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Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
10/3/25 21:33	10/2/25	UUU	Universal Safety Products, Inc.	MD	Electr	WhElc	Electronic Parts & Equipment	Ault Milton C III	NV	D		14	P.m	297	3.02	98	49	298	I
10/3/25 18:10	10/2/25	SPWH	Sportsman'S Warehouse Holdings, Inc.	DE	Retail	Retail	Miscellaneous Shopping Goods	Stone Paul	UT	DO	P,CEO	1	P.m	188	2.76	68	7	1,111	D
10/3/25 17:40	10/1/25	LAC	Lithium Americas Corp.	A1	Mining	IndMn	Metal Mining	Zawadzki Alexi Illya	NV	O	VP,Resou	1	P	192	9.58	20	50	60	D
10/3/25 17:37	10/2/25	KNTK	Kinetik Holdings Inc.	DE	Utility	NgDist	Natural Gas Transmission	Welch Jamie	TX	DO	See Rema	1	P.d	196	39.13	5	0	3,676	D
10/3/25 16:30	8/8/25	ASMB	Assembly Biosciences, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Gilead Sciences, Inc.	CA	T		1	P.d	0	0.00	2,296	104	4,505	D
10/3/25 16:30	10/1/25	BNC	Cea Industries Inc.	NV	Ag	Ag	Agricultural Services	McDonald Anthony K	CO	DO	P	1	P.d	10	7.86	1	15	9	D
10/3/25 16:29	10/1/25	MNTR	Mentor Capital, Inc.	DE	Financ	Invest	Investors	Billingsley Chester	TX	DOT	CEO	18	P.dm	44	0.0660	673	29	2,967	D
10/3/25 16:22	10/1/25	WTI	W&T Offshore Inc	TX	Energy	OilPrd	Crude Petroleum & Natural Gas	Krohn Tracy W	TX	DOT	CB,CEO,P	1	P.m	527	1.84	287	1	48,807	D
10/3/25 16:09	10/2/25	KMX	Carmax Inc	VA	Retail	AutoSt	Auto Dealers & Gasoline Stati	Steenrod Mitchell D	VA	D		1	P	91	45.57	2	6	38	D
10/3/25 16:05	10/1/25	GGROU	Golden Growers Cooperative	MN	Ag	Ag	Agricultural Services	Johnson Glenn Harold	ND	D		1	P	225	5.00	45	89	96	D
10/3/25 16:05	10/1/25	RR	Richtech Robotics Inc.	NV	Machn	Mchn	General Industrial Machinery	Huang Zhenwu	NV	O	CEO	1	P	0	0.00	200	1	30,108	D
10/3/25 16:05	10/1/25	RR	Richtech Robotics Inc.	NV	Machn	Mchn	General Industrial Machinery	Zheng Phil	NV	O	COO	1	P	0	0.00	200	20	1,200	D
10/3/25 16:04	10/1/25	GGROU	Golden Growers Cooperative	MN	Ag	Ag	Agricultural Services	Johnson Chris A	ND	D		1	P	80	5.00	16	36	61	M
10/3/25 13:18	10/2/25	SNGX	Soligenix, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Schaber Christopher J	NJ	DO	CB,CEO,P	1	P	20	1.32	15	999%	16	D
10/3/25 12:47	9/19/25	CLOQ	Cyberloq Technologies, Inc.		Tech	Softw	Prepackaged Software	Hurst Edwin Leon	PA	D		1	P.m	38	0.2183	176	3	5,424	D
10/3/25 11:57	9/2/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	8	P	2	11.53	0	0	41	D
10/3/25 11:44	10/1/25	RGCO	Rgc Resources Inc	VA	Utility	NgDist	Natural Gas Transmission & Di	Furcron Thomas Patrick	VA	O	VP,Field	3	P	1	21.50	0	6	1	D
10/3/25 11:43	10/1/25	RGCO	Rgc Resources Inc	VA	Utility	NgDist	Natural Gas Transmission & Di	Miles Christen Brooke	VA	O	VP,HR	3	P.d	0	21.43	0	0	7	D
10/3/25 11:42	10/1/25	RGCO	Rgc Resources Inc	VA	Utility	NgDist	Natural Gas Transmission & Di	Oliver Lawrence T.	VA	O	SVP,Secr	3	P.d	1	21.43	0	0	24	D
10/3/25 11:10	10/2/25	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Horizon Kinetics Asset Management LLC	NY	T		63	P	59	940.16	0	0	1,164	D
10/3/25 11:08	10/2/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	82	P.dm	1,446	13.63	106	1	14,794	M
10/3/25 09:16	10/1/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	Sassine Victoria	CT	D		1	P	25	29.27	1	79	2	D
10/3/25 06:30	8/14/25	ADC	Agree Realty Corp	DE	RlEst	REIT	Real Estate Investment Trusts	Agree Joey	MI	DO	P,CEO	3	P	750	71.62	10	2	642	D
10/2/25 21:19	9/30/25	ZIVO	Zivo Bioscience, Inc.	NV	Health	BioPrd	Biological Products, (No Diag	Yaldoo Laith L	MI	DT		1	P	245	15.99	15	3	573	I
