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3/31/25 12:00
3/28/25
CIONCion Investment CorpFundCEFClosed-End FundsReisner Michael ANYDOCo-CB,Co6P3011.3203645D
3/31/25 11:59
3/28/25
TEAFTortoise Sustainable & Social Impact Term FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYT807P.m769,06211.64066,05940229,419I
3/31/25 11:01
3/28/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEO340P.m5262.27023142780M
3/28/25 11:16
3/26/25
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT19P.m2950.65310451133,889D
3/27/25 17:41
3/25/25
XALFAVariant Alternative Lending FundFundCEFClosed-End FundsHayes Jerald BenjaminWIHInvestme1P63425.370251D
3/27/25 14:25
3/25/25
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End FundsRakowski EricCTD3P70010.35068999%69I
3/27/25 11:54
3/25/25
PPRUXPgim Private Real Estate Fund, Inc.FundCEFClosed-End FundsO'Connor CaitlinCAHPortfoli1P1,2626,010.8000D
3/27/25 11:46
3/26/24
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Michael RichardTNDOChief Ex6P571.0905233211D
3/26/25 17:00
3/24/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Thomas JFLHChairman8P.m1452.5705641,570D
3/26/25 17:00
3/24/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsPaylor Ryan MFLHPortfoli3P552.690218046D
3/26/25 17:00
3/24/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Brigitta SuzanneFLD8P.m1904.9103946123D
3/26/25 16:22
5/6/24
CSWCCapital Southwest CorpFundCEFClosed-End FundsRogers-Windsor Ramona LynnTXD11P7720.78042221D
3/26/25 16:00
3/24/25
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEO27P82,7234.74017,4642782,937D
3/26/25 14:34
1/5/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsMiranda Kenneth M.NYD1P.a6318.05031922D
3/25/25 14:33
3/24/25
CIONCion Investment CorpFundCEFClosed-End FundsBreakstone Robert ANYD4P3411.38032615I
3/25/25 12:49
3/21/25
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShaffer John C.NJD1P50010.2704949D
3/24/25 17:37
3/7/25
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsBloomfield Matthew LKSOP5P.m1,72616.110107346138D
3/24/25 16:57
3/20/24
PPRUXPgim Private Real Estate Fund, Inc.FundCEFClosed-End FundsShort BrandonNJHPortfoli2P.a5752,873.0000D
3/24/25 08:54
3/21/25
NADNuveen Quality Municipal Income FundFundCEFClosed-End FundsSiffermann William AILOVP2P711.3401821D
3/24/25 08:38
3/21/25
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsCaraher Scott C.ILHPortfoli1P1268.400155940D
3/21/25 18:55
3/21/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsTseng Philip MCADODir,CEO2P.m2148.5502518439D
3/21/25 17:33
10/23/24
ECCEagle Point Credit Co Inc.FundCEFClosed-End FundsMajewski Thomas P.CTDOHCEO2P12524.54051540D
3/20/25 16:01
3/18/25
PSECProspect Capital CorpFundCEFClosed-End FundsGremp WilliamNYD2P864.290203675D
3/20/25 14:18
3/20/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsDigregorio DerekMAHPortfoli5P7522.53033214D
3/20/25 11:21
3/18/25
CIONCion Investment CorpFundCEFClosed-End FundsBresner Gregg A.NYOP,CIO5P.m16611.4201513124M
3/19/25 14:08
3/18/25
CIONCion Investment CorpFundCEFClosed-End FundsFinlay Peter I.NYD2P610.8301283I
3/18/25 19:20
3/17/25
FORFXForum Real Estate Income FundFundCEFClosed-End FundsFisk DarrenCOD1P1,5009.68015598312I
3/18/25 16:35
3/18/25
ECCEagle Point Credit Co Inc.FundCEFClosed-End FundsOnorio Kenneth P.CTOCFO,COO3P1438.630172777D
3/18/25 15:40
3/17/25
CIONCion Investment CorpFundCEFClosed-End FundsRoman StephenNYOCCO,Secr5P2511.60022312D
3/18/25 15:34
3/18/25
CIONCion Investment CorpFundCEFClosed-End FundsPinero Eric A.NYOGC4P2011.5602239D
3/18/25 12:36
7/16/24
IVYIXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOTP,Princi3P.m62410.3106060D
3/18/25 12:06
3/17/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD6P4222.5502298D
3/17/25 18:50
3/14/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsWolfe PatrickCAOCOO1P.d508.12063218D
3/17/25 18:13
