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10/1/26 19:04
10/1/26
CSWCCapital Southwest CorpFundCEFClosed-End FundsThomas William R IIITXDP5023.04020601D
10/1/26 17:55
9/29/26
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior PP1,82710.050182114,361M
10/1/26 16:58
9/30/26
RGTRoyce Global Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP1114.2201157D
10/1/26 16:51
9/30/26
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP1313.4001177D
10/1/26 15:54
9/30/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2520.390102,348I
10/1/26 15:52
9/29/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m14010.7001303,719I
10/1/26 15:50
9/30/26
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP59.520102,157I
10/1/26 15:48
9/30/26
PDXPimco Dynamic Income Strategy FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-18120.330-906,323I
10/1/26 15:45
9/29/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-74613.990-53012,535I
10/1/26 14:19
9/30/26
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsHartford Funds Management Co LLCPATHSee RemaS-4,36416.630-262-201,070D
10/1/26 14:11
9/29/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsAmg New York Holdings Corp.MATP3,20011.400281181,822D
10/1/26 11:05
9/29/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsEnglish Christopher T.NJHPortfoliP509.59052427D
10/1/26 09:34
9/30/26
MFMAberdeen Municipal Income FundFundCEFClosed-End FundsBaird Gordon APADP14.8900New0D
9/30/26 20:33
9/28/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsKamfar RaminNYDP.m5,35112.57042689906I
9/30/26 20:30
9/28/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsRuddy Jordan B.NYOPP.m6012.54054216D
9/30/26 16:55
9/30/26
RVTRoyce Small-Cap Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP2017.0601254D
9/30/26 16:37
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsHartt Steven KnutCAHConsultaP1017.4401851D
9/30/26 16:33
9/28/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m3443.6109517,517D
9/30/26 16:30
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsSamson Ethan IsaacORHDirectorP1517.44011172D
9/30/26 16:21
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsWoolley Peter ScottMAHCO-CEO oP15017.440925512D
9/30/26 16:13
9/29/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsBrown Brothers Harriman & CoNYTHSee FootP80011.4007018461D
9/30/26 16:08
9/28/26
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXDP1,91313.03014762,505I
9/30/26 16:00
9/28/26
SWZTotal Return Securities FundFundCEFClosed-End FundsSell Moritz AOHDP125.7702730D
9/30/26 14:19
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsSwell MichaelCADP159.9502258D
9/30/26 13:38
9/28/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShuman Gregory M.NJHPortfoliP209.62022118D
9/30/26 11:38
9/29/26
TSITcw Strategic Income Fund IncFundCEFClosed-End FundsHaden Patrick CCADP2674.2406323D
9/30/26 11:35
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsTarica AndrewCADP139.9501259D
9/30/26 11:31
9/29/26
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsBaird Gordon APADP119.130061D
9/29/26 17:34
9/23/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsKamfar RaminNYDP.am3,74512.440301166483I
9/29/26 16:43
9/21/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsKamfar RaminNYDP.am2,15712.000180999%182I
9/29/26 16:27
9/25/26
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOTP,CEOP8610.210811,173D
9/29/26 16:27
9/28/26
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOTP,CEOS-20410.210-20-21,173D
9/29/26 16:05
9/25/26
SWZTotal Return Securities FundFundCEFClosed-End FundsDakos AndrewNJDOHP,CEOP.m1165.7902012191D
9/29/26 13:23
9/28/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.04010975D
9/29/26 11:22
9/28/26
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsHousey William A JrILHOfficer P3212.87031124D
9/29/26 10:42
9/25/26
CRAFXCascade Real Assets FundFundCEFClosed-End FundsWilliams Paul JayWIDP30010.00030New30D
9/29/26 10:03
9/28/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1410.730103,705I
9/29/26 10:02
9/28/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP8620.740402,347I
9/28/26 21:57
12/17/25
CFNDC1 Fund Inc.FundCEFClosed-End FundsHan Elliot JinCAOChief InP.a244.81051832M
9/28/26 19:38
9/24/26
PDIPimco Dynamic Income FundFundCEFClosed-End FundsRappaport AlanCADP7613.76061449D
