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9/30/26 20:46
9/28/26
GPIGroup 1 Automotive IncDERetailAutoStAuto Dealers & Gasoline StatiConifer Management, L.L.C.NYT5P.m178,979259.420690561,912I
9/30/26 20:38
9/28/26
LPCNLipocine Inc.DEHealthDrugPharmaceutical PreparationsHiguchi John W.UTD3P3602.050176430216D
9/30/26 20:33
9/28/26
BHMBluerock Homes Trust, Inc.MDRlEstREITReal Estate Investment TrustsKamfar RaminNYDOCB,CEO7P.m11,92012.350965999%966I
9/30/26 20:30
9/28/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsRuddy Jordan B.NYOP1P.m6012.54054216D
9/30/26 19:52
9/28/26
LSXMKLiberty Media LLCDEInsurInsurFire, Marine & Casualty InsurBerkshire Hathaway IncNET54P.dm6,282,51244.770140,32935544,591I
9/30/26 18:51
9/29/26
BCDABiocardia, Inc.DEHealthBioPrdBiological Products, (No DiagAltman PeterCADOP,CEO54P.dm3321.080309124559D
9/30/26 17:51
9/28/26
CLPRClipper Realty Inc.MDRlEstREITReal Estate Investment TrustsBistricer JacobNYOCOO1P2463.35074117137M
9/30/26 17:47
9/30/26
INLXIntellinetics, Inc.NVTechSoftwPrepackaged SoftwareSeid PaulOHD4P.m165.17032193D
9/30/26 17:34
2/29/24
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurHorowitz JoshuaCTD14P.dm1,2005.960202191,281I
9/30/26 17:29
9/28/26
UPBUpstream Bio, Inc.DEHealthDrugPharmaceutical PreparationsChimovits ErezMADT3P.d49,99117.6902,8272514,120I
9/30/26 17:25
1/30/24
MBXMbx Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsGordon Carl LINDT13P.dm102,7238.04012,77710624,839I
9/30/26 17:23
1/30/24
TERNTerns Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsOrbimed Advisors LLCNYDT30P.dm237,1406.36037,3097587,070I
9/30/26 17:10
9/29/26
PRTAProthena Corp Public Ltd CoL2HealthDrugPharmaceutical PreparationsScully William PFLT12P.m10,0049.6901,0323491,328I
9/30/26 17:00
9/28/26
CRBGCorebridge Financial, Inc.DEInsurLfInsLife InsuranceNippon Life Insurance CoT13P117,79634.5103,4143125,580D
9/30/26 17:00
9/28/26
UTIUniversal Technical Institute IncDEPerSvEduSvEducational ServicesDevincenzi Robert ThomasAZD7P58925.6002318153D
9/30/26 16:58
7/15/25
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurFitzgerald John Taylor MaloneyILDOP,CEO92P.d2279.3702411,886D
9/30/26 16:57
7/15/25
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurHansen Kent AILOCFO,EVP91P1289.4201411137D
9/30/26 16:55
8/16/24
RVTRoyce Small-Cap Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHP13P60712.8604735183D
9/30/26 16:47
9/29/26
ARRArmour Residential Reit, Inc.RlEstREITReal Estate Investment TrustsLosyev SergeyFLOCo-Chief1P1013.9101810D
9/30/26 16:42
9/28/26
BBDBank BradescoFinancStBnkState Commercial BanksDi Marcello FrancescoOExec Off1P.m1,00917.6505734226D
9/30/26 16:37
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsHartt Steven KnutCAHConsulta2P2016.0401999%1D
9/30/26 16:33
1/5/26
SUNSSunrise Realty Trust, Inc.MDRlEstREITReal Estate Investment TrustsTannenbaum Leonard MFLDOTExec CB82P.m50,4288.0706,25110412,281D
9/30/26 16:31
12/13/23
ACADAcadia Pharmaceuticals IncDEHealthDrugPharmaceutical PreparationsBaker Bros. Advisors LPNYDT25P.dm647,43843.47014,89217104,115I
9/30/26 16:30
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsSamson Ethan IsaacORHDirector3P3618.57022D
