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10/3/25 21:33
10/2/25
UUUUniversal Safety Products, Inc.MDElectrWhElcElectronic Parts & EquipmentAult Milton C IIINVDP.m694.710152475I
10/3/25 18:10
10/2/25
SPWHSportsman'S Warehouse Holdings, Inc.DERetailRetailMiscellaneous Shopping Goods Stone PaulUTDOP,CEOP.m1882.7606871,111D
10/3/25 17:40
10/1/25
LACLithium Americas Corp.A1MiningIndMnMetal MiningZawadzki Alexi IllyaNVOVP,ResouP1929.580205060D
10/3/25 17:37
10/2/25
KNTKKinetik Holdings Inc.DEUtilityNgDistNatural Gas TransmissionWelch JamieTXDOSee RemaP.d19639.130503,676D
10/3/25 16:30
8/8/25
ASMBAssembly Biosciences, Inc.DEHealthBioPrdBiological Products, (No DiagGilead Sciences, Inc.CATP.d00.0002,2961044,505D
10/3/25 16:30
10/1/25
BNCCea Industries Inc.NVAgAgAgricultural ServicesMcDonald Anthony KCODOPP.d107.8601159D
10/3/25 16:29
10/1/25
MNTRMentor Capital, Inc.DEFinancInvestInvestorsBillingsley ChesterTXDOTCEOP.d20.097601612,967D
10/3/25 16:22
10/1/25
WTIW&T Offshore IncTXEnergyOilPrdCrude Petroleum & Natural GasKrohn Tracy WTXDOTCB,CEO,PP.m5271.840287148,807D
10/3/25 16:09
10/2/25
KMXCarmax IncVARetailAutoStAuto Dealers & Gasoline StatiSteenrod Mitchell DVADP9145.5702638D
10/3/25 16:05
10/1/25
GGROUGolden Growers CooperativeMNAgAgAgricultural ServicesJohnson Glenn HaroldNDDP2255.000458996D
10/3/25 16:05
10/1/25
RRRichtech Robotics Inc.NVMachnMchnGeneral Industrial Machinery Huang ZhenwuNVOCEOP00.000200130,108D
10/3/25 16:05
10/1/25
RRRichtech Robotics Inc.NVMachnMchnGeneral Industrial Machinery Zheng PhilNVOCOOP00.000200201,200D
10/3/25 16:04
10/1/25
GGROUGolden Growers CooperativeMNAgAgAgricultural ServicesJohnson Chris ANDDP805.000163661M
10/3/25 13:18
10/2/25
SNGXSoligenix, Inc.DEHealthDrugPharmaceutical PreparationsSchaber Christopher JNJDOCB,CEO,PP201.32015999%16D
10/3/25 12:47
9/19/25
CLOQCyberloq Technologies, Inc.TechSoftwPrepackaged SoftwareHurst Edwin LeonPADP.m380.2183017635,424D
10/3/25 11:57
10/1/25
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOP,PrinciP112.0100041D
10/3/25 11:44
10/1/25
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiFurcron Thomas PatrickVAOVP,FieldP022.500021D
10/3/25 11:43
10/1/25
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiMiles Christen BrookeVAOVP,HRP.d022.500007D
10/3/25 11:42
10/1/25
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiOliver Lawrence T.VAOSVP,SecrP.d022.5000024D
10/3/25 11:10
10/2/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1967.130001,163D
10/3/25 11:08
10/2/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.61010933M
10/3/25 09:16
10/1/25
XPEPXAmg Pantheon Fund, LLCFundCEFClosed-End FundsSassine VictoriaCTDP2529.2701792D
10/3/25 06:30
10/2/25
ADCAgree Realty CorpDERlEstREITReal Estate Investment TrustsAgree JoeyMIDOP,CEOP24970.63041642D
10/2/25 21:19
9/30/25
ZIVOZivo Bioscience, Inc.NVHealthBioPrdBiological Products, (No DiagYaldoo Laith LMIDTP24515.990153573I
10/2/25 19:55
9/30/25
FGBIFirst Guaranty Bancshares, Inc.LAFinancSvBnkSavings Institution, FederallReynolds Marshall TLADP2508.0503122,064D
10/2/25 19:23
10/2/25
SPWHSportsman'S Warehouse Holdings, Inc.DERetailRetailMiscellaneous Shopping Goods McBee Richard DUTDP622.470257365D
10/2/25 18:19
9/30/25
FGBIFirst Guaranty Bancshares, Inc.LAFinancSvBnkSavings Institution, FederallSmith Edgar R. IIILADP1,1388.05014134,961I
10/2/25 17:54
10/1/25
