Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
6/12/24 14:57	6/11/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	1	P	80	21.64	4	35	14	D
6/12/24 14:43	6/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		1	P	0	1.66	0		0	D
6/12/24 12:00	6/11/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	61	P	6	1.63	4	1	559	M
6/12/24 11:41	6/11/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Astorino Robert P.	NY	D		1	P	5	22.75	0		0	D
6/11/24 18:35	6/7/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	McElhoe Wenwen	CA	DT		3	P	992	10.20	97	114	183	D
6/11/24 17:03	6/10/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		125	P.m	69,299	12.47	5,557	3	166,881	I
6/11/24 17:00	6/11/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		2	P	103	6.06	17	168	27	D
6/11/24 16:53	6/7/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	1	P.m	8,214	16.03	512	7	7,592	I
6/11/24 16:52	6/7/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	1	P.m	8,214	16.03	512	7	7,368	I
6/11/24 16:47	6/10/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		1	P	10	20.70	0	6	8	I
6/11/24 16:37	6/10/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		1	P	10	6.36	2	41	6	D
6/11/24 16:26	6/7/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		1	P	44	12.62	4	2	166	D
6/11/24 16:14	6/5/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		3	P	50	11.42	4	1	328	D
6/10/24 15:34	6/7/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Behan Robert	IL	O	VP	1	P	25	10.64	2	6	44	D
6/7/24 16:44	6/7/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Petro Andrea	CA	D		1	P	57	11.49	5	73	12	D
6/7/24 16:43	6/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Leets Karen L	CA	D		1	P	50	11.49	4		4	D
6/6/24 17:00	6/4/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		1	P	1	6.81	0	0	40	D
6/5/24 16:38	6/5/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Luecke Connie M	IL	O	VP,Chief	1	P	8	8.60	1	5	19	D
6/5/24 14:38	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Bip Holdings LP	D0	H	Affiliat	2	S	-117,000	10.18	-11,493		3,275	D
6/5/24 14:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Big Holdings LP	E9	H	Affiliat	2	P	234,000	10.18	22,986		13,987	D
6/5/24 14:33	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Brookfield Brp Holdings (Us) Inc.	A6	H	Affiliat	2	S	-117,000	10.18	-11,493		8,393	D
6/4/24 17:27	6/3/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Smith Rhonda Scott	TX	D		1	P	20	16.12	1		1	D
6/4/24 16:54	6/3/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		1	P	243	25.87	9	2	598	D
6/4/24 11:42	6/4/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Vaughan Richard B.	TX	D		2	P	104	17.33	6	600	7	D
6/4/24 09:31	5/31/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	1	P	4	12.90	0	1	24	D
6/3/24 17:54	5/30/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		9	S.m	-212	23.88	-9		79	I
6/3/24 16:05	5/30/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	1	P	113	11.30	10		10	D
6/3/24 12:20	6/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	1	P	1,000	10.72	93	9	1,090	D
6/3/24 12:07	6/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		1	P	1,000	10.72	93	9	1,090	D
5/31/24 12:43	5/30/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Midas Securities Group, Inc.	NY	H	See "Exp	5	P.m	823	13.22	62		62	D
5/30/24 21:56	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Mnaymneh Sami	FL	T		1	S	-12,150	12.15	-1,000		3,976	I
5/30/24 21:55	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Tamer Anthony	FL	T		1	S	-12,150	12.15	-1,000		4,438	I
5/30/24 16:55	5/29/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	2	P	74	26.93	3	2	115	D
5/30/24 16:33	5/29/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	5	25.25	0	1	14	D
5/30/24 12:51	5/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Quam Mark Donovan	CO	O	CEO	1	P	750	10.18	74		74	D
5/29/24 17:10	5/28/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Frazier Casey Ryan	CO	DO	Chief In	1	P	750	10.18	74		74	D
5/29/24 14:04	5/28/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		1	P	11	10.89	1	2	54	D
5/29/24 13:00	5/28/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	2	P	10	11.73	1	13	8	D
5/29/24 08:01	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	1	P	25,002	5.40	4,630	999%	4,830	M
5/29/24 08:00	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	1	P	25,002	5.40	4,630	999%	4,865	D
5/28/24 18:47	5/23/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Steiner Jason Robert	CA	H	SEE REMA	1	P	500	10.48	48	93	99	D