9/28/26 16:17
9/24/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m883.5002507,422D
9/28/26 12:16
9/25/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.02010974D
9/28/26 10:50
9/25/26
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsMcGarel DavidILOOfficer-P12912.920107124D
9/28/26 10:48
9/24/26
WDIWestern Asset Diversified Income Fund (Wdi)FundCEFClosed-End FundsBuchanan Michael CarltonCAHCo-CIO/SP5911.88053320D
9/28/26 10:04
9/24/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3920.710202,343I
9/28/26 10:02
9/24/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6210.750603,704I
9/28/26 08:55
9/25/26
FINSAngel Oak Financial Strategies Income Term TrustFundCEFClosed-End FundsParks KevinNYHPortfoliP1211.9001158D
9/25/26 17:19
9/24/26
DLYDoubleline Yield Opportunities FundFundCEFClosed-End FundsSherman Jeffrey J.FLOVPP13013.030100D
9/25/26 14:58
9/24/26
DHFBny Mellon High Yield Strategies FundFundCEFClosed-End FundsDimartino Joseph SNYDP442.220209240D
9/25/26 12:23
9/24/26
NEANuveen Amt-Free Quality Municipal Income FundFundCEFClosed-End FundsHamilton Michael S.ILHPortfoliS-279.930-3-1000I
9/25/26 11:38
9/24/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.04010973D
9/25/26 11:33
9/24/26
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsHousey William A JrILHOfficer P6512.90053022D
9/25/26 11:12
9/24/26
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXDP1,37013.05010552,358I
9/25/26 09:07
9/24/26
AEFAbrdn Emerging Markets Ex-China Fund, Inc.MDFundCEFClosed-End FundsClark Anthony S.PADP439.63053006D
9/24/26 20:43
9/23/26
PWRLPowerlaw Corp.FundCEFClosed-End FundsDinsdale Mike JohnCADOCEOP10011.460911,268I
9/24/26 18:57
9/22/26
PDIPimco Dynamic Income FundFundCEFClosed-End FundsMorris SonyaCADP8014.0206New6D
9/24/26 16:11
9/22/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m933.4902707,396D
9/24/26 12:26
9/23/26
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsHousey William A JrILHOfficer P6812.95054517D
9/24/26 11:50
9/23/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.05010973D
9/24/26 10:21
9/23/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsDavidson SpencerNYHChairmanP22822.7501011,634D
9/24/26 09:59
9/22/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-13510.950-1203,698I
9/24/26 09:59
9/23/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP5110.850503,698I
9/24/26 09:23
9/23/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP AdminP11422.75053171D
9/24/26 08:55
9/22/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m60121.0202912,341I
9/23/26 20:21
9/21/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsMacdonald Ryan SNYDP12511.970104136D
9/23/26 16:32
9/22/26
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXDP.m1,50513.09011552,253I
9/23/26 14:08
9/21/26
CRAFXCascade Real Assets FundFundCEFClosed-End FundsNesbitt Stephen LaneWIDOPP5,00010.000500New500I
9/23/26 10:37
9/22/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.05010972D
9/23/26 10:18
9/22/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsGrassi Craig AnthonyNYOVice-PP4623.0802376I
9/22/26 20:10
9/21/26
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsGoldthorpe Edward J.ILDP.m676.75010New10D
9/22/26 18:33
9/18/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP353.4901007,370D
9/22/26 16:43
9/18/26
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsLabe JamesCADOCEOP1,4774.710314142,558I
9/22/26 16:42
9/18/26
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsSrivastava SajalCADOP,CIOS-1,4774.710-314-1000D
9/22/26 15:47
9/21/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4321.030202,313I
9/22/26 15:45
9/21/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-1010.960-103,706I
9/22/26 14:26
9/21/26
NSLRNeostellar Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOCB,CEO,PP407.910501,764D
9/22/26 11:46
9/21/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.05010971D
9/21/26 13:32
9/18/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.04010970D
9/21/26 11:44
9/17/26
LNBIXLincoln Bain Capital Total Credit FundFundCEFClosed-End FundsLincoln Financial Investments CorpPATHInvestmeP25,00010.1602,4611027,950I
9/21/26 09:50
9/17/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m16710.8401503,707I
9/21/26 09:47
9/17/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-72014.370-50012,588I
