Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
11/22/24 19:25	11/20/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Garcia Dominic Jerome	NM	D		2	P	800	10.93	73		73	D
11/22/24 17:25	11/20/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		7	P.m	11,393	11.23	1,014	12	9,525	I
11/22/24 16:33	11/21/24	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	22	P	165,816	10.55	15,715	726	17,878	D
11/22/24 16:31	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	7	P.m	1,082	11.46	94	66	237	I
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		2	P.m	43	13.37	3	13	28	I
11/22/24 16:30	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	8	P.m	1,142	11.48	99	47	311	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	2	P	31	20.50	2	37	6	D
11/22/24 16:01	11/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	23	P	871	5.38	162	11	1,691	D
11/22/24 16:01	11/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	16	P	52,576	4.98	10,566	16	75,794	D
11/22/24 14:14	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Lewin Lana	NY	D		1	P	10	20.45	0		0	D
11/22/24 14:12	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Healy Douglas Taylor	NY	D		1	P	10	20.26	1		1	D
11/22/24 12:08	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	6	P	30	11.40	3	6	45	D
11/22/24 11:34	11/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	345	P.m	318	1.93	165	32	675	M
11/21/24 18:10	11/20/24	VALF	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Zhu Lisa	WI	H	Investme	1	P	501	25.05	20		1	D
11/21/24 16:50	11/19/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	4	P.m	1,467	20.01	73		73	D
11/21/24 14:28	11/19/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		951	P.m	1,018,764	11.59	87,868	64	224,170	I
11/21/24 12:09	11/20/24	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	1	P	39	15.79	3		3	D
11/21/24 11:58	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	4	P	20	11.78	2	19	11	D
11/21/24 10:35	11/19/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		17	P	373	0.5561	671	22	3,743	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	9	P	1,195	5.68	211	31	900	D
11/19/24 17:50	11/19/24	BCPL	Bc Partners Lending Corp		Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	DO	P,CEO	1	P	125	21.57	6	4	150	D
11/19/24 16:19	11/11/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		2	P.m	1,158	16.59	70	282	95	D
11/19/24 15:02	11/18/24	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Truscott William F	MA	O	SVP	1	P	134	33.60	4		4	I
11/18/24 16:15	11/13/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	3	P	150	20.29	7		2	D
11/18/24 16:14	11/18/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	2	P	93	9.01	10	18	67	D
11/18/24 13:25	11/15/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		4	P	79	28.42	3	999%	3	D
11/18/24 11:16	11/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		2	P	23	11.62	2	18	13	I
11/15/24 17:33	6/17/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Knipper Thomas	CT	D		1	P	25	10.10	2		0	D
11/15/24 17:01	11/13/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		1	P	11	10.63	1		1	D
11/15/24 16:38	11/8/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		3	P.m	157	9.87	16	65	40	D
11/14/24 18:46	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	4	P.m	133	11.58	12	11	113	D
11/14/24 16:23	11/13/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		1	P.m	88	9.28	10	19	60	D
11/14/24 16:17	11/13/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	1	P	9	10.03	1		1	D
11/14/24 16:01	11/12/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	4	P	196	6.86	29	37	107	M
11/14/24 13:34	11/14/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		6	P	38	15.94	2	42	8	D
11/13/24 11:47	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	2	P	14	11.60	1	999%	1	I
11/12/24 17:57	11/11/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Frank Bruce D	NY	D		1	P	9	20.50	0	13	4	I
11/12/24 16:30	8/3/22	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Widra Howard	NY	D		1	P.a	260	13.01	20	6	350	D
11/8/24 17:48	11/8/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		4	P	25	24.17	1	7	17	D
11/8/24 16:16	11/6/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	1	P	454	10.92	42	13	352	D
11/7/24 19:20	11/7/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	3	P	31	11.58	3		3	I
