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2/14/25 18:38
2/12/25
PFXPhenixfin CorpFundCEFClosed-End FundsHirtler-Garvey KarinNYD1P2549.2701502D
2/14/25 15:31
2/14/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsDunn AaronMAD1P724.3500182D
2/14/25 14:59
2/14/25
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsStuebe Nancy E.ILDHTRUSTEE1P612.280187D
2/14/25 14:48
2/11/25
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsSwank Jerry VTXHSee Rema1S-17146.770-47D
2/14/25 14:26
2/13/25
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsBethel KeithPAD1P356.96052923D
2/14/25 13:40
2/13/25
NAIFXNomura Alternative Income FundFundCEFClosed-End FundsRosa Katherine QuickNYHTrustee1P99.9101992D
2/14/25 13:29
5/17/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsBilkie Robert MWID1P.a69.2901253M
2/14/25 11:37
2/12/25
GDVGabelli Dividend & Income TrustFundCEFClosed-End FundsLaughlin Susan WatsonNYD1P724.9600162D
2/14/25 10:38
2/13/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEO57P.m1852.6107111742M
2/13/25 19:45
2/12/25
HQLAbrdn Life Sciences InvestorsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYT219S.m-166,01913.160-12,613141,072I
2/13/25 18:27
2/12/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End FundsMa Eagle II Holdings FundC3T2P3,44525.04013852,827D
2/13/25 16:05
2/11/25
ARCCAres Capital CorpFundCEFClosed-End FundsBates Ann TorreNYD1P13722.75061938D
2/13/25 15:23
2/11/25
PFXPhenixfin CorpFundCEFClosed-End FundsRobinson Lowell WNYD1P.m2448.8101502D
2/12/25 13:24
2/10/25
GCVGabelli Convertible & Income Securities Fund IncFundCEFClosed-End FundsGabelli Mario JNYDHControl 17S.m-93914.350-65013,663D
2/12/25 12:44
1/24/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsDoyle Daniel AnthonyCAD2P9,32210,024010D
2/7/25 16:04
2/5/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsIvascyn Daniel JCATHSEE REMA2P15,73510.4901,500574,138D
2/6/25 15:11
2/5/25
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT7P.m1140.6864016643,879D
2/5/25 17:01
2/4/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsDas Rajeev PNJD1S-36.7100-1000M
2/4/25 18:26
1/31/25
BCXBlackrock Ltd Duration Income TrustFundCEFClosed-End FundsBishop AlastairNYHPortfoli3M.d00.000170D
2/4/25 18:25
1/31/25
NABlackrock Credit Strategies FundFundCEFClosed-End FundsDelbos DavidNYHPortfoli5M.d00.0005053144D
2/4/25 18:21
1/31/25
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsRuvinsky Philip HenryNYHPortfoli1M.d00.000354D
2/4/25 18:19
1/31/25
BTZBlackrock Credit Allocation Income TrustFundCEFClosed-End FundsGarfin MitchellNYHPortfoli5M.d00.000320D
2/4/25 18:17
1/31/25
BMEBlackrock Health Sciences TrustFundCEFClosed-End FundsXie H ErinNYHPortfoli2M.d00.000280D
2/4/25 18:16
1/31/25
BDJBlackrock Enhanced Equity Dividend TrustFundCEFClosed-End FundsDespirito Antonio IIINYHPortfoli1M.d00.000290D
2/4/25 18:15
1/31/25
NABlackrock Credit Strategies FundFundCEFClosed-End FundsCucunato JeffreyNYHPortfoli2M.d00.000176D
2/4/25 18:13
1/31/25
BTZBlackrock Credit Allocation Income TrustFundCEFClosed-End FundsHung CharleyNYHPortfoli1M.d00.00010D
2/4/25 18:12
1/31/25
BLWBlackrock Ltd Duration Income TrustFundCEFClosed-End FundsDickstein AkivaNYHPortfoli4M.d00.000121D
2/4/25 18:11
1/31/25
BHKBlackrock Core Bond TrustFundCEFClosed-End FundsMaclellan ScottNYHPortfoli4M.d00.00020D
2/4/25 18:10
1/31/25
BCXBlackrock Ltd Duration Income TrustFundCEFClosed-End FundsHoll ThomasNYHPortfoli1M.d00.00040D
2/4/25 18:10
1/31/25
BITBlackrock Multi-Sector Income TrustFundCEFClosed-End FundsLakhani SamirNYHPortfoli1M.d00.00096D
2/4/25 18:07
1/31/25
BKTBlackrock Income Trust, Inc.MDFundCEFClosed-End FundsKraeger MatthewNYHPortfoli1M.d00.00011D
2/4/25 18:04
1/31/25
NABlackrock Credit Strategies FundFundCEFClosed-End FundsWolfe PatrickNYHPortfoli1M.d00.000150D
2/4/25 18:03
1/31/25
BGYBlackrock Enhanced International Dividend TrustFundCEFClosed-End FundsGreenen MollyNYHPortfoli2M.d00.00040D