9/18/26 19:28
9/14/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsMacdonald Ryan SNYHTrusteeP24811.9602146825D
9/18/26 18:07
9/16/26
TBLDThornburg Income Builder Opportunities TrustFundCEFClosed-End FundsKritzmire Anne W.NMDP620.780065D
9/18/26 17:41
9/18/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsPriest Jeffrey WNYOP,CEOP9423.46042257D
9/18/26 16:47
9/17/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP883.5002507,360D
9/18/26 13:06
9/17/26
EIMEaton Vance Municipal Bond FundFundCEFClosed-End FundsBrandon Craig RMAHPortfoliS-7999.120-88-1000D
9/18/26 12:00
9/17/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.04010970D
9/18/26 10:28
9/17/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsJin Samantha X.NYOTreasureP7123.68032614M
9/17/26 16:44
9/16/26
SCMStellus Capital Investment CorpFundCEFClosed-End FundsArnoult J TimTXDP87.9701254D
9/17/26 16:04
9/15/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m103.440307,335D
9/17/26 10:11
9/15/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m14220.650702,311I
9/17/26 10:08
9/15/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m5310.910503,692I
9/17/26 10:05
9/16/26
PDXPimco Dynamic Income Strategy FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-40720.660-2006,332I
9/17/26 09:59
9/16/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-1,39313.810-101-112,638I
9/17/26 09:58
9/16/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.04010969D
9/16/26 17:00
9/14/26
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXDP.m5,21413.030400232,138I
9/16/26 15:23
9/15/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.05010968D
9/16/26 11:36
9/14/26
ARDCAres Dynamic Credit Allocation Fund, Inc.FundCEFClosed-End FundsThrivent Financial For LutheransMNTP6,00025.00024043800D
9/15/26 17:08
9/11/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m1413.5204017,332D
9/15/26 16:46
9/15/26
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP AdminP12024.00053166D
9/15/26 16:14
9/14/26
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsVichness ShaulNYOCFO,TreaP6112.25051151M
9/15/26 13:31
9/14/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP23.05010967D
9/15/26 11:43
9/14/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-38914.590-27012,739I
9/14/26 16:09
9/14/26
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustFundCEFClosed-End FundsLi AllenCAHPortfoliP913.3301702D
9/14/26 10:56
9/11/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.98010967D
9/14/26 10:51
9/3/26
OXSQOxford Square Capital Corp.FundCEFClosed-End FundsNovak Steven PCTDS-71.360-5-1725I
9/14/26 10:25
9/14/26
FINSAngel Oak Financial Strategies Income Term TrustFundCEFClosed-End FundsParks KevinNYHPortfoliP1312.5301187D
9/14/26 09:39
9/11/26
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP49.710002,156I
9/14/26 09:37
9/10/26
PDXPimco Dynamic Income Strategy FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-47221.780-2206,352I
9/14/26 09:34
9/10/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-2,28615.010-152-112,766I
9/11/26 16:26
9/10/26
SLRCSlr Investment Corp.FundCEFClosed-End FundsGross Michael SNYDOSee RemaP24712.3502004,293I
9/11/26 16:08
9/10/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP1213.4603507,292D
9/11/26 12:57
9/10/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.94010966D
9/10/26 16:12
9/9/26
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRovner MichaelILOCo-CEOP466.5707New7D
9/10/26 13:14
9/8/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP.m42.95020965D
9/10/26 10:06
9/9/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-1,55815.150-103-112,918I
9/10/26 10:00
9/9/26
PDXPimco Dynamic Income Strategy FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-41621.920-1906,373I
9/10/26 09:37
9/9/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP911.550103,687I
9/10/26 09:31
8/31/26
DXYZDestiny Tech100 Inc.FundCEFClosed-End FundsSilver EthanTXOCOOP2533.1901New1D
9/9/26 16:10
9/4/26
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEOP2,7262.2401,217190,927D
9/9/26 13:05
9/8/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1411.550103,686I
9/9/26 13:02
9/8/26
PDXPimco Dynamic Income Strategy FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-23021.940-1006,392I
9/9/26 13:00
