9/30/26 20:46 | 9/28/26 | GPI | Group 1 Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Conifer Management, L.L.C. | NY | T | | 5 | P.m | 178,979 | 259.42 | 0 | 690 | 56 | 1,912 | I | | | | | | | | | | | | | | |
9/30/26 20:38 | 9/28/26 | LPCN | Lipocine Inc. | DE | Health | Drug | Pharmaceutical Preparations | Higuchi John W. | UT | D | | 3 | P | 360 | 2.05 | 0 | 176 | 430 | 216 | D | | | | | | | | | | | | | | |
9/30/26 20:33 | 9/28/26 | BHM | Bluerock Homes Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Kamfar Ramin | NY | DO | CB,CEO | 7 | P.m | 11,920 | 12.35 | 0 | 965 | 999% | 966 | I | | | | | | | | | | | | | | |
9/30/26 20:30 | 9/28/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Ruddy Jordan B. | NY | O | P | 1 | P.m | 60 | 12.54 | 0 | 5 | 42 | 16 | D | | | | | | | | | | | | | | |
9/30/26 19:52 | 9/28/26 | LSXMK | Liberty Media LLC | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | 54 | P.dm | 6,282,512 | 44.77 | 0 | 140,329 | 35 | 544,591 | I | | | | | | | | | | | | | | |
9/30/26 18:51 | 9/29/26 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | 54 | P.dm | 332 | 1.08 | 0 | 309 | 124 | 559 | D | | | | | | | | | | | | | | |
9/30/26 17:51 | 9/28/26 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bistricer Jacob | NY | O | COO | 1 | P | 246 | 3.35 | 0 | 74 | 117 | 137 | M | | | | | | | | | | | | | | |
9/30/26 17:47 | 9/30/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | 4 | P.m | 16 | 5.17 | 0 | 3 | 2 | 193 | D | | | | | | | | | | | | | | |
9/30/26 17:34 | 2/29/24 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Horowitz Joshua | CT | D | | 14 | P.dm | 1,200 | 5.96 | 0 | 202 | 19 | 1,281 | I | | | | | | | | | | | | | | |
9/30/26 17:29 | 9/28/26 | UPB | Upstream Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chimovits Erez | MA | DT | | 3 | P.d | 49,991 | 17.69 | 0 | 2,827 | 25 | 14,120 | I | | | | | | | | | | | | | | |
9/30/26 17:25 | 1/30/24 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordon Carl L | IN | DT | | 13 | P.dm | 102,723 | 8.04 | 0 | 12,777 | 106 | 24,839 | I | | | | | | | | | | | | | | |
9/30/26 17:23 | 1/30/24 | TERN | Terns Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | DT | | 30 | P.dm | 237,140 | 6.36 | 0 | 37,309 | 75 | 87,070 | I | | | | | | | | | | | | | | |
9/30/26 17:10 | 9/29/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | 12 | P.m | 10,004 | 9.69 | 0 | 1,032 | 349 | 1,328 | I | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | 13 | P | 117,796 | 34.51 | 0 | 3,414 | 3 | 125,580 | D | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | UTI | Universal Technical Institute Inc | DE | PerSv | EduSv | Educational Services | Devincenzi Robert Thomas | AZ | D | | 7 | P | 589 | 25.60 | 0 | 23 | 18 | 153 | D | | | | | | | | | | | | | | |
9/30/26 16:58 | 7/15/25 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 92 | P.d | 227 | 9.37 | 0 | 24 | 1 | 1,886 | D | | | | | | | | | | | | | | |
9/30/26 16:57 | 7/15/25 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 91 | P | 128 | 9.42 | 0 | 14 | 11 | 137 | D | | | | | | | | | | | | | | |
9/30/26 16:55 | 8/16/24 | RVT | Royce Small-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | 13 | P | 607 | 12.86 | 0 | 47 | 35 | 183 | D | | | | | | | | | | | | | | |
9/30/26 16:47 | 9/29/26 | ARR | Armour Residential Reit, Inc. | | RlEst | REIT | Real Estate Investment Trusts | Losyev Sergey | FL | O | Co-Chief | 1 | P | 10 | 13.91 | 0 | 1 | 8 | 10 | D | | | | | | | | | | | | | | |
9/30/26 16:42 | 9/28/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Di Marcello Francesco | | O | Exec Off | 1 | P.m | 1,009 | 17.65 | 0 | 57 | 34 | 226 | D | | | | | | | | | | | | | | |
9/30/26 16:37 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Hartt Steven Knut | CA | H | Consulta | 2 | P | 20 | 16.04 | 0 | 1 | 999% | 1 | D | | | | | | | | | | | | | | |
9/30/26 16:33 | 1/5/26 | SUNS | Sunrise Realty Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Tannenbaum Leonard M | FL | DOT | Exec CB | 82 | P.m | 50,428 | 8.07 | 0 | 6,251 | 104 | 12,281 | D | | | | | | | | | | | | | | |
9/30/26 16:31 | 12/13/23 | ACAD | Acadia Pharmaceuticals Inc | DE | Health | Drug | Pharmaceutical Preparations | Baker Bros. Advisors LP | NY | DT | | 25 | P.dm | 647,438 | 43.47 | 0 | 14,892 | 17 | 104,115 | I | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Samson Ethan Isaac | OR | H | Director | 3 | P | 36 | 18.57 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/30/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Horne William B. | NV | DO | CEO | 10 | P.dm | 244 | 0.3593 | 0 | 679 | | 536 | D | | | | | | | | | | | | | | |
9/30/26 16:21 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Woolley Peter Scott | MA | H | CO-CEO o | 3 | P | 250 | 18.18 | 0 | 14 | | 14 | D | | | | | | | | | | | | | | |
