1/15/25 11:17 | 1/14/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 1,313.1 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
1/15/25 11:02 | 1/14/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 9 | 0.7380 | 0 | 12 | 0 | 15,809 | D | | | | | | | | | | | | | | |
1/15/25 11:02 | 1/14/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.55 | 0 | 1 | 0 | 716 | M | | | | | | | | | | | | | | |
1/15/25 09:00 | 1/14/25 | COSM | Cosmos Health Inc. | NV | Retail | WhDrg | Drugs, Proprietaries & Druggi | Siokas Grigorios | J3 | DOT | CEO | P | 60 | 0.6877 | 0 | 87 | 2 | 4,025 | D | | | | | | | | | | | | | | |
1/15/25 07:00 | 1/14/25 | COGT | Cogent Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Pinnow Cole | MA | O | Chief Co | P | 332 | 7.60 | 0 | 44 | 999% | 46 | D | | | | | | | | | | | | | | |
1/15/25 06:02 | 1/13/25 | LGCY | Legacy Education Inc. | NV | PerSv | EduSv | Educational Services | Derose Robert | CA | T | | P | 23 | 7.55 | 0 | 3 | 0 | 1,194 | I | | | | | | | | | | | | | | |
1/14/25 21:30 | 1/10/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 36 | 8.90 | 0 | 4 | 0 | 1,482 | I | | | | | | | | | | | | | | |
1/14/25 21:30 | 1/10/25 | DBI | Designer Brands Inc. | OH | Retail | ClthSt | Shoe Stores | Stone House Capital Management, LLC | FL | H | Member o | P.m | 2,821 | 5.64 | 0 | 500 | 10 | 5,500 | I | | | | | | | | | | | | | | |
1/14/25 20:23 | 12/19/24 | FMBH | First Mid Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Zimmer James Edwin | IL | D | | P | 40 | 39.87 | 0 | 1 | 4 | 24 | I | | | | | | | | | | | | | | |
1/14/25 19:32 | 1/10/25 | MODV | Modivcare Inc | DE | Trans | TrSv | Transportation Services | Coliseum Capital Management, LLC | CT | T | | P.m | 9,996 | 6.65 | 0 | 1,502 | 23 | 8,041 | I | | | | | | | | | | | | | | |
1/14/25 18:32 | 12/2/24 | DFCO | Dalrada Financial Corp | WY | BizSv | Staff | Help Supply Services | Bonar Brian | CA | DO | CEO | P.m | 1 | 0.0575 | 0 | 17 | 0 | 6,459 | D | | | | | | | | | | | | | | |
1/14/25 17:45 | 1/10/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 142 | 9.57 | 0 | 15 | 1 | 1,926 | I | | | | | | | | | | | | | | |
1/14/25 17:38 | 1/13/25 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 20,196 | 27.60 | 0 | 732 | 11 | 7,542 | I | | | | | | | | | | | | | | |
1/14/25 17:35 | 1/10/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 73 | 9.43 | 0 | 8 | 0 | 3,352 | I | | | | | | | | | | | | | | |
1/14/25 17:31 | 1/10/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1 | 11.89 | 0 | 0 | 0 | 2,089 | I | | | | | | | | | | | | | | |
1/14/25 17:22 | 1/10/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 381 | 8.47 | 0 | 45 | 1 | 3,906 | I | | | | | | | | | | | | | | |
1/14/25 17:19 | 1/13/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 123 | 9.25 | 0 | 13 | 0 | 4,132 | I | | | | | | | | | | | | | | |
1/14/25 16:58 | 1/14/25 | CASK | Heritage Distilling Holding Company, Inc. | DE | FdBev | Bev | Beverages | Varga Andrew M. | WA | D | | P | 6 | 1.27 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
1/14/25 16:52 | 1/10/25 | RMAX | Re/max Holdings, Inc. | CO | RlEst | RlEst | Real Estate Agents & Managers | Peterson Adam K | NE | T | | P | 114 | 9.64 | 0 | 12 | 0 | 3,248 | D | | | | | | | | | | | | | | |
1/14/25 16:52 | 1/13/25 | LW | Lamb Weston Holdings, Inc. | | FdBev | Food | Canned, Frozen & Preservd Fru | Niblock Robert A | ID | D | | P | 183 | 60.94 | 0 | 3 | 13 | 26 | D | | | | | | | | | | | | | | |
1/14/25 16:49 | 1/13/25 | TAYD | Taylor Devices, Inc. | NY | Machn | Mchn | General Industrial Machinery | Sopko Timothy John | NY | DO | CEO | P | 33 | 33.25 | 0 | 1 | 13 | 9 | D | | | | | | | | | | | | | | |
1/14/25 16:24 | 1/13/25 | AVDL | Avadel Pharmaceuticals Plc | | Health | Drug | Pharmaceutical Preparations | Thornton Peter J. | L2 | D | | P | 80 | 8.05 | 0 | 10 | 11 | 104 | D | | | | | | | | | | | | | | |
1/14/25 16:22 | 1/13/25 | AVDL | Avadel Pharmaceuticals Plc | | Health | Drug | Pharmaceutical Preparations | Ende Eric J | L2 | D | | P | 235 | 7.84 | 0 | 30 | 17 | 209 | D | | | | | | | | | | | | | | |
1/14/25 16:05 | 1/10/25 | GBIO | Generation Bio Co. | DE | Health | Drug | Pharmaceutical Preparations | Quinn Anthony G. | MA | D | | P.m | 203 | 0.9640 | 0 | 211 | 238 | 299 | D | | | | | | | | | | | | | | |
1/14/25 16:00 | 1/10/25 | PMM | Putnam Managed Municipal Income Trust | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 100 | 6.02 | 0 | 17 | | 0 | I | | | | | | | | | | | | | | |