11/7/24 16:25	5/6/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		17	P	90	19.79	5	25	23	D
11/7/24 08:54	11/6/24	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	2	P	104	11.51	9		9	I
11/6/24 16:57	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Weinstein Adam B.	NY	DO	EVP,CAO,	1	P	489	10.87	45	9	553	D
11/6/24 16:55	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	2	P	103	11.48	9		9	I
11/6/24 16:18	12/29/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P,C	5	P	8	1.93	4	11	42	D
11/6/24 15:44	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Steve Louis	AZ	DO	Exec CB	1	P	254	13.12	19	2	1,263	D
11/6/24 15:43	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Zacharia Michael	AZ	D		1	P	10	13.15	1	2	37	D
11/5/24 14:46	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	5	P	291	14.02	21	2	1,038	D
11/5/24 14:44	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		3	P	57	13.81	4	13	35	D
11/4/24 19:04	10/31/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	1	P	1,000	10.48	95		95	I
11/1/24 13:54	10/30/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	6	P	104	41.46	3	4	70	M
10/31/24 13:52	10/31/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Nelson Jane Musser	MD	D		1	P	25	21.69	1	30	5	I
10/30/24 15:19	10/29/24	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		29	P	8	16.84	0		0	D
10/29/24 16:20	12/7/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	5	P	312	15.42	20	126	36	D
10/29/24 12:01	10/25/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		3	P	1,173	11.44	102		102	I
10/25/24 10:39	10/24/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	3	P	164	40.03	4	5	86	M
10/24/24 16:07	10/23/24	EIIA	Eagle Point Institutional Income Fund		Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	1	P	100	24.96	4		4	D
10/21/24 18:12	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	1	P	14	11.28	1	7	18	M
10/21/24 16:16	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	5	P	37	11.36	3	105	6	D
10/21/24 15:42	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DO	Trustee	1	P	41	11.28	4	33	15	D
10/21/24 14:35	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	1	P	149	11.28	13		13	D
10/21/24 11:17	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	13	P	657	13.76	48	144	81	D
10/21/24 10:48	10/18/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	3	P	117	21.65	5	56	15	D
10/21/24 09:44	10/17/24	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	Sippel Matthew J	CT	D		1	P.m	45	22.33	2		2	D
10/18/24 14:02	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Black Daniel	IL	DH	Trustee	1	P	11	11.28	1	5	22	D
10/18/24 12:05	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Huang Tony	NY	O	VP,Assis	1	P	26	11.28	2	32	9	D
10/17/24 16:37	10/16/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	2	P	107	19.00	6	27	27	D
10/16/24 13:42	10/16/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Kirschner Mathew	NY	H	Portfoli	1	P	75	14.02	5		5	D
10/15/24 14:02	10/11/24	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Astorino Robert P.	NY	D		2	P	10	13.64	1		1	D
10/15/24 12:31	10/11/24	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Mullady Agnes	NY	D		1	P	100	10.00	10		10	D
10/15/24 06:01	10/11/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	6	P	380	20.43	19	315	25	D
10/9/24 12:21	10/8/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	3	P	1,377	10.64	129		129	D
10/7/24 12:57	9/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DO	P,CEO	3	P	12,393	10.00	1,239		1,209	D
10/4/24 17:22	9/13/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	6	P.a	93,816	10.62	8,835	125	15,876	I
10/4/24 16:33	1/11/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Accettella Christopher	NY	H	Portfoli	1	P	18	15.17	1	41	4	D
10/4/24 13:24	10/2/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	4	P	450	10.72	42	210	62	D
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dimartino Rose	PA	D		5	P	75	15.04	5		5	D
10/3/24 10:33	10/1/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	4	P	169	9.22	18	9	217	D
10/2/24 11:57	10/1/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	6	P	1,735	14.52	120	598	140	D
10/1/24 17:20	1/26/23	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Diorio Jonathan	NY	O	VP	1	P	13	25.00	1		1	D