9/30/26 16:30
9/30/26
GPUSHyperscale Data, Inc.DEEnergyOilMchOil & Gas Field Machinery & EHorne William B.NVDOCEO10P.dm2440.35930679536D
9/30/26 16:21
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsWoolley Peter ScottMAHCO-CEO o3P25018.1801414D
9/30/26 16:15
9/28/26
DTILPrecision Biosciences IncDEHealthBioPrdBiological Products, (No DiagFrankel StanleyNCD3P325.02061841D
9/30/26 16:13
9/29/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsBrown Brothers Harriman & CoNYTHSee Foot2P19,56710.0501,9471,255D
9/30/26 16:08
5/28/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXD8P.m24,29122.2001,094722,619I
9/30/26 16:03
9/28/26
SRPTSarepta Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsBarry RichardMAD8P.m7,78610.830719214,111I
9/30/26 16:01
9/28/26
PHIOPhio Pharmaceuticals Corp.DEHealthDrugPharmaceutical PreparationsPlott Ronald ToddPAD2P.m271.1002514742D
9/30/26 16:00
9/28/26
SWZTotal Return Securities FundFundCEFClosed-End FundsSell Moritz AOHD21P.m2596.1204242752D
9/30/26 14:19
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsSwell MichaelCAD1P159.9502258D
9/30/26 13:38
9/28/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShuman Gregory M.NJHPortfoli2P609.61066118D
9/30/26 11:38
9/29/26
TSITcw Strategic Income Fund IncFundCEFClosed-End FundsHaden Patrick CCAD1P2674.2406323D
9/30/26 11:35
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsTarica AndrewCAD1P139.9501259D
9/30/26 11:31
9/29/26
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsBaird Gordon APAD2P.m920.33004451D
9/30/26 11:21
9/28/26
JCTCJewett Cameron Trading Co LtdORRetailBldStLumber & Other Building MaterAjb Investment Fund Ii, LPNCT18P.am3832.72014138512I
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsHandley Thomas WMND1P.d9949.41021483I
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsFlorness Daniel LMND1P.d10049.34021503D
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsRasmussen Trangsrud Teresa JMND2P.ad16654.51031275I
9/30/26 11:15
9/29/26
FULFuller H B CoMNChemChemAdhesives & SealantsLauber Charles TMND1P.d10049.87021483D
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsZaheer SrilataMND1P.dm10049.08021523D
9/30/26 11:03
9/28/26
NYAXNayax Ltd.L3TechSoftwPrepackaged SoftwareNechmad YairOCEO,Co F2P.m6,71544.34015127,480D
9/30/26 10:25
9/30/26
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsCatelani MichaelCAOP,COO,CF4P712.6602711350D
9/30/26 09:59
9/28/26
BFSSaul Centers, Inc.MDRlEstREITReal Estate Investment TrustsFriedman Joel AlbertMDOEVP,CAO,1P.d418.5300124D
9/30/26 09:53
12/10/24
CULPCulp IncNCHshldTxtlBroadwoven Fabric Mills, CottCulp Robert George IVNCDOP,CEO11P.m3754.4908422458D
9/30/26 09:31
9/29/26
UXINUxin LtdE9BizSvBizSvBusiness ServicesDai KunDOCEO1P111.26088I
9/30/26 08:15
9/28/26
BNZIBanzai International, Inc.FundCEFClosed-End FundsDavy Joseph P.WADOTCEO6P.m130.10410122377154D
9/30/26 06:30
9/28/26
ASPIAsp Isotopes Inc.DEChemChemMiscellaneous Chemical ProducRyan Robert John AndrewTXD5P.m1832.9806110660D
9/30/26 06:11
5/27/25
LBSRLiberty Star Uranium & Metals Corp.NVMiningIndMnMetal MiningO'Heeron PeteTXDOTCB,Secre14P.dm1,6230.0531030,56825,557D
