1/9/26 17:43 | 1/7/26 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Srivastava Sajal | CA | DO | P,CIO | 27 | P.m | 12,957 | 6.42 | 0 | 2,019 | 819 | 2,266 | I | | | | | | | | | | | | | | |
1/9/26 17:43 | 1/7/26 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | 26 | P.am | 12,707 | 6.41 | 0 | 1,984 | 924 | 2,198 | I | | | | | | | | | | | | | | |
1/9/26 17:26 | 1/7/26 | GTE | Gran Tierra Energy Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Lm Asset (Im) Inc. | A1 | T | | 3 | P.m | 1,576 | 3.94 | 0 | 400 | 10 | 4,382 | I | | | | | | | | | | | | | | |
1/9/26 17:25 | 1/7/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Andreessen Horowitz Lsv Fund I, L.P. | CA | T | | 4 | P.m | 42,854 | 15.46 | 0 | 2,772 | 11 | 28,219 | I | | | | | | | | | | | | | | |
1/9/26 17:25 | 1/7/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Andreessen Horowitz Lsv Fund Iii, L.P. | CA | T | | 4 | P.m | 42,854 | 15.46 | 0 | 2,772 | 11 | 28,219 | I | | | | | | | | | | | | | | |
1/9/26 17:25 | 1/7/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Andreessen Horowitz Fund V, L.P. | CA | T | | 4 | P.m | 42,854 | 15.46 | 0 | 2,772 | 11 | 28,219 | I | | | | | | | | | | | | | | |
1/9/26 17:25 | 1/7/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Horowitz Benjamin A | CA | DT | | 4 | P.m | 42,854 | 15.46 | 0 | 2,772 | 11 | 28,219 | I | | | | | | | | | | | | | | |
1/9/26 17:23 | 1/8/26 | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Sprott Eric | A6 | T | | 12 | P.dm | 190,527 | 6.41 | 0 | 29,741 | 999% | 31,581 | I | | | | | | | | | | | | | | |
1/9/26 17:17 | 1/7/26 | YYAI | Airwa Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Zhou Hongyu | DE | D | | 2 | P.m | 362 | 1.10 | 0 | 329 | 202 | 492 | D | | | | | | | | | | | | | | |
1/9/26 17:11 | 11/26/25 | APG | Api Group Corp | DE | BizSv | BizSv | To Dwellings & Other Building | Malkin Anthony E | MN | D | | 5 | P.dm | 2,786 | 16.03 | 0 | 174 | 123 | 315 | I | | | | | | | | | | | | | | |
1/9/26 16:38 | 1/7/26 | LPG | Dorian Lpg Ltd. | 1T | Trans | ShipTr | Deep Sea Foreign Transportati | Hadjipateras John C | CT | DOT | P,CEO | 4 | P.m | 1,747 | 21.84 | 0 | 80 | 4 | 2,021 | I | | | | | | | | | | | | | | |
1/9/26 16:38 | 1/8/26 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Le Phong | VA | DO | P,CEO | 5 | P.d | 1,400 | 86.79 | 0 | 16 | 84 | 35 | I | | | | | | | | | | | | | | |
1/9/26 16:27 | 1/7/26 | RILY | B. Riley Financial, Inc. | DE | Financ | InvAdv | Investment Advice | Asher Daniel | IL | T | | 6 | P.m | 3,587 | 39.17 | 0 | 92 | 2 | 5,916 | I | | | | | | | | | | | | | | |
1/9/26 16:10 | 1/8/26 | ALT | Altimmune, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Pisano Wayne | MD | D | | 1 | P | 20 | 4.08 | 0 | 5 | 59 | 13 | D | | | | | | | | | | | | | | |
1/9/26 16:04 | 1/7/26 | AVO | Mission Produce, Inc. | DE | Ag | Ag | Agricultural Services | Globalharvest Holdings Venture Ltd | D8 | T | | 8 | P.m | 8,595 | 11.68 | 0 | 736 | 10 | 7,851 | D | | | | | | | | | | | | | | |
1/9/26 16:01 | 1/6/26 | IVFH | Innovative Food Holdings Inc | FL | Retail | Grocer | Groceries, General Line | Smith Denver Johnson | CO | D | | 4 | P.m | 639 | 0.6970 | 0 | 917 | 23 | 4,844 | I | | | | | | | | | | | | | | |
1/9/26 16:01 | 1/8/26 | LMNR | Limoneira Co | DE | Ag | Ag | Crops | Slater Scott S | CA | D | | 4 | P.d | 213 | 8.42 | 0 | 25 | 16 | 188 | D | | | | | | | | | | | | | | |
1/9/26 16:00 | 1/6/26 | IVFH | Innovative Food Holdings Inc | FL | Retail | Grocer | Groceries, General Line | Schmulen Mark | TX | D | | 1 | P | 87 | 0.3000 | 0 | 289 | 513 | 345 | D | | | | | | | | | | | | | | |
1/9/26 14:11 | 1/8/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Stahl Murray | NY | D | | 1560 | P.dm | 16,646 | 23.17 | 0 | 718 | 5 | 16,318 | M | | | | | | | | | | | | | | |
1/9/26 12:46 | 1/9/26 | LAKE | Lakeland Industries Inc | DE | Health | Orthop | Orthopedic, Prosthetic & Surg | Swinea James Calven Jr. | AL | O | Interim | 1 | P | 9 | 8.71 | 0 | 1 | 16 | 7 | D | | | | | | | | | | | | | | |
1/9/26 11:43 | 1/8/26 | COSM | Cosmos Health Inc. | NV | Retail | WhDrg | Drugs, Proprietaries & Druggi | Siokas Grigorios | J3 | DOT | CEO | 43 | P.d | 11,646 | 0.6061 | 0 | 19,215 | 999% | 20,135 | D | | | | | | | | | | | | | | |
1/9/26 11:13 | 1/8/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 350 | P.m | 818 | 1,184.3 | 0 | 1 | 0 | 3,488 | D | | | | | | | | | | | | | | |
1/8/26 19:31 | 1/6/26 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Broadwood Partners, L.P. | NY | T | | 32 | P.dm | 226,123 | 3.53 | 0 | 64,122 | 39 | 230,454 | M | | | | | | | | | | | | | | |
1/8/26 18:28 | 1/5/26 | TCGSX | Tcg Strategic Income Fund | | Fund | CEF | Closed-End Funds | Tannenbaum Leonard M | FL | DT | | 51 | P.m | 37,242 | 9.30 | 0 | 4,005 | 67 | 9,974 | D | | | | | | | | | | | | | | |
