |
7/1/25 17:44 | 6/30/25 | FIGX | Figx Capital Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Figx Acquisition Partners LLC | CA | T | | 1 | P | 3,125 | 10.00 | 0 | 312 | | 312 | D | | | | | | | | | | | | | | |
7/1/25 17:43 | 6/30/25 | CASY | Caseys General Stores Inc | IA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Spanos Mike | FL | D | | 1 | P.d | 101 | 503.18 | 0 | 0 | 6 | 4 | D | | | | | | | | | | | | | | |
7/1/25 17:30 | 6/27/25 | PRM | Perimeter Solutions, Inc. | | Chem | Chem | Chemicals & Allied Products | Windacre Partnership Master Fund, LP | TX | T | | 1 | P.d | 3,559 | 13.98 | 0 | 255 | 1 | 21,855 | D | | | | | | | | | | | | | | |
7/1/25 17:29 | 6/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Reynolds Marshall T | LA | D | | 1 | P | 250 | 8.10 | 0 | 31 | 2 | 2,033 | D | | | | | | | | | | | | | | |
7/1/25 17:25 | 6/26/25 | INTG | Intergroup Corp | DE | RlEst | RlEst | Operators of Apartment Buildi | Winfield John V | CA | DOT | P,CEO | 1 | P.m | 53 | 14.37 | 0 | 4 | 0 | 1,457 | D | | | | | | | | | | | | | | |
7/1/25 17:20 | 6/30/25 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Grube James | TX | D | | 1 | P | 132 | 23.71 | 0 | 6 | 23 | 29 | D | | | | | | | | | | | | | | |
7/1/25 17:09 | 2/7/24 | HLT | Hilton Worldwide Holdings Inc. | DE | PerSv | Hotel | Hotels & Motels | Mabus Raymond E | VA | D | | 1 | P | 10 | 197.40 | 0 | 0 | 0 | 14 | D | | | | | | | | | | | | | | |
7/1/25 17:06 | 6/27/25 | CCIF | Carlyle Credit Income Fund | | Fund | CEF | Closed-End Funds | Basmadjian Lauren Michelle | NY | D | | 1 | P | 50 | 6.33 | 0 | 8 | 58 | 21 | D | | | | | | | | | | | | | | |
7/1/25 17:03 | 6/27/25 | SION | Sionna Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Tpg Gp A, LLC | TX | T | | 1 | P | 950 | 15.84 | 0 | 60 | 1 | 6,745 | I | | | | | | | | | | | | | | |
7/1/25 16:55 | 6/30/25 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Carson William H. | CA | D | | 1 | P | 10 | 2.46 | 0 | 4 | 16 | 30 | D | | | | | | | | | | | | | | |
7/1/25 16:52 | 7/1/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 5 | P | 13 | 11.48 | 0 | 1 | 0 | 1,590 | D | | | | | | | | | | | | | | |
7/1/25 16:51 | 7/1/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 6 | P | 4 | 12.32 | 0 | 0 | 0 | 135 | D | | | | | | | | | | | | | | |
7/1/25 16:30 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | VA | D | | 1 | P | 33 | 159.29 | 0 | 0 | 1 | 16 | D | | | | | | | | | | | | | | |
7/1/25 16:28 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IL | D | | 1 | P | 60 | 159.29 | 0 | 0 | 1 | 32 | D | | | | | | | | | | | | | | |
7/1/25 16:26 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | NY | D | | 1 | P | 35 | 159.29 | 0 | 0 | 1 | 32 | D | | | | | | | | | | | | | | |
7/1/25 16:23 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy Fang | MD | D | | 1 | P | 14 | 159.29 | 0 | 0 | 1 | 7 | D | | | | | | | | | | | | | | |
7/1/25 16:21 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | CT | D | | 1 | P | 39 | 159.29 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
7/1/25 16:19 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Lewis Randall J | IN | D | | 1 | P | 9 | 159.29 | 0 | 0 | 1 | 5 | D | | | | | | | | | | | | | | |
7/1/25 16:18 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | NY | D | | 1 | P | 83 | 159.29 | 0 | 1 | 1 | 70 | D | | | | | | | | | | | | | | |