3/4/25
SLRCSlr Investment Corp.FundCEFClosed-End FundsGross Michael SNYDOSee Rema3P.m4,53316.03028384,033I
3/17/25 18:05
3/4/25
SLRCSlr Investment Corp.FundCEFClosed-End FundsSpohler Bruce JNYDOSee Rema3P.m4,53316.03028383,723I
3/17/25 15:55
3/14/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsFarrell Patrick JosephCOOCFO3P5820.5803647D
3/17/25 14:48
3/17/25
BCSFBain Capital Specialty Finance, Inc.FundCEFClosed-End FundsRicher Clare StackMAD1P2516.4302821D
3/14/25 16:39
3/13/25
BSTZBlackrock Science & Technology Term TrustFundCEFClosed-End FundsKim TonyNYHPortfoli3P1,83129.8806135235D
3/14/25 16:32
3/13/25
BMNBlackrock 2037 Municipal Target Term TrustFundCEFClosed-End FundsRomaglino ChristianNYHPortfoli3P7824.3803999%3D
3/13/25 17:24
3/11/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsWorrell August DanielCAOCo-Chief2P.d2178.6802529434D
3/13/25 17:21
3/12/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsMehring JasonCAOP2P.d618.89074422D
3/13/25 16:35
3/13/25
MXFMexico Fund IncFundCEFClosed-End FundsDe La Calle LuisO5D2P10714.63077D
3/13/25 12:49
3/12/25
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsBowen James AILDHOfficer 7P2,16814.510150748170D
3/12/25 17:10
3/11/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End FundsKang Eric PNJHPortfoli2P1259.7501311924D
3/12/25 16:05
3/11/25
MFICMidcap Financial Investment CorpFundCEFClosed-End FundsPearlman Emanuel RNYD3P3612.89033D
3/12/25 14:58
3/12/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsBaker James CTXDOP5P1,6569.88016830721D
3/11/25 19:05
3/7/25
PFXPhenixfin CorpFundCEFClosed-End FundsMcMillan EllidaNYOCFO3P.m7146.82021373D
3/11/25 17:00
3/7/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Erik MervinFLOHP2P4522.60017442585D
3/11/25 16:49
3/11/25
MFICMidcap Financial Investment CorpFundCEFClosed-End FundsWidra HowardNYD2P.a88012.5707021400I
3/11/25 12:14
3/10/25
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoli6P3412.98031126D
3/11/25 09:36
3/10/25
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFO6P212.85077517D
3/10/25 17:21
3/6/25
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsOgens DavidNYD3P.m27111.5302414194D
3/10/25 16:52
3/10/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior V10P13930.82051241D
3/10/25 16:05
3/6/25
OBDCBlue Owl Capital CorpFundCEFClosed-End FundsTemple ChrisNYD1P22214.800154251D
3/7/25 17:00
3/5/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsGelety John AFLD1P.m82.5403479D
3/7/25 16:50
9/17/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP Admin7P33522.020159192D
3/7/25 16:34
3/7/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsGrassi Craig AnthonyNYOVice-P2P1924.9601174I
3/7/25 16:14
8/30/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsDraut Eric JohnCAD3P.m419.2604957D
3/7/25 16:05
3/6/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsRipp RyanWYOCFO,Trea9P45520.2902237928D
3/6/25 16:22
3/5/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsSchnabel Susan CTXD4P.m21316.27013999%13D
3/5/25 21:46
3/3/25
PFXPhenixfin CorpFundCEFClosed-End FundsLorber David ANYDOTCB,CEO8P.m1,99646.5504323227D
3/5/25 16:05
3/3/25
ARCCAres Capital CorpFundCEFClosed-End FundsMiller James RobertNYOCo-P1P93323.3204040D
2/26/25 16:15
2/25/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsCaldwell Phyllis RCAD4P11717.18077516D
2/25/25 16:15
2/24/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsPendo MathewCAOP1P10015.93061453D
2/25/25 16:15
2/24/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsKhanna RaghavCAOCo-Chief1P9615.95066D
2/25/25 11:50
2/25/25
GCADXGoldman Sachs Real Estate Diversified Income FundFundCEFClosed-End FundsPapadoulias JohnNYHPortfoli1P508.55066D
2/24/25 17:44
2/20/25
GRX.GGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsGabelli Mario JNYDHControl 29P.m163,32410.40015,70115,595D
2/21/25 19:23
2/21/25