TEAMAtlassian CorpTechSoftwPrepackaged SoftwareBelsky ScottCADP240153.1002515I
10/2/25 17:49
9/30/25
FGBIFirst Guaranty Bancshares, Inc.LAFinancSvBnkSavings Institution, FederallMcAnally BruceLADP2508.0503115238I
10/2/25 17:10
9/30/25
UUUUniversal Safety Products, Inc.MDElectrWhElcElectronic Parts & EquipmentAult Milton C IIINVDP.m194.8004761I
10/2/25 17:03
9/30/25
MRAIMarpai, Inc.DEHealthHealthMisc Health & Allied ServicesLamendola DamienFLDOTCEOP2001.36014728,152I
10/2/25 17:01
9/30/25
KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurFitzgerald John Taylor MaloneyILDOP,CEOP314.630001,591D
10/2/25 16:59
9/30/25
KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurHansen Kent AILOCFO,EVPP214.63000136D
10/2/25 16:57
10/1/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsBeery Robin CPADP.a5012.9104New4D
10/2/25 16:51
10/1/25
MAIAMaia Biotechnology, Inc.DEHealthDrugPharmaceutical PreparationsSmith StanILDP.d251.3001911,324I
10/2/25 16:44
9/30/25
SAVACassava Sciences IncDEHealthDrugPharmaceutical PreparationsCook Robert ChristopherTXOCOO,LegaP402.91014New14D
10/2/25 16:33
9/11/25
EFCEllington Financial Inc.DERlEstRlEstReal EstateSimon Ronald ICTDP7513.5606780I
10/2/25 16:29
9/11/25
EARNEllington Credit CoDERlEstREITReal Estate Investment TrustsSimon Ronald ICTDP605.680111580D
10/2/25 16:28
10/1/25
EARNEllington Credit CoDERlEstREITReal Estate Investment TrustsBorenstein Gregory MorrisCTOPortfoliP165.29031425D
10/2/25 16:17
9/30/25
ANNXAnnexon, Inc.DEHealthDrugPharmaceutical PreparationsCarson William H.CADP133.05041142D
10/2/25 16:10
9/30/25
CNXCConcentrix CorpDEBizSvBizSvBusiness ServicesCaldwell Christopher ACADOP,CEOP.d4747.44010305D
10/2/25 15:57
10/1/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1944.990001,163D
10/2/25 13:26
9/30/25
ACPAbrdn Income Credit Strategies FundFundCEFClosed-End FundsPorter Rahn KPADP135.7902New2D
10/2/25 13:19
10/1/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.61010931M
10/2/25 13:10
10/1/25
LNPIXLincoln Partners Group Royalty FundFundCEFClosed-End FundsPartners Group (Usa) Inc.NYHSubadvisP12,49610.5701,1820D
10/2/25 12:34
9/30/25
EPSNEpsilon Energy Ltd.A0EnergyOilPrdCrude Petroleum & Natural GasWilliamson AndrewTXOCFOP624.940138169I
10/2/25 09:52
10/1/25
REFIChicago Atlantic Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsMazarakis JohnFLDOExec CBP9312.43082445D
10/2/25 09:37
9/30/25
TOFBTofutti Brands IncDEFdBevFoodIce Cream & Frozen DessertsA-6684 Ltd.L3TP00.7200000615I
10/2/25 09:02
10/1/25
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsMorales MalloryMAOChief AcP26.3900128D
10/2/25 08:57
10/1/25
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsNeufeld Leah RMAOCHIEF PEP56.3801423D
10/2/25 08:52
10/1/25
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsBookman MichaelMAOGC,SECREP76.8301265D
10/1/25 18:43
9/26/25
NZFNuveen Municipal Credit Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP212.40000I
10/1/25 17:51
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsStewart Marta RVADP35185.9500116D
10/1/25 17:47
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsRoe PeggyMDDP14185.950017D
10/1/25 17:39
9/30/25
HRGNHarvard Apparatus Regenerative Technology, Inc.DEHealthMdEqSurgical & Medical InstrumentHe JunliMADOCEOP11.98000278D
10/1/25 17:35
9/29/25
STRRStar Equity Holdings, Inc.DEBizSvStaffHelp Supply ServicesEberwein Jeffrey E.CTDOTCEOP.m8611.270801,813D