9/30/26 06:01
9/29/26
MNSOMiniso Group Holding LtdE9RetailVrtyStVariety StoresZhang Jingjing EasonOVP,CFO1P3402.26015162394D
9/29/26 21:45
9/28/26
AVLNAvalyn Pharma Inc.DEHealthDrugPharmaceutical PreparationsSr One Capital Management, LLCCAT5P.d87,60017.2705,0733022,078I
9/29/26 21:43
12/16/22
ADRXAdarx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsGeorge SimeonCADT4P.dm106,27419.3605,4903421,835I
9/29/26 18:40
9/25/26
RFLRafael Holdings, Inc.DEHealthDrugPharmaceutical PreparationsJonas Howard SNJDOTExec CB,2P.d16,7431.09015,29988217,034I
9/29/26 18:31
3/10/22
ASXLight & Wonder, Inc.NVTechSoftwComputer Integrated Systems DMcLennan HamishNVD2P46064.51071748I
9/29/26 17:33
9/25/26
VRAVera Bradley, Inc.FashApprlLeather & Leather ProductsBrockman IvanIND1P104.00031028I
9/29/26 17:26
9/25/26
COURCoursera, Inc.DETechSoftwPrepackaged SoftwarePale Fire Capital SeT3P.m40,1257.7005,2111637,731I
9/29/26 17:07
9/28/26
SNESSenestech, Inc.DEChemAgCmAgricultural ChemicalsEdell MichaelAZDOCEO7P.m131.1901111D
9/29/26 16:59
9/29/26
GMEGamestop Corp.DERetailRetailComputer & Computer Software Cohen RyanFLDOP,CEO,CB6P.m99,46821.8904,5451240,949D
9/29/26 16:36
9/28/26
DLHCDlh Holdings Corp.NJBizSvStaffHelp Supply ServicesMink Brook Asset Management LLCFLT79P.m4,7725.230912462,882I
9/29/26 16:32
9/24/26
CINTCi&T IncE9TechSwSvComputer Programming ServicesGuicardi Neto BrunoNJOTP of N. 3P.m363.150121497D
9/29/26 16:27
9/25/26
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOP,CEO6P12,88310.0101,2881,210D
9/29/26 16:10
9/10/26
VRXAVeraxa Biotech AGV8HealthDrugPharmaceutical PreparationsHosseinion WarrenD2P.d345.38061642D
9/29/26 16:07
9/22/26
AMFNAmerican Fusion, Inc.TXUtilityElcPwrElectric ServicesRossa Alexander WilliamTXHChief Re1P860.10200843393,000D
9/29/26 16:06
9/28/26
XRNChiron Real Estate Inc.MDRlEstREITReal Estate Investment TrustsWittman LoriMDD2P.d11719.76066D
9/29/26 16:05
9/25/26
SWZTotal Return Securities FundFundCEFClosed-End FundsDakos AndrewNJDOHP,CEO16P.m9905.980166650191D
9/29/26 16:00
9/25/26
HGBLHeritage Global Inc.FLBizSvBizSvBusiness ServicesBurnham William LNVD1P3991.330300429370I
9/29/26 15:37
9/25/26
PAMPampa Energy Inc.C1UtilityElcPwrElectric ServicesMariani GustavoOViceP2P.m6,01780.2307551,616D
9/29/26 13:49
9/28/26
QTEXQtrex Quantum Ltd.L3HealthMdEqSurgical & Medical InstrumentBen-Noon Dagi ShaharDOCEO1P1200.7078016953,646D
9/29/26 13:36
9/28/26
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYT610P.m1,08316.4406614,463D
9/29/26 12:42
4/17/25
QNBCQnb Corp.PAFinancStBnkState Commercial BanksBimes Randy S.PAD32P.m3,52925.360139107269D
9/29/26 11:47
9/28/26
OVLYOak Valley BancorpCAFinancStBnkState Commercial BanksLeonard Daniel JCAD10P17726.26071263D
9/29/26 11:25
9/22/26
NYAXNayax Ltd.L3TechSoftwPrepackaged SoftwareBen-Avi DavidDOCTO,Co F3P.m26843.150606,593D
9/29/26 11:22
9/28/26
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsHousey William A JrILHOfficer 4P21613.2101620424D
9/29/26 10:42
7/19/24
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWID7P.m1,04711.9408841299D
9/29/26 10:22
9/22/26