9/30/24 15:36	9/27/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	7	P	38	12.48	3	14	25	D
9/26/24 16:11	9/26/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Janez Claudia	O5	D		1	P	40	15.46	3		3	D
9/23/24 17:23	9/20/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		3	P	78	17.97	4	47	14	D
9/23/24 14:37	9/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		3	P	38	6.17	6	287	8	D
9/23/24 13:34	9/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		5	P	28	23.38	1	18	8	D
9/20/24 16:20	9/18/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		8	P	10,789,418	120.61	89,460		520	I
9/20/24 13:05	9/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		2	P.m	90	16.03	6		6	D
9/19/24 16:05	9/18/24	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	Morgan Herbert William	CA	D		1	P	15	40.32	0		0	D
9/19/24 16:01	9/17/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		8	P	237	17.89	13	8	174	D
9/18/24 16:19	9/16/24	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Securian Asset Management, Inc	MN	T		1	P	13,600	25.00	544	59	1,464	I
9/18/24 14:24	9/17/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	Guichard Justin Charles	NY	H	Portfoli	1	P	100	13.58	7		7	D
9/18/24 12:24	9/16/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Principal Life Insurance Co	IA	T		2	P	28,000	25.00	1,120	88	2,400	D
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		2	P.m	140	9.96	14	2	874	D
9/13/24 18:41	9/12/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	6	P	24,394	10.04	2,431	166	3,892	D
9/11/24 13:59	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		2	P	100	10.35	10	999%	10	D
9/10/24 17:00	9/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,P	1	P.m	136	9.09	15	120	27	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	P	400	10.10	40		40	D
9/10/24 13:24	9/6/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	1	P	19	9.58	2	1	289	D
9/10/24 09:54	9/9/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		2	P	38	41.30	1		1	D
9/9/24 17:10	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	9	P.m	12,690	15.62	812	11	7,892	I
9/9/24 17:07	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	9	P.m	12,690	15.62	812	12	7,668	I
9/6/24 17:59	9/3/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		2	P	56	6.25	9	207	13	M
9/6/24 15:02	9/5/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Edil Begaiym	CO	OH	Deputy C	1	P	30	10.17	3		3	D
9/3/24 20:10	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Vig Rajneesh	CA	DO	CEO,CB	1	P	227	9.09	25	24	131	D
9/3/24 20:05	8/30/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		2	P.m	29	9.73	3	6	56	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	4	P	40	14.84	3	89	6	D
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		3	P	6,000	10.31	582	95	1,193	D
9/3/24 14:21	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	3	P	6,000	10.31	582	95	1,193	D
9/3/24 12:49	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Eichhorn Philip John Daniel	CO	H	Portfoli	1	P	20	10.15	2		2	D
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		2	P	83	15.05	6	156	9	D
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		1	P	100	14.64	7		7	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		12	P	133	10.36	13	98	26	I
8/27/24 10:15	8/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		2	P	2	1.83	1	75	2	D
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		4	P	47	4.91	10		10	D
8/22/24 16:30	8/21/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	2	P	505	14.43	35	237	50	M
8/21/24 16:30	8/20/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Weiler Melissa	NY	D		1	P	172	14.34	12		12	D
8/20/24 18:41	8/20/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	5	P.m	503	3.99	126	13	1,089	D
8/19/24 12:10	8/19/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		4	P	27	22.78	1	323	2	D
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	4	P	198	11.59	17	24	89	D
8/16/24 14:32	8/14/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Weston Garret W.	CT	D		1	P	50	10.40	5		5	D
8/15/24 12:06	8/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	3	P	15	11.87	1	18	8	D
8/14/24 20:29	8/12/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		1	P.m	200	11.49	17	8	223	I
