11/22/24 18:44 | 11/20/24 | WHLM | Wilhelmina International, Inc. | DE | BizSv | Conslt | Management Consulting Service | Lichtenstein Warren G | NY | TH | See Expl | P | 68 | 3.58 | 0 | 19 | 3 | 608 | I | | | | | | | | | | | | | | |
11/22/24 18:41 | 11/21/24 | RDZN | Roadzen Inc. | D8 | Insur | InsBrk | Insurance Agents, Brokers & S | Malhotra Rohan | CA | DOT | See Rema | P.m | 6 | 0.8367 | 0 | 7 | 0 | 23,580 | D | | | | | | | | | | | | | | |
11/22/24 18:38 | 11/20/24 | BH | Biglari Holdings Inc. | IN | Retail | Dining | Eating Places | Biglari, Sardar | TX | DOT | CB,CEO | P.m | 507 | 208.77 | 0 | 2 | 0 | 1,533 | I | | | | | | | | | | | | | | |
11/22/24 18:33 | 11/19/24 | NINE | Nine Energy Service, Inc. | DE | Energy | OilSv | Oil & Gas Field Services | Monroe William | TX | T | | P.m | 1,160 | 1.21 | 0 | 960 | 25 | 4,860 | D | | | | | | | | | | | | | | |
11/22/24 18:28 | 11/20/24 | CLVT | Clarivate Plc | Y9 | BizSv | DocSv | Computer Processing & Data Pr | Angelakis Michael J | X0 | D | | P.m | 17,863 | 5.16 | 0 | 3,465 | 28 | 15,781 | I | | | | | | | | | | | | | | |
11/22/24 18:01 | 11/20/24 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Ellin Robert S | CA | DO | Exec CB | P.m | 19 | 1.90 | 0 | 10 | 1 | 1,031 | D | | | | | | | | | | | | | | |
11/22/24 17:45 | 11/21/24 | FBRX | Forte Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Riley Antony A | TX | O | CFO | P | 125 | 5.55 | 0 | 23 | 273 | 31 | D | | | | | | | | | | | | | | |
11/22/24 17:39 | 11/20/24 | NRDY | Nerdy Inc. | DE | PerSv | EduSv | Educational Services | Cohn Charles K. | MO | DOT | CEO | P | 918 | 1.23 | 0 | 746 | 2 | 47,529 | I | | | | | | | | | | | | | | |
11/22/24 17:35 | 11/21/24 | SCKT | Socket Mobile, Inc. | DE | Tech | Hardw | Electronic Computers | Bass Charlie | CA | DT | | P.m | 15 | 1.47 | 0 | 10 | 1 | 1,572 | D | | | | | | | | | | | | | | |
11/22/24 17:33 | 11/20/24 | INIS | International Isotopes Inc | TX | Electr | LabEq | Industrial Instruments For Me | Bagerdjian Shahe | ID | DO | P,CEO | P | 4 | 0.0400 | 0 | 100 | 1 | 9,393 | D | | | | | | | | | | | | | | |
11/22/24 17:25 | 11/20/24 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | Klinsky Steven B | NY | D | | P.m | 1,029 | 11.56 | 0 | 89 | 1 | 9,525 | I | | | | | | | | | | | | | | |
11/22/24 17:20 | 11/20/24 | LGCY | Legacy Education Inc. | NV | PerSv | EduSv | Educational Services | Derose Robert | CA | T | | P | 7 | 6.83 | 0 | 1 | 0 | 1,189 | I | | | | | | | | | | | | | | |
11/22/24 17:18 | 11/20/24 | ZEOX | Zeo Scientifix, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Skycrest Holdings, LLC | FL | T | | P.m | 44 | 3.95 | 0 | 11 | 4 | 302 | D | | | | | | | | | | | | | | |
11/22/24 17:17 | 11/22/24 | OPK | Opko Health, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DOT | CEO,CB | P | 159 | 1.59 | 0 | 100 | 0 | 245,409 | I | | | | | | | | | | | | | | |
11/22/24 17:14 | 11/20/24 | ATEX | Anterix Inc. | DE | Telco | Telco | Telephone Communications (No | Daniels Leslie B | NJ | D | | P | 66 | 32.75 | 0 | 2 | 4 | 49 | I | | | | | | | | | | | | | | |
11/22/24 17:00 | 11/20/24 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | P | 10 | 1.61 | 0 | 6 | 2 | 369 | I | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/20/24 | INIS | International Isotopes Inc | TX | Electr | LabEq | Industrial Instruments For Me | Cox W Matthew | ID | O | CFO | P.m | 3 | 0.0333 | 0 | 90 | 11 | 898 | D | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/21/24 | SELF | Global Self Storage, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Burke Russell E III | NY | D | | P | 1 | 5.26 | 0 | 0 | 1 | 32 | D | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/20/24 | NXGL | Nexgel, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Henry Scott Robert | PA | D | | P.d | 5 | 2.75 | 0 | 2 | 1 | 148 | D | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/20/24 | NXGL | Nexgel, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Levy Adam R. | PA | DO | CEO | P.d | 10 | 2.75 | 0 | 4 | 1 | 333 | D | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/20/24 | NXGL | Nexgel, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Zeldis Jerome B | PA | D | | P.d | 10 | 2.75 | 0 | 4 | 4 | 107 | D | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/20/24 | NXGL | Nexgel, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Drapczuk Adam E III | PA | O | CFO | P.d | 48 | 2.75 | 0 | 18 | 21 | 100 | I | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/20/24 | NXGL | Nexgel, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Glassman Steven Mark | PA | D | | P.d | 25 | 2.75 | 0 | 9 | 6 | 154 | D | | | | | | | | | | | | | | |
11/22/24 16:54 | 11/20/24 | NXGL | Nexgel, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Stein John Nachum | PA | D | | P.d | 10 | 2.75 | 0 | 4 | 1 | 471 | D | | | | | | | | | | | | | | |
