10/10/25 10:52 | 10/9/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 938 | M | | | | | | | | | | | | | | |
10/10/25 10:37 | 10/9/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 936.32 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/9/25 21:09 | 10/9/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Clemmer James C | NY | DO | P,CEO | P | 112 | 11.15 | 0 | 10 | 1 | 883 | D | | | | | | | | | | | | | | |
10/9/25 19:09 | 10/6/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Opaleye Management Inc. | MA | T | | P | 38 | 30.28 | 0 | 1 | 0 | 981 | I | | | | | | | | | | | | | | |
10/9/25 18:30 | 10/8/25 | ATYR | Atyr Pharma Inc | DE | Health | BioPrd | Biological Products, (No Diag | Schimmel Paul | CA | D | | P.m | 912 | 0.9118 | 0 | 1,000 | 91 | 2,101 | I | | | | | | | | | | | | | | |
10/9/25 17:24 | 10/7/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Moulder Leon O Jr | MA | DO | See Rema | P | 770 | 20.85 | 0 | 37 | 2 | 1,975 | I | | | | | | | | | | | | | | |
10/9/25 16:54 | 10/7/25 | LAW | Cs Disco, Inc. | DE | Tech | Softw | Prepackaged Software | Bogan Thomas F | TX | D | | P | 81 | 5.95 | 0 | 14 | 11 | 139 | D | | | | | | | | | | | | | | |
10/9/25 16:45 | 10/7/25 | CAG | Conagra Brands Inc. | DE | FdBev | Food | Food & Kindred Products | Brown Thomas K | IL | D | | P | 187 | 18.72 | 0 | 10 | 20 | 60 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/8/25 | PLCE | Childrens Place, Inc. | | Retail | ClthSt | Family Clothing Stores | Umair Muhammad | NJ | DO | P,INTERI | P | 50 | 7.00 | 0 | 7 | 3 | 278 | D | | | | | | | | | | | | | | |
10/9/25 16:28 | 10/8/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Maggiore Christopher D. | MI | DT | | P | 284 | 12.01 | 0 | 24 | 5 | 518 | D | | | | | | | | | | | | | | |
10/9/25 16:15 | 10/7/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Fairmount Funds Management LLC | PA | D | | P | 6,008 | 19.00 | 0 | 316 | 17 | 2,209 | I | | | | | | | | | | | | | | |
10/9/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Metheny Philip J. | TN | O | EVP,CFO | P | 100 | 24.00 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
10/9/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Sprinkle, Jr. Richard C. | TN | O | EVP,Chie | P | 100 | 24.00 | 0 | 4 | 19 | 26 | D | | | | | | | | | | | | | | |
10/9/25 16:05 | 10/7/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Rakolta John Jr | MI | D | | P | 1,771 | 70.41 | 0 | 25 | 5 | 554 | D | | | | | | | | | | | | | | |
10/9/25 15:37 | 9/13/24 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Lu Hongbo | MA | D | | P.m | 6,000 | 18.63 | 0 | 322 | New | 322 | I | | | | | | | | | | | | | | |
10/9/25 15:30 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Snow Daniel C | MA | D | | P | 10 | 3.00 | 0 | 3 | 39 | 12 | D | | | | | | | | | | | | | | |
10/9/25 15:26 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Hughes Francis J Jr | MA | D | | P | 55 | 3.00 | 0 | 18 | 4 | 438 | D | | | | | | | | | | | | | | |
10/9/25 15:19 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Cavoli Ivo James | MA | D | | P | 75 | 3.00 | 0 | 25 | 103 | 49 | D | | | | | | | | | | | | | | |
10/9/25 15:05 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Mackey Brian T | MA | O | P,CEO | P | 50 | 3.00 | 0 | 17 | 83 | 37 | D | | | | | | | | | | | | | | |
10/9/25 13:17 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Griffith Charles Kellogg Jr | MA | O | CFO | P | 12 | 3.00 | 0 | 4 | 11 | 42 | D | | | | | | | | | | | | | | |
10/9/25 12:57 | 10/7/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 29 | 0.9839 | 0 | 29 | 1 | 2,996 | D | | | | | | | | | | | | | | |
10/9/25 12:28 | 8/14/25 | ALTS | Alt5 Sigma Corp | NV | Financ | FinTrd | Commodity Contracts Brokers & | Danziger David C. | NV | D | | P | 73 | 7.30 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
10/9/25 12:26 | 5/2/25 | IVDN | Innovative Designs Inc | DE | Fash | Apprl | Miscellaneous Fabricated Text | Spagnolo John Jr | PA | D | | P.m | 4 | 0.2297 | 0 | 16 | 155 | 26 | D | | | | | | | | | | | | | | |
10/9/25 11:48 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | P | 1 | 27.47 | 0 | 0 | 1 | 10 | D | | | | | | | | | | | | | | |