1/14/25 15:53 | 1/13/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P.m | 131 | 1.69 | 0 | 78 | 1 | 8,444 | D | | | | | | | | | | | | | | |
1/14/25 15:36 | 1/10/25 | NRIS | Norris Industries, Inc. | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | Norris Patrick L. | LA | DOT | CB,CEO,C | P | 1,389 | 0.0800 | 0 | 17,363 | 58 | 47,283 | I | | | | | | | | | | | | | | |
1/14/25 15:28 | 1/14/25 | MMD | Nyli Mackay Definedterm Muni Opportunities Fund | | Fund | CEF | Closed-End Funds | Lawlor John J | NY | H | Portfoli | P | 29 | 14.74 | 0 | 2 | 80 | 5 | D | | | | | | | | | | | | | | |
1/14/25 14:25 | 1/14/25 | NRT | North European Oil Royalty Trust | NH | Financ | Invest | Oil Royalty Traders | Howard Richard Page | CT | H | Trustee | P | 25 | 4.96 | 0 | 5 | 2 | 270 | D | | | | | | | | | | | | | | |
1/14/25 14:12 | 12/20/24 | LSMG | Lode-Star Mining Inc. | | Mining | Gold | Gold & Silver Ores | Walmesley Mark | A1 | DO | P | P | 0 | 0.0030 | 0 | 100 | 1 | 8,711 | D | | | | | | | | | | | | | | |
1/14/25 12:25 | 1/10/25 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 163 | 11.67 | 0 | 14 | 1 | 2,811 | I | | | | | | | | | | | | | | |
1/14/25 11:41 | 1/13/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 1,321.1 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
1/14/25 11:20 | 1/13/25 | JOF | Japan Smaller Capitalization Fund Inc | MD | Fund | CEF | Closed-End Funds | Laby Arthur Blake | NY | D | | P | 25 | 7.56 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
1/14/25 10:46 | 1/13/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.49 | 0 | 1 | 0 | 714 | M | | | | | | | | | | | | | | |
1/14/25 10:09 | 11/6/24 | BLTH | American Battery Materials, Inc. | DE | Mining | IndMn | Mining & Quarrying of Nonmeta | Cabo Agustin | FL | O | CFO | P | 3 | 0.0530 | 0 | 50 | New | 50 | D | | | | | | | | | | | | | | |
1/14/25 08:24 | 1/13/25 | COSM | Cosmos Health Inc. | NV | Retail | WhDrg | Drugs, Proprietaries & Druggi | Siokas Grigorios | J3 | DOT | CEO | P | 100 | 0.6110 | 0 | 164 | 4 | 3,938 | D | | | | | | | | | | | | | | |
1/14/25 06:02 | 1/10/25 | USEG | Us Energy Corp | WY | Energy | OilPrd | Crude Petroleum & Natural Gas | Smith Ryan Lewis | TX | DO | CEO | P.m | 2 | 2.09 | 0 | 1 | 0 | 874 | D | | | | | | | | | | | | | | |
1/13/25 18:35 | 1/10/25 | MODV | Modivcare Inc | DE | Trans | TrSv | Transportation Services | Q Global Capital Management, L.P. | TX | T | | P | 48 | 12.61 | 0 | 4 | 0 | 1,222 | D | | | | | | | | | | | | | | |
1/13/25 16:37 | 1/10/25 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Rose Sarah Alice | WA | D | | P | 18 | 3.69 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
1/13/25 16:34 | 1/8/25 | OLMA | Olema Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bain Capital Life Sciences Investors, LLC | MA | T | | P.d | 1,727 | 5.76 | 0 | 300 | 8 | 4,300 | I | | | | | | | | | | | | | | |
1/13/25 16:34 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Duran Felipe | CA | O | CFO | P | 25 | 2.72 | 0 | 9 | 472 | 11 | D | | | | | | | | | | | | | | |
1/13/25 16:34 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Brenner Martin | CA | DO | See Rema | P | 25 | 2.72 | 0 | 9 | 101 | 18 | D | | | | | | | | | | | | | | |
1/13/25 16:33 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Banjak Marc | CA | O | GC | P | 25 | 2.72 | 0 | 9 | 490 | 11 | D | | | | | | | | | | | | | | |
1/13/25 16:32 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Arkowitz David | CA | D | | P | 50 | 2.72 | 0 | 18 | New | 18 | D | | | | | | | | | | | | | | |
1/13/25 16:31 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Clark William D | CA | D | | P | 5 | 2.72 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
1/13/25 16:30 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Parada Antonio Bernardino Guimaraes | CA | D | | P | 500 | 2.72 | 0 | 184 | New | 184 | I | | | | | | | | | | | | | | |
1/13/25 16:30 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sender Gary | CA | D | | P | 25 | 2.72 | 0 | 9 | New | 9 | D | | | | | | | | | | | | | | |
1/13/25 16:16 | 1/9/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 2,147,484 | 1,000,000 | 0 | 1,000 | | 0 | I | | | | | | | | | | | | | | |
1/13/25 16:02 | 1/10/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Associated Capital Group, Inc. | CT | T | | P | 78 | 39.19 | 0 | 2 | 2 | 134 | D | | | | | | | | | | | | | | |