2/4/25 17:58
1/31/25
BSTZBlackrock Science & Technology Term TrustFundCEFClosed-End FundsKim TonyNYHPortfoli2M.d00.0003122172D
2/4/25 17:53
1/31/25
BSTZBlackrock Science & Technology Term TrustFundCEFClosed-End FundsMenge Steven ReidNYHPortfoli2M.d00.00030D
2/4/25 17:53
1/31/25
CIIBlackrock Enhanced Large Cap Core Fund, Inc.FundCEFClosed-End FundsBurnside ToddNYHPortfoli1M.d00.00020D
2/4/25 17:50
1/31/25
BUIBlackrock Utilities, Infrastructure & Power Opportunities TrustFundCEFClosed-End FundsMcClements KyleNYHPortfoli12M.d00.000205855D
2/4/25 17:46
1/31/25
BGYBlackrock Enhanced International Dividend TrustFundCEFClosed-End FundsTreharne OliviaNYHPortfoli2M.d00.00060D
2/4/25 17:42
1/31/25
BGYBlackrock Enhanced International Dividend TrustFundCEFClosed-End FundsAccettella ChristopherNYHPortfoli12M.d00.00076D
2/4/25 17:39
1/31/25
BYMBlackrock Municipal Income Quality TrustFundCEFClosed-End FundsMaloney KevinNYHPortfoli5M.d00.00010D
2/4/25 17:34
1/31/25
BGRBlackrock Energy & Resources TrustFundCEFClosed-End FundsHume MarkNYHPortfoli1M.d00.00010D
2/4/25 16:52
1/31/25
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsKoesterich Russell JaredNYHPortfoli2M.d00.00031133D
2/4/25 16:44
1/31/25
DSUBlackrock Debt Strategies Fund, Inc.FundCEFClosed-End FundsWilson CarlyNYHPortfoli2M.d00.00021D
2/4/25 16:39
1/31/25
MYDBlackrock Muniyield Fund, Inc.NJFundCEFClosed-End FundsSoccio PhillipNYHPortfoli7M.d00.0001792D
2/4/25 16:39
1/31/25
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsBerkowitz Randy WilliamNYHPortfoli1M.d00.00020D
2/4/25 16:38
1/31/25
BFKBlackrock Municipal Income TrustFundCEFClosed-End FundsOconnor WalterNYHPortfoli6M.d00.00010D
2/4/25 16:33
1/31/25
BYMBlackrock Municipal Income Quality TrustFundCEFClosed-End FundsKalinoski MichaelNYHPortfoli4M.d00.0000223D
2/4/25 16:25
1/31/25
BBNBlackrock Taxable Municipal Bond TrustFundCEFClosed-End FundsRomaglino ChristianNYHPortfoli7M.d00.0001912D
2/4/25 16:24
1/31/25
BMEBlackrock Health Sciences TrustFundCEFClosed-End FundsLiu XiangNYHPortfoli2M.d00.00010D
2/4/25 16:01
1/31/25
BUIBlackrock Utilities, Infrastructure & Power Opportunities TrustFundCEFClosed-End FundsSinclair Lindsay VictoriaNYHPortfoli1M.d00.00000D
2/4/25 15:59
1/31/25
MQTBlackrock Muniyield Quality Fund Ii, Inc.NJFundCEFClosed-End FundsSantiago Kristi ManidisNYHPortfoli1M.d00.00000D
2/4/25 15:46
1/31/25
NABlackrock Credit Strategies FundFundCEFClosed-End FundsYuan EricNYHPortfoli1M.d00.00060D
2/4/25 15:40
1/31/25
BDJBlackrock Enhanced Equity Dividend TrustFundCEFClosed-End FundsZhao DavidNYHPortfoli1M.d00.00070D
2/3/25 16:00
1/29/25
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsRoyce Charles MNYHSr. Advi1S.m-1,9869.930-2001,665D
1/31/25 14:39
1/30/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsMorgan Herbert WilliamCAD1P2043.01001251D
1/31/25 12:27
1/29/25
CSQCalamos Strategic Total Return FundFundCEFClosed-End FundsHerman Thomas EILOVP,CFO2P.m84316.8605023D
1/30/25 14:15
1/29/25
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsEdil BegaiymCOOHDeputy C1P2010.2102645D
1/29/25 20:06
1/29/25
MMUWestern Asset Managed Municipals Fund Inc.MDFundCEFClosed-End FundsCronin Daniel PNYD3S-9410.410-95D
1/29/25 16:06
1/27/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsBates Shiloh RWYOChief In1P5018.85031030D
1/28/25 17:09
1/24/25
XALFXVariant Alternative Lending FundFundCEFClosed-End FundsElsasser Robert WWIOP1P.m6,27725.1102504D
1/28/25 16:38
1/24/25
PMFAXPimco Flexible Municipal Income FundFundCEFClosed-End FundsChristine Kyle FrancisCAHSEE REMA1P2510.22023210D
1/28/25 15:56
1/24/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD2S-5922.180-38D
1/27/25 16:56
1/24/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsEmrich John ScottCOD1S-5321.280-36D
1/27/25 10:14
1/24/25
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWID1P16017.16094829D