10/9/25 11:17 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | P | 1 | 27.46 | 0 | 0 | 2 | 2 | D | | | | | | | | | | | | | | |
10/9/25 11:09 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | P | 1 | 27.47 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 10/8/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 28 | 0.9233 | 0 | 30 | 0 | 16,540 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | P | 2 | 27.46 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/9/25 10:38 | 10/8/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 937 | M | | | | | | | | | | | | | | |
10/9/25 10:26 | 10/8/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,147 | 48.17 | 0 | 24 | 1 | 4,727 | I | | | | | | | | | | | | | | |
10/9/25 10:20 | 10/8/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 935.09 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/9/25 09:01 | 10/8/25 | MLTX | Moonlake Immunotherapeutics | E9 | Health | Drug | Pharmaceutical Preparations | Bodenstedt Matthias | V8 | O | CFO | P | 99 | 9.09 | 0 | 11 | 2 | 628 | D | | | | | | | | | | | | | | |
10/8/25 20:55 | 10/6/25 | SPRB | Spruce Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Parkman Healthcare Partners LLC | CT | T | | P | 5 | 17.91 | 0 | 0 | 32 | 1 | I | | | | | | | | | | | | | | |
10/8/25 18:50 | 9/15/25 | SVCO | Silvaco Group, Inc. | DE | Tech | Softw | Prepackaged Software | Zegarelli Christopher John | CA | O | CFO | P | 26 | 5.03 | 0 | 5 | 1 | 424 | D | | | | | | | | | | | | | | |
10/8/25 16:28 | 10/6/25 | FDS | Factset Research Systems Inc | DE | Tech | Softw | Computer Programming, Data Pr | Shan Helen L. | CT | O | EVP,CFO | P | 102 | 275.48 | 0 | 0 | 4 | 9 | D | | | | | | | | | | | | | | |
10/8/25 15:18 | 10/6/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Peterson Adam K | NE | DT | | P | 0 | 0.00 | 0 | 5 | 0 | 2,544 | D | | | | | | | | | | | | | | |
10/8/25 14:34 | 10/6/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | Binstock Joan | NY | D | | P | 150 | 16.64 | 0 | 9 | 22 | 50 | I | | | | | | | | | | | | | | |
10/8/25 11:22 | 10/7/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 936 | M | | | | | | | | | | | | | | |
10/8/25 10:54 | 10/7/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 964.32 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/8/25 10:09 | 10/7/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2,169 | 46.50 | 0 | 47 | 1 | 4,703 | I | | | | | | | | | | | | | | |
10/8/25 08:20 | 10/6/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | P.m | 73 | 5.50 | 0 | 13 | 1 | 2,580 | I | | | | | | | | | | | | | | |
10/7/25 20:59 | 10/3/25 | SRRK | Scholar Rock Holding Corp | DE | Health | BioPrd | Biological Products, (No Diag | Akkaraju Srinivas | CA | D | | P.m | 18,807 | 37.58 | 0 | 500 | 9 | 5,824 | I | | | | | | | | | | | | | | |
10/7/25 18:55 | 10/7/25 | MTN | Vail Resorts Inc | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Korch Angela A | CO | O | EVP,CFO | P | 33 | 155.00 | 0 | 0 | 4 | 5 | D | | | | | | | | | | | | | | |
10/7/25 18:26 | 10/7/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | P | 28 | 25.78 | 0 | 1 | 7 | 17 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 10/6/25 | BXSL | Blackstone Secured Lending Fund | | Fund | CEF | Closed-End Funds | Bass Robert J | NY | H | Trustee | P | 100 | 26.63 | 0 | 4 | 22 | 21 | D | | | | | | | | | | | | | | |
10/7/25 15:36 | 10/3/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 28 | 12.53 | 0 | 2 | | 0 | I | | | | | | | | | | | | | | |
10/7/25 14:41 | 10/7/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Clark Todd J. | NJ | D | | P | 8 | 14.23 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Cohn Andrew M. | AZ | D | | P | 1,586 | 10.30 | 0 | 154 | 6 | 2,583 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Levine Jonathan L | AZ | D | | P | 7,500 | 10.30 | 0 | 728 | 6 | 12,178 | I | | | | | | | | | | | | | | |
10/7/25 12:42 | 9/5/25 | MDRR | Medalist Diversified Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Winn Charles Brent Jr. | VA | O | CFO | P | 2 | 13.50 | 0 | 0 | 0 | 54 | D | | | | | | | | | | | | | | |
10/7/25 11:55 | 9/23/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | P | 0 | 0.0600 | 0 | 7 | 0 | 7,768 | D | | | | | | | | | | | | | | |