10/2/25 19:55	9/30/25	FGBI	First Guaranty Bancshares, Inc.	LA	Financ	SvBnk	Savings Institution, Federall	Reynolds Marshall T	LA	D		1	P	250	8.05	31	2	2,064	D
10/2/25 19:23	10/2/25	SPWH	Sportsman'S Warehouse Holdings, Inc.	DE	Retail	Retail	Miscellaneous Shopping Goods	McBee Richard D	UT	D		1	P	62	2.47	25	7	365	D
10/2/25 18:19	9/30/25	FGBI	First Guaranty Bancshares, Inc.	LA	Financ	SvBnk	Savings Institution, Federall	Smith Edgar R. III	LA	D		1	P	1,138	8.05	141	3	4,961	I
10/2/25 17:54	10/1/25	TEAM	Atlassian Corp		Tech	Softw	Prepackaged Software	Belsky Scott	CA	D		2	P	491	162.68	3	185	5	I
10/2/25 17:49	9/30/25	FGBI	First Guaranty Bancshares, Inc.	LA	Financ	SvBnk	Savings Institution, Federall	McAnally Bruce	LA	D		1	P	250	8.05	31	15	238	I
10/2/25 17:03	9/30/25	MRAI	Marpai, Inc.	DE	Health	Health	Misc Health & Allied Services	Lamendola Damien	FL	DOT	CEO	4	P	1,650	1.10	1,502	23	8,152	I
10/2/25 17:01	7/15/25	KFS	Kingsway Financial Services Inc	DE	Insur	Insur	Fire, Marine & Casualty Insur	Fitzgerald John Taylor Maloney	IL	DO	P,CEO	6	P	15	14.42	1	0	1,591	D
10/2/25 16:59	7/15/25	KFS	Kingsway Financial Services Inc	DE	Insur	Insur	Fire, Marine & Casualty Insur	Hansen Kent A	IL	O	CFO,EVP	6	P	9	14.42	1	0	136	D
10/2/25 16:57	10/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Beery Robin C	PA	D		2	P	100	12.91	8		4	D
10/2/25 16:51	10/1/25	MAIA	Maia Biotechnology, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Smith Stan	IL	D		1	P.d	25	1.30	19	1	1,324	I
10/2/25 16:44	9/30/25	SAVA	Cassava Sciences Inc	DE	Health	Drug	Pharmaceutical Preparations	Cook Robert Christopher	TX	O	COO,Lega	1	P	40	2.91	14		14	D
10/2/25 16:33	9/11/25	EFC	Ellington Financial Inc.	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		2	P	135	8.40	16	11	160	I
10/2/25 16:28	10/1/25	EARN	Ellington Credit Co	DE	RlEst	REIT	Real Estate Investment Trusts	Borenstein Gregory Morris	CT	O	Portfoli	2	P	38	5.48	7	39	25	D
10/2/25 16:17	9/30/25	ANNX	Annexon, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Carson William H.	CA	D		3	P	31	2.52	12	42	42	D
10/2/25 16:10	9/30/25	CNXC	Concentrix Corp	DE	BizSv	BizSv	Business Services	Caldwell Christopher A	CA	DO	P,CEO	1	P.d	47	47.44	1	0	305	D
10/2/25 13:26	9/30/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		2	P	21	5.20	4	358	5	D
10/2/25 13:10	10/1/25	LNPIX	Lincoln Partners Group Royalty Fund		Fund	CEF	Closed-End Funds	Partners Group (Usa) Inc.	NY	H	Subadvis	1	P	12,496	10.57	1,182		0	D
10/2/25 12:34	9/30/25	EPSN	Epsilon Energy Ltd.	A0	Energy	OilPrd	Crude Petroleum & Natural Gas	Williamson Andrew	TX	O	CFO	2	P	118	5.25	23	15	169	I
10/2/25 09:52	10/1/25	REFI	Chicago Atlantic Real Estate Finance, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Mazarakis John	FL	DO	Exec CB	1	P	93	12.43	8	2	445	D
10/2/25 09:37	9/30/25	TOFB	Tofutti Brands Inc	DE	FdBev	Food	Ice Cream & Frozen Desserts	A-6684 Ltd.	L3	T		9	P	22	0.7246	30	3	1,187	I
10/2/25 09:02	10/1/25	IMRX	Immuneering Corp	DE	Health	Drug	Pharmaceutical Preparations	Morales Mallory	MA	O	Chief Ac	1	P	2	6.39	0	1	28	D
10/2/25 08:57	10/1/25	IMRX	Immuneering Corp	DE	Health	Drug	Pharmaceutical Preparations	Neufeld Leah R	MA	O	CHIEF PE	1	P	5	6.38	1	4	23	D
10/2/25 08:52	10/1/25	IMRX	Immuneering Corp	DE	Health	Drug	Pharmaceutical Preparations	Bookman Michael	MA	O	GC,SECRE	1	P	7	6.83	1	26	5	D
10/1/25 18:43	9/26/25	PNI	Pimco New York Municipal Income Fund II	DE	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		6	P	206	11.25	18		0	I