9/30/26 16:15 | 9/28/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Frankel Stanley | NC | D | | 3 | P | 32 | 5.02 | 0 | 6 | 18 | 41 | D | | | | | | | | | | | | | | |
9/30/26 16:13 | 9/29/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Brown Brothers Harriman & Co | NY | TH | See Foot | 2 | P | 19,567 | 10.05 | 0 | 1,947 | | 1,255 | D | | | | | | | | | | | | | | |
9/30/26 16:08 | 5/28/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | 8 | P.m | 24,291 | 22.20 | 0 | 1,094 | 72 | 2,619 | I | | | | | | | | | | | | | | |
9/30/26 16:03 | 9/28/26 | SRPT | Sarepta Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Barry Richard | MA | D | | 8 | P.m | 7,786 | 10.83 | 0 | 719 | 21 | 4,111 | I | | | | | | | | | | | | | | |
9/30/26 16:01 | 9/28/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Plott Ronald Todd | PA | D | | 2 | P.m | 27 | 1.10 | 0 | 25 | 147 | 42 | D | | | | | | | | | | | | | | |
9/30/26 16:00 | 9/28/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Sell Moritz A | OH | D | | 21 | P.m | 259 | 6.12 | 0 | 42 | 427 | 52 | D | | | | | | | | | | | | | | |
9/30/26 14:19 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Swell Michael | CA | D | | 1 | P | 15 | 9.95 | 0 | 2 | 25 | 8 | D | | | | | | | | | | | | | | |
9/30/26 13:38 | 9/28/26 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | 2 | P | 60 | 9.61 | 0 | 6 | 6 | 118 | D | | | | | | | | | | | | | | |
9/30/26 11:38 | 9/29/26 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Haden Patrick C | CA | D | | 1 | P | 267 | 4.24 | 0 | 63 | | 23 | D | | | | | | | | | | | | | | |
9/30/26 11:35 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Tarica Andrew | CA | D | | 1 | P | 13 | 9.95 | 0 | 1 | 2 | 59 | D | | | | | | | | | | | | | | |
9/30/26 11:31 | 9/29/26 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Baird Gordon A | PA | D | | 2 | P.m | 9 | 20.33 | 0 | 0 | 445 | 1 | D | | | | | | | | | | | | | | |
9/30/26 11:21 | 9/28/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | 18 | P.am | 383 | 2.72 | 0 | 141 | 38 | 512 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Handley Thomas W | MN | D | | 1 | P.d | 99 | 49.41 | 0 | 2 | 148 | 3 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Florness Daniel L | MN | D | | 1 | P.d | 100 | 49.34 | 0 | 2 | 150 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Rasmussen Trangsrud Teresa J | MN | D | | 2 | P.ad | 166 | 54.51 | 0 | 3 | 127 | 5 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/29/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Lauber Charles T | MN | D | | 1 | P.d | 100 | 49.87 | 0 | 2 | 148 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Zaheer Srilata | MN | D | | 1 | P.dm | 100 | 49.08 | 0 | 2 | 152 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:03 | 9/28/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | 2 | P.m | 6,715 | 44.34 | 0 | 151 | 2 | 7,480 | D | | | | | | | | | | | | | | |
9/30/26 10:25 | 9/30/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Catelani Michael | CA | O | P,COO,CF | 4 | P | 71 | 2.66 | 0 | 27 | 113 | 50 | D | | | | | | | | | | | | | | |
9/30/26 09:59 | 9/28/26 | BFS | Saul Centers, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Friedman Joel Albert | MD | O | EVP,CAO, | 1 | P.d | 4 | 18.53 | 0 | 0 | 1 | 24 | D | | | | | | | | | | | | | | |
9/30/26 09:53 | 12/10/24 | CULP | Culp Inc | NC | Hshld | Txtl | Broadwoven Fabric Mills, Cott | Culp Robert George IV | NC | DO | P,CEO | 11 | P.m | 375 | 4.49 | 0 | 84 | 22 | 458 | D | | | | | | | | | | | | | | |
9/30/26 09:31 | 9/29/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | 1 | P | 11 | 1.26 | 0 | 8 | | 8 | I | | | | | | | | | | | | | | |
9/30/26 08:15 | 9/28/26 | BNZI | Banzai International, Inc. | | Fund | CEF | Closed-End Funds | Davy Joseph P. | WA | DOT | CEO | 6 | P.m | 13 | 0.1041 | 0 | 122 | 377 | 154 | D | | | | | | | | | | | | | | |
9/30/26 06:30 | 9/28/26 | ASPI | Asp Isotopes Inc. | DE | Chem | Chem | Miscellaneous Chemical Produc | Ryan Robert John Andrew | TX | D | | 5 | P.m | 183 | 2.98 | 0 | 61 | 10 | 660 | D | | | | | | | | | | | | | | |
9/30/26 06:11 | 5/27/25 | LBSR | Liberty Star Uranium & Metals Corp. | NV | Mining | IndMn | Metal Mining | O'Heeron Pete | TX | DOT | CB,Secre | 14 | P.dm | 1,623 | 0.0531 | 0 | 30,568 | | 25,557 | D | | | | | | | | | | | | | | |
9/30/26 06:01 | 9/29/26 | MNSO | Miniso Group Holding Ltd | E9 | Retail | VrtySt | Variety Stores | Zhang Jingjing Eason | | O | VP,CFO | 1 | P | 340 | 2.26 | 0 | 151 | 62 | 394 | D | | | | | | | | | | | | | | |
9/29/26 21:45 | 9/28/26 | AVLN | Avalyn Pharma Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sr One Capital Management, LLC | CA | T | | 5 | P.d | 87,600 | 17.27 | 0 | 5,073 | 30 | 22,078 | I | | | | | | | | | | | | | | |