1/8/26 18:21 | 1/6/26 | IVFH | Innovative Food Holdings Inc | FL | Retail | Grocer | Groceries, General Line | Pappas James C | TX | DT | | 7 | P.m | 2,773 | 1.05 | 0 | 2,632 | 32 | 10,927 | I | | | | | | | | | | | | | | |
1/8/26 18:00 | 1/6/26 | JYNT | Joint Corp | DE | Financ | Patent | Patent Owners & Lessors | Jobson Charles E | MA | T | | 5 | P.m | 394 | 8.49 | 0 | 46 | 3 | 1,622 | D | | | | | | | | | | | | | | |
1/8/26 17:59 | 1/6/26 | VAC | Marriott Vacations Worldwide Corp | X1 | RlEst | RlEst | Real Estate Agents & Managers | Fitzgerald John D. | FL | O | See Rema | 1 | P.m | 7 | 61.07 | 0 | 0 | 1 | 17 | M | | | | | | | | | | | | | | |
1/8/26 17:23 | 1/6/26 | TNYA | Tenaya Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Column Group III Gp, LP | CA | T | | 13 | P.dm | 87,542 | 1.71 | 0 | 51,102 | 520 | 60,925 | I | | | | | | | | | | | | | | |
1/8/26 17:19 | 1/6/26 | SRZN | Surrozen, Inc./De | DE | Health | BioPrd | Biological Products, (No Diag | Kutzkey Tim | CA | DT | | 5 | P.dm | 10,986 | 14.57 | 0 | 754 | 52 | 2,211 | I | | | | | | | | | | | | | | |
1/8/26 17:02 | 1/7/26 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | 8 | P | 235 | 22.36 | 0 | 11 | 142 | 18 | D | | | | | | | | | | | | | | |
1/8/26 16:57 | 12/31/25 | ZNTL | Zentalis Pharmaceuticals, Inc. | | Health | Drug | Pharmaceutical Preparations | Walters Group | NV | T | | 1 | P | 7,752 | 1.20 | 0 | 6,460 | 92 | 13,510 | D | | | | | | | | | | | | | | |
1/8/26 16:32 | 11/3/23 | UPBD | Upbound Group, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Brown Jeffrey J | TX | D | | 26 | P.dm | 1,964 | 39.15 | 0 | 50 | 44 | 164 | M | | | | | | | | | | | | | | |
1/8/26 16:28 | 1/7/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 32 | P.m | 3,242 | 5.20 | 0 | 623 | 31 | 2,631 | I | | | | | | | | | | | | | | |
1/8/26 16:15 | 1/6/26 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | 44 | P.dm | 100 | 0.0945 | 0 | 1,056 | 50 | 3,160 | D | | | | | | | | | | | | | | |
1/8/26 15:55 | 1/6/26 | EHSI | Elite Health Systems Inc. | DE | Health | Health | Specialty Outpatient Faciliti | Jeereddi Prasad Anjaneya | CA | DOT | CEO | 4 | P.m | 1,390 | 0.9505 | 0 | 1,462 | 69 | 3,582 | I | | | | | | | | | | | | | | |
1/8/26 10:52 | 1/7/26 | CEN | Center Coast Brookfield Mlp & Energy Infrastructure Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 1598 | P.m | 1,397,178 | 11.84 | 0 | 117,979 | 63 | 306,044 | I | | | | | | | | | | | | | | |
1/8/26 08:46 | 12/30/25 | LFT | Lument Finance Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Keenan Walter C | NY | D | | 10 | P.m | 237 | 4.02 | 0 | 59 | 43 | 197 | I | | | | | | | | | | | | | | |
1/7/26 21:44 | 1/2/26 | NEGG | Newegg Commerce, Inc. | D8 | Retail | Retail | Retail Stores | Galkin Vladimir | FL | T | | 25 | P.m | 68,667 | 15.27 | 0 | 4,497 | 999% | 4,511 | D | | | | | | | | | | | | | | |
1/7/26 21:37 | 12/30/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | 86 | P.m | 12,562 | 7.60 | 0 | 1,654 | 6 | 31,042 | I | | | | | | | | | | | | | | |
1/7/26 20:12 | 6/7/24 | CDTX | Cidara Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Stein Jeffrey | CA | DO | P,CEO | 4 | P.m | 544 | 4.85 | 0 | 112 | 8 | 1,580 | I | | | | | | | | | | | | | | |
1/7/26 19:30 | 1/5/26 | WRB | Berkley W R Corp | M0 | Insur | Insur | Fire, Marine & Casualty Insur | Mitsui Sumitomo Insurance Co Ltd | M0 | T | | 4 | P.m | 199,170 | 70.03 | 0 | 2,844 | 6 | 51,445 | D | | | | | | | | | | | | | | |
1/7/26 18:09 | 12/30/25 | ALTG | Alta Equipment Group Inc. | DE | Machn | IndWs | Industrial Machinery & Equipm | Voss Capital, LLC | TX | T | | 5 | P.m | 11,501 | 12.89 | 0 | 892 | 5 | 19,485 | I | | | | | | | | | | | | | | |
1/7/26 17:43 | 1/5/26 | PMCB | Pharmacyte Biotech, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Silverman Joshua | NV | DO | CEO,P | 1 | P.m | 80 | 0.8048 | 0 | 100 | 27 | 466 | D | | | | | | | | | | | | | | |
1/7/26 17:43 | 1/5/26 | PMCB | Pharmacyte Biotech, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Schechter Jonathan | NV | D | | 4 | P.dm | 108 | 1.27 | 0 | 85 | 64 | 218 | D | | | | | | | | | | | | | | |
1/7/26 17:17 | 12/1/25 | ALTIX | Align Alternative Access Fund | | Fund | CEF | Closed-End Funds | Leinan Jeffrey | OH | D | | 2 | P | 980 | 10.17 | 0 | 96 | | 96 | D | | | | | | | | | | | | | | |
1/7/26 16:55 | 9/4/25 | BOLD | Boundless Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ra Capital Management, L.P. | MA | T | | 65 | P.dm | 1,251,665 | 10.23 | 0 | 122,395 | 116 | 227,868 | I | | | | | | | | | | | | | | |
1/7/26 16:46 | 1/2/26 | RPLRT | Rithm Perpetual Life Residential Trust | MD | RlEst | REIT | Real Estate Investment Trusts | Santoro Nicola Jr | NY | O | CFO,CAO | 1 | P | 300 | 20.00 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
1/7/26 16:19 | 1/7/26 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | Richardson Bradley C | CA | D | | 2 | P | 21 | 5.44 | 0 | 4 | 11 | 38 | D | | | | | | | | | | | | | | |