11/22/24 16:45 | 11/21/24 | DGICA | Donegal Group Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Donegal Mutual Insurance Co | PA | T | | P.m | 271 | 15.96 | 0 | 17 | 0 | 17,413 | D | | | | | | | | | | | | | | |
11/22/24 16:44 | 11/22/24 | CHMI | Cherry Hill Mortgage Investment Corp | MD | RlEst | REIT | Real Estate Investment Trusts | Lown Jeffrey B | NJ | DO | P | P | 26 | 2.58 | 0 | 10 | 33 | 40 | D | | | | | | | | | | | | | | |
11/22/24 16:33 | 11/21/24 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 41 | 10.14 | 0 | 4 | 1 | 536 | D | | | | | | | | | | | | | | |
11/22/24 16:33 | 11/20/24 | OSCR | Oscar Health, Inc. | DE | Insur | MdIns | Hospital & Medical Service Pl | Thrive Partners VII Growth Gp, LLC | NY | DT | | P.m | 3,186 | 16.91 | 0 | 188 | 3 | 6,344 | I | | | | | | | | | | | | | | |
11/22/24 16:32 | 11/20/24 | COCH | Envoy Medical, Inc. | | Health | Orthop | Orthopedic, Prosthetic & Surg | Patel Mona Chetan | MN | D | | P.d | 6 | 2.28 | 0 | 3 | 50 | 8 | D | | | | | | | | | | | | | | |
11/22/24 16:31 | 11/20/24 | QRHC | Quest Resource Holding Corp | NV | Utility | Waste | Refuse Systems | Dunning Audrey | PA | D | | P.d | 9 | 6.71 | 0 | 1 | 10 | 16 | D | | | | | | | | | | | | | | |
11/22/24 16:31 | 11/20/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Raterman Thomas B. | IL | O | See Rema | P | 90 | 10.18 | 0 | 9 | 4 | 237 | I | | | | | | | | | | | | | | |
11/22/24 16:30 | 11/20/24 | RAND | Rand Capital Corp | | Fund | CEF | Closed-End Funds | Gusky Adam Samuel | NY | D | | P.m | 6 | 16.11 | 0 | 0 | 1 | 28 | I | | | | | | | | | | | | | | |
11/22/24 16:30 | 11/20/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Spreng R David | IL | DO | P,CEO | P | 90 | 10.18 | 0 | 9 | 3 | 311 | I | | | | | | | | | | | | | | |
11/22/24 16:30 | 11/20/24 | TSLX | Sixth Street Specialty Lending, Inc. | | Fund | CEF | Closed-End Funds | Graf Michael | TX | O | See Rema | P | 21 | 20.53 | 0 | 1 | 22 | 6 | D | | | | | | | | | | | | | | |
11/22/24 16:29 | 11/20/24 | OSCR | Oscar Health, Inc. | DE | Insur | MdIns | Hospital & Medical Service Pl | Kushner Joshua | NY | DOT | Co-Found | P.m | 3,186 | 16.91 | 0 | 188 | 3 | 6,344 | I | | | | | | | | | | | | | | |
11/22/24 16:29 | 11/20/24 | TBLA | Taboola.Com Ltd. | L3 | Tech | Softw | Computer Programming, Data Pr | Limon Zvi | NY | D | | P | 73 | 3.18 | 0 | 23 | 1 | 3,007 | I | | | | | | | | | | | | | | |
11/22/24 16:25 | 11/20/24 | BBGI | Beasley Broadcast Group Inc | DE | Media | Radio | Radio Broadcasting Stations | Beasley Brian E | FL | DOT | COO | P | 0 | 8.11 | 0 | 0 | 0 | 25 | D | | | | | | | | | | | | | | |
11/22/24 16:16 | 11/20/24 | SILO | Silo Pharma, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Weisblum Eric | FL | DO | CEO,P | P.m | 5 | 0.9250 | 0 | 5 | 3 | 185 | D | | | | | | | | | | | | | | |
11/22/24 16:04 | 11/21/24 | PPTIN | Presidio Property Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Heilbron Jack Kendrick | CA | DO | CEO | P.dm | 17 | 0.4893 | 0 | 34 | 3 | 1,040 | D | | | | | | | | | | | | | | |
11/22/24 16:03 | 11/19/24 | INBX | Inhibrx Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Kayyem Jon Faiz | CA | D | | P.m | 1,524 | 14.21 | 0 | 107 | 330 | 140 | I | | | | | | | | | | | | | | |
11/22/24 16:02 | 11/22/24 | HR | Healthcare Realty Trust Inc | | RlEst | REIT | Real Estate Investment Trusts | Bohjalian Thomas N | TN | D | | P | 69 | 17.20 | 0 | 4 | 8 | 54 | D | | | | | | | | | | | | | | |
11/22/24 16:02 | 11/20/24 | LDOS | Leidos Holdings, Inc. | | Tech | Softw | Computer Integrated Systems D | Geer Noel B | VA | D | | P.d | 322 | 161.13 | 0 | 2 | 3 | 67 | M | | | | | | | | | | | | | | |
11/22/24 16:01 | 11/20/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 23 | 4.65 | 0 | 5 | 0 | 1,691 | D | | | | | | | | | | | | | | |
11/22/24 16:01 | 11/20/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 4,590 | 4.59 | 0 | 1,000 | 1 | 75,794 | D | | | | | | | | | | | | | | |
11/22/24 15:07 | 11/20/24 | PBI | Pitney Bowes Inc /de/ | DE | Tech | Hardw | Office Machines | Evans Paul J. | CT | D | | P | 226 | 7.80 | 0 | 29 | New | 29 | D | | | | | | | | | | | | | | |
11/22/24 15:02 | 11/21/24 | SPGC | Sacks Parente Golf, Inc. | DE | Hshld | Toys | Sporting & Athletic Goods | Campbell Gregor Alasdair | CA | DO | Exec CB | P | 6 | 1.61 | 0 | 4 | 12 | 37 | D | | | | | | | | | | | | | | |
11/22/24 14:14 | 11/20/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Lewin Lana | NY | D | | P | 10 | 20.45 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
11/22/24 14:12 | 11/20/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Healy Douglas Taylor | NY | D | | P | 10 | 20.26 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
11/22/24 13:56 | 11/22/24 | OVBC | Ohio Valley Banc Corp | OH | Financ | StBnk | State Commercial Banks | Barnitz Anna P | OH | D | | P | 2 | 25.34 | 0 | 0 | 1 | 9 | M | | | | | | | | | | | | | | |
11/22/24 13:48 | 11/22/24 | OVBC | Ohio Valley Banc Corp | OH | Financ | StBnk | State Commercial Banks | Michael Seth Isaac | OH | D | | P | 3 | 25.34 | 0 | 0 | 95 | 0 | D | | | | | | | | | | | | | | |