XFLTXai Octagon Floating Rate & Alternative Income TrustFundCEFClosed-End FundsSpence John YogiILOVP10P.m2138.330264596D
2/21/25 17:33
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsCastle Adam CNJHPortfoli2P35010.0003518D
2/21/25 09:51
2/20/25
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundFundCEFClosed-End FundsQuinton KeithMAHTrustee4P60118.20033999%34D
2/20/25 13:10
2/18/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End FundsMa Eagle II Holdings FundC3T3P3,79225.05015162,840D
2/19/25 18:57
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsFapohunda BrookeNJOGC1P10010.0001010D
2/19/25 18:56
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsPicciotto Mary AnnNJOChief Co1P10010.0001010D
2/19/25 18:54
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsRocco Steven FNJD1P50010.0005050D
2/19/25 18:54
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsO'Brien Andrew H.NJHPortfoli1P50010.0005050D
2/14/25 18:38
2/12/25
PFXPhenixfin CorpFundCEFClosed-End FundsHirtler-Garvey KarinNYD1P2549.2701502D
2/14/25 15:31
2/14/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsDunn AaronMAD5P3423.09013202D
2/14/25 14:59
2/14/25
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsStuebe Nancy E.ILDHTRUSTEE4P3511.6003727D
2/14/25 14:26
2/13/25
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsBethel KeithPAD3P1096.2301835023D
2/14/25 13:40
2/13/25
NAIFXNomura Alternative Income FundFundCEFClosed-End FundsRosa Katherine QuickNYHTrustee2P189.9702999%2D
2/14/25 13:29
5/17/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsBilkie Robert MWID2P119.2901404M
2/14/25 11:37
2/12/25
GDVGabelli Dividend & Income TrustFundCEFClosed-End FundsLaughlin Susan WatsonNYD1P724.9600162D
2/13/25 16:05
2/11/25
ARCCAres Capital CorpFundCEFClosed-End FundsBates Ann TorreNYD1P13722.75061938D
2/13/25 15:23
2/11/25
PFXPhenixfin CorpFundCEFClosed-End FundsRobinson Lowell WNYD1P.m2448.8101502D
2/12/25 12:44
1/24/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsDoyle Daniel AnthonyCAD2P9,32210,024010D
2/7/25 16:04
2/5/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsIvascyn Daniel JCATHSEE REMA8P40,12910.2103,9312695,394D
1/31/25 14:39
1/30/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsMorgan Herbert WilliamCAD2P3541.8201999%1D
1/31/25 12:27
5/1/24
CSQCalamos Strategic Total Return FundFundCEFClosed-End FundsHerman Thomas EILOVP,CFO3P.m92814.62064124115D
1/30/25 14:15
1/29/25
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsEdil BegaiymCOOHDeputy C2P5010.1905999%5D
1/29/25 16:06
1/27/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsBates Shiloh RWYOChief In2P15018.97083530D
1/28/25 17:09
1/24/25
XALFXVariant Alternative Lending FundFundCEFClosed-End FundsElsasser Robert WWIOP1P.m6,27725.1102504D
1/28/25 16:38
1/24/25
PMFAXPimco Flexible Municipal Income FundFundCEFClosed-End FundsChristine Kyle FrancisCAHSEE REMA2P10010.24010999%10D
1/27/25 10:14
7/19/24
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWID5P.m72613.0305626269D
1/23/25 13:10
1/15/25
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsHunersen Thomas WPAD1P8817.67055006D
1/23/25 13:10
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsOsorio AlbertoO5DOP,CEO1P20313.5301514125I
1/23/25 12:56
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsImpulsora Del Fondo Mexico, S.C.O5HInvestme1P20313.5301515115D
1/23/25 12:41
1/22/25
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsBuckley Gregory W.MDOE.VP4P15122.00076418D
1/22/25 16:30
1/10/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsDonovan WilliamMED3P3917.92021004D
1/21/25 13:49
1/21/25
DHYCredit Suisse High Yield Bond FundFundCEFClosed-End FundsDefelice Laura ANYOHTrustee5P2802.450114114D
1/21/25 10:55
1/17/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsDowden DavidNYHPortfoli1P4914.92033D
1/17/25 16:37