9/29/26 21:43 | 12/16/22 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | George Simeon | CA | DT | | 4 | P.dm | 106,274 | 19.36 | 0 | 5,490 | 34 | 21,835 | I | | | | | | | | | | | | | | |
9/29/26 18:40 | 9/25/26 | RFL | Rafael Holdings, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Jonas Howard S | NJ | DOT | Exec CB, | 2 | P.d | 16,743 | 1.09 | 0 | 15,299 | 882 | 17,034 | I | | | | | | | | | | | | | | |
9/29/26 18:31 | 3/10/22 | ASX | Light & Wonder, Inc. | NV | Tech | Softw | Computer Integrated Systems D | McLennan Hamish | NV | D | | 2 | P | 460 | 64.51 | 0 | 7 | 17 | 48 | I | | | | | | | | | | | | | | |
9/29/26 17:33 | 9/25/26 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Brockman Ivan | IN | D | | 1 | P | 10 | 4.00 | 0 | 3 | 10 | 28 | I | | | | | | | | | | | | | | |
9/29/26 17:26 | 9/25/26 | COUR | Coursera, Inc. | DE | Tech | Softw | Prepackaged Software | Pale Fire Capital Se | | T | | 3 | P.m | 40,125 | 7.70 | 0 | 5,211 | 16 | 37,731 | I | | | | | | | | | | | | | | |
9/29/26 17:07 | 9/28/26 | SNES | Senestech, Inc. | DE | Chem | AgCm | Agricultural Chemicals | Edell Michael | AZ | DO | CEO | 7 | P.m | 13 | 1.19 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
9/29/26 16:59 | 9/29/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | 6 | P.m | 99,468 | 21.89 | 0 | 4,545 | 12 | 40,949 | D | | | | | | | | | | | | | | |
9/29/26 16:36 | 9/28/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 79 | P.m | 4,772 | 5.23 | 0 | 912 | 46 | 2,882 | I | | | | | | | | | | | | | | |
9/29/26 16:32 | 9/24/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Guicardi Neto Bruno | NJ | OT | P of N. | 3 | P.m | 36 | 3.15 | 0 | 12 | 14 | 97 | D | | | | | | | | | | | | | | |
9/29/26 16:27 | 9/25/26 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DO | P,CEO | 6 | P | 12,883 | 10.01 | 0 | 1,288 | | 1,210 | D | | | | | | | | | | | | | | |
9/29/26 16:10 | 9/10/26 | VRXA | Veraxa Biotech AG | V8 | Health | Drug | Pharmaceutical Preparations | Hosseinion Warren | | D | | 2 | P.d | 34 | 5.38 | 0 | 6 | 1 | 642 | D | | | | | | | | | | | | | | |
9/29/26 16:07 | 9/22/26 | AMFN | American Fusion, Inc. | TX | Utility | ElcPwr | Electric Services | Rossa Alexander William | TX | H | Chief Re | 1 | P | 86 | 0.1020 | 0 | 843 | 39 | 3,000 | D | | | | | | | | | | | | | | |
9/29/26 16:06 | 9/28/26 | XRN | Chiron Real Estate Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Wittman Lori | MD | D | | 2 | P.d | 117 | 19.76 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
9/29/26 16:05 | 9/25/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Dakos Andrew | NJ | DOH | P,CEO | 16 | P.m | 990 | 5.98 | 0 | 166 | 650 | 191 | D | | | | | | | | | | | | | | |
9/29/26 16:00 | 9/25/26 | HGBL | Heritage Global Inc. | FL | BizSv | BizSv | Business Services | Burnham William L | NV | D | | 1 | P | 399 | 1.33 | 0 | 300 | 429 | 370 | I | | | | | | | | | | | | | | |
9/29/26 15:37 | 9/25/26 | PAM | Pampa Energy Inc. | C1 | Utility | ElcPwr | Electric Services | Mariani Gustavo | | O | ViceP | 2 | P.m | 6,017 | 80.23 | 0 | 75 | 5 | 1,616 | D | | | | | | | | | | | | | | |
9/29/26 13:49 | 9/28/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Ben-Noon Dagi Shahar | | DO | CEO | 1 | P | 120 | 0.7078 | 0 | 169 | 5 | 3,646 | D | | | | | | | | | | | | | | |
9/29/26 13:36 | 9/28/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 610 | P.m | 1,083 | 16.44 | 0 | 66 | 1 | 4,463 | D | | | | | | | | | | | | | | |
9/29/26 12:42 | 4/17/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 32 | P.m | 3,529 | 25.36 | 0 | 139 | 107 | 269 | D | | | | | | | | | | | | | | |
9/29/26 11:47 | 9/28/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Leonard Daniel J | CA | D | | 10 | P | 177 | 26.26 | 0 | 7 | 12 | 63 | D | | | | | | | | | | | | | | |
9/29/26 11:25 | 9/22/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Ben-Avi David | | DO | CTO,Co F | 3 | P.m | 268 | 43.15 | 0 | 6 | 0 | 6,593 | D | | | | | | | | | | | | | | |
9/29/26 11:22 | 9/28/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | 4 | P | 216 | 13.21 | 0 | 16 | 204 | 24 | D | | | | | | | | | | | | | | |
9/29/26 10:42 | 7/19/24 | CPEFX | Cascade Private Capital Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | 7 | P.m | 1,047 | 11.94 | 0 | 88 | 41 | 299 | D | | | | | | | | | | | | | | |
9/29/26 10:22 | 9/22/26 | CTTH | Ctt Pharmaceutical Holdings, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Ctt Pharmaceutical Holdings, Inc. | FL | DO | CEO | 60 | P | 55 | 0.0299 | 0 | 1,844 | 24 | 9,430 | D | | | | | | | | | | | | | | |
9/29/26 10:03 | 9/28/26 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 1624 | P.m | 1,413,104 | 12.46 | 0 | 113,426 | 58 | 308,777 | I | | | | | | | | | | | | | | |