8/14/24 18:20	8/12/24	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		1	P	13	12.98	1		1	D
8/13/24 18:47	8/12/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P	1	P.m	250	7.07	35	15	275	D
8/12/24 16:17	8/8/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Rival Anita J.	NY	D		1	P.m	446	14.39	31	34	121	M
8/12/24 14:06	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	3	P	384	19.20	20	47	63	D
8/9/24 15:25	8/8/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Kinne Keitha L.	CT	O	See Rema	1	P	479	10.36	46		46	D
8/9/24 13:04	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Jain Rakesh	NY	H	Portfoli	2	P	708	10.21	69		69	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		1	P	29	18.03	2	40	6	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Randhawa Paramjeet K	CA	D		1	P	52	18.07	3	22	16	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		1	P	105	18.54	6	27	26	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		2	P	119	18.28	6	12	59	D
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		1	P	105	18.49	6	70	14	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		1	P	105	18.33	6	6	99	M
8/8/24 17:33	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Disbrow Thomas	CT	O	See Rema	1	P	200	10.37	19		19	D
8/7/24 16:30	8/5/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Slotkin Judy S	TX	D		1	P	140	19.90	7	60	19	D
8/5/24 15:09	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Goodman Jonathan Joseph	CT	D		1	P	25	10.81	2		2	I
8/5/24 15:03	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Balkin Michael	CT	D		1	P	106	10.58	10		10	D
8/5/24 10:26	8/1/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Garfinkel Mark D.	GA	H	Portfoli	1	P	20	10.36	2	67	5	D
8/2/24 16:20	12/29/23	TAKMX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Marcus Brian	NY	O	P,PEO	2	P	400	8.56	47	313	62	D
7/30/24 17:58	7/26/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hall Gregory Weston	CA	H	SEE REMA	1	P	500	10.50	48		48	I
7/26/24 19:29	7/24/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	McCartney Kathleen Ann	CA	D		1	P	150	10.39	14		14	D
7/26/24 15:14	7/19/24	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	University of Wisconsin Foundation	WI	T		2	P	58,362	19.99	2,919	104	5,727	D
7/24/24 13:24	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	4	P	45	31.01	1		1	D
7/22/24 16:11	7/18/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Kritzmire Anne W.	NM	H	TRUSTEE	2	P	22	15.99	1		1	D
7/22/24 12:33	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		5	P.m	587	12.14	48	23	260	D
7/22/24 12:20	7/19/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Joliet Mariel A	TX	D		1	P	210	16.14	13		13	D
7/18/24 09:38	7/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		4	P	83	2.40	35	80	78	D
7/16/24 20:31	7/16/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	OT	P,Princi	2	P.m	618	10.31	60	999%	60	D
7/16/24 14:23	7/15/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Long Robert W.	NC	DO	P,Prin.	3	P	388	10.38	37		37	I
7/11/24 16:10	7/11/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	1	P	12	18.81	1	15	5	D
7/10/24 14:44	7/10/24	VETZ	Tidal Etf Trust		Fund	CEF	Closed-End Funds	State Farm Mutual Automobile Insurance Co	IL	T		1	P	5,010	19.96	251	48	771	D
7/9/24 14:14	7/8/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	McLoughlin Philip R	IL	D		1	P	21	8.33	3	16	18	D
7/5/24 13:04	6/20/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	De La Calle Luis	O5	D		1	P	22	16.02	1		1	D
7/2/24 12:16	7/2/24	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	4	P	769	11.77	65		65	D
7/1/24 17:31	6/28/24	HGLB	Highland Global Allocation Fund		Fund	CEF	Closed-End Funds	Powell Ethan	TX	D		1	P	50	7.47	7		7	D
7/1/24 17:00	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dayan Richard	WI	D		1	P	1	6.93	0		0	D
6/28/24 17:00	6/27/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Das Rajeev P	NJ	D		1	P	0	6.91	0		0	M
6/27/24 14:21	6/26/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	3	P	55,000	10.11	5,441	999%	5,451	D
6/24/24 17:19	6/21/24	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		3	P	92	13.12	7	43	23	D
6/24/24 16:30	4/11/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		4	P	1,647	8.54	193	999%	198	D
6/21/24 17:30	6/21/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Petrisko Daniel	IL	O	EVP	2	P	12	8.27	2	72	4	D