1/7/26 16:05 | 1/5/26 | NTLA | Intellia Therapeutics, Inc. | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Cohen Fred E | MA | D | | 1 | P | 1,403 | 9.35 | 0 | 150 | 261 | 207 | D | | | | | | | | | | | | | | |
1/7/26 14:14 | 12/17/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Dinsmore James Andrew | NY | O | P | 6 | P | 53 | 11.30 | 0 | 5 | 54 | 13 | D | | | | | | | | | | | | | | |
1/7/26 13:59 | 1/6/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | 10 | P | 33,331 | 24.92 | 0 | 1,338 | 126 | 2,402 | D | | | | | | | | | | | | | | |
1/7/26 13:51 | 1/5/26 | INVO | Invo Bioscience, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Ryan Barbara | FL | D | | 2 | P | 37 | 3.31 | 0 | 11 | 83 | 25 | D | | | | | | | | | | | | | | |
1/7/26 13:50 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Humphreys Keith | VA | D | | 1 | P | 27 | 35.39 | 0 | 1 | 15 | 6 | D | | | | | | | | | | | | | | |
1/7/26 13:49 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Ninivaggi Daniel A | VA | D | | 1 | P | 27 | 35.39 | 0 | 1 | 5 | 17 | D | | | | | | | | | | | | | | |
1/7/26 13:48 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Stejbach Mark | VA | D | | 1 | P | 27 | 35.39 | 0 | 1 | 5 | 17 | D | | | | | | | | | | | | | | |
1/7/26 13:47 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Wheadon David E. | VA | D | | 1 | P | 63 | 35.39 | 0 | 2 | 14 | 14 | D | | | | | | | | | | | | | | |
1/7/26 12:23 | 1/6/26 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | Parekh Aashh | IL | H | Portfoli | 21 | P | 50 | 14.95 | 0 | 3 | 246 | 5 | D | | | | | | | | | | | | | | |
1/7/26 12:18 | 1/5/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Macwilliams Kent | NY | H | Portfoli | 1 | P | 0 | 24.75 | 0 | 0 | 1 | 0 | D | | | | | | | | | | | | | | |
1/7/26 12:15 | 1/5/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Jain Ashees | NY | H | Portfoli | 1 | P | 0 | 25.64 | 0 | 0 | 1 | 1 | D | | | | | | | | | | | | | | |
1/7/26 12:13 | 1/5/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Marra Joseph P. | NY | DO | P,Prin. | 3 | P | 203 | 25.02 | 0 | 8 | 322 | 11 | M | | | | | | | | | | | | | | |
1/7/26 12:09 | 1/6/26 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 11 | P.m | 9,745 | 7.75 | 0 | 1,257 | 8 | 16,053 | M | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/5/26 | LB | Landbridge Co LLC | DE | Financ | Invest | Oil Royalty Traders | Bolling Harrison Fenner | TX | O | See Rema | 2 | P | 80 | 27.99 | 0 | 3 | 2 | 139 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/6/26 | WBI | Waterbridge Infrastructure LLC | DE | Energy | OilSv | Oil & Gas Field Services | McNeely Scott Lloyd | TX | O | See Rema | 2 | P | 50 | 27.35 | 0 | 2 | 1 | 158 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/5/26 | WBI | Waterbridge Infrastructure LLC | DE | Energy | OilSv | Oil & Gas Field Services | Long Jason Thomas | TX | DO | CEO | 2 | P | 199 | 27.87 | 0 | 7 | 2 | 366 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/6/26 | WBI | Waterbridge Infrastructure LLC | DE | Energy | OilSv | Oil & Gas Field Services | Reitz Michael Howard Jr | TX | O | See Rema | 1 | P | 100 | 20.49 | 0 | 5 | 5 | 100 | D | | | | | | | | | | | | | | |
1/7/26 06:14 | 1/5/26 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | 32 | P.m | 123 | 0.6906 | 0 | 178 | 18 | 1,187 | I | | | | | | | | | | | | | | |
1/6/26 16:50 | 2/25/25 | UTZ | Utz Brands, Inc. | DE | FdBev | Food | Miscellaneous Food Preparatio | Shea Theresa Robbins | PA | O | EVP,GC | 5 | P | 67 | 12.13 | 0 | 6 | 7 | 87 | D | | | | | | | | | | | | | | |
1/6/26 16:49 | 12/31/25 | UTZ | Utz Brands, Inc. | DE | FdBev | Food | Miscellaneous Food Preparatio | Sponaugle James | PA | O | EVP,Chie | 1 | P | 7 | 9.86 | 0 | 1 | 1 | 80 | D | | | | | | | | | | | | | | |
1/6/26 16:34 | 1/2/26 | PRPO | Precipio, Inc. | DE | Electr | LabEq | Laboratory Analytical Instrum | Sabet Ahmed Zaki | CT | O | COO | 6 | P.d | 3 | 2.01 | 0 | 1 | 26 | 7 | D | | | | | | | | | | | | | | |
1/6/26 16:24 | 1/2/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Stevenson Scott R | PA | D | | 7 | P | 39 | 29.48 | 0 | 1 | 131 | 2 | D | | | | | | | | | | | | | | |
1/6/26 16:17 | 1/2/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Stauffer W Randall | PA | D | | 6 | P | 35 | 29.94 | 0 | 1 | 2 | 55 | D | | | | | | | | | | | | | | |
1/6/26 16:05 | 7/31/25 | SLGL | Sol-Gel Technologies Ltd. | L3 | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | 89 | P.dm | 32,635 | 3.97 | 0 | 8,228 | 32 | 33,599 | I | | | | | | | | | | | | | | |
1/6/26 16:05 | 1/2/26 | RCKT | Rocket Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bjork Elisabeth | NJ | D | | 2 | P | 69 | 3.43 | 0 | 20 | 67 | 50 | D | | | | | | | | | | | | | | |
1/6/26 16:01 | 1/2/26 | LMNR | Limoneira Co | DE | Ag | Ag | Crops | Nolan Peter J | CA | D | | 3 | P.m | 5,550 | 41.68 | 0 | 133 | 11 | 1,372 | D | | | | | | | | | | | | | | |