1/23/25 13:10
1/15/25
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsHunersen Thomas WPAD1P8817.67055006D
1/23/25 13:10
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsOsorio AlbertoO5DOP,CEO1P20313.5301514125I
1/23/25 12:56
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsImpulsora Del Fondo Mexico, S.C.O5HInvestme1P20313.5301515115D
1/23/25 12:41
1/22/25
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsBuckley Gregory W.MDOE.VP1P3423.3001918D
1/22/25 16:30
1/10/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsDonovan WilliamMED2P1522.0301194D
1/22/25 16:08
1/17/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsRipp RyanWYOCFO,Trea2P5020.10021027D
1/21/25 16:14
1/17/25
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsGoldstein PhillipNYD1S-388.450-512D
1/21/25 13:49
1/21/25
DHYCredit Suisse High Yield Bond FundFundCEFClosed-End FundsDefelice Laura ANYOHTrustee2P2402.46098592114D
1/21/25 10:55
1/17/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsDowden DavidNYHPortfoli1P4914.92033D
1/17/25 16:37
1/17/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsLittle Harrison JamesTXOEVP1P6513.04055D
1/17/25 16:26
1/16/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOO8P.m4,42121.310207188318D
1/17/25 11:44
1/15/25
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsDistenfeld Gershon MNYOVP1P1510.74011016D
1/16/25 16:15
1/2/25
OACOXOneascent Capital Opportunities FundFundCEFClosed-End FundsSiverling JohnALHAdviser 1P5110.10050D
1/16/25 10:00
1/15/25
CADCXCion Ares Diversified Credit FundFundCEFClosed-End FundsNorthwestern Mutual Life Insurance CoWIT1P151,00025.0006,0406,040D
1/15/25 16:48
1/14/25
HPIJohn Hancock Preferred Income FundFundCEFClosed-End FundsBacic William KMAHTrustee 9P9114.84066D
1/14/25 15:28
1/14/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsLawlor John JNYHPortfoli2P6915.32055D
1/14/25 11:20
1/13/25
JOFJapan Smaller Capitalization Fund IncMDFundCEFClosed-End FundsLaby Arthur BlakeNYD1P257.56033D
1/13/25 16:16
1/9/25
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsMetlife Investment Management, LLCNJT1P2,147,4842,147.501,0000I
1/13/25 15:24
12/31/24
ISDPgim High Yield Bond Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoli2P39915.3302628935D
1/13/25 13:59
1/10/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsMooney Edward Patrick Jr.WID1P46522.180214567D
1/10/25 18:07
1/7/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsGannaway Russell DCAHSEE REMA1P1,00010.4709630414D
1/10/25 17:01
1/8/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWID1P116.5002425D
1/10/25 14:39
1/8/25
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsVanekris Anthonie CNYD1S-119.650-111D
1/10/25 12:44
1/8/25
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsToub Christopher MILD1P2315.20021003D
1/10/25 11:27
1/7/25
AODAbrdn Total Dynamic Dividend FundFundCEFClosed-End FundsReit ToddPAD3P104.6002735D
1/8/25 14:11
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsHill John CNYDOCEO,P1P3245.8701174D
1/8/25 12:17
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsO'Neill Andrew JNYOVP1P6045.6501190D
1/7/25 16:35
12/27/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMonachil Credit Income FundCTDOTP,CEO2P40010.0104031,209D
1/7/25 16:35
12/31/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMonachil Credit Income FundCTDOTP,CEO2S-40010.010-401,209D
1/7/25 10:35
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsSpence John YogiILHAdviser 4P8312.60071596D
1/6/25 15:43
1/3/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMED2P.am1620.2801109D
1/6/25 15:26
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsLaw Lauren KristenNYHSub-Advi2P26525.2301111D
1/6/25 15:24
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsBoger Maegan GallagherNYHSub-Advi2P53025.28021999%21D
1/6/25 15:22
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMohr Gretchen MaeNYHSub-Advi2P53025.3002121D