10/1/25 17:51	8/14/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Stewart Marta R	VA	D		2	P	42	183.30	0	1	16	D
10/1/25 17:47	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Roe Peggy	MD	D		1	P	14	185.95	0	1	7	D
10/1/25 17:39	9/30/25	HRGN	Harvard Apparatus Regenerative Technology, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	He Junli	MA	DO	CEO	3	P	28	1.82	16	6	278	D
10/1/25 17:35	9/29/25	STRR	Star Equity Holdings, Inc.	DE	BizSv	Staff	Help Supply Services	Eberwein Jeffrey E.	CT	DOT	CEO	5	P.m	710	10.79	66	4	1,813	D
10/1/25 17:28	10/1/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	10	21.55	0	2	22	D
10/1/25 17:15	9/30/25	AIG	American International Group, Inc.	DE	Insur	Insur	Fire, Marine & Casualty Insur	Inglis John C	NY	D		2	P	52	77.10	1	33	3	D
10/1/25 17:13	9/29/25	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		1	P	75	14.28	5	5	108	I
10/1/25 17:04	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Leibowitz Reuben S	NY	D		1	P	86	185.95	0	1	70	D
10/1/25 17:02	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Smith Daniel C.	IL	D		1	P	62	185.95	0	1	32	D
10/1/25 17:00	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Selig Stefan M	NY	D		1	P	36	185.95	0	1	32	D
10/1/25 17:00	9/5/25	DRTTF	Dirtt Environmental Solutions Ltd	A0	Tech	Softw	Prepackaged Software	Robinson Scott L	A0	D		2	P	17	0.5507	30	11	313	D
10/1/25 16:58	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Rodkin Gary M	CT	D		1	P	41	185.95	0	1	19	D
10/1/25 16:58	10/1/25	AMBC	Ambac Financial Group Inc	DE	Insur	SurIns	Surety Insurance	Leblanc Claude	NY	DO	CEO	2	P.d	389	7.79	50	5	1,022	D
10/1/25 16:56	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Lewis Randall J	IN	D		1	P	10	185.94	0	1	5	D
10/1/25 16:51	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Jones Nina P	MD	D		1	P	6	185.94	0	1	3	D
10/1/25 16:48	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Glasscock Larry C	FL	D		1	P	65	185.95	0	1	44	D
10/1/25 16:46	9/30/25	SPG	Simon Property Group Inc /De/	DE	RlEst	REIT	Real Estate Investment Trusts	Aeppel Glyn	CA	D		1	P	39	185.95	0	1	19	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Wilson Lindsey B.	CA	O	Chief Bu	1	P	10	20.00	1		1	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Wagner Jason Montgomery	CA	D		1	P	5	20.00	0		0	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Pangracs Jason Allan	CA	D		1	P	40	20.00	2		2	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Ferrari Adam D.	CA	DO	CEO	1	P	100	20.00	5		5	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Goodnight Sean M.	CA	O	Chief Ac	1	P	10	20.00	1		1	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Allen Brandon K.	CA	O	COO	1	P	50	20.00	3		3	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Arn Justin L.	CA	O	Chief La	1	P	5	20.00	0		0	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Wheeler David Mark	CA	O	GC	1	P	20	20.00	1		1	D
10/1/25 16:10	9/29/25	PHXE.	Phoenix Energy One, LLC	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Allen Curtis R.	CA	DO	CFO	1	P	170	20.00	9		9	D
10/1/25 16:05	9/29/25	ASIC	Ategrity Specialty Insurance Co Holdings	DE	Insur	Insur	Fire, Marine & Casualty Insur	Zimmer Stuart J.	NY	DT		3	P.m	507	19.44	26	0	38,792	I
10/1/25 14:53	9/30/25	MPB	Mid Penn Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Mowery Theodore W	PA	D		1	P	2	28.64	0	0	64	D