CTTHCtt Pharmaceutical Holdings, Inc.FLHealthDrugPharmaceutical PreparationsCtt Pharmaceutical Holdings, Inc.FLDOCEO60P550.029901,844249,430D
9/29/26 10:03
9/28/26
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYT1624P.m1,413,10412.460113,42658308,777I
9/29/26 09:15
9/27/23
GAIAGaia, IncCOPerSvEntertMotion Picture & Video Tape PSutherland Paul HowardCOD36P.m4782.09022977525D
9/29/26 07:00
9/25/26
DTILPrecision Biosciences IncDEHealthBioPrdBiological Products, (No DiagBrown MelindaNCD6P504.810103045D
9/29/26 07:00
9/25/26
ENTXEntera Bio Ltd.L3HealthBioPrdBiological Products, (No DiagGermano Geno JL3D6P1202.2805215087D
9/28/26 21:57
12/17/25
CFNDC1 Fund Inc.FundCEFClosed-End FundsHan Elliot JinCAOChief In2P484.810104532M
9/28/26 19:57
7/31/25
SNWVSanuwave Health, Inc.NVHealthMdEqSurgical & Medical InstrumentOpaleye Management Inc.MAT89P.dm41,6805.3307,8263331,750I
9/28/26 19:38
9/24/26
PDIPimco Dynamic Income FundFundCEFClosed-End FundsRappaport AlanCAD6P20611.5801811933D
9/28/26 19:22
9/16/26
CBKCommercial Bancgroup, Inc.TNFinancStBnkState Commercial BanksRobertson John AdamTNDOExec Cha2P927.550002,254D
9/28/26 18:51
9/17/26
CBDSDogecoin Cash, Inc.NVPerSvPerSvPersonal ServicesTobias DavidNVDOTCEO2P.m230.05740399131,684D
9/28/26 18:27
5/22/26
GLIBKLiberty Capital Corp/NvNVMediaPayTvCable & Other Pay Television Malone John CCODT42P.m202,67210.79018,7795552,866M
9/28/26 18:01
9/24/26
INRInfinity Natural Resources, Inc.DEEnergyOilPrdCrude Petroleum & Natural GasBaetz Cary DWVOEVP,CFO1P.m30013.4402222D
9/28/26 17:55
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallScheub Todd M.INOEVP8P1132.3500220I
9/28/26 17:47
9/12/24
INBXInhibrx Biosciences, Inc.DEHealthBioPrdBiological Products, (No DiagLappe MarkCADOCEO6P.m6,05930.45019926960I
9/28/26 17:31
9/24/26
PODCPodcastone, Inc.DETechSoftwComputer Programming, Data PrMerriman D JonathanCAD36P.dm8862.010442230634I
9/28/26 17:24
9/25/26
FINSAngel Oak Financial Strategies Income Term TrustFundCEFClosed-End FundsFierman MichaelGAHINVESTME3P.m5089.2005511546D
9/28/26 17:12
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallPuntillo AnthonyIND2P038.920006D
9/28/26 17:10
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallBochnowski Benjamin JINDOP,CEO18P.m13529.57051633I
9/28/26 17:08
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallLowry Robert TINOEVP9P1930.4201230I
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesSchaible John MartinFLDOExec CB1P.am200.19640100101,087D
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesRidenhour David CraigFLDOP1P.am190.19400100101,087D
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesPatel Sandip IFLDOCFO,GC1P.am210.2074010012905D
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesCarlson Steven J.FLD1P.am30.196301515D
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesHammond Thomas JonFLD1P.a1000.19960500999%501D
9/28/26 17:01
9/24/26
MNKTQMallinckrodt PlcHealthDrugPharmaceutical PreparationsGoldentree Asset Management LPNYT18P.m116,59425.8204,5164614,399I
9/28/26 16:57
9/28/26
PLAYDave & Buster'S Entertainment, Inc.DERetailDiningEating PlacesHatton CoryTXOInterim 1P266.50044104D