10/1/25 17:28
10/1/25
CSWCCapital Southwest CorpFundCEFClosed-End FundsRogers-Windsor Ramona LynnTXDP1021.5500222D
10/1/25 17:15
9/30/25
AIGAmerican International Group, Inc.DEInsurInsurFire, Marine & Casualty InsurInglis John CNYDP178.030013D
10/1/25 17:13
9/29/25
STRUXStepstone Private Infrastructure FundFundCEFClosed-End FundsSittema Thomas KentNCDP7514.28055108I
10/1/25 17:04
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsLeibowitz Reuben SNYDP86185.9500170D
10/1/25 17:02
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsSmith Daniel C.ILDP62185.9500132D
10/1/25 17:00
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsSelig Stefan MNYDP36185.9500132D
10/1/25 17:00
9/5/25
DRTTFDirtt Environmental Solutions LtdA0TechSoftwPrepackaged SoftwareRobinson Scott LA0DP110.54410207313D
10/1/25 16:58
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsRodkin Gary MCTDP41185.9500119D
10/1/25 16:58
10/1/25
AMBCAmbac Financial Group IncDEInsurSurInsSurety InsuranceLeblanc ClaudeNYDOCEOP.d2148.5402531,022D
10/1/25 16:56
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsLewis Randall JINDP10185.950015D
10/1/25 16:51
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsJones Nina PMDDP6185.950013D
10/1/25 16:48
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsGlasscock Larry CFLDP65185.9500144D
10/1/25 16:46
9/30/25
SPGSimon Property Group Inc /De/DERlEstREITReal Estate Investment TrustsAeppel GlynCADP39185.9500119D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasWilson Lindsey B.CAOChief BuP1020.0001New1D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasWagner Jason MontgomeryCADP520.0000New0D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasPangracs Jason AllanCADP4020.0002New2D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasFerrari Adam D.CADOCEOP10020.0005New5D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasGoodnight Sean M.CAOChief AcP1020.0001New1D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasAllen Brandon K.CAOCOOP5020.0003New3D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasArn Justin L.CAOChief LaP520.0000New0D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasWheeler David MarkCAOGCP2020.0001New1D
10/1/25 16:10
9/29/25
PHXE.Phoenix Energy One, LLCDEEnergyOilPrdCrude Petroleum & Natural GasAllen Curtis R.CADOCFOP17020.0009New9D
10/1/25 16:05
9/29/25
ASICAtegrity Specialty Insurance Co HoldingsDEInsurInsurFire, Marine & Casualty InsurZimmer Stuart J.NYDTP.m21619.42011038,792I
10/1/25 14:53
9/30/25
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksMowery Theodore WPADP228.6400064D
10/1/25 14:52
9/30/25
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksFrank Joel L.PADP328.6400111D
10/1/25 14:49
9/30/25
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksBrumbaugh Kimberly JPADP328.6400113D
10/1/25 14:46
9/30/25
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksEvans Albert J.PADP1028.6400142D
10/1/25 14:43
9/30/25
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksDe Soto Matthew GPADP828.64000118D
10/1/25 14:41
9/30/25
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksAbel Robert APADP128.6400036D
10/1/25 14:29
9/29/25
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior PP1,4698.180180113,850M
10/1/25 14:25
9/26/25
QNBCQnb Corp.PAFinancStBnkState Commercial BanksBimes Randy S.PADP1035.47000260D
10/1/25 14:24