1/17/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsLittle Harrison JamesTXOEVP1P6513.04055D
1/17/25 16:26
1/16/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOO16P.m5,63019.650286919318D
1/17/25 11:44
1/15/25
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsDistenfeld Gershon MNYOVP2P3010.47032216D
1/16/25 16:15
1/2/25
OACOXOneascent Capital Opportunities FundFundCEFClosed-End FundsSiverling JohnALHAdviser 1P5110.10050D
1/16/25 10:00
1/15/25
CADCXCion Ares Diversified Credit FundFundCEFClosed-End FundsNorthwestern Mutual Life Insurance CoWIT1P151,00025.0006,0406,040D
1/15/25 16:48
1/14/25
HPIJohn Hancock Preferred Income FundFundCEFClosed-End FundsBacic William KMAHTrustee 9P9114.84066D
1/14/25 15:28
1/14/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsLawlor John JNYHPortfoli2P6915.32055D
1/14/25 11:20
1/13/25
JOFJapan Smaller Capitalization Fund IncMDFundCEFClosed-End FundsLaby Arthur BlakeNYD1P257.56033D
1/13/25 16:16
1/9/25
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsMetlife Investment Management, LLCNJT9P12,936,902143.01090,460520I
1/13/25 15:24
12/7/23
ISDPgim High Yield Bond Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoli7P71115.3704666153D
1/13/25 13:59
2/20/24
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsMooney Edward Patrick Jr.WID2P51522.390234673D
1/10/25 18:07
4/19/24
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsGannaway Russell DCAHSEE REMA2P2,00010.48019186414D
1/10/25 17:01
1/8/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWID1P116.5002425D
1/10/25 12:44
1/8/25
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsToub Christopher MILD1P2315.20021003D
1/10/25 11:27
1/7/25
AODAbrdn Total Dynamic Dividend FundFundCEFClosed-End FundsReit ToddPAD7P7111.52062069D
1/8/25 14:11
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsHill John CNYDOCEO,P5P11843.7403474D
1/8/25 12:17
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsO'Neill Andrew JNYOVP3P15444.5503490D
1/7/25 16:35
12/27/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMonachil Credit Income FundCTDOTP,CEO1P20110.0502021,209D
1/6/25 15:43
1/3/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMED8P.m5417.0303579D
1/6/25 15:26
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsLaw Lauren KristenNYHSub-Advi2P26525.2301111D
1/6/25 15:24
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsBoger Maegan GallagherNYHSub-Advi2P53025.28021999%21D
1/6/25 15:22
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMohr Gretchen MaeNYHSub-Advi2P53025.3002121D
1/6/25 12:50
12/26/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsBrennan Alice CNYD3P21.8401762D
1/6/25 10:13
1/3/25
CIKCredit Suisse Asset Management Income Fund, Inc.MDFundCEFClosed-End FundsGerber CharlesNYD2P.a422.450179D
1/3/25 18:51
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMcCulloch BenjaminILHSecretar1P125.000061D
1/3/25 16:45
12/30/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsAllen Anita LNYD2P11.67000D
1/3/25 16:16
1/3/25
FXBYFoxby Corp.FundCEFClosed-End FundsWinmill Woodworth BorstNYD1P317.15000D
1/3/25 15:10
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsNechamkin Michael BennettNYHSub-Advi2P31825.2801313D
1/3/25 15:08
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGordon Andrew DavidNYHSub-Advi2P53025.2102121I
1/3/25 15:05
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGleason Sean MichaelNYHSub-Advi2P10625.26044D
1/3/25 15:03
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsOctagon Credit Investors, LLCNYHSub-Advi2P2,38525.2409595D
1/2/25 20:09
12/30/24
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P1P2,3557.270324213,393M
1/2/25 16:22
12/29/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsRussell GrimaldiNYOCCO,Secr2P01.880020D
1/2/25 14:30
1/2/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsFrost Gregory APAOSee Rema1P50011.5304343D
1/2/25 10:54