11/22/24 13:39 | 11/21/24 | VASO | Vaso Corp | DE | Health | ElcMd | Electromedical & Electrothera | Ma Jun | NY | DO | Chief Ex | P | 26 | 0.1300 | 0 | 200 | 1 | 20,796 | D | | | | | | | | | | | | | | |
11/22/24 13:22 | 11/20/24 | FRAF | Franklin Financial Services Corp /pa/ | PA | Financ | StBnk | State Commercial Banks | Carmack Karen K | PA | O | SVP | P | 0 | 32.90 | 0 | 0 | 0 | 3 | D | | | | | | | | | | | | | | |
11/22/24 12:30 | 11/21/24 | BDSX | Biodesix Inc | DE | Health | Health | Medical Laboratories | Schuler Jack W | IL | DT | | P | 123 | 1.23 | 0 | 100 | 0 | 31,195 | I | | | | | | | | | | | | | | |
11/22/24 12:30 | 11/21/24 | BDSX | Biodesix Inc | DE | Health | Health | Medical Laboratories | Kennedy Lawrence T. Jr | OH | DT | | P | 41 | 1.16 | 0 | 35 | 0 | 25,454 | I | | | | | | | | | | | | | | |
11/22/24 12:11 | 11/20/24 | FRD | Friedman Industries Inc | TX | Metal | Steel | Steel Works, Blast Furnaces & | Reichenthal Max Alan | TX | D | | P | 27 | 13.72 | 0 | 2 | 7 | 33 | D | | | | | | | | | | | | | | |
11/22/24 12:08 | 11/21/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | P | 5 | 11.44 | 0 | 0 | 1 | 45 | D | | | | | | | | | | | | | | |
11/22/24 11:53 | 11/21/24 | HKHC | Horizon Kinetics Holding Corp | DE | Fash | Beauty | Perfumes, Cosmetics & Other T | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 37.00 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
11/22/24 11:52 | 11/21/24 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 4 | 1,452.9 | 0 | 0 | 0 | 1,138 | D | | | | | | | | | | | | | | |
11/22/24 11:34 | 11/21/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.37 | 0 | 1 | 0 | 675 | M | | | | | | | | | | | | | | |
11/22/24 11:14 | 11/22/24 | HR | Healthcare Realty Trust Inc | | RlEst | REIT | Real Estate Investment Trusts | Bohjalian Thomas N | TN | D | | P | 135 | 17.39 | 0 | 8 | 18 | 50 | D | | | | | | | | | | | | | | |
11/22/24 11:11 | 11/21/24 | GRNT | Granite Ridge Resources, Inc. | | Energy | OilPrd | Crude Petroleum & Natural Gas | McCartney John | TX | D | | P | 7 | 6.62 | 0 | 1 | 2 | 50 | D | | | | | | | | | | | | | | |
11/22/24 09:31 | 11/20/24 | DC | Dakota Gold Corp. | DE | Mining | IndMn | Metal Mining | Quartermain Robert | SD | DO | P,CEO | P.m | 88 | 2.21 | 0 | 40 | 1 | 7,618 | D | | | | | | | | | | | | | | |
11/22/24 09:27 | 11/20/24 | DC | Dakota Gold Corp. | DE | Mining | IndMn | Metal Mining | Aberle Gerald Michael | SD | DO | COO | P | 10 | 2.17 | 0 | 4 | 0 | 4,357 | D | | | | | | | | | | | | | | |
11/22/24 09:00 | 11/21/24 | LCTX | Lineage Cell Therapeutics, Inc. | CA | Health | BioPrd | Biological Products, (No Diag | Culley Brian M | CA | DO | P,CEO | P | 24 | 0.6000 | 0 | 40 | 26 | 195 | D | | | | | | | | | | | | | | |
11/22/24 08:50 | 11/21/24 | TZUP | Thumzup Media Corp | NV | BizSv | DocSv | Computer Processing & Data Pr | Haag Robert L | CA | D | | P | 8 | 4.05 | 0 | 2 | 1 | 285 | I | | | | | | | | | | | | | | |
11/22/24 08:45 | 11/21/24 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | Dury Michael R. | IN | O | CEO of M | P | 106 | 39.21 | 0 | 3 | 2 | 145 | D | | | | | | | | | | | | | | |
11/22/24 07:00 | 11/20/24 | USEG | Us Energy Corp | WY | Energy | OilPrd | Crude Petroleum & Natural Gas | Smith Ryan Lewis | TX | DO | CEO | P.m | 2 | 1.81 | 0 | 1 | 0 | 888 | D | | | | | | | | | | | | | | |
11/21/24 21:53 | 11/20/24 | KAPA | Kairos Pharma, Ltd. | DE | Health | Drug | Pharmaceutical Preparations | Yu John S | CA | DOT | CEO,CB | P | 6 | 1.44 | 0 | 4 | 0 | 5,342 | D | | | | | | | | | | | | | | |
11/21/24 21:38 | 11/21/24 | ACHR | Archer Aviation Inc. | | Aero | Aero | Aircraft | Goldstein Adam D | CA | DO | CEO | P | 101 | 5.12 | 0 | 20 | 1 | 2,154 | D | | | | | | | | | | | | | | |
11/21/24 21:29 | 11/19/24 | FNRN | First Northern Community Bancorp | CA | Financ | SvBnk | Savings Institution, Federall | Hayes Barbara A | CA | D | | P.a | 3 | 10.00 | 0 | 0 | 2 | 12 | D | | | | | | | | | | | | | | |
11/21/24 21:18 | 11/19/24 | SGHT | Sight Sciences, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Raheja Manohar K. | CA | O | EVP,Rese | P | 7 | 3.70 | 0 | 2 | 2 | 98 | D | | | | | | | | | | | | | | |
11/21/24 21:12 | 11/21/24 | SGHT | Sight Sciences, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Encrantz Staffan | CA | DT | | P | 2,058 | 3.73 | 0 | 552 | 11 | 5,603 | I | | | | | | | | | | | | | | |
11/21/24 21:04 | 11/19/24 | FGF | Fundamental Global Inc. | | Insur | Insur | Fire, Marine & Casualty Insur | Fundamental Global Gp, LLC | NC | T | | P.m | 351 | 23.37 | 0 | 15 | 2 | 715 | I | | | | | | | | | | | | | | |
11/21/24 19:00 | 10/19/24 | FNRN | First Northern Community Bancorp | CA | Financ | SvBnk | Savings Institution, Federall | Hayes Barbara A | CA | D | | P | 3 | 10.00 | 0 | 0 | 2 | 12 | D | | | | | | | | | | | | | | |