10/7/25 11:06 | 10/6/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 935 | M | | | | | | | | | | | | | | |
10/7/25 10:26 | 10/6/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 950.35 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/7/25 09:21 | 10/3/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | P.m | 14 | 3.38 | 0 | 4 | 3 | 158 | I | | | | | | | | | | | | | | |
10/7/25 08:56 | 10/3/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Feinberg Peter | MA | D | | P | 50 | 6.67 | 0 | 8 | 1 | 1,141 | D | | | | | | | | | | | | | | |
10/7/25 07:07 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | Range Capital Acquisition Sponsor Ii, LLC | NY | T | | P | 0 | 0.00 | 0 | 430 | New | 430 | D | | | | | | | | | | | | | | |
10/7/25 07:04 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | Rotolo Tim | NY | DOT | CEO | P | 0 | 0.00 | 0 | 430 | New | 430 | I | | | | | | | | | | | | | | |
10/7/25 07:00 | 10/6/25 | BNC | Cea Industries Inc. | NV | Ag | Ag | Agricultural Services | McDonald Anthony K | CO | DO | P | P.d | 50 | 8.55 | 0 | 6 | 64 | 15 | D | | | | | | | | | | | | | | |
10/6/25 21:44 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 900 | New | 900 | I | | | | | | | | | | | | | | |
10/6/25 20:25 | 10/2/25 | CASS | Cass Information Systems Inc | MO | BizSv | BizSv | Business Services | Resch Martin H. | MO | O | P,CEO | P | 19 | 38.69 | 0 | 1 | 1 | 42 | D | | | | | | | | | | | | | | |
10/6/25 19:46 | 10/2/25 | CALM | Cal-Maine Foods Inc | DE | Ag | Ag | Livestock & Animal Specialtie | Lombardo Keira L | MS | O | Chief St | P | 259 | 92.36 | 0 | 3 | 299 | 4 | D | | | | | | | | | | | | | | |
10/6/25 19:23 | 10/2/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Sun Qing Bill | TX | DOT | CEO | P.d | 3,340 | 10.00 | 0 | 334 | 12 | 3,209 | I | | | | | | | | | | | | | | |
10/6/25 19:22 | 10/2/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Aa Mission Sponsor II | TX | T | | P.d | 3,340 | 10.00 | 0 | 334 | 12 | 3,209 | D | | | | | | | | | | | | | | |
10/6/25 18:58 | 10/3/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Tucci Michael D | UT | D | | P | 141 | 2.81 | 0 | 50 | 216 | 73 | D | | | | | | | | | | | | | | |
10/6/25 18:19 | 10/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | P.d | 4 | 6.98 | 0 | 1 | 2 | 26 | D | | | | | | | | | | | | | | |
10/6/25 18:14 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Cantor Ep Holdings I, LLC | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 900 | New | 900 | I | | | | | | | | | | | | | | |
10/6/25 18:11 | 10/6/25 | CEPO | Cantor Equity Partners I, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 500 | New | 500 | I | | | | | | | | | | | | | | |
10/6/25 18:08 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cf Group Management Inc | NY | DTH | Managing | P | 82,632 | 9.21 | 0 | 8,974 | 9 | 105,287 | I | | | | | | | | | | | | | | |
10/6/25 18:07 | 10/6/25 | CEP | Cantor Equity Partners, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 300 | New | 300 | I | | | | | | | | | | | | | | |
10/6/25 18:05 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cantor Fitzgerald, L. P. | NY | DT | | P | 82,632 | 9.21 | 0 | 8,974 | 10 | 102,314 | D | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | CAEP | Cantor Equity Partners Iii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 580 | New | 580 | I | | | | | | | | | | | | | | |
10/6/25 17:58 | 10/6/25 | CEPT | Cantor Equity Partners Ii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 580 | New | 580 | I | | | | | | | | | | | | | | |
10/6/25 17:57 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Brandon | NY | DT | | P | 82,632 | 0.7523 | 0 | 109,834 | 999% | 111,393 | I | | | | | | | | | | | | | | |
10/6/25 17:47 | 10/6/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | P | 5 | 1.55 | 0 | 3 | 1 | 498 | D | | | | | | | | | | | | | | |
10/6/25 16:24 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | P | 0 | 19.70 | 0 | 0 | 0 | 10 | D | | | | | | | | | | | | | | |
10/6/25 16:22 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | P | 4 | 19.70 | 0 | 0 | 0 | 46 | D | | | | | | | | | | | | | | |