9/29/26 09:15 | 9/27/23 | GAIA | Gaia, Inc | CO | PerSv | Entert | Motion Picture & Video Tape P | Sutherland Paul Howard | CO | D | | 36 | P.m | 478 | 2.09 | 0 | 229 | 77 | 525 | D | | | | | | | | | | | | | | |
9/29/26 07:00 | 9/25/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Brown Melinda | NC | D | | 6 | P | 50 | 4.81 | 0 | 10 | 30 | 45 | D | | | | | | | | | | | | | | |
9/29/26 07:00 | 9/25/26 | ENTX | Entera Bio Ltd. | L3 | Health | BioPrd | Biological Products, (No Diag | Germano Geno J | L3 | D | | 6 | P | 120 | 2.28 | 0 | 52 | 150 | 87 | D | | | | | | | | | | | | | | |
9/28/26 21:57 | 12/17/25 | CFND | C1 Fund Inc. | | Fund | CEF | Closed-End Funds | Han Elliot Jin | CA | O | Chief In | 2 | P | 48 | 4.81 | 0 | 10 | 45 | 32 | M | | | | | | | | | | | | | | |
9/28/26 19:57 | 7/31/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Opaleye Management Inc. | MA | T | | 89 | P.dm | 41,680 | 5.33 | 0 | 7,826 | 33 | 31,750 | I | | | | | | | | | | | | | | |
9/28/26 19:38 | 9/24/26 | PDI | Pimco Dynamic Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | 6 | P | 206 | 11.58 | 0 | 18 | 119 | 33 | D | | | | | | | | | | | | | | |
9/28/26 19:22 | 9/16/26 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson John Adam | TN | DO | Exec Cha | 2 | P | 9 | 27.55 | 0 | 0 | 0 | 2,254 | D | | | | | | | | | | | | | | |
9/28/26 18:51 | 9/17/26 | CBDS | Dogecoin Cash, Inc. | NV | PerSv | PerSv | Personal Services | Tobias David | NV | DOT | CEO | 2 | P.m | 23 | 0.0574 | 0 | 399 | 1 | 31,684 | D | | | | | | | | | | | | | | |
9/28/26 18:27 | 5/22/26 | GLIBK | Liberty Capital Corp/Nv | NV | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | DT | | 42 | P.m | 202,672 | 10.79 | 0 | 18,779 | 55 | 52,866 | M | | | | | | | | | | | | | | |
9/28/26 18:01 | 9/24/26 | INR | Infinity Natural Resources, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Baetz Cary D | WV | O | EVP,CFO | 1 | P.m | 300 | 13.44 | 0 | 22 | | 22 | D | | | | | | | | | | | | | | |
9/28/26 17:55 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Scheub Todd M. | IN | O | EVP | 8 | P | 11 | 32.35 | 0 | 0 | 2 | 20 | I | | | | | | | | | | | | | | |
9/28/26 17:47 | 9/12/24 | INBX | Inhibrx Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lappe Mark | CA | DO | CEO | 6 | P.m | 6,059 | 30.45 | 0 | 199 | 26 | 960 | I | | | | | | | | | | | | | | |
9/28/26 17:31 | 9/24/26 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | 36 | P.dm | 886 | 2.01 | 0 | 442 | 230 | 634 | I | | | | | | | | | | | | | | |
9/28/26 17:24 | 9/25/26 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Fierman Michael | GA | H | INVESTME | 3 | P.m | 508 | 9.20 | 0 | 55 | 11 | 546 | D | | | | | | | | | | | | | | |
9/28/26 17:12 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Puntillo Anthony | IN | D | | 2 | P | 0 | 38.92 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
9/28/26 17:10 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Bochnowski Benjamin J | IN | DO | P,CEO | 18 | P.m | 135 | 29.57 | 0 | 5 | 16 | 33 | I | | | | | | | | | | | | | | |
9/28/26 17:08 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Lowry Robert T | IN | O | EVP | 9 | P | 19 | 30.42 | 0 | 1 | 2 | 30 | I | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Schaible John Martin | FL | DO | Exec CB | 1 | P.am | 20 | 0.1964 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Ridenhour David Craig | FL | DO | P | 1 | P.am | 19 | 0.1940 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Patel Sandip I | FL | DO | CFO,GC | 1 | P.am | 21 | 0.2074 | 0 | 100 | 12 | 905 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Carlson Steven J. | FL | D | | 1 | P.am | 3 | 0.1963 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Hammond Thomas Jon | FL | D | | 1 | P.a | 100 | 0.1996 | 0 | 500 | 999% | 501 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | MNKTQ | Mallinckrodt Plc | | Health | Drug | Pharmaceutical Preparations | Goldentree Asset Management LP | NY | T | | 18 | P.m | 116,594 | 25.82 | 0 | 4,516 | 46 | 14,399 | I | | | | | | | | | | | | | | |
9/28/26 16:57 | 9/28/26 | PLAY | Dave & Buster'S Entertainment, Inc. | DE | Retail | Dining | Eating Places | Hatton Cory | TX | O | Interim | 1 | P | 26 | 6.50 | 0 | 4 | 4 | 104 | D | | | | | | | | | | | | | | |
9/28/26 16:47 | 9/16/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 98 | P.e | 677 | 1.20 | 0 | 566 | 490 | 681 | D | | | | | | | | | | | | | | |
9/28/26 16:25 | 9/24/26 | HDSN | Hudson Technologies Inc /Ny | NY | Machn | IndWs | Machinery, Equipment & Suppli | Hartree Partners, LP | NY | T | | 10 | P.m | 6,552 | 5.74 | 0 | 1,141 | 27 | 5,349 | D | | | | | | | | | | | | | | |
9/28/26 16:15 | 3/26/26 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 20 | P.m | 2,898 | 219.39 | 0 | 13 | 5 | 264 | M | | | | | | | | | | | | | | |