1/6/25 12:50
12/26/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsBrennan Alice CNYD1P02.560012D
1/6/25 10:13
1/3/25
CIKCredit Suisse Asset Management Income Fund, Inc.MDFundCEFClosed-End FundsGerber CharlesNYD1P.a252.90099D
1/3/25 18:51
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMcCulloch BenjaminILHSecretar1P125.000061D
1/3/25 16:45
12/30/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsAllen Anita LNYD1P02.330010D
1/3/25 16:16
1/3/25
FXBYFoxby Corp.FundCEFClosed-End FundsWinmill Woodworth BorstNYD1P317.15000D
1/3/25 15:10
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsNechamkin Michael BennettNYHSub-Advi2P31825.2801313D
1/3/25 15:08
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGordon Andrew DavidNYHSub-Advi2P53025.2102121I
1/3/25 15:05
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGleason Sean MichaelNYHSub-Advi2P10625.26044D
1/3/25 15:03
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsOctagon Credit Investors, LLCNYHSub-Advi2P2,38525.2409595D
1/3/25 08:34
1/1/25
FSKFs Kkr Capital CorpFundCEFClosed-End FundsForman Michael C.PADOCEO1S00.000-10160I
1/2/25 20:09
12/30/24
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P1P2,3557.270324213,393M
1/2/25 16:22
12/27/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsRussell GrimaldiNYOCCO,Secr1P02.250010D
1/2/25 14:30
1/2/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsFrost Gregory APAOSee Rema1P50011.5304343D
1/2/25 10:54
12/30/24
IGRCbre Global Real Estate Income FundFundCEFClosed-End FundsStam HeidiPAD2P215.17042521D
12/31/24 16:35
12/31/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior V4P3635.7801335D
12/31/24 10:32
12/30/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP Admin1P1325.00010117M
12/30/24 17:01
12/26/24
PCFHigh Income Securities FundMAFundCEFClosed-End FundsHellerman GeraldFLD3S.m-2186.570-3337D
12/27/24 16:03
12/27/24
NXGNxg Nextgen Infrastructure Income FundFundCEFClosed-End FundsSunderland ToddTXHCOO2S-342.56001I
12/27/24 16:01
12/24/24
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEO6P30,9634.5306,837979,810D
12/26/24 15:29
12/24/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsMalik FahdNYOVP,Portf1P910.6701118D
12/26/24 10:56
12/23/24
JHIJohn Hancock Investors TrustDEFundCEFClosed-End FundsEllison Noni LMAHTrustee 9P10115.26077216D
12/20/24 19:30
2/8/22
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsGordon ScottNYDOTCEO1P.a49014.0003535D
12/20/24 16:22
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsDurston MarshallWYD3P3020.3801494D
12/20/24 16:19
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsCoolidge R. ScottWYD3P3020.3801494D
12/20/24 16:19
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsFinnen Paul E.WYD2P2021.0301573D
12/20/24 16:02
12/18/24
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsMcCabe Joan YNYD1P1458.0201814730D
12/20/24 16:01
12/19/24
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsHanda SanjeevNYD1P357.98047310D
12/20/24 15:37
12/18/24
PFXPhenixfin CorpFundCEFClosed-End FundsLorber David ANYDOTCB,CEO1P61848.050136224D
12/19/24 20:13
12/19/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEO3P.m31010.1403111312D
12/19/24 17:47
12/18/24
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsSchnabel Susan CTXD1P4116.5403458D
12/19/24 16:21
12/17/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsKlinsky Steven BNYD9P.m5,48711.60047359,718I
12/18/24 16:14
12/17/24
GAIIXGladstone Alternative Income FundFundCEFClosed-End FundsGladstone Investment Corporation\DeVAT2P3,75010.000375300500D
12/18/24 16:12
12/17/24
GAIIXGladstone Alternative Income FundFundCEFClosed-End FundsGladstone Capital CorpVAT2P3,75010.000375300500D
12/17/24 17:56
12/16/24
UTGReaves Utility Income FundFundCEFClosed-End FundsLegg JoellenCOD1P1032.9300103D
12/17/24 16:18