10/6/25 16:20 | 10/3/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahl Murray | NY | D | | P.d | 0 | 41.97 | 0 | 0 | 0 | 4,558 | I | | | | | | | | | | | | | | |
10/6/25 16:11 | 10/2/25 | KMX | Carmax Inc | VA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Oneil Mark F | VA | D | | P | 500 | 46.21 | 0 | 11 | 78 | 25 | D | | | | | | | | | | | | | | |
10/6/25 15:56 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Dixon Robert E | CA | O | CEO,P | P.m | 76 | 5.06 | 0 | 15 | 14 | 125 | I | | | | | | | | | | | | | | |
10/6/25 15:48 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sherpa Angche | CA | O | CFO | P.m | 76 | 5.06 | 0 | 15 | 19 | 93 | I | | | | | | | | | | | | | | |
10/6/25 15:37 | 10/6/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Mears Michael N | TX | D | | P | 122 | 12.24 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
10/6/25 15:28 | 9/25/25 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P.a | 60 | 12.64 | 0 | 5 | | 0 | I | | | | | | | | | | | | | | |
10/6/25 14:54 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Simpson Christine Elizabeth | CA | O | Chief Po | P.m | 76 | 5.06 | 0 | 15 | 19 | 93 | I | | | | | | | | | | | | | | |
10/6/25 14:43 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Fuller Glen W | CA | O | TREASURE | P.m | 76 | 5.06 | 0 | 15 | 19 | 92 | I | | | | | | | | | | | | | | |
10/6/25 14:36 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Patterson Charles E. II | CA | DO | GC,Secre | P.m | 76 | 5.06 | 0 | 15 | 19 | 92 | I | | | | | | | | | | | | | | |
10/6/25 14:02 | 10/2/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bluth Jeri Ruth | CA | O | Chief Co | P.m | 76 | 5.06 | 0 | 15 | 19 | 92 | I | | | | | | | | | | | | | | |
10/6/25 13:29 | 10/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | P | 12,550 | 24.90 | 0 | 504 | 29 | 2,263 | D | | | | | | | | | | | | | | |
10/6/25 12:23 | 10/6/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P | 10 | 2.30 | 0 | 4 | 0 | 8,840 | D | | | | | | | | | | | | | | |
10/6/25 11:06 | 10/3/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 934 | M | | | | | | | | | | | | | | |
10/6/25 11:05 | 10/3/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 970.62 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/6/25 09:28 | 10/3/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Hand Joseph Thomas | PA | DO | P,CEO | P | 0 | 30.07 | 0 | 0 | 0 | 38 | D | | | | | | | | | | | | | | |
10/6/25 09:12 | 10/3/25 | PMN | Promis Neurosciences Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | Milbury Max A. | A6 | H | Principa | P | 15 | 0.4912 | 0 | 30 | 203 | 45 | D | | | | | | | | | | | | | | |
10/6/25 06:30 | 10/3/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Erlich Craig | MI | O | CHIEF GR | P | 26 | 70.85 | 0 | 0 | 1 | 58 | D | | | | | | | | | | | | | | |
10/6/25 06:14 | 10/3/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | P | 0 | 0.6700 | 0 | 1 | 0 | 616 | I | | | | | | | | | | | | | | |
10/3/25 21:33 | 10/2/25 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | Ault Milton C III | NV | D | | P.m | 69 | 4.71 | 0 | 15 | 24 | 75 | I | | | | | | | | | | | | | | |
10/3/25 18:10 | 10/2/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Stone Paul | UT | DO | P,CEO | P.m | 188 | 2.76 | 0 | 68 | 7 | 1,111 | D | | | | | | | | | | | | | | |
10/3/25 17:40 | 10/1/25 | LAC | Lithium Americas Corp. | A1 | Mining | IndMn | Metal Mining | Zawadzki Alexi Illya | NV | O | VP,Resou | P | 192 | 9.58 | 0 | 20 | 50 | 60 | D | | | | | | | | | | | | | | |
10/3/25 17:37 | 10/2/25 | KNTK | Kinetik Holdings Inc. | DE | Utility | NgDist | Natural Gas Transmission | Welch Jamie | TX | DO | See Rema | P.d | 196 | 39.13 | 0 | 5 | 0 | 3,676 | D | | | | | | | | | | | | | | |
10/3/25 16:30 | 8/8/25 | ASMB | Assembly Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Gilead Sciences, Inc. | CA | T | | P.d | 0 | 0.00 | 0 | 2,296 | 104 | 4,505 | D | | | | | | | | | | | | | | |
10/3/25 16:30 | 10/1/25 | BNC | Cea Industries Inc. | NV | Ag | Ag | Agricultural Services | McDonald Anthony K | CO | DO | P | P.d | 10 | 7.86 | 0 | 1 | 15 | 9 | D | | | | | | | | | | | | | | |
10/3/25 16:29 | 10/1/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.d | 2 | 0.0976 | 0 | 16 | 1 | 2,967 | D | | | | | | | | | | | | | | |