9/28/26 14:18 | 9/25/26 | GOAI | Eva Live Inc | NV | Tech | Softw | Computer Programming, Data Pr | Boulette David | NV | DOT | CEO | 2 | P | 77 | 2.02 | 0 | 38 | 0 | 23,266 | D | | | | | | | | | | | | | | |
9/28/26 12:18 | 9/18/26 | ZUMZ | Zumiez Inc | WA | Retail | ClthSt | Apparel & Accessory Stores | Ellis Adam Christopher | WA | O | P Intern | 3 | P | 424 | 14.13 | 0 | 30 | 56 | 84 | D | | | | | | | | | | | | | | |
9/28/26 10:50 | 9/25/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | McGarel David | IL | O | Officer- | 2 | P | 325 | 13.56 | 0 | 24 | | 24 | D | | | | | | | | | | | | | | |
9/28/26 10:48 | 9/24/26 | WDI | Western Asset Diversified Income Fund (Wdi) | | Fund | CEF | Closed-End Funds | Buchanan Michael Carlton | CA | H | Co-CIO/S | 1 | P | 59 | 11.88 | 0 | 5 | 33 | 20 | D | | | | | | | | | | | | | | |
9/28/26 08:55 | 9/25/26 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Parks Kevin | NY | H | Portfoli | 4 | P | 43 | 12.33 | 0 | 4 | 84 | 8 | D | | | | | | | | | | | | | | |
9/28/26 08:45 | 7/30/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Kumar Amit | CA | O | CEO | 16 | P | 496 | 2.75 | 0 | 180 | 37 | 672 | D | | | | | | | | | | | | | | |
9/28/26 08:43 | 9/25/26 | DX | Dynex Capital Inc | VA | RlEst | REIT | Real Estate Investment Trusts | Connelly Terrence John Jr | VA | O | Chief In | 1 | P | 28 | 11.18 | 0 | 3 | 4 | 59 | D | | | | | | | | | | | | | | |
9/28/26 08:30 | 7/18/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Baskies Arnold M | CA | D | | 6 | P | 127 | 3.18 | 0 | 40 | 40 | 141 | D | | | | | | | | | | | | | | |
9/28/26 07:00 | 9/25/26 | DMRA | Damora Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Jarrett Jennifer | MA | DO | Dir,P,CE | 1 | P | 253 | 20.23 | 0 | 13 | 3 | 513 | D | | | | | | | | | | | | | | |
9/28/26 06:05 | 9/24/26 | MICS | Singing Machine Co Inc | DE | Hshld | Toys | Phonograph Records & Prerecor | Ault Milton C III | NV | T | | 158 | P.dm | 11,030 | 0.5022 | 0 | 21,964 | 28 | 100,110 | M | | | | | | | | | | | | | | |
9/25/26 18:47 | 9/25/26 | CX | Cemex Sab De Cv | O5 | Build | Cemnt | Cement, Hydraulic | Zambrano Lozano Rogelio | | D | | 1 | P | 6,926 | 17.28 | 0 | 401 | 4 | 10,000 | I | | | | | | | | | | | | | | |
9/25/26 18:23 | 9/23/26 | ADAG | Adagene Inc. | E9 | Health | Drug | Pharmaceutical Preparations | Tam Man Kin | | DO | CFO | 1 | P | 6 | 3.00 | 0 | 2 | 6 | 37 | D | | | | | | | | | | | | | | |
9/25/26 18:06 | 9/25/26 | RSI | Rush Street Interactive, Inc. | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Markell Jack A. | IL | D | | 1 | P | 29 | 19.35 | 0 | 2 | 9 | 19 | D | | | | | | | | | | | | | | |
9/25/26 17:19 | 9/24/26 | DLY | Doubleline Yield Opportunities Fund | | Fund | CEF | Closed-End Funds | Sherman Jeffrey J. | FL | O | VP | 1 | P | 130 | 13.03 | 0 | 10 | | 0 | D | | | | | | | | | | | | | | |
9/25/26 16:36 | 3/15/23 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Mitchell William Edward | NJ | D | | 11 | P.d | 60 | 15.10 | 0 | 4 | 12 | 37 | D | | | | | | | | | | | | | | |
9/25/26 16:35 | 9/24/26 | URG | Ur-Energy Inc | Z4 | Mining | Gold | Gold & Silver Ores | Walle Jade | CO | O | VP FINAN | 4 | P | 540 | 1.27 | 0 | 424 | | 424 | D | | | | | | | | | | | | | | |
9/25/26 16:19 | 9/23/26 | SKIL | Skillsoft Corp. | DE | Tech | Softw | Prepackaged Software | Hovsepian Ronald W | NH | DO | CEO,Exec | 4 | P.m | 250 | 6.11 | 0 | 41 | 12 | 382 | D | | | | | | | | | | | | | | |
9/25/26 16:15 | 9/24/26 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Love Douglas | CA | DO | P,CEO | 1 | P | 100 | 3.83 | 0 | 26 | 7 | 390 | D | | | | | | | | | | | | | | |
9/25/26 16:15 | 9/23/26 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Lee Chae | | DO | CEO | 1 | P.m | 318 | 3.19 | 0 | 100 | 35 | 389 | D | | | | | | | | | | | | | | |
9/25/26 16:07 | 10/22/24 | FPH | Five Point Holdings, LLC | DE | RlEst | RlEst | Real Estate | Levinson Sam | NJ | D | | 13 | P.dm | 33,731 | 6.03 | 0 | 5,596 | 44 | 18,321 | M | | | | | | | | | | | | | | |
9/25/26 16:01 | 9/24/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Bradford Patricia A | PA | D | | 2 | P | 19 | 1.02 | 0 | 19 | 41 | 64 | D | | | | | | | | | | | | | | |
9/25/26 14:58 | 9/24/26 | DHF | Bny Mellon High Yield Strategies Fund | | Fund | CEF | Closed-End Funds | Dimartino Joseph S | NY | D | | 2 | P.m | 91 | 2.28 | 0 | 40 | 20 | 240 | D | | | | | | | | | | | | | | |
9/25/26 14:29 | 9/24/26 | DFDV | Defi Development Corp. | NV | Financ | Loan | Finance Services | White Parker | FL | T | | 4 | P.dm | 301 | 6.28 | 0 | 48 | 2 | 3,117 | D | | | | | | | | | | | | | | |
9/25/26 13:55 | 9/18/26 | CUEN | Cuentas Inc. | | Retail | Grocer | Groceries & Related Products | Maimon Shalom Arik | FL | O | CEO | 9 | P.m | 39 | 0.4305 | 0 | 92 | 11 | 917 | D | | | | | | | | | | | | | | |