10/1/25 14:52	9/30/25	MPB	Mid Penn Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Frank Joel L.	PA	D		1	P	3	28.64	0	1	11	D
10/1/25 14:49	9/30/25	MPB	Mid Penn Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Brumbaugh Kimberly J	PA	D		1	P	3	28.64	0	1	13	D
10/1/25 14:46	9/30/25	MPB	Mid Penn Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Evans Albert J.	PA	D		1	P	10	28.64	0	1	42	D
10/1/25 14:43	9/30/25	MPB	Mid Penn Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	De Soto Matthew G	PA	D		1	P	8	28.64	0	0	118	D
10/1/25 14:41	9/30/25	MPB	Mid Penn Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Abel Robert A	PA	D		1	P	1	28.67	0	0	36	D
10/1/25 14:29	9/29/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	1	P	1,469	8.18	180	1	13,850	M
10/1/25 14:25	9/26/25	QNBC	Qnb Corp.	PA	Financ	StBnk	State Commercial Banks	Bimes Randy S.	PA	D		1	P	10	35.46	0	0	260	D
10/1/25 14:01	10/1/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	4	P	30	6.05	5	2	298	D
10/1/25 13:07	9/30/25	PEPG	Pepgen Inc.	DE	Health	Drug	Pharmaceutical Preparations	Oxford Science Enterprises Plc	X0	H	Former 1	1	P	640	3.20	200	4	4,955	D
10/1/25 10:40	9/26/25	DMII	Drugs Made In America Acquisition II Corp.		Financ	AcqCo	Blank Checks	Stockwell Lynn	FL	DOT	CEO,Exe.	1	P.d	0	0.00	700	12	6,708	I
10/1/25 10:37	9/26/25	DMII	Drugs Made In America Acquisition II Corp.		Financ	AcqCo	Blank Checks	Drugs Made In America Acquisition II LLC	FL	T		1	P.d	0	0.00	700	12	6,708	D
10/1/25 08:59	9/30/25	IMRX	Immuneering Corp	DE	Health	Drug	Pharmaceutical Preparations	Feinberg Peter	MA	D		2	P	89	7.09	13	1	1,134	D
10/1/25 08:59	9/30/25	FFBC	First Financial Bancorp /Oh/	OH	Financ	NtBnk	National Commercial Banks	Arvia Anne L	OH	D		1	P	16	25.25	1	7	10	D
9/30/25 21:47	12/13/24	KLG	Wk Kellogg Co	DE	FdBev	Food	Grain Mill Products	Brown Bruce Alan	MI	O	Chief Cu	1	P.d	1	21.33	0		0	M
9/30/25 21:44	9/26/25	RIG	Transocean Ltd.	V8	Energy	OilDrl	Drilling Oil & Gas Wells	Perestroika (Cyprus) Ltd	V8	DT		1	P	12,200	3.05	4,000	4	95,075	D
9/30/25 21:42	9/26/25	RIG	Transocean Ltd.	V8	Energy	OilDrl	Drilling Oil & Gas Wells	Perestroika	V8	DT		1	P	12,200	3.05	4,000	4	95,075	I
9/30/25 21:41	9/26/25	RIG	Transocean Ltd.	V8	Energy	OilDrl	Drilling Oil & Gas Wells	Mohn Frederik Wilhelm	V8	DT		1	P	12,200	3.05	4,000	4	95,097	I
9/30/25 19:56	5/17/24	AGRI	Agriforce Growing Systems Ltd.	A1	Financ	Loan	Finance Services	Welch David Ryan	CA	D		1	P.d	1	129.45	0	0	97	D
9/30/25 19:44	9/26/25	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	DO	CB,CEO	1	P	613	6.13	100	4	2,379	D
9/30/25 18:47	9/29/25	FCRS	Futurecrest Acquisition Corp.	E9	Financ	AcqCo	Blank Checks	Semler Eric	NY	D		1	P.d	0	0.00	500		500	I
9/30/25 18:07	9/26/25	GLIBK	Gci Liberty, Inc.	NV	Media	PayTv	Cable & Other Pay Television	Malone John C	CO	DT		8	P.m	9,976	35.68	280	21	1,592	D
9/30/25 16:59	9/26/25	MBX	Mbx Biosciences, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Heron Patrick J	CA	DT		1	P	12,000	18.00	667	15	5,219	I
9/30/25 16:35	9/4/25	PEPG	Pepgen Inc.	DE	Health	Drug	Pharmaceutical Preparations	Ra Capital Management, L.P.	MA	DT		2	P	60,000	5.69	10,551	63	27,388	I
9/30/25 16:30	9/2/25	GGZ.E	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	2	P	11,501	10.00	1,150	43	3,811	D
9/30/25 16:30	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lieberman Ronald Craig	NY	D		1	P.d	0	0.00	22	216	32	D
9/30/25 16:30	9/30/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Magdol David L.	TX	O	P,CIO,SM	1	P	46	13.25	4	8	46	D