11/21/24 18:52 | 11/19/24 | GENK | Gen Restaurant Group, Inc. | DE | Retail | Dining | Eating Places | Kim David Wook Jin | CA | DOT | Co-CEO | P.m | 8 | 7.90 | 0 | 1 | 0 | 10,569 | I | | | | | | | | | | | | | | |
11/21/24 18:31 | 11/19/24 | PBF | Pbf Energy Inc. | DE | Energy | OilRef | Petroleum Refining | Control Empresarial De Capitales S.A. De C.V. | O5 | TH | Add'l Re | P.m | 7,835 | 31.34 | 0 | 250 | 1 | 26,682 | D | | | | | | | | | | | | | | |
11/21/24 18:28 | 11/21/24 | TRUL | Trulieve Cannabis Corp. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Healy Peter | FL | D | | P | 49 | 6.05 | 0 | 8 | 36 | 31 | D | | | | | | | | | | | | | | |
11/21/24 18:14 | 11/19/24 | SXTP | 60 Degrees Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Dow Geoffrey S | DC | DO | P,CEO | P.m | 6 | 0.9096 | 0 | 7 | 10 | 76 | D | | | | | | | | | | | | | | |
11/21/24 18:11 | 11/19/24 | MODV | Modivcare Inc | DE | Trans | TrSv | Transportation Services | Q Global Capital Management, L.P. | TX | T | | P.m | 1,234 | 16.12 | 0 | 77 | 4 | 1,889 | D | | | | | | | | | | | | | | |
11/21/24 18:11 | 11/21/24 | TRUL | Trulieve Cannabis Corp. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Morreau Jane C | FL | D | | P | 7 | 6.06 | 0 | 1 | 5 | 24 | D | | | | | | | | | | | | | | |
11/21/24 18:10 | 11/20/24 | VALF | Variant Alternative Lending Fund | | Fund | CEF | Closed-End Funds | Zhu Lisa | WI | H | Investme | P | 501 | 25.05 | 0 | 20 | | 1 | D | | | | | | | | | | | | | | |
11/21/24 18:06 | 11/21/24 | TRUL | Trulieve Cannabis Corp. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | May Richard S. | FL | D | | P | 7 | 6.05 | 0 | 1 | 0 | 551 | D | | | | | | | | | | | | | | |
11/21/24 18:05 | 11/21/24 | FVR | Frontview Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Preston Stephen | TX | DO | CB,Co-CE | P | 117 | 18.41 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
11/21/24 18:04 | 11/19/24 | STKS | One Group Hospitality, Inc. | DE | Retail | Dining | Eating Places | Segal Jonathan | CO | DT | | P.m | 15 | 3.04 | 0 | 5 | 0 | 3,150 | D | | | | | | | | | | | | | | |
11/21/24 18:03 | 11/21/24 | SHLS | Shoals Technologies Group, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Moss Brandon | TN | DO | CEO | P | 101 | 4.55 | 0 | 22 | 4 | 594 | D | | | | | | | | | | | | | | |
11/21/24 18:00 | 11/19/24 | ANTX | An2 Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Readnour Robin Shane | CA | D | | P.m | 213 | 1.07 | 0 | 200 | 64 | 515 | I | | | | | | | | | | | | | | |
11/21/24 17:59 | 11/19/24 | TRUL | Trulieve Cannabis Corp. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Millner Thomas L | FL | D | | P | 49 | 6.12 | 0 | 8 | 36 | 30 | D | | | | | | | | | | | | | | |
11/21/24 17:59 | 11/19/24 | UAN | Cvr Partners, LP | DE | Chem | AgCm | Agricultural Chemicals | Icahn Carl C | FL | T | | P.m | 1,374 | 71.66 | 0 | 19 | 0 | 4,008 | I | | | | | | | | | | | | | | |
11/21/24 17:55 | 11/20/24 | TRUL | Trulieve Cannabis Corp. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Thronson Susan | FL | D | | P | 25 | 6.30 | 0 | 4 | 14 | 32 | D | | | | | | | | | | | | | | |
11/21/24 17:48 | 11/12/24 | TRUL | Trulieve Cannabis Corp. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Collins Gina | FL | O | CMO | P | 8 | 6.37 | 0 | 1 | 1 | 104 | D | | | | | | | | | | | | | | |
11/21/24 17:42 | 11/19/24 | NRDY | Nerdy Inc. | DE | PerSv | EduSv | Educational Services | Cohn Charles K. | MO | DOT | CEO | P | 1,817 | 1.21 | 0 | 1,502 | 3 | 46,783 | I | | | | | | | | | | | | | | |
11/21/24 17:18 | 11/19/24 | BLMH | Blum Holdings, Inc. | | Retail | Retail | Miscellaneous Retail | Carrillo Sabas D | CA | DOT | CEO | P.dm | 8 | 0.1674 | 0 | 48 | 4 | 1,171 | D | | | | | | | | | | | | | | |
11/21/24 17:13 | 11/20/24 | GIPR | Generation Income Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sobelman David | FL | DO | CB,P,CEO | P | 18 | 1.79 | 0 | 10 | 7 | 164 | D | | | | | | | | | | | | | | |
11/21/24 17:02 | 11/19/24 | BDCO | Blue Dolphin Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Carroll Jonathan P | TX | DOT | CEO,P | P.m | 59 | 3.35 | 0 | 18 | 0 | 4,042 | D | | | | | | | | | | | | | | |
11/21/24 16:58 | 11/21/24 | PEB | Pebblebrook Hotel Trust | MD | RlEst | REIT | Real Estate Investment Trusts | Bortz Jon E | MD | DO | CB,CEO | P.d | 165 | 12.68 | 0 | 13 | 1 | 1,613 | D | | | | | | | | | | | | | | |
11/21/24 16:50 | 11/19/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Ketchum Stephen | NY | DO | CB | P.m | 142 | 20.34 | 0 | 7 | 11 | 73 | D | | | | | | | | | | | | | | |
11/21/24 16:50 | 11/18/24 | ISPO | Inspirato Inc | DE | Financ | AcqCo | Blank Checks | Zamani Payam | CO | DOT | CEO | P.m | 106 | 3.52 | 0 | 30 | 1 | 3,895 | D | | | | | | | | | | | | | | |
11/21/24 16:49 | 11/19/24 | VATE | Innovate Corp. | DE | Build | BldMt | Fabricated Structural Metal P | Voigt Paul | NY | O | Interim | P | 100 | 3.98 | 0 | 25 | 5 | 482 | I | | | | | | | | | | | | | | |