1/6/26 16:00 | 1/2/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Ray-Chaudhuri Ranajoy | PA | D | | 7 | P | 57 | 28.75 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
1/6/26 16:00 | 12/23/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Difronzo Vincent P. | VA | O | EVP,-Air | 5 | P | 223 | 116.73 | 0 | 2 | 20 | 11 | M | | | | | | | | | | | | | | |
1/6/26 15:54 | 3/28/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Mann Jennifer L | PA | D | | 16 | P.m | 138 | 28.36 | 0 | 5 | 90 | 10 | D | | | | | | | | | | | | | | |
1/6/26 15:45 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Gorski Gerald E | PA | D | | 4 | P | 27 | 32.09 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
1/6/26 15:40 | 1/2/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Brown Kenneth F Jr | PA | D | | 6 | P | 35 | 29.94 | 0 | 1 | 1 | 151 | D | | | | | | | | | | | | | | |
1/6/26 15:34 | 4/17/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 33 | P.m | 3,539 | 25.34 | 0 | 140 | 111 | 265 | D | | | | | | | | | | | | | | |
1/6/26 15:29 | 1/2/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bergman Laurie | PA | D | | 6 | P | 35 | 29.94 | 0 | 1 | 147 | 2 | D | | | | | | | | | | | | | | |
1/6/26 15:21 | 1/2/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bayles Autumn R | PA | D | | 6 | P.m | 45 | 28.77 | 0 | 2 | 109 | 3 | D | | | | | | | | | | | | | | |
1/6/26 15:14 | 1/2/26 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Smith William Walsh | NY | O | VP,Portf | 3 | P | 52 | 10.07 | 0 | 5 | 64 | 13 | M | | | | | | | | | | | | | | |
1/6/26 15:03 | 12/10/25 | IOR | Income Opportunity Realty Investors Inc /Tx/ | NV | RlEst | REIT | Real Estate Investment Trusts | Transcontinental Realty Investors Inc | TX | T | | 10 | P.m | 1,011 | 17.73 | 0 | 57 | 2 | 3,439 | D | | | | | | | | | | | | | | |
1/6/26 14:32 | 1/2/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Furcron Thomas Patrick | VA | O | VP,Field | 7 | P | 3 | 21.64 | 0 | 0 | 4 | 4 | D | | | | | | | | | | | | | | |
1/6/26 14:22 | 1/2/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | SVP,Secr | 47 | P.d | 19 | 19.58 | 0 | 1 | 3 | 30 | D | | | | | | | | | | | | | | |
1/6/26 14:20 | 1/5/26 | CASY | Caseys General Stores Inc | IA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Castanon Moats Maria | TX | D | | 1 | P.d | 166 | 554.66 | 0 | 0 | 60 | 1 | D | | | | | | | | | | | | | | |
1/6/26 14:19 | 1/2/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | 34 | P.d | 3 | 20.06 | 0 | 0 | 2 | 10 | D | | | | | | | | | | | | | | |
1/6/26 11:51 | 12/30/25 | CJMB | Callan Jmb Inc. | NV | BizSv | BizSv | Business Services | Dial Gerald | TX | D | | 1 | P.d | 2 | 1.20 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
1/6/26 11:24 | 9/11/25 | PFBX | Peoples Financial Corp /Ms/ | MS | Financ | StBnk | State Commercial Banks | Stilwell Joseph | PR | T | | 176 | P.dm | 10,141 | 8.06 | 0 | 1,258 | 8 | 16,399 | I | | | | | | | | | | | | | | |
1/6/26 11:04 | 1/6/25 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | 10 | P | 192 | 44.59 | 0 | 4 | 6 | 78 | D | | | | | | | | | | | | | | |
1/5/26 20:24 | 8/28/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | 16 | P.m | 139 | 3.65 | 0 | 38 | 29 | 170 | I | | | | | | | | | | | | | | |
1/5/26 19:49 | 12/12/25 | CPAY | Corpay, Inc. | DE | BizSv | BizSv | Business Services | Stull Steven T | GA | D | | 1 | P | 2,520 | 314.98 | 0 | 8 | 29 | 35 | D | | | | | | | | | | | | | | |
1/5/26 19:22 | 12/30/25 | AENT | Alliance Entertainment Holding Corp | DE | Machn | WhDur | Durable Goods | Finke Thomas M | NC | D | | 3 | P | 289 | 3.27 | 0 | 88 | 34 | 351 | D | | | | | | | | | | | | | | |
1/5/26 18:26 | 12/31/25 | GTLB | Gitlab Inc. | DE | Tech | Softw | Prepackaged Software | Staples William | DE | DO | CEO | 1 | P | 125 | 38.08 | 0 | 3 | 1 | 346 | D | | | | | | | | | | | | | | |
1/5/26 18:12 | 11/25/25 | SPRU | Spruce Power Holding Corp | DE | Energy | OilSv | Oil & Gas Field Services | Steel Partners Holdings L.P. | NY | T | | 28 | P.dm | 24,612 | 6.99 | 0 | 3,519 | 13 | 31,256 | I | | | | | | | | | | | | | | |
1/5/26 17:26 | 12/29/22 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Kang Jin | WI | DO | CEO | 19 | P.dm | 112 | 2.57 | 0 | 44 | 7 | 647 | D | | | | | | | | | | | | | | |
1/5/26 17:23 | 6/14/22 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Garfinkle Philip N | FL | D | | 11 | P.m | 59 | 2.59 | 0 | 23 | 14 | 185 | D | | | | | | | | | | | | | | |
1/5/26 17:22 | 12/31/25 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | 19 | P.dm | 5,828 | 7.42 | 0 | 786 | 11 | 8,045 | D | | | | | | | | | | | | | | |
1/5/26 17:20 | 12/29/25 | NNUP | Nocopi Technologies Inc/Md/ | MD | Hshld | Toys | Games, Toys & Children's Vehi | Westenburg Kevin Camerer | PA | DO | P | 3 | P.m | 79 | 1.54 | 0 | 51 | 34 | 201 | D | | | | | | | | | | | | | | |