9/25/26 11:30 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Nester Paul W | VA | DO | P,CEO | 11 | P.d | 108 | 20.45 | 0 | 5 | 4 | 135 | D | | | | | | | | | | | | | | |
9/25/26 11:29 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Johnston Robert B | VA | D | | 9 | P | 139 | 19.66 | 0 | 7 | 12 | 67 | D | | | | | | | | | | | | | | |
9/25/26 11:27 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Williamson John B III | VA | D | | 10 | P.m | 255 | 19.50 | 0 | 13 | 8 | 183 | D | | | | | | | | | | | | | | |
9/25/26 10:51 | 8/27/24 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | He Junli | MA | DO | CEO | 14 | P.dm | 540 | 1.30 | 0 | 414 | 45 | 1,333 | D | | | | | | | | | | | | | | |
9/25/26 10:11 | 9/24/26 | EDRY | Eurodry Ltd. | 1T | Trans | WtrTr | Water Transportation | Pittas Aristeidis P | | D | | 6 | P.a | 176 | 43.37 | 0 | 4 | 3 | 158 | I | | | | | | | | | | | | | | |
9/25/26 09:07 | 2/23/24 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Clark Anthony S. | PA | D | | 5 | P | 122 | 15.30 | 0 | 8 | 800 | 9 | D | | | | | | | | | | | | | | |
9/25/26 08:39 | 7/31/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Titterton Lewis H Jr | CA | D | | 19 | P.m | 1,553 | 0.3136 | 0 | 4,953 | 106 | 9,624 | D | | | | | | | | | | | | | | |
9/25/26 08:01 | 9/24/26 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | 3 | P | 60 | 1.59 | 0 | 38 | 10 | 400 | D | | | | | | | | | | | | | | |
9/25/26 06:06 | 9/25/26 | NCT | Intercont (Cayman) Ltd | E9 | Trans | ShipTr | Deep Sea Foreign Transportati | Zhu Muchun | | DO | CEO,CB | 1 | P | 650 | 0.4000 | 0 | 1,625 | 787 | 1,832 | I | | | | | | | | | | | | | | |
9/25/26 06:01 | 9/23/26 | MSC | Studio City International Holdings Ltd | D8 | PerSv | Hotel | Hotels & Motels | Ho Lawrence Yau Lung | | D | | 1 | P | 206 | 0.1977 | 0 | 1,044 | 0 | 464,139 | I | | | | | | | | | | | | | | |
9/24/26 20:43 | 9/23/26 | PWRL | Powerlaw Corp. | | Fund | CEF | Closed-End Funds | Dinsdale Mike John | CA | DO | CEO | 2 | P.m | 346 | 14.20 | 0 | 24 | 2 | 1,268 | I | | | | | | | | | | | | | | |
9/24/26 19:15 | 9/23/26 | HHH | Howard Hughes Holdings Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Grandisson Marc | TX | DO | Exec CB, | 1 | P | 1,603 | 64.12 | 0 | 25 | 35 | 97 | D | | | | | | | | | | | | | | |
9/24/26 19:15 | 9/23/26 | HHH | Howard Hughes Holdings Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Davis Andrew D. | TX | O | COO,HHC | 1 | P | 64 | 64.49 | 0 | 1 | 3 | 33 | D | | | | | | | | | | | | | | |
9/24/26 18:57 | 9/22/26 | PDI | Pimco Dynamic Income Fund | | Fund | CEF | Closed-End Funds | Morris Sonya | CA | D | | 3 | P | 155 | 9.86 | 0 | 16 | | 16 | D | | | | | | | | | | | | | | |
9/24/26 17:26 | 9/23/26 | DY | Dycom Industries Inc | FL | Machn | HvyCn | Water, Sewer, Pipeline, Comm | Sabater Carmen M | FL | D | | 1 | P | 98 | 280.62 | 0 | 0 | 5 | 7 | D | | | | | | | | | | | | | | |
9/24/26 17:00 | 12/28/22 | GSHD | Goosehead Insurance, Inc. | DE | Insur | InsBrk | Insurance Agents, Brokers & S | Durable Capital Partners LP | MD | T | | 10 | P.m | 53,236 | 49.39 | 0 | 1,078 | 15 | 8,133 | I | | | | | | | | | | | | | | |
9/24/26 16:52 | 9/24/26 | MHLD | Maiden Holdings, Ltd. | D0 | Insur | Insur | Fire, Marine & Casualty Insur | Nigro Steven Harold | D0 | DH | See rema | 2 | P | 44 | 1.94 | 0 | 23 | 11 | 233 | D | | | | | | | | | | | | | | |
9/24/26 16:40 | 9/22/26 | ENGN | Engene Therapeutics Inc. | Z4 | Health | BioPrd | Biological Products, (No Diag | Grossman William | | DO | Interim | 1 | P | 10 | 1.97 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
9/24/26 16:24 | 5/27/25 | FLO | Flowers Foods Inc | GA | FdBev | Food | Food & Kindred Products | Chubb Thomas Caldecot III | GA | D | | 8 | P.d | 822 | 32.46 | 0 | 25 | 13 | 223 | D | | | | | | | | | | | | | | |
9/24/26 16:22 | 9/23/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Fitzgerald Larry Jr. | PA | D | | 3 | P | 395 | 137.34 | 0 | 3 | 23 | 15 | D | | | | | | | | | | | | | | |
9/24/26 16:22 | 9/22/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Gupta Navdeep | PA | O | EVP,CFO | 1 | P | 1,000 | 129.75 | 0 | 8 | 10 | 87 | D | | | | | | | | | | | | | | |
9/24/26 16:04 | 9/22/26 | ACIC | American Coastal Insurance Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Martz Brad | FL | O | P,CEO | 3 | P.m | 115 | 2.10 | 0 | 55 | 14 | 445 | D | | | | | | | | | | | | | | |
9/24/26 11:54 | 9/23/26 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Parcher Charles A. | OH | O | P | 3 | P | 46 | 19.31 | 0 | 2 | 9 | 30 | I | | | | | | | | | | | | | | |
9/24/26 10:21 | 9/23/26 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Davidson Spencer | NY | H | Chairman | 13 | P.m | 2,238 | 24.74 | 0 | 90 | 6 | 1,634 | D | | | | | | | | | | | | | | |
9/24/26 09:23 | 9/17/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D | | 22 | P.m | 1,081 | 21.72 | 0 | 50 | 27 | 231 | D | | | | | | | | | | | | | | |