11/21/24 16:43 | 11/20/24 | IBCP | Independent Bank Corp /mi/ | MI | Financ | StBnk | State Commercial Banks | Mohr Gavin A. | MI | O | EVP | P | 29 | 36.71 | 0 | 1 | 4 | 19 | D | | | | | | | | | | | | | | |
11/21/24 16:43 | 11/20/24 | ONEW | Onewater Marine Inc. | DE | Retail | AutoSt | Auto & Home Supply Stores | Roy J Steven | GA | D | | P | 48 | 19.05 | 0 | 3 | 14 | 21 | D | | | | | | | | | | | | | | |
11/21/24 16:41 | 11/19/24 | ONEW | Onewater Marine Inc. | DE | Retail | AutoSt | Auto & Home Supply Stores | Singleton Philip Austin Jr. | GA | DOH | CEO - Se | P.m | 449 | 19.09 | 0 | 24 | 1 | 1,713 | I | | | | | | | | | | | | | | |
11/21/24 16:37 | 11/19/24 | ASPCU | Aspac III Acquisition Corp. | D8 | Financ | AcqCo | Blank Checks | Aspac III (Holdings) Corp. | K3 | T | | P.d | 0 | 0.00 | 0 | 5 | 2 | 285 | D | | | | | | | | | | | | | | |
11/21/24 16:36 | 3/15/24 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Vlahos Nicholas Alec | CT | O | CFO | P.m | 14 | 27.50 | 0 | 1 | 15 | 4 | D | | | | | | | | | | | | | | |
11/21/24 16:36 | 11/19/24 | ASPCU | Aspac III Acquisition Corp. | D8 | Financ | AcqCo | Blank Checks | Tsang Claudius | K3 | DOT | CEO,CFO | P.d | 0 | 0.00 | 0 | 5 | 2 | 285 | I | | | | | | | | | | | | | | |
11/21/24 16:34 | 11/20/24 | WTBA | West Bancorporation Inc | IA | Financ | StBnk | State Commercial Banks | Nelson David D | IA | DO | CEO,P | P | 14 | 23.79 | 0 | 1 | 0 | 235 | D | | | | | | | | | | | | | | |
11/21/24 16:33 | 11/19/24 | KINS | Kingstone Companies, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Newgarden Thomas | NY | D | | P.m | 195 | 12.87 | 0 | 15 | 157 | 25 | D | | | | | | | | | | | | | | |
11/21/24 16:30 | 11/21/24 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Kelly John Alexander | NC | O | CFO | P | 20 | 6.76 | 0 | 3 | 9 | 38 | D | | | | | | | | | | | | | | |
11/21/24 16:26 | 11/20/24 | HEAR | Turtle Beach Corp | NV | Electr | Comm | Communications Equipment | Keirn Cris | NY | DO | CEO | P.d | 45 | 14.86 | 0 | 3 | 9 | 36 | D | | | | | | | | | | | | | | |
11/21/24 16:25 | 11/19/24 | NOVA | Sunnova Energy International Inc. | DE | Utility | DivUtil | Electric & Other Services Com | Robertson Corbin J III | TX | D | | P | 124 | 3.56 | 0 | 35 | 41 | 120 | D | | | | | | | | | | | | | | |
11/21/24 16:24 | 11/19/24 | NOVA | Sunnova Energy International Inc. | DE | Utility | DivUtil | Electric & Other Services Com | Mohamed Akbar | TX | D | | P | 178 | 3.56 | 0 | 50 | 14 | 403 | D | | | | | | | | | | | | | | |
11/21/24 16:24 | 11/19/24 | BNTC | Benitec Biopharma Inc. | DE | Health | Drug | Pharmaceutical Preparations | Suvretta Capital Management, LLC | NY | DT | | P.m | 417 | 10.05 | 0 | 41 | 5 | 950 | I | | | | | | | | | | | | | | |
11/21/24 16:23 | 11/20/24 | CAUD | Collective Audience, Inc. | DE | BizSv | Conslt | Management Consulting Service | Duncan Denis J. | NY | D | | P | 34 | 0.4200 | 0 | 80 | 400 | 100 | D | | | | | | | | | | | | | | |
11/21/24 16:17 | 11/15/24 | CCFN | Muncy Columbia Financial Corp | PA | Financ | StBnk | State Commercial Banks | Arthur Todd M | PA | D | | P | 1 | 34.25 | 0 | 0 | 0 | 26 | D | | | | | | | | | | | | | | |
11/21/24 16:16 | 11/12/24 | CCFN | Muncy Columbia Financial Corp | PA | Financ | StBnk | State Commercial Banks | Arthur Todd M | PA | D | | P | 10 | 34.00 | 0 | 0 | 1 | 26 | D | | | | | | | | | | | | | | |
11/21/24 16:11 | 11/21/24 | MNSB | Mainstreet Bancshares, Inc. | VA | Financ | StBnk | State Commercial Banks | Brockett Charles C. | VA | D | | P | 7 | 18.24 | 0 | 0 | 0 | 120 | M | | | | | | | | | | | | | | |
11/21/24 16:09 | 11/20/24 | WOLF | Wolfspeed, Inc. | NC | Tech | Semicn | Semiconductors & Related Devi | Jackson Darren R | NC | D | | P | 250 | 6.76 | 0 | 37 | 58 | 100 | D | | | | | | | | | | | | | | |
11/21/24 16:08 | 11/20/24 | WOLF | Wolfspeed, Inc. | NC | Tech | Semicn | Semiconductors & Related Devi | Werner Thomas H | NC | DH | Chairman | P | 245 | 6.53 | 0 | 38 | 52 | 109 | D | | | | | | | | | | | | | | |
11/21/24 16:07 | 11/20/24 | APPS | Digital Turbine, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Karish Jeff | TX | D | | P | 7 | 1.39 | 0 | 5 | 1 | 417 | D | | | | | | | | | | | | | | |
11/21/24 16:06 | 11/20/24 | WOLF | Wolfspeed, Inc. | NC | Tech | Semicn | Semiconductors & Related Devi | Smith Stacy J | NC | D | | P | 195 | 6.43 | 0 | 30 | 132 | 53 | D | | | | | | | | | | | | | | |
11/21/24 16:06 | 11/19/24 | LCUT | Lifetime Brands, Inc | DE | Build | BldTls | Cutlery, Handtools & General | Gabai-Pinsky Veronique | NY | D | | P | 19 | 5.57 | 0 | 4 | 7 | 55 | I | | | | | | | | | | | | | | |
11/21/24 16:04 | 11/20/24 | WOLF | Wolfspeed, Inc. | NC | Tech | Semicn | Semiconductors & Related Devi | Le Duy Loan T | NC | D | | P | 127 | 6.34 | 0 | 20 | 44 | 65 | M | | | | | | | | | | | | | | |
11/21/24 16:04 | 11/20/24 | SEZL | Sezzle Inc. | DE | BizSv | BizSv | Business Services | Brehm Kyle M. | MN | D | | P | 43 | 402.00 | 0 | 0 | 3 | 4 | D | | | | | | | | | | | | | | |