12/17/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsRosenthal Saul BCTDOP1P15,0375.0802,960617,790D
12/17/24 16:17
12/17/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsCohen Jonathan HCTDOCEO1P15,0375.0802,960617,825D
12/17/24 13:23
12/16/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsBalkin MichaelCTD1P1718.5302020030I
12/17/24 13:09
12/16/24
FCTFirst Trust Senior Floating Rate Income Fund IIFundCEFClosed-End FundsBowen James AILDHOfficer 2S-12515.740-8-1000D
12/17/24 10:15
12/16/24
BMCBmc Fund IncFundCEFClosed-End FundsBroyhill Markham HuntNCHTrustee1P1921.3101160I
12/17/24 09:02
12/16/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsPriest Jeffrey WNYOP,CEO1P15025.00063186D
12/17/24 08:21
12/10/24
ICMBInvestcorp Credit Management Bdc, Inc.FundCEFClosed-End FundsShaikh Suhail A.NYDOP,CEO2P223.21077D
12/16/24 13:58
12/12/24
ODIFOaktree Diversified Income Fund Inc.FundCEFClosed-End FundsMcFarland Stuart ANYD2P5010.98052920D
12/16/24 09:24
12/13/24
DHCIXDiamond Hill Securitized Credit FundFundCEFClosed-End FundsDiamond Hill Capital Management IncOHHInvestme1P1510.07011D
12/13/24 14:33
12/11/24
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoli1P313.2800125D
12/13/24 14:32
12/12/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsDellafiora JohnVAOChief Co1P310.00000D
12/13/24 14:10
12/11/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsByers Stephen RNCD1P.m939.750102450D
12/13/24 11:48
12/12/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsO'Connor Michael JamesNCHAdviser 1S-2859.700-29-1000D
12/13/24 09:50
12/11/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsMurray Elizabeth A.NCOCFO,COO,1P199.70021121D
12/12/24 17:16
12/9/24
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End FundsRakowski EricCTD1P20010.790194659I
12/12/24 16:52
12/10/24
TRINTrinity Capital Inc.FundCEFClosed-End FundsZacharia MichaelAZD1P8014.34061542D
12/12/24 16:30
12/10/24
MAINMain Street Capital CorpFundCEFClosed-End FundsMeserve NicholasTXOMD1S-49555.010-987D
12/12/24 16:07
12/12/24
CSWCCapital Southwest CorpFundCEFClosed-End FundsRogers-Windsor Ramona LynnTXD1P622.6700216D
12/12/24 15:27
12/11/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFreund MatthewNCOP1P249.72031916D
12/11/24 18:47
12/11/24
JOFJapan Smaller Capitalization Fund IncMDFundCEFClosed-End FundsOuimet PaigeNYD1P258.02033D
12/11/24 16:05
12/11/24
GLADGladstone Capital CorpFundCEFClosed-End FundsMarcotte BobVAOP1S-42427.350-16249D
12/11/24 12:43
12/10/24
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsAlban JohnTXDHTrustee1S-4944.750-1-1000D
12/10/24 18:21
12/6/24
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Jonathan AdamTNDOChief Sc1P00.0003281936D
12/10/24 18:18
12/6/24
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Michael RichardTNDOCEO1P00.0004528207D
12/10/24 18:15
3/27/23
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFO1P00.00054615D
12/10/24 16:08
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsSateri JohnVAOP1P10010.0001010D
12/10/24 16:06
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsLicalsi MichaelVAOGC,Secre1P1510.00022D
12/10/24 16:05
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsSmith Jennifer AVAOChief Va1P310.00000D
12/10/24 16:05
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsMalesardi Michael JVAOCFO1P1010.00011D
12/10/24 14:59
12/6/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsHopkins Jerel APAD1P1121.470169I
12/10/24 10:59
12/9/24
GHYPgim Global High Yield Fund, Inc.FundCEFClosed-End FundsEvans Barry HNJD1S-54412.990-4242D
12/9/24 14:14
12/5/24
FORFXForum Real Estate Income FundFundCEFClosed-End FundsFisk DarrenCODOCEO1S-1,5009.680-1551,500I
12/6/24 16:17
8/9/24
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsRival Anita J.NYD1P.a5014.37041527I
12/6/24 13:52
12/5/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsPietrzak DanielPADOCo-P,CIO1P10721.3105868D