1/5/26 17:06 | 12/29/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 59 | P.e | 484 | 1.15 | 0 | 421 | 364 | 537 | D | | | | | | | | | | | | | | |
1/5/26 16:53 | 12/30/25 | FKYS | First Keystone Corp | PA | Financ | StBnk | State Commercial Banks | Jones Jack W. | PA | DO | P,CEO | 3 | P | 55 | 18.25 | 0 | 3 | | 2 | D | | | | | | | | | | | | | | |
1/5/26 16:24 | 10/1/25 | OSG | Octave Specialty Group Inc | DE | Insur | SurIns | Surety Insurance | Leblanc Claude | NY | DO | CEO | 7 | P.d | 1,071 | 8.08 | 0 | 133 | 15 | 1,034 | D | | | | | | | | | | | | | | |
1/5/26 16:16 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 92 | P | 128 | 8.30 | 0 | 15 | 13 | 136 | D | | | | | | | | | | | | | | |
1/5/26 16:10 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 92 | P.d | 219 | 8.41 | 0 | 26 | 1 | 1,923 | D | | | | | | | | | | | | | | |
1/5/26 16:05 | 1/5/26 | ALT | Altimmune, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sohn Catherine A. | MD | D | | 2 | P | 8 | 5.27 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
1/5/26 14:41 | 8/14/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | VA | D | | 17 | P | 400 | 141.61 | 0 | 3 | 21 | 17 | D | | | | | | | | | | | | | | |
1/5/26 14:40 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IL | D | | 16 | P | 768 | 139.30 | 0 | 6 | 20 | 33 | D | | | | | | | | | | | | | | |
1/5/26 14:37 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | NY | D | | 16 | P | 417 | 140.87 | 0 | 3 | 10 | 32 | D | | | | | | | | | | | | | | |
1/5/26 14:35 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy | MD | D | | 16 | P | 127 | 148.19 | 0 | 1 | 14 | 7 | D | | | | | | | | | | | | | | |
1/5/26 14:33 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | CT | D | | 16 | P | 480 | 140.26 | 0 | 3 | 21 | 19 | D | | | | | | | | | | | | | | |
1/5/26 14:32 | 6/30/25 | GRDN | Guardian Pharmacy Services, Inc. | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Lewis Randall J | GA | D | | 14 | P | 326 | 63.46 | 0 | 5 | 66 | 13 | D | | | | | | | | | | | | | | |
1/5/26 14:30 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | NY | D | | 16 | P | 1,079 | 138.92 | 0 | 8 | 12 | 71 | D | | | | | | | | | | | | | | |
1/5/26 14:21 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | MD | D | | 8 | P | 33 | 169.91 | 0 | 0 | 7 | 3 | D | | | | | | | | | | | | | | |
1/5/26 14:19 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | FL | D | | 16 | P | 797 | 139.49 | 0 | 6 | 15 | 44 | D | | | | | | | | | | | | | | |
1/5/26 14:17 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | CA | D | | 16 | P | 452 | 140.59 | 0 | 3 | 20 | 19 | D | | | | | | | | | | | | | | |
1/5/26 13:30 | 6/11/25 | PML | Pimco Municipal Income Fund II | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 84 | P.dm | 5,004 | 10.61 | 0 | 472 | | 148 | I | | | | | | | | | | | | | | |
1/5/26 12:40 | 6/18/25 | LAKE | Lakeland Industries Inc | DE | Health | Orthop | Orthopedic, Prosthetic & Surg | Jenkins James M. | AL | DO | P,CEO,Ex | 7 | P | 158 | 17.25 | 0 | 9 | 10 | 99 | D | | | | | | | | | | | | | | |
1/5/26 12:39 | 1/2/25 | IVYIX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | Principa | 21 | P.m | 627 | 10.32 | 0 | 61 | 999% | 63 | D | | | | | | | | | | | | | | |
1/5/26 08:51 | 6/5/25 | EDBL | Edible Garden AG Inc | DE | Ag | Ag | Crops | Kras James E. | NJ | DO | P,CEO | 8 | P.dm | 18 | 0.4223 | 0 | 43 | 2 | 1,788 | D | | | | | | | | | | | | | | |
1/5/26 08:00 | 12/31/25 | HYPD | Hyperion Defi, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Knox David R. | CA | O | CFO | 1 | P | 100 | 3.59 | 0 | 28 | 9 | 328 | D | | | | | | | | | | | | | | |
1/5/26 07:00 | 6/5/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Agah Ramtin | CA | DO | Chief Me | 12 | P.dm | 161 | 0.7595 | 0 | 212 | 24 | 1,113 | D | | | | | | | | | | | | | | |
1/5/26 06:06 | 4/25/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | 69 | P.m | 5,917 | 12.28 | 0 | 482 | 9 | 5,599 | D | | | | | | | | | | | | | | |
1/2/26 21:39 | 6/26/25 | LTC | Ltc Properties Inc | MD | RlEst | REIT | Real Estate Investment Trusts | Boitano David M | CA | O | EVP,CIO | 2 | P.m | 691 | 34.53 | 0 | 20 | 355 | 26 | D | | | | | | | | | | | | | | |
1/2/26 19:43 | 12/31/25 | VENU | Venu Holding Corp | CO | PerSv | Entert | Amusement & Recreation Servic | Craddock Matthew | CO | D | | 1 | P | 2 | 8.14 | 0 | 0 | 0 | 75 | D | | | | | | | | | | | | | | |
1/2/26 17:52 | 1/2/26 | AATC | Autoscope Technologies Corp | MN | Electr | LabEq | Measuring & Controlling Devic | Daly Joseph Patrick | MN | D | | 77 | P.m | 2,409 | 1.25 | 0 | 1,934 | 27 | 9,067 | I | | | | | | | | | | | | | | |
1/2/26 17:34 | 9/2/25 | GLU.B | Gabelli Global Utility & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | TH | Control | 67 | P.m | 317,208 | 10.28 | 0 | 30,864 | 999% | 33,608 | D | | | | | | | | | | | | | | |