11/21/24 16:02 | 11/19/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 4,630 | 4.63 | 0 | 1,000 | 1 | 74,794 | D | | | | | | | | | | | | | | |
11/21/24 16:01 | 11/19/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 23 | 4.50 | 0 | 5 | 0 | 1,686 | D | | | | | | | | | | | | | | |
11/21/24 16:00 | 11/19/24 | SDHC | Smith Douglas Homes Corp. | DE | Build | Homebld | Operative Builders | Jackson Jeffrey T | GA | D | | P | 256 | 29.77 | 0 | 9 | 120 | 16 | D | | | | | | | | | | | | | | |
11/21/24 16:00 | 11/19/24 | RDZN | Roadzen Inc. | D8 | Insur | InsBrk | Insurance Agents, Brokers & S | Malhotra Rohan | CA | DOT | See Rema | P.m | 0 | 0.8189 | 0 | 0 | 0 | 23,574 | D | | | | | | | | | | | | | | |
11/21/24 15:47 | 11/20/24 | BY | Byline Bancorp, Inc. | | Financ | StBnk | State Commercial Banks | Kistner William G | IL | D | | P | 2 | 30.56 | 0 | 0 | 0 | 15 | I | | | | | | | | | | | | | | |
11/21/24 15:30 | 11/20/24 | BDSX | Biodesix Inc | DE | Health | Health | Medical Laboratories | Schuler Jack W | IL | DT | | P | 234 | 1.17 | 0 | 200 | 1 | 31,095 | I | | | | | | | | | | | | | | |
11/21/24 15:01 | 11/8/24 | CSBB | Csb Bancorp, Inc. | OH | Financ | StBnk | State Commercial Banks | Kirkbride Cheryl M | OH | D | | P.a | 2 | 38.55 | 0 | 0 | 1 | 4 | I | | | | | | | | | | | | | | |
11/21/24 14:42 | 11/20/24 | FMFG | Farmers & Merchants Bancshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Hux Ronald W. | MD | D | | P | 147 | 14.65 | 0 | 10 | 38 | 36 | D | | | | | | | | | | | | | | |
11/21/24 14:28 | 11/19/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 3,894 | 26.03 | 0 | 150 | 2 | 6,688 | I | | | | | | | | | | | | | | |
11/21/24 14:23 | 11/21/24 | GRNT | Granite Ridge Resources, Inc. | | Energy | OilPrd | Crude Petroleum & Natural Gas | Miller Matthew Reade | TX | D | | P | 134 | 6.60 | 0 | 20 | 3 | 731 | D | | | | | | | | | | | | | | |
11/21/24 14:21 | 11/19/24 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 71 | 9.74 | 0 | 7 | 0 | 3,139 | I | | | | | | | | | | | | | | |
11/21/24 14:16 | 11/19/24 | DGICA | Donegal Group Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Donegal Mutual Insurance Co | PA | T | | P.m | 731 | 15.81 | 0 | 46 | 0 | 17,396 | D | | | | | | | | | | | | | | |
11/21/24 14:15 | 11/19/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,330 | 7.62 | 0 | 175 | 0 | 57,792 | I | | | | | | | | | | | | | | |
11/21/24 14:11 | 11/19/24 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 511 | 9.36 | 0 | 55 | 2 | 3,335 | I | | | | | | | | | | | | | | |
11/21/24 13:43 | 11/19/24 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 154 | 12.17 | 0 | 13 | 1 | 1,888 | I | | | | | | | | | | | | | | |
11/21/24 13:36 | 11/19/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 205 | 8.64 | 0 | 24 | 1 | 3,446 | I | | | | | | | | | | | | | | |
11/21/24 13:32 | 11/19/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 371 | 9.42 | 0 | 39 | 1 | 3,760 | I | | | | | | | | | | | | | | |
11/21/24 12:09 | 11/20/24 | MMD | Nyli Mackay Definedterm Muni Opportunities Fund | | Fund | CEF | Closed-End Funds | Lawlor John J | NY | H | Portfoli | P | 39 | 15.79 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
11/21/24 12:04 | 11/20/24 | AIM | Aim Immunotech Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Equels Thomas K | FL | DO | CEO,P | P | 17 | 0.1990 | 0 | 85 | 5 | 1,638 | D | | | | | | | | | | | | | | |
11/21/24 12:02 | 11/20/24 | AIM | Aim Immunotech Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Appelrouth Stewart | FL | D | | P | 16 | 0.1930 | 0 | 82 | 34 | 322 | D | | | | | | | | | | | | | | |
11/21/24 12:01 | 11/20/24 | HKHC | Horizon Kinetics Holding Corp | DE | Fash | Beauty | Perfumes, Cosmetics & Other T | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 37.50 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
11/21/24 11:58 | 11/21/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Roman Stephen | NY | O | CCO,Secr | P | 5 | 11.53 | 0 | 0 | 4 | 11 | D | | | | | | | | | | | | | | |
11/21/24 11:55 | 11/20/24 | FSEA | First Seacoast Bancorp, Inc. | | Financ | SvBnk | Savings Institution, Federall | Brannen James R. | NH | DO | P,CEO | P.d | 5 | 9.19 | 0 | 1 | 2 | 32 | D | | | | | | | | | | | | | | |
11/21/24 11:48 | 11/19/24 | SUAC | Shoulderup Technology Acquisition Corp. | DE | Financ | AcqCo | Blank Checks | Polar Asset Management Partners Inc. | A6 | T | | P | 1,071 | 10.71 | 0 | 100 | 25 | 500 | I | | | | | | | | | | | | | | |
11/21/24 11:44 | 11/20/24 | FBLA | Fb Bancorp, Inc. /Md/ | MD | Financ | SnBnk | Savings Institutions, Not Fed | Barousse Gerard W Jr | LA | D | | P | 61 | 12.21 | 0 | 5 | 10 | 55 | I | | | | | | | | | | | | | | |
11/21/24 11:38 | 11/21/24 | ULBI | Ultralife Corp | DE | Electr | ElcEq | Miscellaneous Electrical Mach | Manna Michael Edward | NY | DO | P,CEO | P | 11 | 7.25 | 0 | 2 | 8 | 20 | D | | | | | | | | | | | | | | |
11/21/24 11:19 | 11/20/24 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 4 | 1,426.8 | 0 | 0 | 0 | 1,138 | D | | | | | | | | | | | | | | |