1/13/25 15:24 | 12/31/24 | ISD | Pgim High Yield Bond Fund, Inc. | | Fund | CEF | Closed-End Funds | Cignarella Robert | NJ | H | Portfoli | P | 123 | 13.70 | 0 | 9 | | 0 | D | | | | | | | | | | | | | | |
1/13/25 15:15 | 12/31/24 | SDHY | Pgim Short Duration High Yield Opportunities Fund | | Fund | CEF | Closed-End Funds | Cignarella Robert | NJ | H | Portfoli | P | 275 | 16.20 | 0 | 17 | 94 | 35 | D | | | | | | | | | | | | | | |
1/13/25 14:55 | 12/23/24 | DEA | Easterly Government Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Crate Darrell W | DC | DO | P,CEO | P.a | 109 | 10.91 | 0 | 10 | 2 | 671 | D | | | | | | | | | | | | | | |
1/13/25 14:06 | 1/8/25 | SNDA | Sonida Senior Living, Inc. | DE | Health | Health | Nursing & Personal Care Facil | Simanovsky Michael | NJ | DT | | P.m | 898 | 21.32 | 0 | 42 | 0 | 9,265 | I | | | | | | | | | | | | | | |
1/13/25 14:03 | 1/10/25 | LBSR | Liberty Star Uranium & Metals Corp. | NV | Mining | IndMn | Metal Mining | Madaris Patricia | KY | O | CFO,VP F | P.d | 125 | 0.1100 | 0 | 1,134 | New | 1,134 | D | | | | | | | | | | | | | | |
1/13/25 13:59 | 1/10/25 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Mooney Edward Patrick Jr. | WI | D | | P | 465 | 22.18 | 0 | 21 | 45 | 67 | D | | | | | | | | | | | | | | |
1/13/25 13:20 | 6/28/24 | INTZ | Intrusion Inc | DE | Tech | CNtwk | Computer Communications Equip | Scott Anthony | TX | O | CEO | P.am | 0 | 0.9265 | 0 | 1 | 0 | 654 | D | | | | | | | | | | | | | | |
1/13/25 10:56 | 1/10/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 13 | 0.7287 | 0 | 18 | 0 | 15,798 | D | | | | | | | | | | | | | | |
1/13/25 10:39 | 1/10/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 1,300.8 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
1/13/25 10:35 | 1/10/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.47 | 0 | 1 | 0 | 713 | M | | | | | | | | | | | | | | |
1/13/25 06:05 | 1/10/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | P | 31 | 12.51 | 0 | 3 | 0 | 5,553 | D | | | | | | | | | | | | | | |
1/10/25 19:45 | 1/7/25 | PBPB | Potbelly Corp | | Retail | Dining | Eating Places | Nierenberg David | WA | T | | P | 70 | 9.23 | 0 | 8 | 0 | 3,087 | D | | | | | | | | | | | | | | |
1/10/25 19:12 | 1/8/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P | 11 | 1.72 | 0 | 7 | 0 | 8,367 | D | | | | | | | | | | | | | | |
1/10/25 18:27 | 1/8/25 | ZYME | Zymeworks Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ecor1 Capital, LLC | CA | DT | | P.m | 2,975 | 13.21 | 0 | 225 | 1 | 15,411 | I | | | | | | | | | | | | | | |
1/10/25 18:27 | 1/7/25 | JELD | Jeld-Wen Holding, Inc. | DE | Build | Wood | Millwood, Veneer, Plywood, & | Turtle Creek Asset Management Inc. | A6 | T | | P.m | 3,063 | 7.75 | 0 | 395 | 3 | 15,238 | I | | | | | | | | | | | | | | |
1/10/25 18:25 | 1/8/25 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Cazeau Jeff P. H. | FL | H | Independ | P | 11 | 0.1450 | 0 | 73 | 29 | 319 | D | | | | | | | | | | | | | | |
1/10/25 18:21 | 8/27/24 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Cazeau Jeff P. H. | FL | H | Independ | P.a | 10 | 0.2200 | 0 | 45 | 90 | 96 | D | | | | | | | | | | | | | | |
1/10/25 18:19 | 1/7/25 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Cazeau Jeff P. H. | FL | H | Independ | P.a | 10 | 0.1200 | 0 | 79 | 47 | 246 | D | | | | | | | | | | | | | | |
1/10/25 18:17 | 11/1/24 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Cazeau Jeff P. H. | FL | H | Independ | P.a | 10 | 0.1400 | 0 | 71 | 74 | 167 | D | | | | | | | | | | | | | | |
1/10/25 18:07 | 1/7/25 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Gannaway Russell D | CA | H | SEE REMA | P | 1,000 | 10.47 | 0 | 96 | 30 | 414 | D | | | | | | | | | | | | | | |
1/10/25 17:51 | 1/8/25 | FBK | Fb Financial Corp | TN | Financ | StBnk | State Commercial Banks | Ayers James W. | TN | T | | P.m | 197 | 49.36 | 0 | 4 | 0 | 10,918 | D | | | | | | | | | | | | | | |
1/10/25 17:41 | 1/7/25 | TTSH | Tile Shop Holdings, Inc. | DE | Retail | FurnSt | Home Furniture, Furnishings & | Fund 1 Investments, LLC | PR | T | | P.m | 617 | 6.75 | 0 | 91 | 1 | 11,437 | I | | | | | | | | | | | | | | |
1/10/25 17:32 | 11/12/24 | WYTC | Wytec International Inc | NV | Telco | Telco | Telegraph & Other Message Com | Gray William Henry | TX | OT | CEO | P.m | 3 | 1.04 | 0 | 3 | 0 | 3,202 | D | | | | | | | | | | | | | | |
1/10/25 17:26 | 1/10/25 | TBTC | Table Trac Inc | NV | PerSv | Entert | Miscellaneous Amusement & Rec | Berger Andrew | MN | D | | P | 107 | 3.95 | 0 | 27 | New | 27 | D | | | | | | | | | | | | | | |