1/2/26 17:15 | 12/30/25 | UA | Under Armour, Inc. | Z4 | Insur | Insur | Fire, Marine & Casualty Insur | Watsa V Prem Et Al | A6 | T | | 2 | P.m | 138,407 | 4.80 | 0 | 28,864 | 128 | 51,416 | I | | | | | | | | | | | | | | |
1/2/26 17:11 | 12/30/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Menon Bhaskar | NY | D | | 1 | P | 51 | 33.94 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
1/2/26 17:04 | 8/30/22 | BFST | Business First Bancshares, Inc. | LA | Financ | StBnk | State Commercial Banks | Smith Edgar R. III | LA | D | | 12 | P.m | 4,689 | 8.33 | 0 | 563 | 8 | 7,567 | I | | | | | | | | | | | | | | |
1/2/26 17:04 | 12/31/25 | ESOA | Energy Services of America Corp | DE | Machn | HvyCn | Water, Sewer, Pipeline, Comm | Reynolds Marshall T | WV | DT | | 5 | P.m | 854 | 6.74 | 0 | 127 | 3 | 3,930 | D | | | | | | | | | | | | | | |
1/2/26 16:43 | 12/31/25 | JOBY | Joby Aviation, Inc. | DE | Aero | Aero | Aircraft | Thompson Michael N. Jr. | CA | D | | 1 | P | 15 | 13.24 | 0 | 1 | 0 | 18,685 | I | | | | | | | | | | | | | | |
1/2/26 16:30 | 12/30/25 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Carson William H. | CA | D | | 15 | P | 233 | 4.28 | 0 | 54 | | 54 | D | | | | | | | | | | | | | | |
1/2/26 16:29 | 2/28/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Laforce David | VT | D | | 10 | P.m | 80 | 20.86 | 0 | 4 | 78 | 9 | D | | | | | | | | | | | | | | |
1/2/26 16:27 | 1/2/26 | FG | F&G Annuities & Life, Inc. | DE | Insur | LfIns | Life Insurance | Blunt Christopher O | IA | DO | CEO | 22 | P | 5,871 | 24.44 | 0 | 240 | 27 | 1,146 | D | | | | | | | | | | | | | | |
1/2/26 16:13 | 12/31/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Attili Srinivas | VA | O | EVP,Civi | 6 | P | 64 | 107.14 | 0 | 1 | 4 | 15 | D | | | | | | | | | | | | | | |
1/2/26 16:12 | 12/31/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | McAnally Bruce | LA | D | | 4 | P | 1,209 | 6.75 | 0 | 179 | 118 | 331 | I | | | | | | | | | | | | | | |
1/2/26 16:10 | 12/31/25 | OPK | Opko Health, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DOT | CEO,CB | 84 | P.dm | 35,263 | 1.42 | 0 | 24,824 | 6 | 454,404 | I | | | | | | | | | | | | | | |
1/2/26 16:09 | 12/30/25 | HQI | Hirequest, Inc. | DE | BizSv | Staff | Help Supply Services | Hermanns Richard | SC | DOT | P,CEO | 21 | P.m | 978 | 12.08 | 0 | 81 | 2 | 3,481 | D | | | | | | | | | | | | | | |
1/2/26 16:05 | 12/31/25 | LSAK | Lesaka Technologies Inc | FL | Financ | Loan | Functions Related to Deposito | Mazanderani Ali | T3 | DO | Exec CB | 7 | P.m | 11,076 | 4.76 | 0 | 2,325 | | 2,325 | D | | | | | | | | | | | | | | |
1/2/26 16:05 | 12/31/25 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Bitterman Robert J | PA | DO | CB,P,CEO | 15 | P.m | 48 | 1.17 | 0 | 41 | 16 | 291 | D | | | | | | | | | | | | | | |
1/2/26 16:04 | 11/21/24 | FBRX | Forte Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Riley Antony A | TX | O | CFO | 2 | P.d | 380 | 11.80 | 0 | 32 | 337 | 42 | D | | | | | | | | | | | | | | |
1/2/26 16:00 | 12/30/25 | CUE | Cue Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sarraf Pasha | MA | D | | 1 | P | 100 | 0.3080 | 0 | 324 | | 324 | D | | | | | | | | | | | | | | |
1/2/26 15:44 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | 20 | P | 233 | 26.48 | 0 | 9 | 32 | 37 | D | | | | | | | | | | | | | | |
1/2/26 15:43 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | 17 | P | 69 | 27.18 | 0 | 3 | 23 | 13 | D | | | | | | | | | | | | | | |
1/2/26 15:42 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | 29 | P.m | 1,679 | 25.19 | 0 | 67 | 129 | 118 | D | | | | | | | | | | | | | | |
1/2/26 15:41 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | 14 | P.m | 471 | 26.60 | 0 | 18 | 71 | 42 | D | | | | | | | | | | | | | | |
1/2/26 15:39 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | 12 | P | 57 | 27.10 | 0 | 2 | 23 | 11 | D | | | | | | | | | | | | | | |
1/2/26 15:38 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | 23 | P | 508 | 24.62 | 0 | 21 | 47 | 65 | D | | | | | | | | | | | | | | |
1/2/26 15:22 | 9/29/25 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DO | P,CEO | 5 | P | 12,797 | 10.00 | 0 | 1,279 | | 1,210 | D | | | | | | | | | | | | | | |
1/2/26 15:04 | 12/29/25 | BDL | Flanigans Enterprises Inc | FL | Retail | Dining | Eating Places | Flanigan James II | FL | DO | COO,P | 2 | P.m | 334 | 26.05 | 0 | 13 | 1 | 982 | D | | | | | | | | | | | | | | |
1/2/26 14:55 | 12/30/25 | ONFO | Onfolio Holdings, Inc | DE | BizSv | DocSv | Computer Processing & Data Pr | Wells Dominic Benjamin James | DE | DOT | CEO,CRO, | 2 | P.m | 61 | 0.4443 | 0 | 138 | 12 | 1,240 | D | | | | | | | | | | | | | | |
1/2/26 14:32 | 12/31/25 | UWHR | Uwharrie Capital Corp | NC | Financ | StBnk | State Commercial Banks | Dick Roger L | NC | O | P,CEO of | 1 | P | 10 | 10.95 | 0 | 1 | 1 | 105 | D | | | | | | | | | | | | | | |