11/21/24 11:13 | 11/20/24 | GRNT | Granite Ridge Resources, Inc. | | Energy | OilPrd | Crude Petroleum & Natural Gas | Miller Matthew Reade | TX | D | | P | 118 | 6.49 | 0 | 18 | 3 | 711 | D | | | | | | | | | | | | | | |
11/21/24 10:46 | 11/20/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.35 | 0 | 1 | 0 | 673 | M | | | | | | | | | | | | | | |
11/21/24 10:36 | 11/20/24 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Rasmussen Steven R | PA | D | | P | 1 | 35.66 | 0 | 0 | 1 | 4 | D | | | | | | | | | | | | | | |
11/21/24 10:35 | 11/19/24 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | P | 13 | 0.6700 | 0 | 19 | 1 | 3,743 | D | | | | | | | | | | | | | | |
11/21/24 09:07 | 11/20/24 | SACH | Sachem Capital Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Villano John L. | CT | DO | CB,CEO,P | P | 201 | 1.61 | 0 | 125 | 7 | 1,803 | D | | | | | | | | | | | | | | |
11/21/24 08:30 | 11/19/24 | WKSP | Worksport Ltd | NV | Auto | AutoPt | Motor Vehicle Parts & Accesso | Rossi Steven F. | A6 | DOT | CEO,P | P | 25 | 0.7500 | 0 | 33 | 1 | 2,526 | D | | | | | | | | | | | | | | |
11/21/24 07:31 | 11/19/24 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Niklason Laura E | NC | DO | P,CEO,Di | P | 8 | 4.44 | 0 | 2 | 0 | 3,633 | D | | | | | | | | | | | | | | |
11/21/24 07:30 | 11/19/24 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Dougan Brady W | NC | D | | P | 8 | 4.44 | 0 | 2 | 0 | 3,633 | I | | | | | | | | | | | | | | |
11/21/24 06:44 | 11/18/24 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Disanto Frederick D. | OH | D | | P.am | 45 | 27.29 | 0 | 2 | 1 | 122 | D | | | | | | | | | | | | | | |
11/21/24 06:16 | 11/19/24 | IPWR | Ideal Power Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Lesster Laban E | TX | D | | P | 18 | 5.88 | 0 | 3 | 23 | 16 | D | | | | | | | | | | | | | | |
11/21/24 06:15 | 11/19/24 | IPWR | Ideal Power Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Brdar Daniel | TX | DO | P,CEO | P | 27 | 5.91 | 0 | 5 | 3 | 180 | D | | | | | | | | | | | | | | |
11/21/24 06:00 | 11/20/24 | ORGN | Origin Materials, Inc. | DE | Chem | OChm | Industrial Organic Chemicals | Riley Richard J. | CA | DO | Co-CEO,D | P | 300 | 1.00 | 0 | 300 | 12 | 2,775 | I | | | | | | | | | | | | | | |
11/20/24 20:27 | 11/20/24 | KELYA | Kelly Services Inc | DE | BizSv | Staff | Help Supply Services | Malan Daniel H | MI | O | SVP | P | 49 | 13.88 | 0 | 4 | 4 | 96 | D | | | | | | | | | | | | | | |
11/20/24 20:03 | 11/20/24 | TDUP | Thredup Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Nova Daniel J | CA | D | | P | 36 | 1.21 | 0 | 30 | 9 | 349 | I | | | | | | | | | | | | | | |
11/20/24 19:39 | 11/19/24 | GLP | Global Partners LP | | Energy | OilTr | Petroleum Bulk Stations & Ter | Global Gp LLC | MA | H | General | P.m | 514 | 51.36 | 0 | 10 | 4 | 293 | D | | | | | | | | | | | | | | |
11/20/24 19:21 | 11/8/24 | OPK | Opko Health, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DOT | CEO,CB | P.a | 422 | 1.50 | 0 | 280 | 0 | 245,209 | I | | | | | | | | | | | | | | |
11/20/24 18:41 | 11/20/24 | ETST | Earth Science Tech, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Saumat Giorgio R. | FL | DOT | CEO | P | 13 | 0.1714 | 0 | 75 | 0 | 121,788 | D | | | | | | | | | | | | | | |
11/20/24 18:36 | 11/18/24 | ZEOX | Zeo Scientifix, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Skycrest Holdings, LLC | FL | T | | P.m | 59 | 2.66 | 0 | 22 | 8 | 291 | D | | | | | | | | | | | | | | |
11/20/24 18:00 | 11/18/24 | HTLD | Heartland Express Inc | NV | Trans | Truckin | Trucking (No Local) | Ann S. Gerdin Revocable Trust | IA | TH | Co-Trust | P | 606 | 12.24 | 0 | 50 | 0 | 22,170 | I | | | | | | | | | | | | | | |
11/20/24 17:46 | 11/18/24 | TTSH | Tile Shop Holdings, Inc. | DE | Retail | FurnSt | Home Furniture, Furnishings & | Fund 1 Investments, LLC | PR | T | | P.m | 329 | 6.28 | 0 | 53 | 1 | 9,563 | I | | | | | | | | | | | | | | |
11/20/24 17:45 | 11/18/24 | NRDY | Nerdy Inc. | DE | PerSv | EduSv | Educational Services | Cohn Charles K. | MO | DOT | CEO | P | 780 | 0.9800 | 0 | 796 | 2 | 45,282 | I | | | | | | | | | | | | | | |
11/20/24 17:42 | 11/18/24 | DK | Delek Us Holdings, Inc. | DE | Energy | OilRef | Petroleum Refining | Yemin Ezra Uzi | TN | DO | Exec CB | P | 13 | 18.97 | 0 | 1 | 0 | 1,010 | D | | | | | | | | | | | | | | |
11/20/24 17:41 | 11/18/24 | EML | Eastern Co | CT | Build | BldTls | Cutlery, Handtools & General | Disanto Frederick D. | OH | D | | P.m | 46 | 28.03 | 0 | 2 | 1 | 122 | D | | | | | | | | | | | | | | |
11/20/24 17:36 | 11/20/24 | HYLN | Hyliion Holdings Corp. | DE | Auto | Truck | Truck & Bus Bodies | Craig Jeffrey A | TX | D | | P | 148 | 2.95 | 0 | 50 | 22 | 282 | D | | | | | | | | | | | | | | |
11/20/24 17:32 | 11/19/24 | SCKT | Socket Mobile, Inc. | DE | Tech | Hardw | Electronic Computers | Bass Charlie | CA | DT | | P.m | 14 | 1.41 | 0 | 10 | 1 | 1,562 | D | | | | | | | | | | | | | | |