1/10/25 17:26 | 1/8/25 | CVI | Cvr Energy Inc | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Icahn Carl C | FL | T | | P | 16,027 | 18.25 | 0 | 878 | 1 | 67,571 | I | | | | | | | | | | | | | | |
1/10/25 17:01 | 1/8/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Sell Moritz A | WI | D | | P | 11 | 6.50 | 0 | 2 | 42 | 5 | D | | | | | | | | | | | | | | |
1/10/25 16:43 | 1/8/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Merk Alexander | ME | O | COO | P.m | 635 | 21.99 | 0 | 29 | 13 | 257 | D | | | | | | | | | | | | | | |
1/10/25 16:34 | 1/7/25 | UPBD | Upbound Group, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Brown Jeffrey J | TX | D | | P.d | 33 | 29.01 | 0 | 1 | 1 | 86 | I | | | | | | | | | | | | | | |
1/10/25 16:30 | 1/8/25 | XOMA | Xoma Royalty Corp | | Health | Drug | Pharmaceutical Preparations | Sitko Bradley | CA | O | Chief In | P | 14 | 25.64 | 0 | 1 | 4 | 14 | M | | | | | | | | | | | | | | |
1/10/25 16:20 | 1/9/25 | SSII | Ss Innovations International, Inc. | FL | Health | MdEq | Surgical & Medical Instrument | Moll Frederic H | FL | D | | P | 2,000 | 1.37 | 0 | 1,458 | New | 1,458 | I | | | | | | | | | | | | | | |
1/10/25 16:05 | 1/7/25 | PETS | Petmed Express Inc | FL | Retail | DrugSt | Drug Stores & Proprietary Sto | Nina Capital Holdings Inc. | FL | T | | P | 124 | 4.98 | 0 | 25 | 1 | 2,175 | D | | | | | | | | | | | | | | |
1/10/25 15:42 | 1/10/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Donovan William | ME | D | | P | 9 | 22.03 | 0 | 0 | 10 | 4 | D | | | | | | | | | | | | | | |
1/10/25 13:55 | 11/15/24 | FRPH | Frp Holdings, Inc. | FL | RlEst | RlEst | Real Estate | Baker John D II | FL | D | | P.a | 10,000 | 29.00 | 0 | 345 | 15 | 2,572 | I | | | | | | | | | | | | | | |
1/10/25 12:44 | 1/8/25 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Toub Christopher M | IL | D | | P | 23 | 15.20 | 0 | 2 | 100 | 3 | D | | | | | | | | | | | | | | |
1/10/25 12:19 | 1/7/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 312 | 9.55 | 0 | 33 | 1 | 3,344 | I | | | | | | | | | | | | | | |
1/10/25 12:16 | 1/7/25 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 459 | 7.69 | 0 | 60 | 0 | 60,675 | I | | | | | | | | | | | | | | |
1/10/25 12:15 | 1/8/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 1,255.8 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
1/10/25 12:14 | 1/8/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 33 | 12.00 | 0 | 3 | 0 | 2,089 | I | | | | | | | | | | | | | | |
1/10/25 12:12 | 1/9/25 | FDBC | Fidelity D & D Bancorp Inc | PA | Financ | NtBnk | National Commercial Banks | Cali Brian J | PA | DO | CB | P | 12 | 54.25 | 0 | 0 | 0 | 404 | D | | | | | | | | | | | | | | |
1/10/25 12:12 | 1/7/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 340 | 8.53 | 0 | 40 | 1 | 3,862 | I | | | | | | | | | | | | | | |
1/10/25 12:09 | 1/8/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 44 | 9.39 | 0 | 5 | 0 | 4,119 | I | | | | | | | | | | | | | | |
1/10/25 11:27 | 1/7/25 | AOD | Abrdn Total Dynamic Dividend Fund | | Fund | CEF | Closed-End Funds | Reit Todd | PA | D | | P | 2 | 8.52 | 0 | 0 | 25 | 1 | D | | | | | | | | | | | | | | |
1/10/25 11:26 | 1/7/25 | AGD | Abrdn Global Dynamic Dividend Fund | | Fund | CEF | Closed-End Funds | Reit Todd | PA | D | | P | 1 | 9.96 | 0 | 0 | 10 | 1 | D | | | | | | | | | | | | | | |
1/10/25 11:25 | 1/7/25 | AWP | Abrdn Global Premier Properties Fund | | Fund | CEF | Closed-End Funds | Reit Todd | PA | D | | P | 7 | 3.78 | 0 | 2 | 183 | 3 | D | | | | | | | | | | | | | | |
1/10/25 11:08 | 1/8/25 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Strong Gary | CA | D | | P | 27 | 27.17 | 0 | 1 | 9 | 12 | D | | | | | | | | | | | | | | |
1/10/25 10:28 | 1/8/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.55 | 0 | 1 | 0 | 712 | M | | | | | | | | | | | | | | |
1/10/25 07:34 | 1/8/25 | CEPO | Cantor Equity Partners I, Inc. | E9 | Financ | AcqCo | Blank Checks | Cantor Ep Holdings I, LLC | NY | T | | P | 5,000 | 10.00 | 0 | 500 | New | 500 | D | | | | | | | | | | | | | | |
1/10/25 06:09 | 1/7/25 | ATLN | Atlantic International Corp. | DE | BizSv | Staff | Help Supply Services | Tenore Michael | NJ | O | GC | P.d | 0 | 0.0001 | 0 | 577 | 58 | 1,579 | D | | | | | | | | | | | | | | |