9/30/25 16:30	9/30/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Gilbert Cory	TX	O	CFO,Trea	2	P.m	32	13.84	2	112	4	D
9/30/25 16:29	9/26/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Malone Peter Gerald	PA	D		5	P	33	6.42	5	98	10	D
9/30/25 16:07	9/26/25	PGEN	Precigen, Inc.	VA	Health	Drug	Pharmaceutical Preparations	Shah Rutul R	MD	O	COO	1	P	7	3.40	2	0	406	D
9/30/25 16:06	9/26/25	OPEN	Opendoor Technologies Inc.		RlEst	RlEst	Real Estate Agents & Managers	Wu Eric Chung-Wei	AZ	D		2	P	5,000	6.65	752	63	1,951	D
9/30/25 16:04	9/29/25	PGEN	Precigen, Inc.	VA	Health	Drug	Pharmaceutical Preparations	Tennant Phil	MD	O	Chief Co	1	P	21	3.58	6	10	65	D
9/30/25 14:31	9/25/25	VWFB	Vwf Bancorp, Inc.		Financ	SnBnk	Savings Institutions, Not Fed	Quinlan Peter Sebastian	OH	D		5	P.m	231	11.23	21	82	46	I
9/30/25 13:40	9/29/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Smith Rhonda Scott	TX	D		1	P	5	13.68	0	29	2	D
9/30/25 12:58	9/29/25	VHAI	Vocodia Holdings Corp	WY	Tech	SwSv	Computer Programming Services	Taylor Paul Richard	FL	DO	CB,COO	1	P	1	0.0002	5,000		5,000	D
9/30/25 11:34	9/29/25	SYBT	Stock Yards Bancorp, Inc.	KY	Financ	StBnk	State Commercial Banks	Woods Michael W	KY	O	SVP	1	P	7	69.95	0	10	1	D
9/30/25 11:07	9/3/25	RVP	Retractable Technologies Inc	TX	Health	MdEq	Surgical & Medical Instrument	Shaw Thomas J	TX	DOT	P,CEO	18	P.m	176	0.7592	232	1	16,510	D
9/30/25 10:59	9/26/25	EMIS	Emmis Acquisition Corp.	E9	Financ	AcqCo	Blank Checks	Emmis Capital Sponsor LLC	FL	T		1	P.d	3,100	10.00	310		310	D
9/30/25 07:00	9/26/25	DTIL	Precision Biosciences Inc	DE	Health	BioPrd	Biological Products, (No Diag	Frankel Stanley	NC	D		1	P	13	4.97	3	19	17	D
9/29/25 21:45	9/25/25	BLNE	Beeline Holdings, Inc.	NV	Financ	Loan	Mortgage Bankers & Loan Corre	Freedman Joseph David	RI	D		1	P	42	4.22	10	6	166	D
9/29/25 21:43	2/18/25	NORD	Nordicus Partners Corp	DE	BizSv	Conslt	Management Consulting Service	Ac Nordic Aps	G7	T		1	P.m	486	2.35	206	7	3,119	D
9/29/25 20:36	9/29/25	COO	Cooper Companies, Inc.	DE	Health	OthMd	Ophthalmic Goods	Kurzius Lawrence Erik	CA	D		1	P	137	68.39	2	53	6	D
9/29/25 16:46	9/26/25	DLTH	Duluth Holdings Inc.		Retail	ClthSt	Apparel & Accessory Stores	Agrawal Heena	WI	O	SVP,CFO	1	P	35	3.50	10	4	248	D
9/29/25 16:30	9/29/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Hyzak Dwayne L.	TX	DO	CEO,SMD	1	P	50	13.49	4	7	56	D
9/29/25 16:30	9/26/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Niemann John O. Jr.	TX	D		3	P	110	13.79	8	28	36	D
9/29/25 16:05	9/26/25	DX	Dynex Capital Inc	VA	RlEst	REIT	Real Estate Investment Trusts	Popenoe Smriti Laxman	VA	DO	Co-CEO,P	1	P	52	12.16	4	1	407	D
9/29/25 16:05	9/26/25	DX	Dynex Capital Inc	VA	RlEst	REIT	Real Estate Investment Trusts	Colligan Robert S	VA	O	CFO,COO	1	P	51	12.12	4	4	121	D
9/29/25 16:05	9/29/25	TONX	Ton Strategy Co	NV	PerSv	PerSv	Personal Services	Stotz Manuel	NV	DT		1	P	498	7.11	70	3	2,298	I
9/29/25 16:01	9/25/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	1	P	1,003	2.71	370	17	2,501	D
9/29/25 16:00	8/6/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	5	P	31,476	9.19	3,425	4	86,440	I
9/29/25 15:53	9/29/25	DLPN	Dolphin Entertainment, Inc.	FL	PerSv	PerSv	Personal Services	O'Dowd William IV	FL	DO	CEO	13	P	159	1.19	134	37	495	D
9/29/25 15:39	9/25/25	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Baird Gordon A	PA	D		1	P.m	8	20.43	0	413	1	D