11/20/24 17:24 | 11/18/24 | RMAX | Re/max Holdings, Inc. | CO | RlEst | RlEst | Real Estate Agents & Managers | Peterson Adam K | NE | T | | P | 300 | 10.96 | 0 | 27 | 1 | 3,178 | D | | | | | | | | | | | | | | |
11/20/24 17:20 | 11/18/24 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Moulder Leon O Jr | MA | DO | CEO | P.m | 149 | 14.89 | 0 | 10 | 1 | 1,843 | D | | | | | | | | | | | | | | |
11/20/24 17:16 | 11/18/24 | MHI | Pioneer Municipal High Income Fund, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 8 | 9.46 | 0 | 1 | | 0 | I | | | | | | | | | | | | | | |
11/20/24 17:10 | 11/18/24 | PMF | Pimco Municipal Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 17 | 9.81 | 0 | 2 | | 0 | I | | | | | | | | | | | | | | |
11/20/24 16:55 | 11/18/24 | NBH | Neuberger Berman Municipal Fund Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 9 | 10.66 | 0 | 1 | | 0 | I | | | | | | | | | | | | | | |
11/20/24 16:55 | 11/19/24 | FFIN | First Financial Bankshares Inc | TX | Financ | StBnk | State Commercial Banks | Edwards Murray Hamilton | TX | D | | P | 10 | 40.80 | 0 | 0 | 0 | 384 | I | | | | | | | | | | | | | | |
11/20/24 16:49 | 11/18/24 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | Klinsky Steven B | NY | D | | P.m | 1,161 | 11.58 | 0 | 100 | 1 | 9,466 | I | | | | | | | | | | | | | | |
11/20/24 16:48 | 11/19/24 | ENPH | Enphase Energy, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Kothandaraman Badrinarayanan | CA | DO | P,CEO | P.m | 309 | 61.75 | 0 | 5 | 0 | 1,646 | I | | | | | | | | | | | | | | |
11/20/24 16:32 | 11/18/24 | TBLA | Taboola.Com Ltd. | L3 | Tech | Softw | Computer Programming, Data Pr | Limon Zvi | NY | D | | P.m | 677 | 3.15 | 0 | 215 | 8 | 2,984 | I | | | | | | | | | | | | | | |
11/20/24 16:31 | 11/20/24 | PCB | Pcb Bancorp | | Financ | StBnk | State Commercial Banks | Lee Sang Young | CA | DT | | P | 6 | 20.43 | 0 | 0 | 0 | 1,518 | I | | | | | | | | | | | | | | |
11/20/24 16:30 | 11/18/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Spreng R David | IL | DO | P,CEO | P.m | 210 | 10.11 | 0 | 21 | 7 | 302 | I | | | | | | | | | | | | | | |
11/20/24 16:30 | 11/18/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Raterman Thomas B. | IL | O | See Rema | P.m | 210 | 10.11 | 0 | 21 | 10 | 228 | I | | | | | | | | | | | | | | |
11/20/24 16:30 | 11/15/24 | SURG | Surgepays, Inc. | NV | Telco | Telco | Telephone Communications (No | Schurfeld Richard Earl | TN | D | | P | 6 | 1.60 | 0 | 4 | 8 | 48 | D | | | | | | | | | | | | | | |
11/20/24 16:20 | 11/19/24 | ACRS | Aclaris Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Mehra Anand | PA | D | | P | 1,500 | 2.25 | 0 | 667 | 999% | 710 | D | | | | | | | | | | | | | | |
11/20/24 16:12 | 11/19/24 | TG | Tredegar Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | NY | T | | P | 4 | 7.01 | 0 | 1 | 3 | 15 | I | | | | | | | | | | | | | | |
11/20/24 16:11 | 11/18/24 | ANTX | An2 Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Zakrzewski Joseph S | CA | D | | P.m | 25 | 1.00 | 0 | 25 | 5 | 529 | D | | | | | | | | | | | | | | |
11/20/24 16:11 | 11/18/24 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | O'Brien Patrick D. | IN | D | | P | 2,000 | 25.00 | 0 | 80 | 32 | 331 | M | | | | | | | | | | | | | | |
11/20/24 16:11 | 11/18/24 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | Catchings Tamika | IN | D | | P | 3 | 25.00 | 0 | 0 | 2 | 5 | D | | | | | | | | | | | | | | |
11/20/24 16:11 | 11/18/24 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | Shane David N. | IN | D | | P | 50 | 25.00 | 0 | 2 | 8 | 27 | D | | | | | | | | | | | | | | |
11/20/24 16:10 | 11/19/24 | APPS | Digital Turbine, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Deutschman Robert M | TX | D | | P | 25 | 1.23 | 0 | 20 | 2 | 909 | D | | | | | | | | | | | | | | |
11/20/24 16:05 | 11/19/24 | GRDN | Guardian Pharmacy Services, Inc. | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Cosler Steven D | GA | D | | P | 149 | 21.22 | 0 | 7 | 65 | 18 | D | | | | | | | | | | | | | | |
11/20/24 16:04 | 11/19/24 | EL | Estee Lauder Companies Inc | DE | Fash | Beauty | Perfumes, Cosmetics & Other T | Fribourg Paul J | NY | D | | P | 5,016 | 64.48 | 0 | 78 | 25 | 392 | I | | | | | | | | | | | | | | |
11/20/24 16:02 | 11/15/24 | BBGI | Beasley Broadcast Group Inc | DE | Media | Radio | Radio Broadcasting Stations | Beasley Brian E | FL | DOT | COO | P | 0 | 8.72 | 0 | 0 | 0 | 25 | D | | | | | | | | | | | | | | |
11/20/24 16:02 | 11/19/24 | FTEK | Fuel Tech, Inc. | DE | Machn | Mchn | Industrial & Commercial Fans | Jones Sharon L | IL | D | | P | 9 | 1.08 | 0 | 8 | 9 | 97 | D | | | | | | | | | | | | | | |
11/20/24 16:01 | 11/18/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 22 | 4.46 | 0 | 5 | 0 | 1,681 | D | | | | | | | | | | | | | | |
11/20/24 16:01 | 11/18/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 3,743 | 4.47 | 0 | 837 | 1 | 73,774 | D | | | | | | | | | | | | | | |