9/8/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-2,55615.290-167-113,021I
9/9/26 12:17
9/8/26
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustFundCEFClosed-End FundsLi AllenCAHPortfoliP1413.5901New1D
9/8/26 16:35
9/8/26
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsToth Terence JILHTrusteeS-347.650-4-1000D
9/8/26 13:26
9/1/26
DXYZDestiny Tech100 Inc.FundCEFClosed-End FundsPrasad SohailTXDOP,CEOP.m1,76731.560568767D
9/8/26 13:22
9/3/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsSolender Daniel SNJHPortfoliP5010.22054127D
9/8/26 10:51
9/4/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.90010964D
9/8/26 10:03
9/3/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-4,15415.270-272-213,188I
9/8/26 10:00
9/3/26
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP510.080102,156I
9/8/26 09:57
9/3/26
ECFEllsworth Growth & Income Fund LtdDEFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m14512.3101211,628I
9/8/26 09:36
9/3/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4311.560403,685I
9/4/26 18:53
9/3/26
NSLRNeostellar Capital Corp.FundCEFClosed-End FundsLott Ronald M.NYDS-519.960-5-2416I
9/4/26 17:15
9/3/26
FORFXForum Real Estate Income FundFundCEFClosed-End FundsRyan Elizabeth AnneCOOSecretarS-369.690-4-1000D
9/4/26 16:51
9/2/26
PFLEXPimco Flexible Credit Income FundFundCEFClosed-End FundsSteiner Jason RobertCAHSEE REMAP1,0156.820149New149D
9/4/26 16:37
9/2/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP553.5901507,257D
9/4/26 12:32
9/3/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010963D
9/3/26 16:00
9/1/26
PBLSXAmg Pantheon Infrastructure Fund, LLCFundCEFClosed-End FundsBluearc Capital Management, LLCGATP99,37911.4608,67210117,285D
9/3/26 12:01
9/2/26
CFNDC1 Fund Inc.FundCEFClosed-End FundsKidwai Najamul HasanCADOCEOP82.81031246D
9/3/26 11:10
9/2/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010962D
9/3/26 10:48
9/1/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3311.460303,681I
9/3/26 10:44
9/1/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-2,03515.270-133-113,460I
9/2/26 16:55
8/31/26
FSKFs Kkr Capital CorpFundCEFClosed-End FundsHopkins Jerel APADP1012.4401712I
9/2/26 15:12
9/1/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010961D
9/2/26 12:43
9/1/26
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOP,PrinciP013.1500042D
9/2/26 12:42
4/1/26
PBLSXAmg Pantheon Infrastructure Fund, LLCFundCEFClosed-End FundsBluearc Capital Management, LLCGATP40,00010.8703,680758,614D
9/2/26 11:22
10/24/25
PBLSXAmg Pantheon Infrastructure Fund, LLCFundCEFClosed-End FundsBluearc Capital Management, LLCGATP25,00010.2202,446984,934D
9/1/26 18:44
8/31/26
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsGordon ScottNYDOCo-ChiefP110.220002,983D
9/1/26 18:31
8/28/26
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsColonna BernardinoNYOPP.m1010.2301255D
9/1/26 17:10
8/31/26
CLMCornerstone Strategic Investment Fund, Inc.MDFundCEFClosed-End FundsGreer PeterNCDP106.6302New2D
9/1/26 17:08
8/31/26
CRFCornerstone Total Return Fund IncFundCEFClosed-End FundsGreer PeterNCDP106.4102999%2D
9/1/26 17:02
8/28/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m4243.56011927,241D
9/1/26 16:16
8/31/26
SWZTotal Return Securities FundFundCEFClosed-End FundsSell Moritz AOHDP185.98031228D
9/1/26 16:08
8/31/26
BXSYBexil Investment TrustDEFundCEFClosed-End FundsWinmill William McCollumNHDP418.2200211D
9/1/26 11:53
8/31/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010961D
9/1/26 11:04
8/31/26
ACLOXAristotle Pacific Enhanced Clo Income FundFundCEFClosed-End FundsQiu YingCAHPortfoliP10225.2104New4D
9/1/26 10:57
8/28/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-4,68315.410-304-213,593I
9/1/26 10:52
8/28/26
ECFEllsworth Growth & Income Fund LtdDEFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1512.470101,617I
8/31/26 16:15
8/28/26
OTFBlue Owl Technology Finance Corp.FundCEFClosed-End FundsKaye Eric A.NYDP1111.3701503D
8/31/26 16:15
8/28/26
OBDCBlue Owl Capital CorpFundCEFClosed-End FundsKaye Eric A.NYDP1111.3401522D
8/31/26 12:32
8/28/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010960D
8/28/26 16:12
8/26/26
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsForstenhausler Matthew E.NYDS-229.200-2-1612D
8/28/26 16:12
8/26/26
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsForstenhausler Matthew E.NYDP.m379.25044712D