9/29/25 14:06	9/29/25	UMH	Umh Properties, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Landy Michael P	NJ	D		1	P.d	145	14.46	10	2	428	D
9/29/25 13:57	9/26/25	FUL	Fuller H B Co	MN	Chem	Chem	Adhesives & Sealants	East James J.	MN	O	EVP,HHC	1	P.d	2	58.61	0	1	3	D
9/29/25 06:00	9/25/25	RYM	Rythm, Inc.	NV	Ag	Ag	Agricultural Services	Kovler Benjamin	IL	DO	Interim	4	P	160	40.12	4	25	20	D
9/26/25 20:46	9/25/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		1	P	73	265.23	0	0	261	M
9/26/25 18:20	9/24/25	PTRN	Pattern Group Inc.	DE	Retail	eCom	Catalog & Mail-Order Houses	Kl Pattern Holdings LP	CA	T		1	P.m	3,861	12.77	302	1	28,177	I
9/26/25 18:09	9/23/25	MGTI	Mgt Capital Investments, Inc.	DE	Financ	Loan	Finance Services	Onghai Michael	PR	D		1	P	0	0.00	500,000	999%	500,586	D
9/26/25 17:01	9/25/25	PGEN	Precigen, Inc.	VA	Health	Drug	Pharmaceutical Preparations	Thomasian Harry Jr.	MD	O	CFO	1	P.m	40	3.57	11	2	469	D
9/26/25 16:30	9/25/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Walker Jeffrey B.	TX	D		1	P.m	50	13.55	4	22	21	D
9/26/25 16:00	9/26/25	BUKS	Butler National Corp	DE	PerSv	Entert	Miscellaneous Amusement & Rec	Daly Joseph Patrick	OH	DT		6	P.m	210	1.73	122	1	8,836	D
9/26/25 12:22	6/24/25	SNHO	Shonghoya Intl. Group, Inc.	NV	Retail	Retail	Miscellaneous Retail	Shonghoya Intl. Group, Inc.	NV	DOT	control	1	P.m	8	0.0001	75,351		75,351	D
9/26/25 11:28	9/25/25	WOR	Worthington Enterprises, Inc.	OH	Metal	Steel	Steel Works, Blast Furnaces &	Endres Michael J	OH	D		1	P	530	52.95	10	12	96	D
9/26/25 11:11	9/25/25	WOR	Worthington Enterprises, Inc.	OH	Metal	Steel	Steel Works, Blast Furnaces &	McConnell John H II	OH	D		1	P	2	53.31	0	0	38	D
9/25/25 20:53	9/22/25	NYC	American Strategic Investment Co.	MD	RlEst	REIT	Real Estate Investment Trusts	Schorsch Nicholas S	RI	T		7	P.m	111	10.07	11	1	1,573	I
9/25/25 20:13	9/22/25	MGTI	Mgt Capital Investments, Inc.	DE	Financ	Loan	Finance Services	Kittrell Grady	FL	T		1	P.d	0	0.00	1,150,000	115	2,147,484	I
9/25/25 20:00	9/23/25	NEXT	Nextdecade Corp	DE	Utility	NgDist	Natural Gas Transmission & Di	Hanwha Aerospace Co., Ltd.	M5	T		1	P.m	7,010	7.00	1,001	3	36,074	D
9/25/25 17:30	9/23/25	MGTI	Mgt Capital Investments, Inc.	DE	Financ	Loan	Finance Services	Pfohl Jonathan M	GA	O	INTERIM	1	P	0	0.00	100,000		100,000	D
9/25/25 17:11	9/23/25	GLP	Global Partners LP		Energy	OilTr	Petroleum Bulk Stations & Ter	Global Gp LLC	MA	H	General	7	P.m	3,813	50.72	75	80	170	D
9/25/25 16:55	9/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	2	P.m	29	48.63	1	23	3	D
9/25/25 16:32	9/24/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	1	P	21	17.18	1	4	33	D
9/25/25 16:20	9/23/25	FDS	Factset Research Systems Inc	DE	Tech	Softw	Computer Programming, Data Pr	McLoughlin Christopher	CT	O	GC	1	P	100	295.86	0	11	3	D
9/25/25 16:15	9/24/25	NLOP	Net Lease Office Properties	MD	RlEst	REIT	Real Estate Investment Trusts	Pinola Richard J	NY	D		1	P	30	29.49	1	8	13	D
9/25/25 16:11	9/23/25	RNGE	Range Impact, Inc.	NV	Machn	HvyCn	Heavy Construction Non-Bldg C	Loconti Joseph E.	OH	T		1	P	350	0.1500	2,333	10	26,646	I
9/25/25 16:10	9/23/25	RNGE	Range Impact, Inc.	NV	Machn	HvyCn	Heavy Construction Non-Bldg C	Feighan Edward F	OH	D		1	P	100	0.1500	667	18	4,418	D
9/25/25 16:07	9/23/25	RNGE	Range Impact, Inc.	NV	Machn	HvyCn	Heavy Construction Non-Bldg C	Cavanaugh Michael R.	OH	DO	CEO	1	P	100	0.1500	667	35	2,546	D
9/25/25 15:53	9/15/25	MG	Mistras Group, Inc.	DE	BizSv	EngSv	Engineering Services	Coggins Eileen Mary	NJ	O	EVP,GC	1	P.d	143	9.55	15		15	D