5/28/24 17:54	5/23/24	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		1	S.m	-282	14.11	-20		10	I
5/24/24 15:33	5/17/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Bilkie Robert M	WI	D		1	P	6	9.29	1	17	4	D
5/24/24 14:40	5/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		1	P	22	6.30	4	25	18	D
5/23/24 17:20	5/23/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	2	P	154	24.94	6	2	274	D
5/23/24 16:42	5/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Robo James L	TX	D		1	P	1,000	16.63	60	4	1,573	I
5/23/24 16:30	5/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Kayne Anderson Capital Advisors LP	TX	H	Affiliat	1	P	15,919	16.63	957		957	I
5/23/24 16:16	5/6/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		5	P	27	17.10	2	11	16	D
5/23/24 10:58	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		3	S	-566	24.65	-23		66	I
5/23/24 10:49	5/22/24	CADEX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	Thrivent Financial For Lutherans	MN	T		1	P	20,000	25.00	800	31	3,400	D
5/23/24 10:44	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	3	S	-566	24.65	-23		16	D
5/22/24 16:30	5/21/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Covington P Emery	TX	D		1	P	161	21.50	8		8	D
5/22/24 16:17	5/20/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		1	P	2,147,484	71.58	30,000		0	I
5/22/24 11:47	5/22/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	2	P	10	11.69	1	10	10	D
5/22/24 10:31	5/20/24	ZTR	Virtus Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	1	P	27	5.47	5	124	9	D
5/20/24 16:25	5/17/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	S	-197	10.08	-20		452	I
5/17/24 15:19	5/17/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	2	P	68	11.36	6	13	52	D
5/17/24 12:23	5/17/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		1	P	7	23.97	0	31	1	D
5/17/24 10:59	5/15/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Adams Barbara	PA	D		1	P	68	20.10	3	16	25	I
5/15/24 17:36	5/13/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	2	P	4,400	5.48	803	1	66,100	D
5/15/24 13:42	5/15/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	2	P	19	0.6138	31	112	59	I
5/14/24 16:12	5/14/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Sandler Elizabeth	PA	D		1	P	20	20.07	1	13	9	I
5/14/24 14:30	5/13/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	2	P	10	11.40	1	2	44	D
5/13/24 16:51	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Keilhacker Kurt	CT	D		1	P	202	10.01	20		20	D
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	1	S	-28	13.90	-2	-100	0	D
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	1	P.m	49	7.13	7	1	522	I
5/10/24 16:37	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	1	P.m	49	7.13	7	1	576	I
5/10/24 15:01	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Miller Jeffrey Grant	CA	H	Portfoli	1	P	185	10.01	18		18	D
5/10/24 13:20	5/9/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freno Michael	NC	H	Officer	1	P	267	9.73	28	63	71	D
5/9/24 15:16	5/8/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Jain Rakesh	NY	H	Portfoli	1	P	300	10.01	30		30	D
5/9/24 15:02	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		1	P	50	10.17	5		5	D
5/8/24 17:31	5/7/24	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	Moore Thomas Jack	CO	D		2	P.e	41	14.43	3	999%	3	D
5/6/24 10:40	5/2/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	4	P	794	5.67	140	22	791	D
5/3/24 17:14	4/30/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	H	Principa	2	P.m	167	10.20	16	13	146	D
5/2/24 17:38	5/1/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Herman Thomas E	IL	O	VP,CFO	1	P	254	15.55	16	156	27	D
5/2/24 15:24	5/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	1	P	6	11.71	1	12	5	D
5/2/24 14:49	5/1/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	1	P	25	23.07	1	8	14	D
5/2/24 14:18	5/2/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	2	P	37	40.62	1	1	69	M
5/2/24 09:36	4/30/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		1	P	400	10.00	40		40	I
5/1/24 17:56	3/12/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hutchens Charles Carter	VA	DO	Principa	1	P	15	10.15	1	5	29	D
4/30/24 17:31	10/5/17	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Oconnor Walter	NY	H	Portfoli	1	P	1	15.48	0		0	D
4/30/24 17:27	12/27/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	McClements Kyle	NY	H	Portfoli	1	P	15	14.78	1	44	3	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	1	S	-3,171	9.30	-341	-100	0	D