9/28/26 16:47
9/16/26
DLPNDolphin Entertainment, Inc.FLPerSvPerSvPersonal ServicesO'Dowd William IVFLDOCEO98P.e6771.200566490681D
9/28/26 16:25
9/24/26
HDSNHudson Technologies Inc /NyNYMachnIndWsMachinery, Equipment & SuppliHartree Partners, LPNYT10P.m6,5525.7401,141275,349D
9/28/26 16:15
3/26/26
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Shepard William RILD20P.m2,898219.390135264M
9/28/26 14:18
9/25/26
GOAIEva Live IncNVTechSoftwComputer Programming, Data PrBoulette DavidNVDOTCEO2P772.02038023,266D
9/28/26 12:18
9/18/26
ZUMZZumiez IncWARetailClthStApparel & Accessory StoresEllis Adam ChristopherWAOP Intern3P42414.130305684D
9/28/26 10:50
9/25/26
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsMcGarel DavidILOOfficer-2P32513.5602424D
9/28/26 10:48
9/24/26
WDIWestern Asset Diversified Income Fund (Wdi)FundCEFClosed-End FundsBuchanan Michael CarltonCAHCo-CIO/S1P5911.88053320D
9/28/26 08:55
9/25/26
FINSAngel Oak Financial Strategies Income Term TrustFundCEFClosed-End FundsParks KevinNYHPortfoli4P4312.3304848D
9/28/26 08:45
7/30/25
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsKumar AmitCAOCEO16P4962.75018037672D
9/28/26 08:43
9/25/26
DXDynex Capital IncVARlEstREITReal Estate Investment TrustsConnelly Terrence John JrVAOChief In1P2811.1803459D
9/28/26 08:30
7/18/25
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsBaskies Arnold MCAD6P1273.1804040141D
9/28/26 07:00
9/25/26
DMRADamora Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsJarrett JenniferMADODir,P,CE1P25320.230133513D
9/28/26 06:05
9/24/26
MICSSinging Machine Co IncDEHshldToysPhonograph Records & PrerecorAult Milton C IIINVT158P.dm11,0300.5022021,96428100,110M
9/25/26 18:47
9/25/26
CXCemex Sab De CvO5BuildCemntCement, HydraulicZambrano Lozano RogelioD1P6,92617.280401410,000I
9/25/26 18:23
9/23/26
ADAGAdagene Inc.E9HealthDrugPharmaceutical PreparationsTam Man KinDOCFO1P63.0002637D
9/25/26 18:06
9/25/26
RSIRush Street Interactive, Inc.DEPerSvEntertMiscellaneous Amusement & RecMarkell Jack A.ILD1P2919.3502919D
9/25/26 17:19
9/24/26
DLYDoubleline Yield Opportunities FundFundCEFClosed-End FundsSherman Jeffrey J.FLOVP1P13013.030100D
9/25/26 16:36
3/15/23
UMHUmh Properties, Inc.MDRlEstREITReal Estate Investment TrustsMitchell William EdwardNJD11P.d6015.10041237D
9/25/26 16:35
9/24/26
URGUr-Energy IncZ4MiningGoldGold & Silver OresWalle JadeCOOVP FINAN4P5401.270424424D
9/25/26 16:19
9/23/26
SKILSkillsoft Corp.DETechSoftwPrepackaged SoftwareHovsepian Ronald WNHDOCEO,Exec4P.m2506.1104112382D
9/25/26 16:15
9/24/26
ANNXAnnexon, Inc.DEHealthDrugPharmaceutical PreparationsLove DouglasCADOP,CEO1P1003.830267390D
9/25/26 16:15
9/23/26
MXMagnachip Semiconductor CorpDETechSemicnSemiconductors & Related DeviLee ChaeDOCEO1P.m3183.19010035389D
9/25/26 16:07
10/22/24
FPHFive Point Holdings, LLCDERlEstRlEstReal EstateLevinson SamNJD13P.dm33,7316.0305,5964418,321M
9/25/26 16:01
9/24/26
PHIOPhio Pharmaceuticals Corp.DEHealthDrugPharmaceutical PreparationsBradford Patricia APAD2P191.020194164D
9/25/26 14:58
9/24/26
DHFBny Mellon High Yield Strategies FundFundCEFClosed-End FundsDimartino Joseph SNYD2P.m912.2804020240D
9/25/26 14:29