7/1/25 16:16 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | MD | D | | 1 | P | 6 | 159.29 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
7/1/25 16:14 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | FL | D | | 1 | P | 63 | 159.29 | 0 | 0 | 1 | 43 | D | | | | | | | | | | | | | | |
7/1/25 16:13 | 6/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | CA | D | | 1 | P | 37 | 159.29 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
7/1/25 16:05 | 5/30/25 | PMFLX | Pimco Flexible Municipal Income Fund | | Fund | CEF | Closed-End Funds | Hall Gregory Weston | CA | H | SEE REMA | 2 | P | 2,000 | 10.18 | 0 | 196 | 130 | 348 | D | | | | | | | | | | | | | | |
7/1/25 16:05 | 6/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | McAnally Bruce | LA | D | | 1 | P | 250 | 8.10 | 0 | 31 | 17 | 207 | I | | | | | | | | | | | | | | |
7/1/25 16:05 | 6/27/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Opaleye Management Inc. | MA | T | | 8 | P.m | 7,074 | 2.44 | 0 | 2,901 | 21 | 16,435 | I | | | | | | | | | | | | | | |
7/1/25 16:05 | 6/30/25 | OCSL | Oaktree Specialty Lending Corp | | Fund | CEF | Closed-End Funds | Gero Deborah Ann | CA | D | | 1 | P | 34 | 13.70 | 0 | 3 | 13 | 22 | D | | | | | | | | | | | | | | |
7/1/25 16:03 | 6/30/25 | PRME | Prime Medicine, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Liu David R. | MA | T | | 4 | P | 163 | 1.94 | 0 | 84 | 0 | 20,241 | D | | | | | | | | | | | | | | |
7/1/25 16:00 | 4/28/25 | PLUR | Pluri Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Manieu Alexandre Weinstein | V8 | DT | | 1 | P.d | 4,500 | 4.61 | 0 | 976 | 233 | 1,394 | I | | | | | | | | | | | | | | |
7/1/25 15:57 | 6/30/25 | FROPX | Flat Rock Opportunity Fund | | Fund | CEF | Closed-End Funds | Grunewald Robert | WY | DOH | CEO | 2 | P | 200 | 17.54 | 0 | 11 | 5 | 227 | I | | | | | | | | | | | | | | |
7/1/25 15:30 | 6/30/25 | EONR | Eon Resources Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Salvucci Joseph V Sr | TX | D | | 2 | P | 79 | 0.3510 | 0 | 224 | 16 | 1,629 | I | | | | | | | | | | | | | | |
7/1/25 13:08 | 6/30/25 | NG | Novagold Resources Inc | A1 | Mining | Gold | Gold & Silver Ores | Kyle Hume D. | UT | D | | 1 | P | 41 | 4.10 | 0 | 10 | 81 | 22 | D | | | | | | | | | | | | | | |
7/1/25 12:15 | 6/20/25 | CURV | Torrid Holdings Inc. | DE | Retail | ClthSt | Apparel & Accessory Stores | Fund 1 Investments, LLC | PR | T | | 21 | P.dm | 7,106 | 5.00 | 0 | 1,421 | 5 | 32,819 | I | | | | | | | | | | | | | | |
7/1/25 09:00 | 6/27/25 | RVYL | Ryvyl Inc. | NV | BizSv | Conslt | Management Consulting Service | S8 Global Fintech & Regtech Fund | N4 | T | | 3 | P.m | 337 | 0.8066 | 0 | 418 | 14 | 3,505 | D | | | | | | | | | | | | | | |
7/1/25 08:17 | 6/30/25 | BMNM | Bimini Capital Management, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Dwyer Robert J | FL | DT | | 5 | P | 15 | 0.9065 | 0 | 16 | 1 | 1,376 | D | | | | | | | | | | | | | | |
6/30/25 20:15 | 6/30/25 | KYMR | Kymera Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Baker Bros. Advisors LP | NY | D | | 1 | P.d | 28,842 | 44.00 | 0 | 656 | 12 | 6,117 | I | | | | | | | | | | | | | | |
6/30/25 19:25 | 6/27/25 | PLAB | Photronics Inc | CT | Tech | Semicn | Semiconductors & Related Devi | Garcia David A. | CT | D | | 1 | P | 50 | 19.00 | 0 | 3 | 35 | 10 | D | | | | | | | | | | | | | | |