1/10/25 06:08 | 1/7/25 | ATLN | Atlantic International Corp. | DE | BizSv | Staff | Help Supply Services | Broderick Christopher | NJ | O | CFO | P.d | 0 | 0.0001 | 0 | 577 | 29 | 2,581 | D | | | | | | | | | | | | | | |
1/8/25 21:31 | 1/6/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 36 | 8.96 | 0 | 4 | 0 | 1,478 | I | | | | | | | | | | | | | | |
1/8/25 19:43 | 1/7/25 | FDX | Fedex Corp | DE | Trans | Airline | Air Courier Services | Dietrich John W | TN | O | EVP CHIE | P | 274 | 273.98 | 0 | 1 | 12 | 9 | D | | | | | | | | | | | | | | |
1/8/25 17:50 | 1/7/25 | AMST | Amesite Inc. | DE | Tech | Softw | Prepackaged Software | Omenn Gilbert S | MI | D | | P | 10 | 3.00 | 0 | 3 | 51 | 10 | I | | | | | | | | | | | | | | |
1/8/25 17:48 | 1/7/25 | AMST | Amesite Inc. | DE | Tech | Softw | Prepackaged Software | Parmer George | MI | D | | P | 250 | 3.00 | 0 | 83 | 79 | 189 | D | | | | | | | | | | | | | | |
1/8/25 17:46 | 1/7/25 | AMST | Amesite Inc. | DE | Tech | Softw | Prepackaged Software | Sastry Ann Marie | MI | DO | CEO | P | 1,000 | 3.00 | 0 | 333 | 61 | 875 | I | | | | | | | | | | | | | | |
1/8/25 16:35 | 1/6/25 | FBK | Fb Financial Corp | TN | Financ | StBnk | State Commercial Banks | Ayers James W. | TN | T | | P | 103 | 51.40 | 0 | 2 | 0 | 10,914 | D | | | | | | | | | | | | | | |
1/8/25 16:32 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Scodari Joseph C | NY | D | | P.d | 25 | 1.02 | 0 | 25 | 800 | 28 | D | | | | | | | | | | | | | | |
1/8/25 16:31 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sailer Carl | NY | D | | P.d | 25 | 1.02 | 0 | 25 | 21 | 142 | D | | | | | | | | | | | | | | |
1/8/25 16:31 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Luci David P | NY | DOT | P,CEO | P.d | 50 | 1.02 | 0 | 49 | 4 | 1,148 | D | | | | | | | | | | | | | | |
1/8/25 16:31 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Donohue James J. | NY | D | | P.d | 10 | 1.02 | 0 | 10 | 79 | 22 | D | | | | | | | | | | | | | | |
1/8/25 16:30 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Deluccia Robert J | NY | DT | | P.d | 50 | 1.02 | 0 | 49 | 5 | 1,014 | D | | | | | | | | | | | | | | |
1/8/25 16:30 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Dean Jack H | NY | D | | P.d | 10 | 1.02 | 0 | 10 | 56 | 28 | D | | | | | | | | | | | | | | |
1/8/25 16:10 | 1/8/25 | LFCR | Lifecore Biomedical, Inc. De | DE | Health | Drug | Pharmaceutical Preparations | Josephs Paul | MN | DO | CEO | P | 98 | 5.74 | 0 | 17 | 3 | 560 | D | | | | | | | | | | | | | | |
1/8/25 14:50 | 1/7/25 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Cazeau Jeff P. H. | FL | H | Independ | P | 10 | 0.1200 | 0 | 79 | 47 | 249 | D | | | | | | | | | | | | | | |
1/8/25 14:22 | 1/7/25 | MCY | Mercury General Corp | CA | Insur | Insur | Fire, Marine & Casualty Insur | Ribisi Mark Allan | CA | O | P of AIS | P | 4 | 64.71 | 0 | 0 | 8 | 1 | D | | | | | | | | | | | | | | |
1/8/25 14:13 | 1/8/25 | NRT | North European Oil Royalty Trust | NH | Financ | Invest | Oil Royalty Traders | Howard Richard Page | CT | H | Trustee | P | 24 | 4.83 | 0 | 5 | 2 | 265 | D | | | | | | | | | | | | | | |
1/8/25 14:11 | 1/6/25 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | P | 32 | 45.87 | 0 | 1 | 1 | 74 | D | | | | | | | | | | | | | | |
1/8/25 14:08 | 1/7/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 1,252.9 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
1/8/25 13:53 | 1/7/25 | GEF | Greif, Inc | DE | Hshld | Cntnr | Metal Shipping Barrels, Drums | Sathyanarayanan Bala | OH | O | EVP,Chie | P | 33 | 64.00 | 0 | 1 | 13 | 5 | D | | | | | | | | | | | | | | |
1/8/25 12:17 | 1/6/25 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | O'Neill Andrew J | NY | O | VP | P | 60 | 45.65 | 0 | 1 | 1 | 90 | D | | | | | | | | | | | | | | |
1/8/25 12:04 | 1/7/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.55 | 0 | 1 | 0 | 711 | M | | | | | | | | | | | | | | |
1/8/25 11:19 | 12/31/24 | SGA | Saga Communications Inc | FL | Media | Radio | Radio Broadcasting Stations | Gate City Capital Management, LLC | IL | T | | P | 2,707 | 11.25 | 0 | 241 | 39 | 864 | I | | | | | | | | | | | | | | |
1/8/25 06:10 | 1/6/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | P.m | 39 | 13.58 | 0 | 3 | 0 | 5,550 | D | | | | | | | | | | | | | | |
1/7/25 20:20 | 1/3/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Digiandomenico Anthony | TX | DOT | Co-Found | P | 0 | 6.25 | 0 | 0 | 0 | 81 | D | | | | | | | | | | | | | | |
1/7/25 18:25 | 1/6/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 1,224.1 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