9/25/25 14:23	9/25/25	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	1	P	37	20.46	2	3	62	I
9/25/25 13:24	9/23/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Reit Todd	PA	D		3	P	15	6.07	2	63	6	D
9/25/25 11:25	9/25/25	MRVL	Marvell Technology, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Meintjes Willem A	CA	O	CFO	1	P	265	78.03	3	3	132	D
9/25/25 11:24	9/25/25	MRVL	Marvell Technology, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Bharathi Sandeep	CA	O	P,Data C	1	P	265	78.03	3	5	73	D
9/25/25 11:22	9/25/25	MRVL	Marvell Technology, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Koopmans Chris	CA	O	P,COO	1	P	531	78.03	7	7	105	I
9/25/25 11:20	9/25/25	MRVL	Marvell Technology, Inc.	DE	Tech	Semicn	Semiconductors & Related Devi	Murphy Matthew J	CA	DO	CB,CEO	1	P	1,048	77.09	14	5	269	D
9/24/25 21:30	9/24/25	ASPJX	Adams Street Private Equity Navigator Fund LLC		Fund	CEF	Closed-End Funds	Walker James Francis	NY	DO	P,CEO	1	P	250	10.67	23		23	D
9/24/25 20:00	9/22/25	NREF	Nexpoint Real Estate Finance, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Dondero James D	TX	DOT	P	1	P	946	14.33	66	1	6,569	I
9/24/25 17:09	9/22/25	PMT	Pennymac Mortgage Investment Trust	MD	RlEst	REIT	Real Estate Investment Trusts	Lynch Catherine A.	CA	D		2	P	51	12.15	4	8	55	D
9/24/25 16:03	9/22/25	ABSI	Absci Corp		Health	Biolab	Commercial Physical & Biologi	Pangalos Menelas N	WA	D		1	P	255	2.66	96	527	114	D
9/24/25 16:03	9/22/25	ABSI	Absci Corp		Health	Biolab	Commercial Physical & Biologi	Bedrick Todd	WA	O	SVP,CAO	1	P	27	2.70	10	6	180	D
9/24/25 16:01	9/22/25	JSPR	Jasper Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Wiggans Thomas G	CA	D		1	P.d	100	2.43	41	820	46	I
9/24/25 16:01	9/22/25	JSPR	Jasper Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Lucas Svetlana	CA	D		1	P.d	49	2.43	20		20	D
9/24/25 16:01	9/22/25	JSPR	Jasper Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Martell Ron	CA	DO	P,CEO	1	P.d	100	2.43	41	124	74	D
9/24/25 16:01	9/22/25	JSPR	Jasper Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Shizuru Judith Anne	CA	D		1	P.d	100	2.43	41	35	157	D
9/24/25 12:41	9/4/25	ADMQ	Adm Endeavors, Inc.	NV	BizSv	Ads	Advertising	Johnson Marc	TX	DO	CEO	4	P.m	139	0.1210	1,153	2	61,848	D
9/24/25 09:16	9/22/25	ARVN	Arvinas, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Morrison Briggs	CT	D		1	P	227	7.57	30	65	76	D
9/24/25 07:00	9/22/25	DTIL	Precision Biosciences Inc	DE	Health	BioPrd	Biological Products, (No Diag	Brown Melinda	NC	D		1	P	7	4.89	1	7	22	D
9/23/25 18:09	9/22/25	CULP	Culp Inc	NC	Hshld	Txtl	Broadwoven Fabric Mills, Cott	Culp Robert George IV	NC	DO	P,CEO	1	P	33	4.42	7	2	411	D
9/23/25 17:11	9/22/25	CULP	Culp Inc	NC	Hshld	Txtl	Broadwoven Fabric Mills, Cott	Gatling Kimberly Bullock	NC	D		1	P	10	4.30	2	7	38	D
9/23/25 16:50	9/22/25	CULP	Culp Inc	NC	Hshld	Txtl	Broadwoven Fabric Mills, Cott	Bruno Thomas	NC	O	Chief Co	1	P	23	4.35	5	7	80	D
9/23/25 16:28	9/23/25	AOUT	American Outdoor Brands, Inc.	DE	Hshld	Toys	Sporting & Athletic Goods	Murphy Brian Daniel	MO	DO	P,CEO	1	P	22	8.83	3	1	345	D
9/23/25 16:27	9/23/25	AOUT	American Outdoor Brands, Inc.	DE	Hshld	Toys	Sporting & Athletic Goods	Fulmer Hugh Andrew	MO	O	EVP,CFO,	1	P	22	8.77	3	2	145	D
9/23/25 16:15	9/22/25	CGC	Canopy Growth Corp	Z4	Health	MdCm	Medicinal Chemicals & Botanic	Mongeau Luc	A6	DO	CEO	1	P	50	1.82	27	3	812	D