10/3/25 16:22 | 10/1/25 | WTI | W&T Offshore Inc | TX | Energy | OilPrd | Crude Petroleum & Natural Gas | Krohn Tracy W | TX | DOT | CB,CEO,P | P.m | 527 | 1.84 | 0 | 287 | 1 | 48,807 | D | | | | | | | | | | | | | | |
10/3/25 16:09 | 10/2/25 | KMX | Carmax Inc | VA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Steenrod Mitchell D | VA | D | | P | 91 | 45.57 | 0 | 2 | 6 | 38 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 10/1/25 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | Johnson Glenn Harold | ND | D | | P | 225 | 5.00 | 0 | 45 | 89 | 96 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 10/1/25 | RR | Richtech Robotics Inc. | NV | Machn | Mchn | General Industrial Machinery | Huang Zhenwu | NV | O | CEO | P | 0 | 0.00 | 0 | 200 | 1 | 30,108 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 10/1/25 | RR | Richtech Robotics Inc. | NV | Machn | Mchn | General Industrial Machinery | Zheng Phil | NV | O | COO | P | 0 | 0.00 | 0 | 200 | 20 | 1,200 | D | | | | | | | | | | | | | | |
10/3/25 16:04 | 10/1/25 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | Johnson Chris A | ND | D | | P | 80 | 5.00 | 0 | 16 | 36 | 61 | M | | | | | | | | | | | | | | |
10/3/25 13:18 | 10/2/25 | SNGX | Soligenix, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Schaber Christopher J | NJ | DO | CB,CEO,P | P | 20 | 1.32 | 0 | 15 | 999% | 16 | D | | | | | | | | | | | | | | |
10/3/25 12:47 | 9/19/25 | CLOQ | Cyberloq Technologies, Inc. | | Tech | Softw | Prepackaged Software | Hurst Edwin Leon | PA | D | | P.m | 38 | 0.2183 | 0 | 176 | 3 | 5,424 | D | | | | | | | | | | | | | | |
10/3/25 11:57 | 10/1/25 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | P,Princi | P | 1 | 12.01 | 0 | 0 | 0 | 41 | D | | | | | | | | | | | | | | |
10/3/25 11:44 | 10/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Furcron Thomas Patrick | VA | O | VP,Field | P | 0 | 22.50 | 0 | 0 | 2 | 1 | D | | | | | | | | | | | | | | |
10/3/25 11:43 | 10/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | P.d | 0 | 22.50 | 0 | 0 | 0 | 7 | D | | | | | | | | | | | | | | |
10/3/25 11:42 | 10/1/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | SVP,Secr | P.d | 0 | 22.50 | 0 | 0 | 0 | 24 | D | | | | | | | | | | | | | | |
10/3/25 11:10 | 10/2/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 967.13 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/3/25 11:08 | 10/2/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.61 | 0 | 1 | 0 | 933 | M | | | | | | | | | | | | | | |
10/3/25 09:16 | 10/1/25 | XPEPX | Amg Pantheon Fund, LLC | | Fund | CEF | Closed-End Funds | Sassine Victoria | CT | D | | P | 25 | 29.27 | 0 | 1 | 79 | 2 | D | | | | | | | | | | | | | | |
10/3/25 06:30 | 10/2/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Agree Joey | MI | DO | P,CEO | P | 249 | 70.63 | 0 | 4 | 1 | 642 | D | | | | | | | | | | | | | | |
10/2/25 21:19 | 9/30/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Yaldoo Laith L | MI | DT | | P | 245 | 15.99 | 0 | 15 | 3 | 573 | I | | | | | | | | | | | | | | |
10/2/25 19:55 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Reynolds Marshall T | LA | D | | P | 250 | 8.05 | 0 | 31 | 2 | 2,064 | D | | | | | | | | | | | | | | |
10/2/25 19:23 | 10/2/25 | SPWH | Sportsman'S Warehouse Holdings, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | McBee Richard D | UT | D | | P | 62 | 2.47 | 0 | 25 | 7 | 365 | D | | | | | | | | | | | | | | |
10/2/25 18:19 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | D | | P | 1,138 | 8.05 | 0 | 141 | 3 | 4,961 | I | | | | | | | | | | | | | | |
10/2/25 17:54 | 10/1/25 | TEAM | Atlassian Corp | | Tech | Softw | Prepackaged Software | Belsky Scott | CA | D | | P | 240 | 153.10 | 0 | 2 | 51 | 5 | I | | | | | | | | | | | | | | |
10/2/25 17:49 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | McAnally Bruce | LA | D | | P | 250 | 8.05 | 0 | 31 | 15 | 238 | I | | | | | | | | | | | | | | |
10/2/25 17:10 | 9/30/25 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | Ault Milton C III | NV | D | | P.m | 19 | 4.80 | 0 | 4 | 7 | 61 | I | | | | | | | | | | | | | | |