1/2/26 14:30 | 12/30/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 18 | P.m | 10,574 | 176.96 | 0 | 60 | 30 | 261 | M | | | | | | | | | | | | | | |
1/2/26 13:09 | 1/1/26 | NA | Highwater Ethanol LLC | | Chem | OChm | Industrial Organic Chemicals | Jorgenson Ronald Eric | MN | D | | 1 | P | 48 | 12,000 | 0 | 0 | 25 | 0 | I | | | | | | | | | | | | | | |
1/2/26 12:44 | 9/4/25 | ADMQ | Adm Endeavors, Inc. | NV | BizSv | Ads | Advertising | Johnson Marc | TX | DO | CEO | 50 | P.m | 447 | 0.0588 | 0 | 7,595 | 1 | 555,253 | D | | | | | | | | | | | | | | |
1/2/26 11:06 | 12/31/25 | RDGL | Vivos Inc | DE | Health | MdEq | Surgical & Medical Instrument | Korenko Michael K | WA | DO | CEO,P | 17 | P | 124 | 0.0750 | 0 | 1,650 | 18 | 10,935 | D | | | | | | | | | | | | | | |
1/2/26 10:27 | 2/23/24 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Clark Anthony S. | PA | D | | 4 | P | 79 | 22.59 | 0 | 4 | 350 | 5 | D | | | | | | | | | | | | | | |
1/2/26 06:26 | 12/29/25 | PROP | Prairie Operating Co. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Narrogal Nominees Pty Ltd Atf Gregory K O'Neill Family Trust | C3 | T | | 6 | P.m | 5,846 | 1.70 | 0 | 3,442 | 29 | 15,482 | D | | | | | | | | | | | | | | |
1/2/26 06:08 | 11/9/22 | ROII | Riskon International, Inc. | NV | BizSv | DocSv | Computer Processing & Data Pr | Ault Milton C III | NV | DO | CEO | 192 | P.dm | 22,892 | 0.4102 | 0 | 55,809 | 129 | 99,181 | I | | | | | | | | | | | | | | |
12/31/25 17:02 | 12/30/25 | STRR | Star Equity Holdings, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Eberwein Jeffrey E. | CT | DOT | Exec CB | 104 | P.dm | 8,737 | 2.82 | 0 | 3,095 | 42 | 10,532 | D | | | | | | | | | | | | | | |
12/31/25 16:58 | 10/22/24 | FPH | Five Point Holdings, LLC | DE | RlEst | RlEst | Real Estate | Levinson Sam | NJ | D | | 7 | P.dm | 32,410 | 6.25 | 0 | 5,185 | 41 | 17,853 | M | | | | | | | | | | | | | | |
12/31/25 16:52 | 12/30/25 | AIG | American International Group, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Inglis John C | NY | D | | 11 | P.dm | 305 | 33.23 | 0 | 9 | 10 | 103 | D | | | | | | | | | | | | | | |
12/31/25 16:33 | 12/29/25 | IRD | Opus Genetics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gallagher Cam | NC | D | | 1 | P | 324 | 1.97 | 0 | 164 | 9 | 2,007 | M | | | | | | | | | | | | | | |
12/31/25 16:30 | 12/30/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Hyzak Dwayne L. | TX | DO | CEO,SMD | 2 | P | 100 | 13.46 | 0 | 7 | 14 | 60 | D | | | | | | | | | | | | | | |
12/31/25 16:01 | 12/30/25 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Clark Della | PA | D | | 5 | P | 67 | 5.89 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
12/31/25 10:26 | 12/29/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Allen Anita L | NY | D | | 4 | P | 1 | 2.20 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
12/31/25 10:08 | 12/29/23 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Russell Grimaldi | NY | O | CCO,Secr | 4 | P | 5 | 35.93 | 0 | 0 | 35 | 1 | D | | | | | | | | | | | | | | |
12/31/25 10:07 | 12/29/23 | HKHC | Horizon Kinetics Holding Corp | DE | Fash | Beauty | Perfumes, Cosmetics & Other T | Kesslen Jay H | NY | O | GC,Secre | 31 | P.m | 56 | 2.25 | 0 | 25 | 135 | 43 | D | | | | | | | | | | | | | | |
12/31/25 09:21 | 11/26/25 | EFOI | Energy Focus, Inc/De | OH | Electr | ElcEq | Electric Lighting & Wiring Eq | Huang Chiao Chieh | OH | DOT | CEO | 3 | P.m | 1,500 | 2.03 | 0 | 741 | 52 | 2,165 | D | | | | | | | | | | | | | | |
12/31/25 09:00 | 12/29/25 | VANI | Vivani Medical, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Mendelsohn Aaron | CA | D | | 2 | P | 38 | 1.25 | 0 | 30 | 3 | 1,086 | D | | | | | | | | | | | | | | |
12/30/25 18:47 | 3/26/25 | IMNM | Immunome Inc. | DE | Health | Drug | Pharmaceutical Preparations | Siegall Clay B | WA | DO | P,CEO | 8 | P.m | 6,761 | 9.46 | 0 | 715 | 516 | 853 | D | | | | | | | | | | | | | | |
12/30/25 18:03 | 12/13/24 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Royal Jeffrey C | NE | DO | CEO | 9 | P.m | 1,089 | 10.22 | 0 | 107 | 201 | 159 | D | | | | | | | | | | | | | | |
12/30/25 17:41 | 12/26/25 | MRUS | Merus N.V. | P7 | Health | Drug | Pharmaceutical Preparations | Genmab A/S | G7 | T | | 4 | P.em | 234,858 | 3.00 | 0 | 78,288 | | 72,829 | I | | | | | | | | | | | | | | |
12/30/25 17:03 | 12/19/25 | SGRP | Spar Group, Inc. | DE | BizSv | BizSv | Business Services | Hennen Steven Michael | NC | O | CFO | 1 | P | 43 | 0.7800 | 0 | 55 | | 55 | D | | | | | | | | | | | | | | |
12/30/25 16:23 | 12/29/25 | NKE | Nike, Inc. | OR | Fash | Shoe | Rubber & Plastics Footwear | Hill Elliott | OR | DO | P,CEO | 1 | P | 1,001 | 61.10 | 0 | 16 | 7 | 242 | D | | | | | | | | | | | | | | |
12/30/25 16:15 | 12/30/25 | MBIO | Mustang Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Jin David | MA | D | | 4 | P | 37 | 0.8827 | 0 | 42 | 3 | 1,439 | D | | | | | | | | | | | | | | |