9/30/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010930M
10/1/25 14:07
10/1/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsBeery Robin CPADP5012.9104New4D
10/1/25 14:01
10/1/25
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsHaley Mark TCOOPP65.55011141D
10/1/25 13:58
10/1/25
USALiberty All Star Equity FundFundCEFClosed-End FundsHaley Mark TCOOPP66.37011157D
10/1/25 13:07
9/30/25
PEPGPepgen Inc.DEHealthDrugPharmaceutical PreparationsOxford Science Enterprises PlcX0HFormer 1P6403.20020044,955D
10/1/25 12:45
9/30/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1914.140001,164D
10/1/25 10:40
9/26/25
DMIIDrugs Made In America Acquisition II Corp.FinancAcqCoBlank ChecksStockwell LynnFLDOTCEO,Exe.P.d00.000700126,708I
10/1/25 10:37
9/26/25
DMIIDrugs Made In America Acquisition II Corp.FinancAcqCoBlank ChecksDrugs Made In America Acquisition II LLCFLTP.d00.000700126,708D
10/1/25 08:59
9/30/25
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsFeinberg PeterMADP537.030811,134D
10/1/25 08:59
9/30/25
FFBCFirst Financial Bancorp /Oh/OHFinancNtBnkNational Commercial BanksArvia Anne LOHDP1625.2501710D
9/30/25 21:47
12/13/24
KLGWk Kellogg CoDEFdBevFoodGrain Mill ProductsBrown Bruce AlanMIOChief CuP.d121.36000M
9/30/25 21:44
9/26/25
RIGTransocean Ltd.V8EnergyOilDrlDrilling Oil & Gas WellsPerestroika (Cyprus) LtdV8DTP12,2003.0504,000495,075D
9/30/25 21:42
9/26/25
RIGTransocean Ltd.V8EnergyOilDrlDrilling Oil & Gas WellsPerestroikaV8DTP12,2003.0504,000495,075I
9/30/25 21:41
9/26/25
RIGTransocean Ltd.V8EnergyOilDrlDrilling Oil & Gas WellsMohn Frederik WilhelmV8DTP12,2003.0504,000495,097I
9/30/25 19:56
5/17/24
AGRIAgriforce Growing Systems Ltd.A1FinancLoanFinance ServicesWelch David RyanCADP.d1129.4200097D
9/30/25 19:44
9/26/25
UAMYUnited States Antimony CorpMTMetalNFeMtlPrimary Smelting & Refining oEvans Gary CTXDOCB,CEOP6136.13010042,379D
9/30/25 19:15
9/26/25
GPUSHyperscale Data, Inc.DEEnergyOilMchOil & Gas Field Machinery & EAult Milton C IIINVDOTExec CBP.m10.432803839D
9/30/25 19:15
9/26/25
UUUUniversal Safety Products, Inc.MDElectrWhElcElectronic Parts & EquipmentAult Milton C IIINVDP.m1074.280257957I
9/30/25 18:47
9/29/25
FCRSFuturecrest Acquisition Corp.E9FinancAcqCoBlank ChecksSemler EricNYDP.d00.000500New500I
9/30/25 18:07
9/26/25
GLIBKGci Liberty, Inc.NVMediaPayTvCable & Other Pay Television Malone John CCODTP2735.000101,335D
9/30/25 16:59
9/26/25
MBXMbx Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsHeron Patrick JCADTP12,00018.000667155,219I
9/30/25 16:35
9/26/25
PEPGPepgen Inc.DEHealthDrugPharmaceutical PreparationsRa Capital Management, L.P.MADTP30,0003.2009,3758820,065I
9/30/25 16:30
9/26/25
GGZ.EGabelli Global Small & Mid Cap Value TrustFundCEFClosed-End FundsGabelli Mario JNYDTHControl P11,50010.0001,150New1,150M
9/30/25 16:30
2/10/25
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FLieberman Ronald CraigNYDP.d00.0002221632D
9/30/25 16:30
9/30/25
MSIFMsc Income Fund, Inc.FundCEFClosed-End FundsMagdol David L.TXOP,CIO,SMP4613.2504846D
9/30/25 16:30
9/30/25
MSIFMsc Income Fund, Inc.FundCEFClosed-End FundsGilbert CoryTXOCFO,TreaP713.1501134D
9/30/25 16:29
9/26/25
ACPAbrdn Income Credit Strategies FundFundCEFClosed-End FundsMalone Peter GeraldPADP35.9301282D
9/30/25 16:28
9/26/25
AWPAbrdn Global Premier Properties FundFundCEFClosed-End FundsMalone Peter GeraldPADP84.00022003D
9/30/25 16:27