6/21/24 16:45	6/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	6	P.m	1,391	43.74	32	18	211	D
6/21/24 16:32	6/21/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Vaughan Richard B.	TX	D		3	P	128	17.09	8	750	9	D
6/21/24 16:18	6/14/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Roberts Andrea Colvin	NY	D		1	P	400	15.98	25		25	D
6/20/24 13:00	6/18/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Mann Havilah Stewart	VT	D		1	P	6	22.59	0	9	3	D
6/18/24 19:39	6/14/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	4	P.m	64	43.70	1	171	2	D
6/18/24 17:19	6/17/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Gerlitz Kevin	NY	O	CFO	1	P	100	20.00	5		5	D
6/18/24 17:19	6/17/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Desai Ujjaval	NY	DO	CEO	1	P	1,000	20.00	50		50	D
6/18/24 14:47	6/18/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	McGarel David	IL	O	Officer-	1	P	196	14.01	14		14	D
6/18/24 08:25	6/17/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Griggs Kathleen	IL	D		2	P	18	7.30	2	999%	2	D
6/14/24 16:26	6/14/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	West Kyle P.	IL	H	Officer	3	P	28	8.63	3	83	7	D
6/14/24 13:25	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	2	P	297	18.41	16	183	25	D
6/13/24 10:44	6/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Newman Melinda	NY	D		1	P	3	1.66	2		2	D
6/12/24 14:43	6/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		1	P	0	1.66	0		0	D
6/11/24 18:35	6/7/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	McElhoe Wenwen	CA	DT		4	P	1,242	10.16	122	202	183	D
6/11/24 17:00	6/11/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		2	P	103	6.06	17	168	27	D
6/11/24 16:47	12/8/23	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		3	P	35	20.21	2	27	8	I
6/11/24 16:26	6/7/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		1	P	44	12.62	4	2	166	D
6/11/24 16:14	2/9/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		9	P.m	305	7.19	42	8	600	D
6/10/24 15:34	6/7/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Behan Robert	IL	O	VP	5	P	175	10.30	17	63	44	D
6/7/24 16:44	6/7/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Petro Andrea	CA	D		1	P	57	11.49	5	73	12	D
6/7/24 16:43	6/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Leets Karen L	CA	D		1	P	50	11.49	4		4	D
6/6/24 17:00	6/4/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		1	P	1	6.81	0	0	40	D
6/5/24 16:38	6/5/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Luecke Connie M	IL	O	VP,Chief	3	P	52	8.66	6	46	19	D
6/5/24 14:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Big Holdings LP	E9	H	Affiliat	2	P	234,000	10.18	22,986		13,987	D
6/4/24 17:27	6/3/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Smith Rhonda Scott	TX	D		1	P	20	16.12	1		1	D
6/4/24 16:54	6/3/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		1	P	243	25.87	9	2	598	D
6/3/24 16:05	5/30/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	2	P	147	9.80	15	150	25	D
5/31/24 12:43	5/30/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Midas Securities Group, Inc.	NY	H	See "Exp	5	P.m	823	13.22	62		62	D
5/30/24 12:51	5/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Quam Mark Donovan	CO	O	CEO	1	P	750	10.18	74		74	D
5/29/24 17:10	5/28/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Frazier Casey Ryan	CO	DO	Chief In	1	P	750	10.18	74		74	D
5/29/24 08:01	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	1	P	25,002	5.40	4,630	999%	4,830	M
5/29/24 08:00	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	1	P	25,002	5.40	4,630	999%	4,865	D
5/28/24 18:47	5/23/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Steiner Jason Robert	CA	H	SEE REMA	2	P	1,000	10.34	97	999%	99	D
5/24/24 15:33	5/17/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Bilkie Robert M	WI	D		1	P	6	9.29	1	17	4	D
5/24/24 14:40	5/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		2	P	74	5.94	13	250	18	D
5/23/24 17:20	5/23/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	6	P	344	28.47	12	5	274	D
5/23/24 16:42	5/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Robo James L	TX	D		1	P	1,000	16.63	60	4	1,573	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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