10/2/25 17:03 | 9/30/25 | MRAI | Marpai, Inc. | DE | Health | Health | Misc Health & Allied Services | Lamendola Damien | FL | DOT | CEO | P | 200 | 1.36 | 0 | 147 | 2 | 8,152 | I | | | | | | | | | | | | | | |
10/2/25 17:01 | 9/30/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | P | 3 | 14.63 | 0 | 0 | 0 | 1,591 | D | | | | | | | | | | | | | | |
10/2/25 16:59 | 9/30/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | P | 2 | 14.63 | 0 | 0 | 0 | 136 | D | | | | | | | | | | | | | | |
10/2/25 16:57 | 10/1/25 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Beery Robin C | PA | D | | P.a | 50 | 12.91 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
10/2/25 16:51 | 10/1/25 | MAIA | Maia Biotechnology, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Smith Stan | IL | D | | P.d | 25 | 1.30 | 0 | 19 | 1 | 1,324 | I | | | | | | | | | | | | | | |
10/2/25 16:44 | 9/30/25 | SAVA | Cassava Sciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Cook Robert Christopher | TX | O | COO,Lega | P | 40 | 2.91 | 0 | 14 | New | 14 | D | | | | | | | | | | | | | | |
10/2/25 16:33 | 9/11/25 | EFC | Ellington Financial Inc. | DE | RlEst | RlEst | Real Estate | Simon Ronald I | CT | D | | P | 75 | 13.56 | 0 | 6 | 7 | 80 | I | | | | | | | | | | | | | | |
10/2/25 16:29 | 9/11/25 | EARN | Ellington Credit Co | DE | RlEst | REIT | Real Estate Investment Trusts | Simon Ronald I | CT | D | | P | 60 | 5.68 | 0 | 11 | 15 | 80 | D | | | | | | | | | | | | | | |
10/2/25 16:28 | 10/1/25 | EARN | Ellington Credit Co | DE | RlEst | REIT | Real Estate Investment Trusts | Borenstein Gregory Morris | CT | O | Portfoli | P | 16 | 5.29 | 0 | 3 | 14 | 25 | D | | | | | | | | | | | | | | |
10/2/25 16:17 | 9/30/25 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Carson William H. | CA | D | | P | 13 | 3.05 | 0 | 4 | 11 | 42 | D | | | | | | | | | | | | | | |
10/2/25 16:10 | 9/30/25 | CNXC | Concentrix Corp | DE | BizSv | BizSv | Business Services | Caldwell Christopher A | CA | DO | P,CEO | P.d | 47 | 47.44 | 0 | 1 | 0 | 305 | D | | | | | | | | | | | | | | |
10/2/25 15:57 | 10/1/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 944.99 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/2/25 13:26 | 9/30/25 | ACP | Abrdn Income Credit Strategies Fund | | Fund | CEF | Closed-End Funds | Porter Rahn K | PA | D | | P | 13 | 5.79 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
10/2/25 13:19 | 10/1/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.61 | 0 | 1 | 0 | 931 | M | | | | | | | | | | | | | | |
10/2/25 13:10 | 10/1/25 | LNPIX | Lincoln Partners Group Royalty Fund | | Fund | CEF | Closed-End Funds | Partners Group (Usa) Inc. | NY | H | Subadvis | P | 12,496 | 10.57 | 0 | 1,182 | | 0 | D | | | | | | | | | | | | | | |
10/2/25 12:34 | 9/30/25 | EPSN | Epsilon Energy Ltd. | A0 | Energy | OilPrd | Crude Petroleum & Natural Gas | Williamson Andrew | TX | O | CFO | P | 62 | 4.94 | 0 | 13 | 8 | 169 | I | | | | | | | | | | | | | | |
10/2/25 09:52 | 10/1/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Mazarakis John | FL | DO | Exec CB | P | 93 | 12.43 | 0 | 8 | 2 | 445 | D | | | | | | | | | | | | | | |
10/2/25 09:37 | 9/30/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | P | 0 | 0.7200 | 0 | 0 | 0 | 615 | I | | | | | | | | | | | | | | |
10/2/25 09:02 | 10/1/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Morales Mallory | MA | O | Chief Ac | P | 2 | 6.39 | 0 | 0 | 1 | 28 | D | | | | | | | | | | | | | | |
10/2/25 08:57 | 10/1/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Neufeld Leah R | MA | O | CHIEF PE | P | 5 | 6.38 | 0 | 1 | 4 | 23 | D | | | | | | | | | | | | | | |
10/2/25 08:52 | 10/1/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Bookman Michael | MA | O | GC,SECRE | P | 7 | 6.83 | 0 | 1 | 26 | 5 | D | | | | | | | | | | | | | | |
10/1/25 18:43 | 9/26/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 2 | 12.40 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
10/1/25 17:51 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | VA | D | | P | 35 | 185.95 | 0 | 0 | 1 | 16 | D | | | | | | | | | | | | | | |
10/1/25 17:47 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy | MD | D | | P | 14 | 185.95 | 0 | 0 | 1 | 7 | D | | | | | | | | | | | | | | |