6/30/25 18:55 | 4/17/25 | SSII | Ss Innovations International, Inc. | FL | Health | MdEq | Surgical & Medical Instrument | Cohen Barry F | FL | DO | COO - Am | 3 | P.m | 10 | 8.98 | 0 | 1 | 0 | 8,867 | D | | | | | | | | | | | | | | |
6/30/25 17:49 | 12/29/21 | BBIO | Bridgebio Pharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Valantine Hannah | CA | D | | 2 | P.a | 55 | 13.44 | 0 | 4 | 216 | 6 | D | | | | | | | | | | | | | | |
6/30/25 17:41 | 6/26/25 | LTC | Ltc Properties Inc | MD | RlEst | REIT | Real Estate Investment Trusts | Boitano David M | CA | O | EVP,CIO | 1 | P.m | 346 | 34.63 | 0 | 10 | 178 | 16 | D | | | | | | | | | | | | | | |
6/30/25 17:38 | 6/27/25 | TERN | Terns Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gengos Andrew | CA | O | CFO | 2 | P.m | 96 | 3.85 | 0 | 25 | | 25 | D | | | | | | | | | | | | | | |
6/30/25 17:27 | 6/26/25 | TLYS | Tilly'S, Inc. | DE | Retail | ClthSt | Apparel & Accessory Stores | Shay Capital LLC | NY | T | | 4 | P.m | 712 | 1.25 | 0 | 568 | 10 | 6,340 | D | | | | | | | | | | | | | | |
6/30/25 17:07 | 6/27/25 | SWAG | Stran & Company, Inc. | NV | BizSv | Ads | Advertising Agencies | Audibert John | MA | O | VP of Gr | 1 | P | 7 | 1.50 | 0 | 5 | 4 | 113 | D | | | | | | | | | | | | | | |
6/30/25 16:56 | 6/26/25 | HOWL | Werewolf Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ra Capital Management, L.P. | MA | DT | | 5 | P.m | 115,807 | 26.50 | 0 | 4,370 | 24 | 22,245 | I | | | | | | | | | | | | | | |
6/30/25 16:13 | 6/27/25 | AIG | American International Group, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Inglis John C | NY | D | | 1 | P | 1 | 81.36 | 0 | 0 | 1 | 2 | D | | | | | | | | | | | | | | |
6/30/25 16:03 | 6/27/25 | CCIF | Carlyle Credit Income Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | 1 | P | 100 | 6.32 | 0 | 16 | 52 | 46 | D | | | | | | | | | | | | | | |
6/30/25 15:30 | 6/27/25 | EONR | Eon Resources Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Salvucci Joseph V Jr | TX | D | | 1 | P | 5 | 0.3478 | 0 | 15 | 11 | 148 | D | | | | | | | | | | | | | | |
6/30/25 14:07 | 6/26/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims Luke E | WI | DO | P,CEO | 2 | P | 64 | 9.75 | 0 | 7 | 2 | 302 | D | | | | | | | | | | | | | | |
6/30/25 13:03 | 6/27/25 | ACTU | Actuate Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bios Equity Cof, LP | TX | DT | | 1 | P.d | 500 | 7.00 | 0 | 71 | 1 | 10,196 | I | | | | | | | | | | | | | | |
6/30/25 13:02 | 6/27/25 | ACTU | Actuate Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Kreis Leslie W. | TX | DT | | 1 | P.d | 500 | 7.00 | 0 | 71 | 1 | 10,196 | I | | | | | | | | | | | | | | |
6/30/25 13:01 | 6/27/25 | ACTU | Actuate Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Fletcher Aaron G.L. | TX | DT | | 1 | P.d | 500 | 7.00 | 0 | 71 | 1 | 10,196 | I | | | | | | | | | | | | | | |
6/30/25 11:14 | 6/26/25 | GCV.H | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Dinsmore Thomas H | NY | D | | 1 | P | 250 | 10.00 | 0 | 25 | | 25 | D | | | | | | | | | | | | | | |
6/30/25 09:53 | 6/26/25 | DSM | Bny Mellon Strategic Municipal Bond Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 108 | P.m | 17,225 | 9.50 | 0 | 1,813 | 4 | 48,438 | I | | | | | | | | | | | | | | |
6/30/25 09:09 | 6/27/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Schall Thomas J. | MA | D | | 2 | P | 124 | 2.48 | 0 | 50 | 999% | 53 | D | | | | | | | | | | | | | | |