1/7/25 17:32 | 1/6/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | P | 25 | 22.32 | 0 | 1 | 22 | 6 | D | | | | | | | | | | | | | | |
1/7/25 17:01 | 1/6/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Merk Alexander | ME | O | COO | P.m | 711 | 21.06 | 0 | 34 | 17 | 228 | D | | | | | | | | | | | | | | |
1/7/25 17:00 | 1/3/25 | BDCO | Blue Dolphin Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Carroll Jonathan P | TX | DOT | CEO,P | P.m | 22 | 2.75 | 0 | 8 | 0 | 4,069 | D | | | | | | | | | | | | | | |
1/7/25 16:46 | 1/7/25 | FMBM | F&m Bank Corp | VA | Financ | StBnk | State Commercial Banks | Runion Christopher S. | VA | D | | P | 8 | 20.18 | 0 | 0 | 5 | 8 | D | | | | | | | | | | | | | | |
1/7/25 16:37 | 1/7/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P | 3 | 1.72 | 0 | 2 | 0 | 8,360 | I | | | | | | | | | | | | | | |
1/7/25 16:35 | 12/27/24 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Monachil Credit Income Fund | CT | DOT | P,CEO | P | 201 | 10.05 | 0 | 20 | 2 | 1,209 | D | | | | | | | | | | | | | | |
1/7/25 13:38 | 1/7/25 | NRT | North European Oil Royalty Trust | NH | Financ | Invest | Oil Royalty Traders | Howard Richard Page | CT | H | Trustee | P | 23 | 4.58 | 0 | 5 | 2 | 260 | D | | | | | | | | | | | | | | |
1/7/25 13:05 | 1/6/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.53 | 0 | 1 | 0 | 710 | M | | | | | | | | | | | | | | |
1/7/25 12:07 | 1/7/25 | TMP | Tompkins Financial Corp | NY | Financ | StBnk | State Commercial Banks | Lee Angela B | NY | D | | P | 19 | 67.07 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
1/7/25 12:05 | 1/7/25 | TMP | Tompkins Financial Corp | NY | Financ | StBnk | State Commercial Banks | Johnson Patricia A | NY | D | | P | 18 | 67.07 | 0 | 0 | 6 | 5 | D | | | | | | | | | | | | | | |
1/7/25 11:33 | 1/6/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 14 | 0.7751 | 0 | 18 | 0 | 15,780 | D | | | | | | | | | | | | | | |
1/7/25 10:35 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Spence John Yogi | IL | H | Adviser | P.a | 27 | 25.82 | 0 | 1 | 26 | 5 | D | | | | | | | | | | | | | | |
1/7/25 09:53 | 1/6/25 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 543 | 12.08 | 0 | 45 | 1 | 5,155 | I | | | | | | | | | | | | | | |
1/7/25 09:51 | 1/6/25 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2,178 | 7.72 | 0 | 282 | 0 | 60,616 | I | | | | | | | | | | | | | | |
1/7/25 09:47 | 1/6/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 196 | 8.52 | 0 | 23 | 1 | 3,822 | I | | | | | | | | | | | | | | |
1/7/25 06:05 | 1/3/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | P | 44 | 12.95 | 0 | 3 | 0 | 5,547 | D | | | | | | | | | | | | | | |
1/6/25 19:22 | 1/2/25 | STCN | Steel Connect, Inc. | DE | Metal | MtlFb | Coating, Engraving & Allied S | Steel Partners Holdings L.P. | NY | DT | | P.d | 0 | 0.00 | 0 | 183 | 1 | 28,059 | I | | | | | | | | | | | | | | |
1/6/25 18:35 | 1/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | P.d | 4 | 10.20 | 0 | 0 | 2 | 19 | D | | | | | | | | | | | | | | |
1/6/25 18:33 | 1/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Kirk A Russell | VA | D | | P.d | 10 | 10.23 | 0 | 1 | 1 | 69 | I | | | | | | | | | | | | | | |
1/6/25 18:01 | 1/2/25 | TTSH | Tile Shop Holdings, Inc. | DE | Retail | FurnSt | Home Furniture, Furnishings & | Fund 1 Investments, LLC | PR | T | | P.m | 822 | 6.93 | 0 | 119 | 1 | 11,346 | I | | | | | | | | | | | | | | |
1/6/25 17:51 | 6/28/24 | INTZ | Intrusion Inc | DE | Tech | CNtwk | Computer Communications Equip | Scott Anthony | TX | O | CEO | P.m | 0 | 0.5058 | 0 | 1 | 0 | 654 | D | | | | | | | | | | | | | | |
1/6/25 17:50 | 6/28/24 | INTZ | Intrusion Inc | DE | Tech | CNtwk | Computer Communications Equip | Pinson Kimberly | TX | O | CFO | P.m | 0 | 0.9265 | 0 | 1 | 2 | 21 | D | | | | | | | | | | | | | | |
1/6/25 16:21 | 1/3/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P.m | 269 | 1.70 | 0 | 158 | 2 | 8,358 | M | | | | | | | | | | | | | | |
1/6/25 16:05 | 1/3/25 | RANG | Range Capital Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Range Capital Acquisition Sponsor, LLC | NY | T | | P | 0 | 0.00 | 0 | 28 | 1 | 4,036 | D | | | | | | | | | | | | | | |
1/6/25 16:05 | 1/3/25 | RANG | Range Capital Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Rotolo Tim | NY | DO | CEO,CFO | P | 0 | 0.00 | 0 | 28 | 1 | 4,036 | I | | | | | | | | | | | | | | |