12/5/24 16:13
12/4/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsSandler ElizabethPAD1P2121.23011110I
12/5/24 15:42
12/4/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims Luke EWIDOP,CEO1P589.74062295D
12/4/24 16:16
12/3/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsGerson BrianPAOCo-P1P11022.08052327I
12/4/24 16:05
12/2/24
SSSSSuro Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOCB,CEO,P2P.m4225.1408281,171D
12/3/24 16:59
12/3/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsVichness ShaulNYOCFO,Trea1P8617.27053719I
12/3/24 16:01
11/29/24
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOO9P2,1784.790455272,131D
12/3/24 15:14
12/2/24
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsKoudounis John S.ILDOVP1P12510.670129141D
12/3/24 08:48
12/2/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsKencel Kenneth J.NYDOCEO,P2P69417.3604014967I
12/3/24 08:17
11/27/24
PNNTPennantpark Investment CorpFundCEFClosed-End FundsBriones Jose AFLD1P256.80041276D
12/2/24 17:56
12/2/24
SSSSSuro Capital Corp.FundCEFClosed-End FundsGreen AllisonNYOSee Rema1P505.48097137D
12/2/24 17:10
11/29/24
TREIXThirdline Real Estate Income FundFundCEFClosed-End FundsEiben Lawrence ScottVADOPrincipa1S-11510.030-11402I
12/2/24 11:38
11/25/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsMichaud Gerald A.CTDOP1P759.31085169D
11/29/24 15:16
4/8/24
WDIWestern Asset Diversified Income Fund (Wdi)FundCEFClosed-End FundsKumar NishaNYD1P10014.47075021I
11/29/24 14:41
11/27/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsMehring JasonCAOP1P429.30052920D
11/29/24 14:40
11/26/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsWorrell August DanielCAOCo-Chief1P1379.1001517624D
11/27/24 13:07
11/26/24
DNPDnp Select Income Fund IncFundCEFClosed-End FundsGrumhaus David D Jr.ILOP,CEO2P3810.77042418D
11/26/24 17:20
11/22/24
GSBDGoldman Sachs Bdc, Inc.FundCEFClosed-End FundsLanza JohnNYOSee Rema1S-1612.850-1-1000D
11/26/24 14:38
11/25/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsImasogie Osagie OPAD1S-90022.010-418D
11/26/24 10:45
11/21/24
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsMullins AndreaTXD1P641.8000331D
11/25/24 16:14
11/22/24
CGBDCarlyle Secured Lending, Inc.FundCEFClosed-End FundsJenkins Mark DavidNYD1P6416.7904498D
11/25/24 13:50
11/21/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsForstenhausler Matthew E.NYD1P2020.25011D
11/25/24 11:48
11/21/24
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsMusgrave John M.TXOCEO,P1P3241.8001333D
11/22/24 19:25
11/20/24
CELFXCliffwater Enhanced Lending FundFundCEFClosed-End FundsGarcia Dominic JeromeNMD2P80010.9307373D
11/22/24 16:31
11/20/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee Rema2P.m29910.1303014237I
11/22/24 16:30
11/20/24
RANDRand Capital CorpFundCEFClosed-End FundsGusky Adam SamuelNYD1P.m616.1100128I
11/22/24 16:30
11/20/24
TSLXSixth Street Specialty Lending, Inc.FundCEFClosed-End FundsGraf MichaelTXOSee Rema1P2120.5301226D
11/22/24 14:14
11/20/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsLewin LanaNYD1P1020.45000D
11/22/24 14:12
11/20/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsHealy Douglas TaylorNYD1P1020.26011D
11/22/24 12:08
11/21/24
CIONCion Investment CorpFundCEFClosed-End FundsReisner Michael ANYDOCo-CB,Co1P511.4400145D
11/21/24 18:10
11/20/24
VALFVariant Alternative Lending FundFundCEFClosed-End FundsZhu LisaWIHInvestme1P50125.050201D
11/21/24 16:50
11/19/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsKetchum StephenNYDOCB1P.m14220.34071173D
11/21/24 11:58
11/21/24
CIONCion Investment CorpFundCEFClosed-End FundsRoman StephenNYOCCO,Secr1P511.5300411D
11/20/24 15:12
11/19/24
GLVClough Global Dividend & Income FundFundCEFClosed-End FundsClough Charles JrMAHPerson a1P35.72011110D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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