9/24/26
DFDVDefi Development Corp.NVFinancLoanFinance ServicesWhite ParkerFLT4P.dm3016.2804823,117D
9/25/26 13:55
9/18/26
CUENCuentas Inc.RetailGrocerGroceries & Related ProductsMaimon Shalom ArikFLOCEO9P.m390.430509211917D
9/25/26 11:30
9/23/26
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiNester Paul WVADOP,CEO11P.d10820.45054135D
9/25/26 11:29
9/23/26
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiJohnston Robert BVAD9P13919.66071267D
9/25/26 11:27
9/23/26
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiWilliamson John B IIIVAD10P.m25519.500138183D
9/25/26 10:51
8/27/24
HRGNHarvard Apparatus Regenerative Technology, Inc.DEHealthMdEqSurgical & Medical InstrumentHe JunliMADOCEO14P.dm5401.300414451,333D
9/25/26 10:11
9/24/26
EDRYEurodry Ltd.1TTransWtrTrWater TransportationPittas Aristeidis PD6P.a17643.37043158I
9/25/26 09:07
2/23/24
AEFAbrdn Emerging Markets Ex-China Fund, Inc.MDFundCEFClosed-End FundsClark Anthony S.PAD5P12215.30088009D
9/25/26 08:39
7/31/25
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsTitterton Lewis H JrCAD19P.m1,5530.313604,9531069,624D
9/25/26 08:01
9/24/26
CMPXCompass Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagLerner NeilMAOCHIEF AC3P601.5903810400D
9/25/26 06:06
9/25/26
NCTIntercont (Cayman) LtdE9TransShipTrDeep Sea Foreign TransportatiZhu MuchunDOCEO,CB1P6500.400001,6257871,832I
9/25/26 06:01
9/23/26
MSCStudio City International Holdings LtdD8PerSvHotelHotels & MotelsHo Lawrence Yau LungD1P2060.197701,0440464,139I
9/24/26 20:43
9/23/26
PWRLPowerlaw Corp.FundCEFClosed-End FundsDinsdale Mike JohnCADOCEO2P.m34614.2002421,268I
9/24/26 19:15
9/23/26
HHHHoward Hughes Holdings Inc.DERlEstREITReal Estate Investment TrustsGrandisson MarcTXDOExec CB,1P1,60364.120253597D
9/24/26 19:15
9/23/26
HHHHoward Hughes Holdings Inc.DERlEstREITReal Estate Investment TrustsDavis Andrew D.TXOCOO,HHC1P6464.4901333D
9/24/26 18:57
9/22/26
PDIPimco Dynamic Income FundFundCEFClosed-End FundsMorris SonyaCAD3P1559.8601616D
9/24/26 17:26
9/23/26
DYDycom Industries IncFLMachnHvyCnWater, Sewer, Pipeline, Comm Sabater Carmen MFLD1P98280.620057D
9/24/26 17:00
12/28/22
GSHDGoosehead Insurance, Inc.DEInsurInsBrkInsurance Agents, Brokers & SDurable Capital Partners LPMDT10P.m53,23649.3901,078158,133I
9/24/26 16:52
9/24/26
MHLDMaiden Holdings, Ltd.D0InsurInsurFire, Marine & Casualty InsurNigro Steven HaroldD0DHSee rema2P441.9402311233D
9/24/26 16:40
9/22/26
ENGNEngene Therapeutics Inc.Z4HealthBioPrdBiological Products, (No DiagGrossman WilliamDOInterim 1P101.97055D
9/24/26 16:24
5/27/25
FLOFlowers Foods IncGAFdBevFoodFood & Kindred ProductsChubb Thomas Caldecot IIIGAD8P.d82232.4602513223D
9/24/26 16:22
9/23/26
DKSDick'S Sporting Goods, Inc.DERetailRetailMiscellaneous Shopping Goods Fitzgerald Larry Jr.PAD3P395137.34032315D
9/24/26 16:22
9/22/26
DKSDick'S Sporting Goods, Inc.DERetailRetailMiscellaneous Shopping Goods Gupta NavdeepPAOEVP,CFO1P1,000129.75081087D
9/24/26 16:04
9/22/26
ACICAmerican Coastal Insurance CorpDEInsurInsurFire, Marine & Casualty InsurMartz BradFLOP,CEO3P.m1152.1005514445D
9/24/26 11:54
9/23/26