9/26/25
IAFAbrdn Australia Equity Fund, Inc.MDFundCEFClosed-End FundsMalone Peter GeraldPADP74.66021203D
9/30/25 16:26
9/26/25
AODAbrdn Total Dynamic Dividend FundFundCEFClosed-End FundsMalone Peter GeraldPADP59.4801502D
9/30/25 16:25
9/26/25
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsMalone Peter GeraldPADP1016.78013611D
9/30/25 16:07
9/26/25
PGENPrecigen, Inc.VAHealthDrugPharmaceutical PreparationsShah Rutul RMDOCOOP73.40020406D
9/30/25 16:06
9/26/25
OPENOpendoor Technologies Inc.RlEstRlEstReal Estate Agents & ManagersWu Eric Chung-WeiAZDP2,0006.650301181,951D
9/30/25 16:04
9/29/25
PGENPrecigen, Inc.VAHealthDrugPharmaceutical PreparationsTennant PhilMDOChief CoP213.58061065D
9/30/25 15:17
9/26/25
MIAXMiami International Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FStahl MurrayNYDP.d041.760004,558I
9/30/25 14:31
9/25/25
VWFBVwf Bancorp, Inc.FinancSnBnkSavings Institutions, Not FedQuinlan Peter SebastianOHDP.m711.3201146I
9/30/25 14:28
8/28/25
MIAXMiami International Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FStahl MurrayNYDP.d1,24436.1003414,558I
9/30/25 14:23
9/26/25
MNTRMentor Capital, Inc.DEFinancInvestInvestorsBillingsley ChesterTXDOTCEOP.dm30.092403712,951D
9/30/25 13:40
9/29/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsSmith Rhonda ScottTXDP513.6800292D
9/30/25 12:58
9/29/25
VHAIVocodia Holdings CorpWYTechSwSvComputer Programming ServicesTaylor Paul RichardFLDOCB,COOP10.000205,000New5,000D
9/30/25 11:47
9/29/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.55010929M
9/30/25 11:34
9/29/25
SYBTStock Yards Bancorp, Inc.KYFinancStBnkState Commercial BanksWoods Michael WKYOSVPP769.9500101D
9/30/25 11:34
9/29/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1926.540001,164D
9/30/25 11:07
9/29/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP40.820105016,510D
9/30/25 10:59
9/26/25
EMISEmmis Acquisition Corp.E9FinancAcqCoBlank ChecksEmmis Capital Sponsor LLCFLTP.d3,10010.000310New310D
9/30/25 09:00
9/29/25
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsFeinberg PeterMADP367.180501,126D
9/30/25 07:00
9/26/25
DTILPrecision Biosciences IncDEHealthBioPrdBiological Products, (No DiagFrankel StanleyNCDP134.97031917D
9/29/25 21:45
9/25/25
BLNEBeeline Holdings, Inc.NVFinancLoanMortgage Bankers & Loan CorreFreedman Joseph DavidRIDP424.220106166D
9/29/25 21:43
2/18/25
NORDNordicus Partners CorpDEBizSvConsltManagement Consulting ServiceAc Nordic ApsG7TP.m4862.35020673,119D
9/29/25 21:08
9/25/25
ASICAtegrity Specialty Insurance Co HoldingsDEInsurInsurFire, Marine & Casualty InsurZimmer Stuart J.NYDTP.m19319.45010038,781I
9/29/25 20:36
9/29/25
COOCooper Companies, Inc.DEHealthOthMdOphthalmic GoodsKurzius Lawrence ErikCADP13768.3902536D
9/29/25 16:46
9/26/25
DLTHDuluth Holdings Inc.RetailClthStApparel & Accessory StoresAgrawal HeenaWIOSVP,CFOP353.500104248D
9/29/25 16:30
9/29/25
MSIFMsc Income Fund, Inc.FundCEFClosed-End FundsHyzak Dwayne L.TXDOCEO,SMDP5013.4904756D
9/29/25 16:30
9/26/25
MSIFMsc Income Fund, Inc.FundCEFClosed-End FundsNiemann John O. Jr.TXDP2313.5002536D
9/29/25 16:05
9/26/25
DXDynex Capital IncVARlEstREITReal Estate Investment TrustsPopenoe Smriti LaxmanVADOCo-CEO,PP5212.16041407D
9/29/25 16:05
9/26/25
DXDynex Capital IncVARlEstREITReal Estate Investment TrustsColligan Robert SVAOCFO,COOP5112.12044121D
9/29/25 16:05
9/29/25