12/30/25 16:10 | 12/11/25 | BOC | Boston Omaha Corp | DE | RlEst | RlEst | Real Estate Operators (No Dev | Burt Thomas | NE | D | | 1 | P.a | 201 | 13.62 | 0 | 15 | 214 | 22 | D | | | | | | | | | | | | | | |
12/30/25 16:09 | 12/1/25 | BOC | Boston Omaha Corp | DE | RlEst | RlEst | Real Estate Operators (No Dev | Kenan Frank H. II | NE | D | | 3 | P.m | 3,008 | 13.71 | 0 | 219 | 260 | 304 | I | | | | | | | | | | | | | | |
12/30/25 16:01 | 8/29/22 | HYPD | Hyperion Defi, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Strahlman Ellen R | CA | D | | 6 | P.m | 310 | 2.89 | 0 | 107 | 168 | 171 | D | | | | | | | | | | | | | | |
12/30/25 13:06 | 12/30/25 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | 13 | P | 93 | 5.67 | 0 | 16 | 6 | 302 | D | | | | | | | | | | | | | | |
12/30/25 12:08 | 12/24/25 | AROW | Arrow Financial Corp | NY | Financ | NtBnk | National Commercial Banks | Demarco David S. | NY | O | P,CEO | 1 | P | 96 | 31.78 | 0 | 3 | 5 | 59 | I | | | | | | | | | | | | | | |
12/30/25 11:39 | 12/26/25 | PPTIN | Presidio Property Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Heilbron Jack Kendrick | CA | DO | CEO | 48 | P.dm | 418 | 2.08 | 0 | 201 | 12 | 1,847 | I | | | | | | | | | | | | | | |
12/30/25 10:36 | 12/29/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Brennan Alice C | NY | D | | 7 | P | 28 | 13.82 | 0 | 2 | 153 | 3 | D | | | | | | | | | | | | | | |
12/30/25 10:05 | 12/29/25 | MYSZ | My Size, Inc. | DE | Tech | Softw | Prepackaged Software | Luzon Ronen | L3 | DO | CEO | 4 | P.m | 28 | 0.8305 | 0 | 34 | 13 | 293 | D | | | | | | | | | | | | | | |
12/30/25 09:29 | 2/9/24 | SLSN | Solesence, Inc. | DE | Fash | Beauty | Perfumes, Cosmetics & Other T | Whitmore R Janet | IL | D | | 25 | P.dm | 591 | 1.03 | 0 | 574 | 16 | 4,171 | D | | | | | | | | | | | | | | |
12/30/25 09:00 | 12/29/25 | AISP | Airship Ai Holdings, Inc. | DE | Tech | Softw | Prepackaged Software | Allen Paul M. | WA | O | P | 1 | P.d | 274 | 2.74 | 0 | 100 | 193 | 152 | D | | | | | | | | | | | | | | |
12/30/25 06:01 | 12/29/25 | ENTX | Entera Bio Ltd. | L3 | Health | BioPrd | Biological Products, (No Diag | Toledano Miranda Jayne | L3 | DO | CEO | 4 | P.d | 94 | 0.8160 | 0 | 115 | 37 | 427 | D | | | | | | | | | | | | | | |
12/29/25 21:44 | 12/24/25 | SCPQ | Social Commerce Partners Corp | E9 | Financ | AcqCo | Blank Checks | Social Commerce Acquisition Partners, LLC | TX | T | | 1 | P.d | 0 | 0.00 | 0 | 250 | | 250 | D | | | | | | | | | | | | | | |
12/29/25 21:12 | 12/24/25 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | Thomas Joyson | FL | O | CFO | 1 | P | 32 | 7.01 | 0 | 5 | 26 | 22 | D | | | | | | | | | | | | | | |
12/29/25 21:10 | 12/23/25 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | Bolduc John | FL | D | | 14 | P.am | 2,251 | 10.63 | 0 | 212 | 437 | 260 | I | | | | | | | | | | | | | | |
12/29/25 19:31 | 12/23/25 | BNTC | Benitec Biopharma Inc. | DE | Health | Drug | Pharmaceutical Preparations | Suvretta Capital Management, LLC | NY | DT | | 8 | P.m | 35,701 | 13.13 | 0 | 2,719 | | 1,848 | I | | | | | | | | | | | | | | |
12/29/25 18:00 | 12/24/25 | ASTS | Ast Spacemobile, Inc. | DE | Telco | Telco | Communications Services | Larson Keith R | TX | D | | 3 | P | 149 | 74.02 | 0 | 2 | | 2 | I | | | | | | | | | | | | | | |
12/29/25 17:46 | 12/8/22 | CHUC | Charlie'S Holdings, Inc. | NV | Health | MdCm | Medicinal Chemicals & Botanic | Carmines Edward | CA | D | | 4 | P.m | 48 | 0.2338 | 0 | 206 | 11 | 2,006 | D | | | | | | | | | | | | | | |
12/29/25 17:12 | 12/23/25 | DCTH | Delcath Systems, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Aharon Gil | A6 | D | | 3 | P | 1,120 | 3.56 | 0 | 315 | 30 | 1,356 | I | | | | | | | | | | | | | | |
12/29/25 17:01 | 12/24/25 | SVAQU | Silicon Valley Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Silicon Valley Acquisition Sponsor LLC | CA | T | | 1 | P | 0 | 0.00 | 0 | 425 | | 425 | D | | | | | | | | | | | | | | |
12/29/25 17:00 | 12/23/25 | HHH | Howard Hughes Holdings Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Sellers R Scot | TX | D | | 1 | P | 390 | 77.94 | 0 | 5 | 8 | 68 | D | | | | | | | | | | | | | | |
12/29/25 16:52 | 12/22/25 | IPSC | Century Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Cowan Chad | PA | O | Chief Sc | 1 | P | 49 | 0.8483 | 0 | 58 | 6 | 1,056 | D | | | | | | | | | | | | | | |
12/29/25 16:46 | 8/15/24 | CVRX | Cvrx, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Slattery Joseph P | MN | D | | 5 | P | 217 | 8.07 | 0 | 27 | 93 | 56 | D | | | | | | | | | | | | | | |
12/29/25 16:37 | 12/23/25 | AGIG | Abundia Global Impact Group, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Gillespie Edward Oliver | TX | DO | CEO | 2 | P.m | 95 | 1.87 | 0 | 51 | | 51 | D | | | | | | | | | | | | | | |