9/24/26 09:01 | 8/17/23 | CSBB | Csb Bancorp, Inc. | OH | Financ | StBnk | State Commercial Banks | Kirkbride Cheryl M | OH | D | | 11 | P | 47 | 41.41 | 0 | 1 | 37 | 4 | D | | | | | | | | | | | | | | |
9/24/26 08:29 | 9/23/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Li Bin (William) | | D | | 1 | P | 997 | 0.0095 | 0 | 104,932 | 5 | 2,147,484 | I | | | | | | | | | | | | | | |
9/23/26 21:48 | 9/18/26 | PNRG | Primeenergy Resources Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Fong Gifford | CA | D | | 1 | P | 21 | 211.70 | 0 | 0 | 0 | 54 | D | | | | | | | | | | | | | | |
9/23/26 21:40 | 9/21/26 | BGDE | Big Digital Energy, Inc. | DE | Financ | Loan | Finance Services | Endeavor Blockchain, LLC | AR | TH | SEE REMA | 18 | P.m | 42,074 | 25.23 | 0 | 1,667 | 999% | 1,807 | D | | | | | | | | | | | | | | |
9/23/26 21:16 | 12/16/25 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | 23 | P.dm | 2,730 | 0.0595 | 0 | 45,895 | 47 | 144,188 | D | | | | | | | | | | | | | | |
9/23/26 21:01 | 9/18/26 | CV | Capsovision, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Harari Eliyahou Et Al | CA | T | | 4 | P | 11,008 | 5.75 | 0 | 1,914 | 134 | 3,343 | I | | | | | | | | | | | | | | |
9/23/26 20:58 | 9/22/26 | DFDV | Defi Development Corp. | NV | Financ | Loan | Finance Services | Kang Daniel | FL | O | Chief St | 4 | P.d | 202 | 5.22 | 0 | 39 | 78 | 88 | M | | | | | | | | | | | | | | |
9/23/26 20:21 | 9/21/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Macdonald Ryan S | NY | D | | 2 | P | 373 | 11.96 | 0 | 31 | 703 | 36 | D | | | | | | | | | | | | | | |
9/23/26 18:02 | 3/12/26 | STCN | Steel Connect, Inc. | DE | Metal | MtlFb | Coating, Engraving & Allied S | Steel Partners Holdings L.P. | NY | DT | | 40 | P.dm | 25,688 | 6.75 | 0 | 3,804 | 14 | 31,541 | I | | | | | | | | | | | | | | |
9/23/26 17:48 | 11/13/23 | BLDE | Blade Air Mobility, Inc. | DE | Trans | Airline | Air Transportation, Nonschedu | Affeldt Eric | NY | D | | 3 | P | 340 | 3.47 | 0 | 98 | 15 | 734 | I | | | | | | | | | | | | | | |
9/23/26 17:29 | 9/15/26 | CV | Capsovision, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Shen Ching Hang | | T | | 2 | P | 10,000 | 5.69 | 0 | 1,757 | 32 | 7,279 | I | | | | | | | | | | | | | | |
9/23/26 17:22 | 9/23/26 | ALNT | Allient Inc | CO | Electr | LabEq | Instruments For Meas & Testin | Winter Michael R | NY | D | | 2 | P | 97 | 74.47 | 0 | 1 | 3 | 40 | M | | | | | | | | | | | | | | |
9/23/26 16:59 | 11/19/24 | INBX | Inhibrx Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Kayyem Jon Faiz | CA | D | | 6 | P.m | 9,016 | 19.33 | 0 | 467 | 68 | 1,150 | I | | | | | | | | | | | | | | |
9/23/26 16:50 | 9/12/25 | LUCK | Lucky Strike Entertainment Corp | VA | PerSv | Entert | Amusement & Recreation Servic | Lavan Robert M. | VA | O | P,CFO | 15 | P.m | 474 | 10.70 | 0 | 44 | 104 | 87 | D | | | | | | | | | | | | | | |
9/23/26 16:41 | 9/21/26 | INR | Infinity Natural Resources, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Gieselman Scott | WV | D | | 5 | P.m | 1,977 | 16.01 | 0 | 123 | 886 | 137 | I | | | | | | | | | | | | | | |
9/23/26 16:37 | 9/22/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Villani Fiorenzo | | DO | See Rema | 3 | P.dm | 188 | 4.33 | 0 | 44 | 150 | 73 | D | | | | | | | | | | | | | | |
9/23/26 16:30 | 9/22/26 | DUOT | Duos Technologies Group, Inc. | FL | Tech | Softw | Prepackaged Software | Recker Frank Douglas | FL | DO | CEO | 1 | P | 85 | 9.14 | 0 | 9 | 2 | 409 | I | | | | | | | | | | | | | | |
9/23/26 16:28 | 4/17/26 | ARXS | Arxis, Inc. | DE | Aero | Aero | Aircraft Parts & Auxiliary Eq | Allen Patrick E | CT | D | | 2 | P | 488 | 37.56 | 0 | 13 | 178 | 20 | D | | | | | | | | | | | | | | |
9/23/26 16:15 | 9/21/26 | PAL | Proficient Auto Logistics, Inc | DE | Trans | TrSv | Transportation Services | Lux Steven F | FL | D | | 1 | P | 24 | 4.01 | 0 | 6 | 1 | 618 | D | | | | | | | | | | | | | | |
9/23/26 16:01 | 9/22/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Bitterman Robert J | PA | DO | CB,P,CEO | 16 | P.m | 67 | 1.12 | 0 | 60 | 16 | 431 | D | | | | | | | | | | | | | | |
9/23/26 16:00 | 4/13/23 | XOS | Xos, Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Mattson George N | CA | D | | 11 | P.m | 878 | 0.8508 | 0 | 1,032 | 22 | 5,807 | M | | | | | | | | | | | | | | |
9/23/26 15:52 | 9/18/26 | BVS | Bioventus Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Juniper Investment Company, LLC | NY | T | | 2 | P.m | 3,532 | 7.25 | 0 | 487 | 4 | 11,633 | I | | | | | | | | | | | | | | |
9/23/26 14:08 | 9/21/26 | CELFX | Cliffwater Enhanced Lending Fund | | Fund | CEF | Closed-End Funds | Nesbitt Stephen Lane | WI | DO | P,Intere | 15 | P.m | 165,399 | 10.68 | 0 | 15,492 | 469 | 18,793 | I | | | | | | | | | | | | | | |