TONXTon Strategy CoNVPerSvPerSvPersonal ServicesStotz ManuelNVDTP4987.1107032,298I
9/29/25 16:01
9/25/25
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP1,0032.710370172,501D
9/29/25 16:00
9/25/25
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEOP2,5182.720925186,440D
9/29/25 15:53
9/29/25
DLPNDolphin Entertainment, Inc.FLPerSvPerSvPersonal ServicesO'Dowd William IVFLDOCEOP51.32041495D
9/29/25 15:39
9/25/25
MUNEXBlackrock Municipal Credit Alpha Portfolio, Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP6012.64050I
9/29/25 15:39
9/25/25
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsBaird Gordon APADP.m820.43004131D
9/29/25 14:28
9/26/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.63010928M
9/29/25 14:09
9/26/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1947.880001,164D
9/29/25 14:06
9/29/25
UMHUmh Properties, Inc.MDRlEstREITReal Estate Investment TrustsLandy Michael PNJDP.d14514.460102428D
9/29/25 13:57
9/26/25
FULFuller H B CoMNChemChemAdhesives & SealantsEast James J.MNOEVP,HHCP.d258.620013D
9/29/25 06:00
9/25/25
RYMRythm, Inc.NVAgAgAgricultural ServicesKovler BenjaminILDOInterim P3737.0801520D
9/26/25 20:46
9/25/25
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Shepard William RILDP73265.19000261M
9/26/25 18:20
9/24/25
PTRNPattern Group Inc.DERetaileComCatalog & Mail-Order HousesKl Pattern Holdings LPCATP.m3,86112.770302128,177I
9/26/25 18:09
9/23/25
MGTIMgt Capital Investments, Inc.DEFinancLoanFinance ServicesOnghai MichaelPRDP00.000500,000999%500,586D
9/26/25 17:01
9/25/25
PGENPrecigen, Inc.VAHealthDrugPharmaceutical PreparationsThomasian Harry Jr.MDOCFOP.m403.570112469D
9/26/25 16:30
9/24/25
UUUUniversal Safety Products, Inc.MDElectrWhElcElectronic Parts & EquipmentAult Milton C IIINVDP297.21041432I
9/26/25 16:30
9/25/25
MSIFMsc Income Fund, Inc.FundCEFClosed-End FundsWalker Jeffrey B.TXDP.m5013.55042221D
9/26/25 16:05
9/10/25
MRAIMarpai, Inc.DEHealthHealthMisc Health & Allied ServicesLamendola DamienFLDOTCEOP9501.060897138,005I
9/26/25 16:02
9/24/25
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEOP1,9402.620741185,515D
9/26/25 16:00
9/26/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP131.800708,836D
9/26/25 12:22
6/24/25
SNHOShonghoya Intl. Group, Inc.NVRetailRetailMiscellaneous RetailShonghoya Intl. Group, Inc.NVDOTcontrol P.m80.0001075,351New75,351D
9/26/25 11:28
9/25/25
WORWorthington Enterprises, Inc.OHMetalSteelSteel Works, Blast Furnaces &Endres Michael JOHDP53052.950101296D
9/26/25 11:13
9/25/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010927M
9/26/25 11:11
9/25/25
WORWorthington Enterprises, Inc.OHMetalSteelSteel Works, Blast Furnaces &McConnell John H IIOHDP253.3100038D
9/26/25 11:08
9/25/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1929.380001,164D
9/25/25 20:53
9/22/25
NYCAmerican Strategic Investment Co.MDRlEstREITReal Estate Investment TrustsSchorsch Nicholas SRITP.m569.990601,573I
9/25/25 20:13
9/22/25
MGTIMgt Capital Investments, Inc.DEFinancLoanFinance ServicesKittrell GradyFLTP.d00.0001,150,000852,147,484I
9/25/25 20:00
9/23/25
NEXTNextdecade CorpDEUtilityNgDistNatural Gas Transmission & DiHanwha Aerospace Co., Ltd.M5TP.m7,0107.0001,001336,074D
9/25/25 17:36
9/24/25
GLIBKGci Liberty, Inc.NVMediaPayTvCable & Other Pay Television Malone John CCODTP.m8135.000201,335D
9/25/25 17:30
9/23/25
MGTIMgt Capital Investments, Inc.DEFinancLoanFinance ServicesPfohl Jonathan MGAOINTERIM P00.000100,000New100,000D