10/1/25 17:39 | 9/30/25 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | He Junli | MA | DO | CEO | P | 1 | 1.98 | 0 | 0 | 0 | 278 | D | | | | | | | | | | | | | | |
10/1/25 17:35 | 9/29/25 | STRR | Star Equity Holdings, Inc. | DE | BizSv | Staff | Help Supply Services | Eberwein Jeffrey E. | CT | DOT | CEO | P.m | 86 | 11.27 | 0 | 8 | 0 | 1,813 | D | | | | | | | | | | | | | | |
10/1/25 17:28 | 10/1/25 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 10 | 21.55 | 0 | 0 | 2 | 22 | D | | | | | | | | | | | | | | |
10/1/25 17:15 | 9/30/25 | AIG | American International Group, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Inglis John C | NY | D | | P | 1 | 78.03 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
10/1/25 17:13 | 9/29/25 | STRUX | Stepstone Private Infrastructure Fund | | Fund | CEF | Closed-End Funds | Sittema Thomas Kent | NC | D | | P | 75 | 14.28 | 0 | 5 | 5 | 108 | I | | | | | | | | | | | | | | |
10/1/25 17:04 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | NY | D | | P | 86 | 185.95 | 0 | 0 | 1 | 70 | D | | | | | | | | | | | | | | |
10/1/25 17:02 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IL | D | | P | 62 | 185.95 | 0 | 0 | 1 | 32 | D | | | | | | | | | | | | | | |
10/1/25 17:00 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | NY | D | | P | 36 | 185.95 | 0 | 0 | 1 | 32 | D | | | | | | | | | | | | | | |
10/1/25 17:00 | 9/5/25 | DRTTF | Dirtt Environmental Solutions Ltd | A0 | Tech | Softw | Prepackaged Software | Robinson Scott L | A0 | D | | P | 11 | 0.5441 | 0 | 20 | 7 | 313 | D | | | | | | | | | | | | | | |
10/1/25 16:58 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | CT | D | | P | 41 | 185.95 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
10/1/25 16:58 | 10/1/25 | AMBC | Ambac Financial Group Inc | DE | Insur | SurIns | Surety Insurance | Leblanc Claude | NY | DO | CEO | P.d | 214 | 8.54 | 0 | 25 | 3 | 1,022 | D | | | | | | | | | | | | | | |
10/1/25 16:56 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Lewis Randall J | IN | D | | P | 10 | 185.95 | 0 | 0 | 1 | 5 | D | | | | | | | | | | | | | | |
10/1/25 16:51 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | MD | D | | P | 6 | 185.95 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
10/1/25 16:48 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | FL | D | | P | 65 | 185.95 | 0 | 0 | 1 | 44 | D | | | | | | | | | | | | | | |
10/1/25 16:46 | 9/30/25 | SPG | Simon Property Group Inc /De/ | DE | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | CA | D | | P | 39 | 185.95 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Wilson Lindsey B. | CA | O | Chief Bu | P | 10 | 20.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Wagner Jason Montgomery | CA | D | | P | 5 | 20.00 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Pangracs Jason Allan | CA | D | | P | 40 | 20.00 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Ferrari Adam D. | CA | DO | CEO | P | 100 | 20.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Goodnight Sean M. | CA | O | Chief Ac | P | 10 | 20.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Allen Brandon K. | CA | O | COO | P | 50 | 20.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Arn Justin L. | CA | O | Chief La | P | 5 | 20.00 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Wheeler David Mark | CA | O | GC | P | 20 | 20.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
10/1/25 16:10 | 9/29/25 | PHXE. | Phoenix Energy One, LLC | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Allen Curtis R. | CA | DO | CFO | P | 170 | 20.00 | 0 | 9 | New | 9 | D | | | | | | | | | | | | | | |
10/1/25 16:05 | 9/29/25 | ASIC | Ategrity Specialty Insurance Co Holdings | DE | Insur | Insur | Fire, Marine & Casualty Insur | Zimmer Stuart J. | NY | DT | | P.m | 216 | 19.42 | 0 | 11 | 0 | 38,792 | I | | | | | | | | | | | | | | |
10/1/25 14:53 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | P | 2 | 28.64 | 0 | 0 | 0 | 64 | D | | | | | | | | | | | | | | |
10/1/25 14:52 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | P | 3 | 28.64 | 0 | 0 | 1 | 11 | D | | | | | | | | | | | | | | |
10/1/25 14:49 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | P | 3 | 28.64 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