4/25/24 16:19	4/23/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Wixted Brian W.	NM	H	Trustee	1	P	25	15.50	2		2	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	1	S	-16	12.55	-1	0	255	D
4/23/24 16:36	4/11/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		2	P	1,548	8.57	181	999%	186	D
4/22/24 21:10	4/19/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	1	P	1,000	10.48	95	46	301	D
4/22/24 15:04	4/19/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	1	P	32	40.13	1	1	85	D
4/19/24 09:01	4/18/24	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Palsson Johannes	GA	H	Portfoli	1	P	70	12.39	6	14	46	D
4/19/24 07:41	4/18/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Goodson Alan R	PA	H	Director	1	P	65	16.83	4		4	D
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	2	S.m	-9,805	25.42	-386		1,320	I
4/16/24 16:10	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		2	S.m	-9,430	25.27	-373		1,282	D
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	4	S	-8,765	10.02	-875		2,975	I
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	3	P	1,234	14.35	86	430	106	D
4/12/24 09:21	4/9/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		4	P	28	16.34	2	66	4	D
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	2	P.m	55	10.00	6	73	13	D
4/11/24 18:08	4/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	2	P	27	37.48	1	2	34	D
4/11/24 13:52	4/10/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	1	P	51	14.25	4	45	12	D
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	2	S	-123	17.56	-7		12	D
4/10/24 12:34	4/9/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	2	P	30,000	10.00	3,000	999%	3,010	D
4/10/24 11:51	4/8/24	WDI	Western Asset Diversified Income Fund		Fund	CEF	Closed-End Funds	Kumar Nisha	NY	D		1	P	90	14.46	6	38	23	I
4/9/24 11:53	4/8/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Lindquist Daniel J	IL	O	VP	1	P	50	14.30	4		4	I
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	1	P	18	10.62	2	28	8	M
4/5/24 15:08	4/5/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	2	P	23	11.40	2		2	D
4/2/24 11:07	4/1/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Gardella Lee A	NY	H	See Expl	1	P	200	10.40	19		19	D
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	1	P	3	14.65	0	2	11	D
3/29/24 10:55	3/27/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	1	P	13	11.02	1		1	I
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	1	P	66	11.04	6		6	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	1	P	7	8.70	1	7	11	D
3/27/24 10:55	3/25/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		1	P	50	26.46	2		2	D
3/26/24 18:30	3/26/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Burke Edmund J	CO	H	Trustee	2	P	47	6.32	8	142	13	D
3/25/24 18:33	3/21/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	2	P	297	11.66	25	10	275	D
3/25/24 15:03	3/22/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Jhirad Yigal Dan	NY	OH	Portfoli	1	P	7	14.14	1	42	2	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	4	P	49,900	10.00	4,990	999%	4,993	D
3/25/24 09:59	3/21/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		1	P.m	216	13.70	16		16	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	CEO	1	P	2	16.10	0	0	169	D
3/22/24 16:21	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		1	P	24	5.96	4	95	8	I
3/22/24 14:56	3/21/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	2	P	95	11.43	8	12	77	D
3/22/24 14:17	3/22/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	2	P.m	105	11.72	9		5	D
3/21/24 14:06	3/19/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	1	P.m	410	10.19	40		40	D
3/21/24 12:21	3/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	5	23.21	0	3	7	D
3/20/24 15:56	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	1	S	0	6.00	0	0	793	I
3/20/24 12:35	3/20/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	1	P	5	5.40	1	1	122	D
3/20/24 09:26	3/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Griggs Kathleen	IL	D		1	P	9	7.10	1		1	D
3/19/24 11:58	3/18/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Wrapp Emilie D.	NY	H	Advisory	1	P	25	10.45	2		2	D
3/18/24 19:14	3/14/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	14.91	3	0	884	D
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Park Katherine J	CA	D		1	P	23	9.35	3	100	5	D
3/18/24 16:27	3/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	1	P	238	11.61	20	11	202	I
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Krull Steven F.	IL	H	Portfoli	1	P	10	23.58	0		0	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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