12/30/24
IGRCbre Global Real Estate Income FundFundCEFClosed-End FundsStam HeidiPAD2P215.17042521D
12/26/24 15:29
12/24/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsMalik FahdNYOVP,Portf2P2610.6402458D
12/26/24 10:56
12/23/24
JHIJohn Hancock Investors TrustDEFundCEFClosed-End FundsEllison Noni LMAHTrustee 9P10115.26077216D
12/23/24 17:01
12/19/24
PCFHigh Income Securities FundMAFundCEFClosed-End FundsHellerman GeraldFLD3P.m2176.5803347240D
12/20/24 19:30
2/8/22
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsGordon ScottNYDOTCEO1P.a49014.0003535D
12/20/24 16:22
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsDurston MarshallWYD6P6020.33031944D
12/20/24 16:19
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsCoolidge R. ScottWYD6P6020.33031944D
12/20/24 16:19
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsFinnen Paul E.WYD4P4020.96022633D
12/20/24 16:02
12/18/24
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsMcCabe Joan YNYD4P1,7438.520205999%216D
12/20/24 16:01
12/19/24
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsHanda SanjeevNYD1P357.98047310D
12/19/24 20:13
12/19/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEO9P.m1,15311.47010048312D
12/19/24 16:21
12/17/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsKlinsky Steven BNYD14P.m14,68911.3201,298159,718I
12/18/24 16:14
12/17/24
GAIIXGladstone Alternative Income FundFundCEFClosed-End FundsGladstone Investment Corporation\DeVAT2P3,75010.000375300500D
12/18/24 16:12
12/17/24
GAIIXGladstone Alternative Income FundFundCEFClosed-End FundsGladstone Capital CorpVAT2P3,75010.000375300500D
12/17/24 17:56
12/16/24
UTGReaves Utility Income FundFundCEFClosed-End FundsLegg JoellenCOD5P8928.8603999%3D
12/17/24 16:18
12/17/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsRosenthal Saul BCTDOP2P40,0395.2807,590999%7,790D
12/17/24 16:17
12/17/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsCohen Jonathan HCTDOCEO2P40,0395.2807,590999%7,825D
12/17/24 13:23
12/16/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsBalkin MichaelCTD2P2769.2103030I
12/17/24 10:15
12/16/24
BMCBmc Fund IncFundCEFClosed-End FundsBroyhill Markham HuntNCD4P411.270337278I
12/17/24 09:02
12/16/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsPriest Jeffrey WNYOP,CEO5P38927.390145274D
12/17/24 08:21
12/10/24
ICMBInvestcorp Credit Management Bdc, Inc.FundCEFClosed-End FundsShaikh Suhail A.NYDOP,CEO2P223.21077D
12/16/24 13:58
12/12/24
ODIFOaktree Diversified Income Fund Inc.FundCEFClosed-End FundsMcFarland Stuart ANYD1P259.33033D
12/16/24 09:24
12/13/24
DHCIXDiamond Hill Securitized Credit FundFundCEFClosed-End FundsDiamond Hill Capital Management IncOHHInvestme1P1510.07011D
12/13/24 14:32
12/12/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsDellafiora JohnVAOChief Co1P310.00000D
12/13/24 14:10
12/11/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsByers Stephen RNCD3P.m2479.8502510050D
12/13/24 09:50
12/11/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsMurray Elizabeth A.NCOCFO,COO,1P199.70021121D
12/12/24 16:52
12/10/24
TRINTrinity Capital Inc.FundCEFClosed-End FundsZacharia MichaelAZD2P9014.19061842D
12/12/24 15:27
12/11/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFreund MatthewNCOP1P249.72031916D
12/11/24 18:47
12/11/24
JOFJapan Smaller Capitalization Fund IncMDFundCEFClosed-End FundsOuimet PaigeNYD1P258.02033D
12/10/24 18:21
12/6/24
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Jonathan AdamTNDOChief Sc1P00.0003281936D
12/10/24 16:08
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsSateri JohnVAOP1P10010.0001010D
12/10/24 16:06
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsLicalsi MichaelVAOGC,Secre1P1510.00022D
12/10/24 16:05
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsSmith Jennifer AVAOChief Va1P310.00000D
12/10/24 16:05
12/9/24