CIVBCivista Bancshares, Inc.OHFinancStBnkState Commercial BanksParcher Charles A.OHOP3P4619.3102930I
9/24/26 10:21
9/23/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsDavidson SpencerNYHChairman13P.m2,23824.7409061,634D
9/24/26 09:23
9/17/25
PSECProspect Capital CorpFundCEFClosed-End FundsStark Eugene SNYD22P.m1,08121.7205027231D
9/24/26 09:01
8/17/23
CSBBCsb Bancorp, Inc.OHFinancStBnkState Commercial BanksKirkbride Cheryl MOHD11P4741.4101374D
9/24/26 08:29
9/23/26
UXINUxin LtdE9BizSvBizSvBusiness ServicesLi Bin (William)D1P9970.00950104,93252,147,484I
9/23/26 21:48
9/18/26
PNRGPrimeenergy Resources CorpDEEnergyOilPrdCrude Petroleum & Natural GasFong GiffordCAD1P21211.7000054D
9/23/26 21:40
9/21/26
BGDEBig Digital Energy, Inc.DEFinancLoanFinance ServicesEndeavor Blockchain, LLCARTHSEE REMA18P.m42,07425.2301,667999%1,807D
9/23/26 21:16
12/16/25
LCULion Copper Corp.A1MiningIndMnMetal MiningAlford Tony LNCDT23P.dm2,7300.0595045,89547144,188D
9/23/26 21:01
9/18/26
CVCapsovision, IncDEHealthElcMdElectromedical & ElectrotheraHarari Eliyahou Et AlCAT4P11,0085.7501,9141343,343I
9/23/26 20:58
9/22/26
DFDVDefi Development Corp.NVFinancLoanFinance ServicesKang DanielFLOChief St4P.d2025.220397888M
9/23/26 20:21
9/21/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsMacdonald Ryan SNYD2P37311.9603170336D
9/23/26 18:02
3/12/26
STCNSteel Connect, Inc.DEMetalMtlFbCoating, Engraving & Allied SSteel Partners Holdings L.P.NYDT40P.dm25,6886.7503,8041431,541I
9/23/26 17:48
11/13/23
BLDEBlade Air Mobility, Inc.DETransAirlineAir Transportation, NonscheduAffeldt EricNYD3P3403.4709815734I
9/23/26 17:29
9/15/26
CVCapsovision, IncDEHealthElcMdElectromedical & ElectrotheraShen Ching HangT2P10,0005.6901,757327,279I
9/23/26 17:22
9/23/26
ALNTAllient IncCOElectrLabEqInstruments For Meas & TestinWinter Michael RNYD2P9774.4701340M
9/23/26 16:59
11/19/24
INBXInhibrx Biosciences, Inc.DEHealthBioPrdBiological Products, (No DiagKayyem Jon FaizCAD6P.m9,01619.330467681,150I
9/23/26 16:50
9/12/25
LUCKLucky Strike Entertainment CorpVAPerSvEntertAmusement & Recreation ServicLavan Robert M.VAOP,CFO15P.m47410.7004410487D
9/23/26 16:41
9/21/26
INRInfinity Natural Resources, Inc.DEEnergyOilPrdCrude Petroleum & Natural GasGieselman ScottWVD5P.m1,97716.010123886137I
9/23/26 16:37
9/22/26
ALPAlpha Compute CorpD8FinancLoanFinance ServicesVillani FiorenzoDOSee Rema3P.dm1884.3304415073D
9/23/26 16:30
9/22/26
DUOTDuos Technologies Group, Inc.FLTechSoftwPrepackaged SoftwareRecker Frank DouglasFLDOCEO1P859.14092409I
9/23/26 16:28
4/17/26
ARXSArxis, Inc.DEAeroAeroAircraft Parts & Auxiliary EqAllen Patrick ECTD2P48837.5601317820D
9/23/26 16:15
9/21/26
PALProficient Auto Logistics, IncDETransTrSvTransportation ServicesLux Steven FFLD1P244.01061618D
9/23/26 16:01
9/22/26
PHIOPhio Pharmaceuticals Corp.DEHealthDrugPharmaceutical PreparationsBitterman Robert JPADOCB,P,CEO16P.m671.1206016431D
9/23/26 16:00
4/13/23
XOSXos, Inc.DEAutoAutoPtMotor Vehicle Parts & AccessoMattson George NCAD11P.m8780.850801,032225,807M
9/23/26 15:52
9/18/26
BVSBioventus Inc.DEAutoAutoPtMotor Vehicle Parts & AccessoJuniper Investment Company, LLCNYT2P.m3,5327.250487411,633I
9/23/26 14:08
9/21/26