9/23/25 16:06	9/22/25	SAVA	Cassava Sciences Inc	DE	Health	Drug	Pharmaceutical Preparations	Barry Richard	TX	DO	P,CEO	2	P.m	551	2.25	245	52	715	I
9/23/25 16:00	9/22/25	GRWG	Growgeneration Corp.	CO	Retail	BldSt	Building Materials, Hardware,	Aiello Stephen	CA	D		1	P	221	1.66	133	19	829	D
9/23/25 13:40	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	Schafer Patrick	NY	DO	Chief In	1	P	10	12.33	1	7	13	D
9/23/25 13:39	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	Satoren Brandon	NY	O	CFO,Trea	1	P	12	12.35	1	90	2	D
9/23/25 13:36	9/19/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		31	P.m	55,560	31.25	1,778	17	12,532	I
9/23/25 12:19	9/22/25	AROC	Archrock, Inc.		Utility	NgDist	Natural Gas Transmission	Rebrook Jason C	TX	D		3	P	603	24.12	25	46	80	D
9/23/25 11:26	9/19/25	KRNY	Kearny Financial Corp.		Financ	SvBnk	Savings Institution, Federall	Montanaro Leopold W	NJ	D		1	P.d	66	6.57	10	4	265	D
9/23/25 10:52	8/2/25	CTTH	Ctt Pharmaceutical Holdings, Inc.	DE	Mining	Gold	Gold & Silver Ores	Ctt Pharmaceutical Holdings, Inc.	FL	O	CEO	3	P	3	0.0409	68	1	7,761	D
9/23/25 09:29	9/17/25	BDSX	Biodesix Inc	DE	Health	Health	Medical Laboratories	Schuler Jack W	IL	DT		4	P.dm	3,111	0.6537	4,760	12	43,237	I
9/23/25 09:00	9/19/25	BCDA	Biocardia, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Stertzer Simon H	CA	D		1	P.d	498	1.25	398	126	714	I
9/23/25 09:00	9/19/25	BCDA	Biocardia, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Blank Andrew Scott	CA	D		1	P.d	360	1.25	288	83	636	I
9/23/25 09:00	9/19/25	BCDA	Biocardia, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Altman Peter	CA	DO	P,CEO	5	P.d	65	1.28	51	31	217	D
9/22/25 21:58	9/11/25	ANGX	Angel Studios, Inc.	DE	PerSv	Entert	Motion Picture & Video Tape P	Taylor Seth	UT	O	Chief Ex	1	P	0	17.55	0	0	5	D
9/22/25 20:31	9/19/25	NTSK	Netskope Inc	DE	Tech	Softw	Prepackaged Software	Iconiq Strategic Partners Vi, L.P.	CA	T		2	P.d	76,000	19.00	4,000	21	23,498	M
9/22/25 20:10	9/19/25	NTSK	Netskope Inc	DE	Tech	Softw	Prepackaged Software	Griffith William J.G.	CA	DT		1	P.d	38,000	19.00	2,000	9	23,498	I
9/22/25 18:07	9/18/25	WBI	Waterbridge Infrastructure LLC	DE	Energy	OilSv	Oil & Gas Field Services	Crane James R	TX	D		1	P	6,000	20.00	300		300	M
9/22/25 18:05	9/18/25	WBI	Waterbridge Infrastructure LLC	DE	Energy	OilSv	Oil & Gas Field Services	Daily Gregory S	TX	D		1	P	1,500	20.00	75		75	D
9/22/25 17:52	9/18/25	NXXT	Nextnrg, Inc.	DE	Retail	AutoSt	Auto Dealers & Gasoline Stati	Oppen Sean Matthew	FL	D		1	P.m	60	1.71	35	15	264	D
9/22/25 17:10	9/19/25	ONEW	Onewater Marine Inc.	DE	Retail	AutoSt	Auto & Home Supply Stores	Singleton Philip Austin Jr.	GA	DOH	CEO - Se	1	P	56	15.37	4	0	1,768	I
9/22/25 16:26	9/22/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Austin Colby	TX	O	CFO,Trea	1	P	30	12.18	3	37	9	D
9/22/25 16:12	9/18/25	UHALB	U-Haul Holding Co /Nv/	NV	PerSv	CarRnt	Auto Rental & Leasing (No Dri	Shoen Edward J	AZ	DOT	P	1	P	0	0.00	230	0	85,448	I
9/22/25 16:10	9/19/25	MHH	Mastech Digital, Inc.	PA	BizSv	Conslt	Management Consulting Service	Shaw Steven A	RI	T		4	P.m	131	7.85	17	1	1,336	I
9/22/25 16:10	9/18/25	UHALB	U-Haul Holding Co /Nv/	NV	PerSv	CarRnt	Auto Rental & Leasing (No Dri	Shoen Mark V	AZ	T		1	P	0	0.00	230	0	86,117	I
9/22/25 16:07	9/18/25	UHALB	U-Haul Holding Co /Nv/	NV	RlEst	RlEst	Real Estate Agents & Managers	Willow Grove Holdings LP	AZ	T		1	P	0	0.00	230	0	85,196	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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