1/6/25 16:02 | 12/23/24 | KFFB | Kentucky First Federal Bancorp | | Financ | SvBnk | Savings Institution, Federall | Johnson William H | KY | D | | P | 30 | 2.98 | 0 | 10 | 20 | 61 | I | | | | | | | | | | | | | | |
1/6/25 15:50 | 1/3/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Stahl Murray | NY | D | | P | 1 | 1,219.3 | 0 | 0 | 0 | 1,168 | M | | | | | | | | | | | | | | |
1/6/25 15:43 | 1/3/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Hoene Mary Joan | ME | D | | P.m | 9 | 20.82 | 0 | 0 | 5 | 9 | D | | | | | | | | | | | | | | |
1/6/25 15:29 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | McDonald George P. | NC | O | VP,Corpo | P | 9 | 304.12 | 0 | 0 | 2 | 2 | D | | | | | | | | | | | | | | |
1/6/25 15:26 | 1/2/25 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Law Lauren Kristen | NY | H | Sub-Advi | P | 15 | 25.35 | 0 | 1 | 6 | 11 | D | | | | | | | | | | | | | | |
1/6/25 15:24 | 1/2/25 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Boger Maegan Gallagher | NY | H | Sub-Advi | P | 30 | 25.35 | 0 | 1 | 6 | 21 | D | | | | | | | | | | | | | | |
1/6/25 15:22 | 1/2/25 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Mohr Gretchen Mae | NY | H | Sub-Advi | P | 30 | 25.35 | 0 | 1 | 6 | 21 | D | | | | | | | | | | | | | | |
1/6/25 15:19 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Watts John C | NC | O | VP Strat | P | 6 | 304.12 | 0 | 0 | 0 | 4 | D | | | | | | | | | | | | | | |
1/6/25 15:19 | 1/6/25 | NRT | North European Oil Royalty Trust | NH | Financ | Invest | Oil Royalty Traders | Howard Richard Page | CT | H | Trustee | P | 24 | 4.77 | 0 | 5 | 2 | 255 | D | | | | | | | | | | | | | | |
1/6/25 15:12 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Rayment Kevin | NC | O | VP,COO | P | 16 | 304.12 | 0 | 0 | 0 | 20 | D | | | | | | | | | | | | | | |
1/6/25 15:06 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Freda Robert F | NC | O | VP,Treas | P | 8 | 304.12 | 0 | 0 | 1 | 4 | D | | | | | | | | | | | | | | |
1/6/25 15:00 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Ferdenzi Paul J | NC | H | Former O | P | 10 | 304.12 | 0 | 0 | 0 | 16 | D | | | | | | | | | | | | | | |
1/6/25 14:50 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Farkas K Christopher | NC | O | VP,CFO | P | 9 | 304.12 | 0 | 0 | 0 | 9 | D | | | | | | | | | | | | | | |
1/6/25 14:46 | 1/2/25 | ATLN | Atlantic International Corp. | DE | BizSv | Staff | Help Supply Services | Jagid Jeffrey M | NJ | DO | CEO | P.d | 0 | 0.0001 | 0 | 2,886 | 77 | 6,621 | D | | | | | | | | | | | | | | |
1/6/25 14:43 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Bamford Lynn M | NC | DO | Chair,CE | P | 10 | 304.12 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
1/6/25 13:57 | 1/2/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | P.d | 0 | 20.00 | 0 | 0 | 0 | 7 | D | | | | | | | | | | | | | | |
1/6/25 13:56 | 1/2/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | VP,Secre | P.d | 0 | 20.00 | 0 | 0 | 0 | 23 | D | | | | | | | | | | | | | | |
1/6/25 13:15 | 1/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | P | 5 | 18.31 | 0 | 0 | 1 | 41 | D | | | | | | | | | | | | | | |
1/6/25 13:14 | 1/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | P | 2 | 18.31 | 0 | 0 | 1 | 8 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Schaefer William M | MI | O | CFO | P | 4 | 24.69 | 0 | 0 | 3 | 6 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Schwind Jerome E | MI | DO | P,CEO | P | 0 | 24.69 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Wheeler Peggy | MI | O | Chief Op | P | 1 | 24.69 | 0 | 0 | 0 | 9 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Catlin Jon D | MI | O | Chief Cr | P | 1 | 24.69 | 0 | 0 | 2 | 1 | D | | | | | | | | | | | | | | |
1/6/25 12:50 | 12/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Brennan Alice C | NY | D | | P | 0 | 2.51 | 0 | 0 | 1 | 2 | D | | | | | | | | | | | | | | |
1/6/25 12:04 | 1/2/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 110 | 12.38 | 0 | 9 | 0 | 5,785 | I | | | | | | | | | | | | | | |
1/6/25 11:42 | 1/2/25 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,332 | 7.50 | 0 | 178 | 0 | 60,334 | I | | | | | | | | | | | | | | |
1/6/25 11:39 | 1/2/25 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 70 | 9.28 | 0 | 8 | 0 | 3,846 | I | | | | | | | | | | | | | | |
1/6/25 11:31 | 1/2/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 77 | 11.97 | 0 | 6 | 0 | 2,086 | I | | | | | | | | | | | | | | |