9/23/26 13:11 | 9/21/26 | RTB | Rtb Digital, Inc. | NV | BizSv | Conslt | Management Consulting Service | Dorsett Jason Christopher | PR | T | | 2 | P | 288 | 9.61 | 0 | 30 | 1 | 4,204 | D | | | | | | | | | | | | | | |
9/23/26 10:44 | 9/21/26 | AXIA | Axia Energia S.A. | D5 | Utility | ElcPwr | Electric Services | Batista De Lima Filho Pedro | | D | | 11 | P.d | 71,813 | 11.32 | 0 | 6,344 | 35 | 24,370 | I | | | | | | | | | | | | | | |
9/23/26 10:18 | 9/22/26 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Grassi Craig Anthony | NY | O | Vice-P | 3 | P | 65 | 23.59 | 0 | 3 | 4 | 76 | I | | | | | | | | | | | | | | |
9/23/26 09:25 | 9/22/26 | RCT | Redcloud Holdings Plc | X0 | Retail | Retail | Retail Stores | Floyd Justin Beck Hinton | | DO | CEO | 1 | P | 185 | 2.50 | 0 | 74 | 5 | 1,661 | D | | | | | | | | | | | | | | |
9/23/26 07:00 | 9/21/26 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Erlich Craig | MI | O | CHIEF GR | 7 | P | 672 | 46.95 | 0 | 14 | 28 | 65 | D | | | | | | | | | | | | | | |
9/22/26 21:57 | 7/23/25 | NTRP | Nexttrip, Inc. | NV | Trans | TrSv | Transportation Services | Kaplan Andrew Jay | FL | D | | 4 | P.d | 271 | 2.47 | 0 | 109 | 350 | 141 | I | | | | | | | | | | | | | | |
9/22/26 20:10 | 6/22/26 | LRFC | Logan Ridge Finance Corp. | | Fund | CEF | Closed-End Funds | Goldthorpe Edward J. | NY | DO | P,CEO | 7 | P.m | 1,349 | 11.89 | 0 | 113 | 26 | 558 | D | | | | | | | | | | | | | | |
9/22/26 18:37 | 6/9/25 | BRID | Bridgford Foods Corp | CA | FdBev | Food | Sausages & Other Prepared Mea | Bridgford Richard Eugene | IL | H | Vice Pre | 16 | P | 17 | 8.95 | 0 | 2 | 5 | 39 | D | | | | | | | | | | | | | | |
9/22/26 16:51 | 9/21/26 | PPTIN | Presidio Property Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Heilbron Jack Kendrick | CA | DO | CEO | 45 | P.dm | 368 | 1.98 | 0 | 186 | 11 | 1,847 | D | | | | | | | | | | | | | | |
9/22/26 16:46 | 9/22/26 | BFRG | Bullfrog Ai Holdings, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Blacher Joshua | MD | O | CFO | 1 | P | 26 | 0.5285 | 0 | 50 | 333 | 65 | D | | | | | | | | | | | | | | |
9/22/26 16:45 | 9/22/26 | BFRG | Bullfrog Ai Holdings, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Singh Vininder | MD | DOT | CEO | 1 | P | 45 | 0.5989 | 0 | 75 | 3 | 2,442 | D | | | | | | | | | | | | | | |
9/22/26 16:43 | 9/18/26 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | 28 | P.m | 14,447 | 6.18 | 0 | 2,337 | 999% | 2,558 | I | | | | | | | | | | | | | | |
9/22/26 16:40 | 9/18/26 | SEZL | Sezzle Inc. | DE | BizSv | BizSv | Business Services | Hunt Bryan Cecil | MN | D | | 1 | P | 29 | 115.86 | 0 | 0 | 7 | 4 | D | | | | | | | | | | | | | | |
9/22/26 16:14 | 9/15/26 | NWPP | New Peoples Bankshares Inc | VA | Financ | StBnk | State Commercial Banks | White Blaine Scott | VA | DT | | 22 | P.m | 2,062 | 2.82 | 0 | 733 | 14 | 5,835 | I | | | | | | | | | | | | | | |
9/22/26 16:10 | 9/18/26 | JUSH | Jushi Holdings Inc. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Cacioppo James | FL | DOT | CEO | 4 | P.m | 999 | 0.4948 | 0 | 2,020 | 14 | 16,938 | I | | | | | | | | | | | | | | |
9/22/26 16:06 | 9/21/26 | FLNC | Fluence Energy, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Bulls Herman E | VA | D | | 5 | P | 647 | 9.25 | 0 | 70 | 70 | 170 | D | | | | | | | | | | | | | | |
9/22/26 16:05 | 12/11/25 | CRMT | Americas Carmart Inc | TX | Retail | AutoSt | Auto Dealers & Gasoline Stati | Collins Jonathan M. | AR | O | CFO | 3 | P | 20 | 33.65 | 0 | 1 | 3 | 18 | D | | | | | | | | | | | | | | |
9/22/26 16:05 | 9/22/26 | VFF | Village Farms International, Inc. | Z4 | Ag | Ag | Crops | Woodward Christopher C. | FL | D | | 2 | P | 31 | 1.02 | 0 | 30 | 8 | 384 | D | | | | | | | | | | | | | | |
9/22/26 16:03 | 9/21/26 | FLNC | Fluence Energy, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Von Heynitz Harald | VA | D | | 2 | P | 100 | 7.17 | 0 | 14 | 27 | 66 | D | | | | | | | | | | | | | | |
9/22/26 16:00 | 9/22/26 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Cush C. David | VA | D | | 2 | P | 283 | 47.11 | 0 | 6 | 39 | 21 | I | | | | | | | | | | | | | | |
9/22/26 14:26 | 8/11/25 | NSLR | Neostellar Capital Corp. | | Fund | CEF | Closed-End Funds | Klein Mark D | NY | DO | CB,CEO,P | 14 | P.m | 1,787 | 5.04 | 0 | 355 | 25 | 1,764 | D | | | | | | | | | | | | | | |
9/22/26 14:23 | 9/18/26 | BCBP | Bcb Bancorp Inc | NJ | Financ | SvBnk | Savings Institution, Federall | Obrien Thomas M | NJ | DO | CEO | 1 | P | 1,240 | 7.75 | 0 | 160 | 23 | 869 | D | | | | | | | | | | | | | | |
9/22/26 14:19 | 4/26/23 | BCBP | Bcb Bancorp Inc | NJ | Financ | SvBnk | Savings Institution, Federall | Chaudhry Jawad | NJ | O | CFO | 4 | P.m | 107 | 8.59 | 0 | 13 | 25 | 63 | D | | | | | | | | | | | | | | |