10/1/25 14:46 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | P | 10 | 28.64 | 0 | 0 | 1 | 42 | D | | | | | | | | | | | | | | |
10/1/25 14:43 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | P | 8 | 28.64 | 0 | 0 | 0 | 118 | D | | | | | | | | | | | | | | |
10/1/25 14:41 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | P | 1 | 28.64 | 0 | 0 | 0 | 36 | D | | | | | | | | | | | | | | |
10/1/25 14:29 | 9/29/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | P | 1,469 | 8.18 | 0 | 180 | 1 | 13,850 | M | | | | | | | | | | | | | | |
10/1/25 14:25 | 9/26/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | P | 10 | 35.47 | 0 | 0 | 0 | 260 | D | | | | | | | | | | | | | | |
10/1/25 14:24 | 9/30/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 930 | M | | | | | | | | | | | | | | |
10/1/25 14:07 | 10/1/25 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Beery Robin C | PA | D | | P | 50 | 12.91 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
10/1/25 14:01 | 10/1/25 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | P | 6 | 5.55 | 0 | 1 | 1 | 141 | D | | | | | | | | | | | | | | |
10/1/25 13:58 | 10/1/25 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | P | 6 | 6.37 | 0 | 1 | 1 | 157 | D | | | | | | | | | | | | | | |
10/1/25 13:07 | 9/30/25 | PEPG | Pepgen Inc. | DE | Health | Drug | Pharmaceutical Preparations | Oxford Science Enterprises Plc | X0 | H | Former 1 | P | 640 | 3.20 | 0 | 200 | 4 | 4,955 | D | | | | | | | | | | | | | | |
10/1/25 12:45 | 9/30/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 914.14 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
10/1/25 10:40 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Stockwell Lynn | FL | DOT | CEO,Exe. | P.d | 0 | 0.00 | 0 | 700 | 12 | 6,708 | I | | | | | | | | | | | | | | |
10/1/25 10:37 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Drugs Made In America Acquisition II LLC | FL | T | | P.d | 0 | 0.00 | 0 | 700 | 12 | 6,708 | D | | | | | | | | | | | | | | |
10/1/25 08:59 | 9/30/25 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Feinberg Peter | MA | D | | P | 53 | 7.03 | 0 | 8 | 1 | 1,134 | D | | | | | | | | | | | | | | |
10/1/25 08:59 | 9/30/25 | FFBC | First Financial Bancorp /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Arvia Anne L | OH | D | | P | 16 | 25.25 | 0 | 1 | 7 | 10 | D | | | | | | | | | | | | | | |
9/30/25 21:47 | 12/13/24 | KLG | Wk Kellogg Co | DE | FdBev | Food | Grain Mill Products | Brown Bruce Alan | MI | O | Chief Cu | P.d | 1 | 21.36 | 0 | 0 | | 0 | M | | | | | | | | | | | | | | |
9/30/25 21:44 | 9/26/25 | RIG | Transocean Ltd. | V8 | Energy | OilDrl | Drilling Oil & Gas Wells | Perestroika (Cyprus) Ltd | V8 | DT | | P | 12,200 | 3.05 | 0 | 4,000 | 4 | 95,075 | D | | | | | | | | | | | | | | |
9/30/25 21:42 | 9/26/25 | RIG | Transocean Ltd. | V8 | Energy | OilDrl | Drilling Oil & Gas Wells | Perestroika | V8 | DT | | P | 12,200 | 3.05 | 0 | 4,000 | 4 | 95,075 | I | | | | | | | | | | | | | | |
9/30/25 21:41 | 9/26/25 | RIG | Transocean Ltd. | V8 | Energy | OilDrl | Drilling Oil & Gas Wells | Mohn Frederik Wilhelm | V8 | DT | | P | 12,200 | 3.05 | 0 | 4,000 | 4 | 95,097 | I | | | | | | | | | | | | | | |
9/30/25 19:56 | 5/17/24 | AGRI | Agriforce Growing Systems Ltd. | A1 | Financ | Loan | Finance Services | Welch David Ryan | CA | D | | P.d | 1 | 129.42 | 0 | 0 | 0 | 97 | D | | | | | | | | | | | | | | |
9/30/25 19:44 | 9/26/25 | UAMY | United States Antimony Corp | MT | Metal | NFeMtl | Primary Smelting & Refining o | Evans Gary C | TX | DO | CB,CEO | P | 613 | 6.13 | 0 | 100 | 4 | 2,379 | D | | | | | | | | | | | | | | |
9/30/25 19:15 | 9/26/25 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ault Milton C III | NV | DOT | Exec CB | P.m | 1 | 0.4328 | 0 | 3 | 8 | 39 | D | | | | | | | | | | | | | | |
9/30/25 19:15 | 9/26/25 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | Ault Milton C III | NV | D | | P.m | 107 | 4.28 | 0 | 25 | 79 | 57 | I | | | | | | | | | | | | | | |
9/30/25 18:47 | 9/29/25 | FCRS | Futurecrest Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Semler Eric | NY | D | | P.d | 0 | 0.00 | 0 | 500 | New | 500 | I | | | | | | | | | | | | | | |