1/6/25 11:22 | 1/3/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.49 | 0 | 1 | 0 | 708 | M | | | | | | | | | | | | | | |
1/6/25 11:19 | 1/2/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 320 | 8.52 | 0 | 38 | 1 | 3,799 | I | | | | | | | | | | | | | | |
1/6/25 11:03 | 1/2/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 55 | 9.35 | 0 | 6 | 0 | 4,114 | I | | | | | | | | | | | | | | |
1/6/25 10:13 | 1/3/25 | CIK | Credit Suisse Asset Management Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Gerber Charles | NY | D | | P.a | 25 | 2.90 | 0 | 9 | New | 9 | D | | | | | | | | | | | | | | |
1/6/25 07:35 | 1/2/24 | USEG | Us Energy Corp | WY | Energy | OilPrd | Crude Petroleum & Natural Gas | Smith Ryan Lewis | TX | DO | CEO | P.m | 2 | 1.66 | 0 | 1 | 0 | 873 | D | | | | | | | | | | | | | | |
1/6/25 06:13 | 1/2/25 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Sanchez Yovan Arturo | FL | D | | P | 7 | 0.1200 | 0 | 56 | 4 | 1,406 | D | | | | | | | | | | | | | | |
1/6/25 06:05 | 1/2/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | P | 24 | 11.97 | 0 | 2 | 0 | 5,544 | D | | | | | | | | | | | | | | |
1/6/25 06:00 | 12/24/24 | ZCAR | Zoomcar Holdings, Inc. | DE | PerSv | CarRnt | Auto Rental & Leasing (No Dri | Nishijima Hiroshi | K7 | O | Acting C | P.d | 50 | 1.56 | 0 | 32 | New | 32 | D | | | | | | | | | | | | | | |
1/3/25 21:30 | 12/31/24 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 38 | 8.76 | 0 | 4 | 0 | 1,474 | I | | | | | | | | | | | | | | |
1/3/25 21:18 | 3/15/24 | EXOD | Exodus Movement, Inc. | DE | Financ | Loan | Finance Services | Gernetzke James | NE | O | CFO | P | 0 | 6.96 | 0 | 0 | 0 | 429 | D | | | | | | | | | | | | | | |
1/3/25 20:27 | 12/31/24 | VRSN | Verisign Inc/Ca | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | P.m | 4,103 | 204.71 | 0 | 20 | 0 | 13,290 | I | | | | | | | | | | | | | | |
1/3/25 20:03 | 12/31/24 | WHLM | Wilhelmina International, Inc. | DE | BizSv | Conslt | Management Consulting Service | Lichtenstein Warren G | NY | TH | See Expl | P | 1,182 | 3.55 | 0 | 333 | 51 | 984 | I | | | | | | | | | | | | | | |
1/3/25 18:51 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | McCulloch Benjamin | IL | H | Secretar | P | 1 | 25.34 | 0 | 0 | 6 | 1 | D | | | | | | | | | | | | | | |
1/3/25 18:08 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Spence John Yogi | IL | H | Adviser | P | 27 | 25.82 | 0 | 1 | 13 | 9 | D | | | | | | | | | | | | | | |
1/3/25 17:00 | 12/31/24 | SSII | Ss Innovations International, Inc. | FL | Health | MdEq | Surgical & Medical Instrument | Moll Frederic H | FL | D | | P | 3,000 | 1.37 | 0 | 2,187 | 52 | 6,416 | I | | | | | | | | | | | | | | |
1/3/25 16:46 | 6/23/22 | NYSE. | Trinity Industries Inc | DE | Machn | RailEq | Railroad Equipment | Biesterfeld Robert C Jr | TX | D | | P.dm | 2 | 23.25 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
1/3/25 16:45 | 12/30/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Allen Anita L | NY | D | | P | 0 | 2.38 | 0 | 0 | 1 | 0 | D | | | | | | | | | | | | | | |
1/3/25 16:43 | 12/31/24 | SOWG | Sow Good Inc. | DE | FdBev | Food | Food & Kindred Products | Goldfarb IRA | TX | DOT | Exec CB | P | 25 | 2.05 | 0 | 12 | 0 | 6,174 | D | | | | | | | | | | | | | | |
1/3/25 16:42 | 12/31/24 | SOWG | Sow Good Inc. | DE | FdBev | Food | Food & Kindred Products | Goldfarb Claudia | TX | DOT | CEO | P | 25 | 2.05 | 0 | 12 | 1 | 2,169 | D | | | | | | | | | | | | | | |
1/3/25 16:41 | 12/30/24 | RICK | Rci Hospitality Holdings, Inc. | TX | Retail | Dining | Eating Places | Elaine Johnson Martin | TX | D | | P | 1 | 57.36 | 0 | 0 | 0 | 11 | D | | | | | | | | | | | | | | |
1/3/25 16:30 | 12/31/24 | XOMA | Xoma Royalty Corp | | Health | Drug | Pharmaceutical Preparations | Sitko Bradley | CA | O | Chief In | P | 8 | 25.90 | 0 | 0 | 2 | 13 | D | | | | | | | | | | | | | | |
1/3/25 16:17 | 1/2/25 | BSPK | Bespoke Extracts, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Feinsod Michael | NY | DOT | CEO | P.m | 1 | 0.1065 | 0 | 13 | 1 | 2,480 | D | | | | | | | | | | | | | | |
1/3/25 16:16 | 1/3/25 | FXBY | Foxby Corp. | | Fund | CEF | Closed-End Funds | Winmill Woodworth Borst | NY | D | | P | 3 | 17.15 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
1/3/25 16:15 | 12/18/24 | EVTV | Envirotech Vehicles, Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Maddox Jason | AR | O | P | P | 0 | 0.00 | 0 | 3,100 | New | 3,100 | D | | | | | | | | | | | | | | |