6/30/25 08:33 | 6/26/25 | CSBB | Csb Bancorp, Inc. | OH | Financ | StBnk | State Commercial Banks | Baker Robert K | OH | D | | 1 | P | 26 | 44.00 | 0 | 1 | 1 | 44 | M | | | | | | | | | | | | | | |
6/30/25 08:12 | 6/26/25 | PVH | Pvh Corp. /De/ | DE | Fash | Apprl | Men's & Boys' Furnishgs, Work | Larsson Stefan | NY | DO | CEO | 1 | P | 1,000 | 63.92 | 0 | 16 | 6 | 269 | D | | | | | | | | | | | | | | |
6/27/25 21:42 | 5/23/24 | HOVR | New Horizon Aircraft Ltd. | A1 | Aero | Aero | Aircraft | Robinson Eric Brandon | A6 | DO | CEO | 2 | P.m | 29 | 0.6202 | 0 | 47 | 2 | 2,368 | D | | | | | | | | | | | | | | |
6/27/25 21:23 | 5/23/24 | HOVR | New Horizon Aircraft Ltd. | A1 | Aero | Aero | Aircraft | Merker Brian Frederick | A6 | O | CFO | 2 | P.m | 20 | 0.6207 | 0 | 32 | | 32 | D | | | | | | | | | | | | | | |
6/27/25 19:56 | 5/23/24 | HOVR | New Horizon Aircraft Ltd. | A1 | Aero | Aero | Aircraft | O'Neill Jason Michael | A6 | DO | COO | 2 | P.m | 19 | 0.6188 | 0 | 31 | 13 | 267 | D | | | | | | | | | | | | | | |
6/27/25 18:14 | 6/25/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Richards Paul | TX | O | See Rema | 3 | P.d | 212 | 20.74 | 0 | 10 | 8 | 135 | D | | | | | | | | | | | | | | |
6/27/25 17:49 | 6/27/25 | NWTG | Newton Golf Company, Inc. | DE | Hshld | Toys | Sporting & Athletic Goods | Campbell Gregor Alasdair | CA | DO | Exec CB, | 2 | P | 48 | 1.60 | 0 | 30 | 83 | 66 | D | | | | | | | | | | | | | | |
6/27/25 17:35 | 6/27/25 | EONR | Eon Resources Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Caravaggio Dante | TX | DO | CEO | 1 | P | 1 | 0.3483 | 0 | 3 | 1 | 564 | D | | | | | | | | | | | | | | |
6/27/25 17:32 | 6/26/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 15 | P.m | 1,789 | 4.98 | 0 | 359 | 18 | 2,367 | I | | | | | | | | | | | | | | |
6/27/25 17:23 | 6/23/25 | HOVR | New Horizon Aircraft Ltd. | A1 | Aero | Aero | Aircraft | Lee Stewart Murray | A6 | O | Head of | 2 | P.m | 5 | 0.6179 | 0 | 8 | 3 | 258 | D | | | | | | | | | | | | | | |
6/27/25 17:09 | 6/27/25 | MDV | Modiv Industrial, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Halfacre Aaron Scott | CO | DO | CEO,P | 6 | P | 92 | 14.23 | 0 | 6 | 6 | 122 | D | | | | | | | | | | | | | | |
6/27/25 17:01 | 6/25/25 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Eddy Robert W. | PA | D | | 1 | P.m | 501 | 190.01 | 0 | 3 | 77 | 6 | D | | | | | | | | | | | | | | |
6/27/25 17:00 | 6/27/25 | CAEP | Cantor Equity Partners Iii, Inc. | E9 | Financ | AcqCo | Blank Checks | Cantor Ep Holdings Iii, LLC | NY | T | | 1 | P | 5,800 | 10.00 | 0 | 580 | | 580 | D | | | | | | | | | | | | | | |
6/27/25 16:42 | 6/25/25 | ZEOX | Zeo Scientifix, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Skycrest Holdings, LLC | FL | H | Former 1 | 14 | P.m | 244 | 2.60 | 0 | 94 | 29 | 416 | D | | | | | | | | | | | | | | |
6/27/25 16:10 | 5/15/25 | CCCXU | Churchill Capital Corp X/Cayman | E9 | Financ | AcqCo | Blank Checks | Churchill Sponsor X LLC | NY | T | | 1 | P | 3,000 | 10.00 | 0 | 300 | | 300 | D | | | | | | | | | | | | | | |
6/27/25 16:05 | 6/27/25 | MPTI | M-Tron Industries, Inc. | DE | Electr | ElcPrt | Electronic Components | Drafts William Arnold | FL | O | P | 1 | P | 41 | 40.50 | 0 | 1 | 10 | 11 | D | | | | | | | | | | | | | | |