GAIAXGladstone Alternative Income FundFundCEFClosed-End FundsMalesardi Michael JVAOCFO1P1010.00011D
12/10/24 14:59
12/8/23
FSKFs Kkr Capital CorpFundCEFClosed-End FundsHopkins Jerel APAD3P3120.7501209I
12/6/24 16:17
8/9/24
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsRival Anita J.NYD2P.m49614.3903540121I
12/6/24 13:52
8/8/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsPietrzak DanielPADOCo-P,CIO3P39019.500204268D
12/5/24 16:13
5/14/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsSandler ElizabethPAD3P6020.03034410I
12/5/24 15:42
12/4/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims Luke EWIDOP,CEO2P789.70083295D
12/4/24 16:16
12/3/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsGerson BrianPAOCo-P1P11022.08052327I
12/4/24 16:05
12/2/24
SSSSSuro Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOCB,CEO,P7P.m9254.450208221,171D
12/3/24 16:59
12/3/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsVichness ShaulNYOCFO,Trea1P8617.27053719I
12/3/24 16:01
11/29/24
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOO29P2,9814.950602392,131D
12/3/24 15:14
12/2/24
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsKoudounis John S.ILDOVP4P1,50210.640141141D
12/3/24 08:48
12/2/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsKencel Kenneth J.NYDOCEO,P2P69417.3604014967I
12/3/24 08:17
2/9/24
PNNTPennantpark Investment CorpFundCEFClosed-End FundsBriones Jose AFLD8P.m2307.360315603D
12/2/24 17:56
12/2/24
SSSSSuro Capital Corp.FundCEFClosed-End FundsGreen AllisonNYOSee Rema2P984.6502118137D
12/2/24 11:38
11/25/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsMichaud Gerald A.CTDOP2P11710.080127169D
11/29/24 15:16
4/8/24
WDIWestern Asset Diversified Income Fund (Wdi)FundCEFClosed-End FundsKumar NishaNYD3P.m42314.2803023I
11/27/24 13:07
11/26/24
DNPDnp Select Income Fund IncFundCEFClosed-End FundsGrumhaus David D Jr.ILOP,CEO5P.m1189.8001210723D
11/26/24 10:45
11/21/24
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsMullins AndreaTXD3P4541.37011D
11/25/24 16:14
11/22/24
CGBDCarlyle Secured Lending, Inc.FundCEFClosed-End FundsJenkins Mark DavidNYD3P.m1,22216.6007429898D
11/25/24 13:50
11/21/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsForstenhausler Matthew E.NYD1P2020.25011D
11/25/24 11:48
11/21/24
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsMusgrave John M.TXOCEO,P1P3241.8001333D
11/25/24 11:19
11/21/24
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsSunderland ToddTXHPortfoli4P4331.2901999%1D
11/22/24 19:25
11/20/24
CELFXCliffwater Enhanced Lending FundFundCEFClosed-End FundsGarcia Dominic JeromeNMD2P80010.9307373D
11/22/24 16:31
11/20/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee Rema7P.m1,08211.4609466237I
11/22/24 16:30
11/20/24
RANDRand Capital CorpFundCEFClosed-End FundsGusky Adam SamuelNYD1P.m616.1100128I
11/22/24 16:30
11/20/24
TSLXSixth Street Specialty Lending, Inc.FundCEFClosed-End FundsGraf MichaelTXOSee Rema2P3120.5002376D
11/22/24 14:14
11/20/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsLewin LanaNYD1P1020.45000D
11/22/24 14:12
11/20/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsHealy Douglas TaylorNYD1P1020.26011D
11/21/24 18:10
11/20/24
VALFVariant Alternative Lending FundFundCEFClosed-End FundsZhu LisaWIHInvestme1P50125.050201D
11/21/24 16:50
11/19/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsKetchum StephenNYDOCB4P.m1,46720.0107373D
11/20/24 15:12
11/19/24
GLVClough Global Dividend & Income FundFundCEFClosed-End FundsClough Charles JrMAHPerson a7P1,0255.68018125900D
11/19/24 17:50
11/19/24
BCPLBc Partners Lending CorpFundCEFClosed-End FundsGoldthorpe Edward J.NYDOP,CEO1P12521.57064150D
11/19/24 15:02
11/18/24
TYTri-Continental CorpMDFundCEFClosed-End FundsTruscott William FMAOSVP1P13433.60044I

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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