CELFXCliffwater Enhanced Lending FundFundCEFClosed-End FundsNesbitt Stephen LaneWIDOP,Intere15P.m165,39910.68015,49246918,793I
9/23/26 13:11
9/21/26
RTBRtb Digital, Inc.NVBizSvConsltManagement Consulting ServiceDorsett Jason ChristopherPRT2P2889.6103014,204D
9/23/26 10:44
9/21/26
AXIAAxia Energia S.A.D5UtilityElcPwrElectric ServicesBatista De Lima Filho PedroD11P.d71,81311.3206,3443524,370I
9/23/26 10:18
9/22/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsGrassi Craig AnthonyNYOVice-P3P6523.5903476I
9/23/26 09:25
9/22/26
RCTRedcloud Holdings PlcX0RetailRetailRetail StoresFloyd Justin Beck HintonDOCEO1P1852.5007451,661D
9/23/26 07:00
9/21/26
ADCAgree Realty CorpDERlEstREITReal Estate Investment TrustsErlich CraigMIOCHIEF GR7P67246.950142865D
9/22/26 21:57
7/23/25
NTRPNexttrip, Inc.NVTransTrSvTransportation ServicesKaplan Andrew JayFLD4P.d2712.470109350141I
9/22/26 20:10
6/22/26
LRFCLogan Ridge Finance Corp.FundCEFClosed-End FundsGoldthorpe Edward J.NYDOP,CEO7P.m1,34911.89011326558D
9/22/26 18:37
6/9/25
BRIDBridgford Foods CorpCAFdBevFoodSausages & Other Prepared MeaBridgford Richard EugeneILHVice Pre16P178.9502539D
9/22/26 16:51
9/21/26
PPTINPresidio Property Trust, Inc.MDRlEstREITReal Estate Investment TrustsHeilbron Jack KendrickCADOCEO45P.dm3681.980186111,847D
9/22/26 16:46
9/22/26
BFRGBullfrog Ai Holdings, Inc.NVHealthDrugPharmaceutical PreparationsBlacher JoshuaMDOCFO1P260.528505033365D
9/22/26 16:45
9/22/26
BFRGBullfrog Ai Holdings, Inc.NVHealthDrugPharmaceutical PreparationsSingh VininderMDDOTCEO1P450.598907532,442D
9/22/26 16:43
9/18/26
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsLabe JamesCADOCEO28P.m14,4476.1802,337999%2,558I
9/22/26 16:40
9/18/26
SEZLSezzle Inc.DEBizSvBizSvBusiness ServicesHunt Bryan CecilMND1P29115.860074D
9/22/26 16:14
9/15/26
NWPPNew Peoples Bankshares IncVAFinancStBnkState Commercial BanksWhite Blaine ScottVADT22P.m2,0622.820733145,835I
9/22/26 16:10
9/18/26
JUSHJushi Holdings Inc.A1HealthMdCmMedicinal Chemicals & BotanicCacioppo JamesFLDOTCEO4P.m9990.494802,0201416,938I
9/22/26 16:06
9/21/26
FLNCFluence Energy, Inc.ElectrElcEqMiscellaneous Electrical MachBulls Herman EVAD5P6479.2507070170D
9/22/26 16:05
12/11/25
CRMTAmericas Carmart IncTXRetailAutoStAuto Dealers & Gasoline StatiCollins Jonathan M.AROCFO3P2033.6501318D
9/22/26 16:05
9/22/26
VFFVillage Farms International, Inc.Z4AgAgCropsWoodward Christopher C.FLD2P311.020308384D
9/22/26 16:03
9/21/26
FLNCFluence Energy, Inc.ElectrElcEqMiscellaneous Electrical MachVon Heynitz HaraldVAD2P1007.170142766D
9/22/26 16:00
9/22/26
SAICScience Applications International CorpDETechSoftwComputer Integrated Systems DCush C. DavidVAD2P28347.11063921I
9/22/26 14:26
8/11/25
NSLRNeostellar Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOCB,CEO,P14P.m1,7875.040355251,764D
9/22/26 14:23
9/18/26
BCBPBcb Bancorp IncNJFinancSvBnkSavings Institution, FederallObrien Thomas MNJDOCEO1P1,2407.75016023869D
9/22/26 14:19
4/26/23
BCBPBcb Bancorp IncNJFinancSvBnkSavings Institution, FederallChaudhry JawadNJOCFO4P.m1078.590132563D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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