8/28/26 16:05
8/26/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m1193.4303507,122D
8/28/26 11:02
8/27/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsKesslen Jay HNYOVice-PP32.9501248D
8/28/26 10:58
8/27/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.94010959D
8/28/26 10:47
8/27/26
ECFEllsworth Growth & Income Fund LtdDEFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4912.490401,615I
8/28/26 10:45
8/27/26
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4410.050402,155I
8/28/26 10:43
8/27/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-1,43115.520-92-113,897I
8/27/26 17:39
8/25/26
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsColonna BernardinoNYOPP.m1610.1702664D
8/27/26 17:10
8/25/26
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsGordon ScottNYDOCo-ChiefP.m7910.170802,983D
8/27/26 16:30
8/26/26
MSIFMsc Income Fund, Inc.FundCEFClosed-End FundsMarks Nataly MichelleTXDP1212.7001952D
8/27/26 15:25
8/26/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsKesslen Jay HNYOVice-PP32.9501247D
8/27/26 11:55
8/26/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010958D
8/27/26 11:13
8/25/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-1,73615.520-112-113,989I
8/26/26 19:09
8/26/26
NSLRNeostellar Capital Corp.FundCEFClosed-End FundsFalk Erik ANYDP51110.22050New50I
8/26/26 16:58
8/26/26
BXSYBexil Investment TrustDEFundCEFClosed-End FundsWinmill William McCollumNHDP1418.1001811D
8/26/26 16:12
8/24/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m2043.4106017,088D
8/26/26 16:06
8/26/26
CHWCalamos Global Dynamic Income FundFundCEFClosed-End FundsMetlife Investment Management, LLCNJTP11,00025.00044056I
8/26/26 16:06
8/26/26
CCDCalamos Dynamic Convertible & Income FundFundCEFClosed-End FundsMetlife Investment Management, LLCNJTP22,00025.000880128I
8/26/26 16:05
8/26/26
CHICalamos Convertible Opportunities & Income FundFundCEFClosed-End FundsMetlife Investment Management, LLCNJTP8,62525.00034548I
8/26/26 16:05
8/26/26
CHYCalamos Convertible & High Income FundFundCEFClosed-End FundsMetlife Investment Management, LLCNJTP7,25025.00029044I
8/26/26 15:55
8/10/26
NIEVirtus Equity & Convertible Income FundFundCEFClosed-End FundsYee MichaelCAHPMS.a-12226.550-5-1000D
8/26/26 15:36
8/10/26
AIOVirtus Artificial Intelligence & Technology Opportunities FundFundCEFClosed-End FundsJue Stephen BCAHPMS.a-26326.310-10-1000D
8/26/26 15:13
8/10/26
AIOVirtus Artificial Intelligence & Technology Opportunities FundFundCEFClosed-End FundsChen James C. K.CAHPMS.a-30026.140-11-1000D
8/26/26 14:51
8/10/26
AIOVirtus Artificial Intelligence & Technology Opportunities FundFundCEFClosed-End FundsKass JustinCAHPMS.a-77426.270-29-1000D
8/26/26 14:44
8/10/26
ACVVirtus Diversified Income & Convertible FundFundCEFClosed-End FundsKass JustinCAHPMS.a-28727.370-10-1000D
8/26/26 12:22
8/25/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsKesslen Jay HNYOVice-PP32.9301246D
8/26/26 09:56
8/25/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010958D
8/25/26 18:47
8/24/26
MXFMexico Fund IncFundCEFClosed-End FundsJanez ClaudiaDP1521.8401204D
8/25/26 16:05
8/21/26
SWZTotal Return Securities FundFundCEFClosed-End FundsDas Rajeev PNJOSecretarP.m185.93039183D
8/25/26 13:31
8/24/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.95010957D
8/25/26 10:50
8/24/26
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsAlban JohnTXDS-2345.650-1-770D
8/25/26 10:43
8/24/26
NXGNxg Nextgen Infrastructure Income FundFundCEFClosed-End FundsAlban JohnTXDS-2855.240-1-850D
8/25/26 10:24
8/24/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-1,02015.340-67014,101I
8/24/26 16:58
8/20/26
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsGordon ScottNYDOCo-ChiefP.m909.780902,976D
8/24/26 16:50
8/21/26
MAINMain Street Capital CorpFundCEFClosed-End FundsMorris Jesse ETXOEVP, COOS-2,04958.550-35-13233D
8/24/26 16:16
8/24/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsKesslen Jay HNYOVice-PP32.9501245D
8/24/26 16:16
8/21/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP823.2802507,028D
8/24/26 13:24
8/21/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsHorizon Kinetics Asset Management LLCNYTP22.87010956D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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