9/25/25 17:11
9/23/25
GLPGlobal Partners LPEnergyOilTrPetroleum Bulk Stations & TerGlobal Gp LLCMAHGeneral P.m62650.070138170D
9/25/25 17:00
9/23/25
GPUSHyperscale Data, Inc.DEEnergyOilMchOil & Gas Field Machinery & EAult Milton C IIINVDOTExec CBP.m10.398402436D
9/25/25 16:55
9/23/25
PFXPhenixfin CorpFundCEFClosed-End FundsMcMillan EllidaNYOCFOP1247.750083D
9/25/25 16:46
9/23/25
STRRStar Equity Holdings, Inc.DEBizSvStaffHelp Supply ServicesEberwein Jeffrey E.CTDOTCEOP9911.47091674D
9/25/25 16:32
9/24/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsBates Shiloh RWYOChief InP2117.1801433D
9/25/25 16:24
9/24/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP.m331.8001808,828D
9/25/25 16:20
9/23/25
FDSFactset Research Systems IncDETechSoftwComputer Programming, Data PrMcLoughlin ChristopherCTOGCP100296.1900113D
9/25/25 16:15
9/24/25
NLOPNet Lease Office PropertiesMDRlEstREITReal Estate Investment TrustsPinola Richard JNYDP3029.4901813D
9/25/25 16:11
9/23/25
RNGERange Impact, Inc.NVMachnHvyCnHeavy Construction Non-Bldg CLoconti Joseph E.OHTP3500.150002,3331026,646I
9/25/25 16:10
9/23/25
RNGERange Impact, Inc.NVMachnHvyCnHeavy Construction Non-Bldg CFeighan Edward FOHDP1000.15000667184,418D
9/25/25 16:07
9/23/25
RNGERange Impact, Inc.NVMachnHvyCnHeavy Construction Non-Bldg CCavanaugh Michael R.OHDOCEOP1000.15000667352,546D
9/25/25 16:02
9/23/25
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEOP1,0212.660384084,773D
9/25/25 15:59
9/24/25
MNTRMentor Capital, Inc.DEFinancInvestInvestorsBillingsley ChesterTXDOTCEOP.dm20.088702512,914D
9/25/25 15:53
9/15/25
MGMistras Group, Inc.DEBizSvEngSvEngineering ServicesCoggins Eileen MaryNJOEVP,GCP.d1439.55015New15D
9/25/25 14:23
9/25/25
BMCBmc Fund IncFundCEFClosed-End FundsBroyhill Markham HuntNCHTrusteeP3720.4602362I
9/25/25 13:24
9/23/25
ACPAbrdn Income Credit Strategies FundFundCEFClosed-End FundsReit ToddPADP125.8202New2D
9/25/25 11:50
9/24/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP140.8020018016,505D
9/25/25 11:32
9/24/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1955.440001,164D
9/25/25 11:25
9/25/25
MRVLMarvell Technology, Inc.DETechSemicnSemiconductors & Related DeviMeintjes Willem ACAOCFOP26578.03033132D
9/25/25 11:24
9/25/25
MRVLMarvell Technology, Inc.DETechSemicnSemiconductors & Related DeviBharathi SandeepCAOP,Data CP26578.0303573D
9/25/25 11:22
9/25/25
MRVLMarvell Technology, Inc.DETechSemicnSemiconductors & Related DeviKoopmans ChrisCAOP,COOP53178.03077105I
9/25/25 11:20
9/25/25
MRVLMarvell Technology, Inc.DETechSemicnSemiconductors & Related DeviMurphy Matthew JCADOCB,CEOP1,04877.090145269D
9/25/25 11:11
9/24/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010926M
9/25/25 07:50
9/19/25
TOFBTofutti Brands IncDEFdBevFoodIce Cream & Frozen DessertsA-6684 Ltd.L3TP00.7300000615I
9/24/25 21:30
9/24/25
ASPJXAdams Street Private Equity Navigator Fund LLCFundCEFClosed-End FundsWalker James FrancisNYDOP,CEOP25010.67023New23D
9/24/25 20:00
9/22/25
NREFNexpoint Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsDondero James DTXDOTPP94614.3306616,569I
9/24/25 17:09
9/22/25
PMTPennymac Mortgage Investment TrustMDRlEstREITReal Estate Investment TrustsLynch Catherine A.CADP3412.0203555D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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