Uncategorized Sector - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
11/26/24 15:12	11/25/24	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	15	S	-140,797	10.00	-14,073		18,271	I
11/26/24 14:38	11/25/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Imasogie Osagie O	PA	D		1	S	-900	22.01	-41		8	D
11/26/24 13:09	11/25/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	61	P.m	169	2.12	79	13	677	M
11/26/24 12:26	11/25/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		205	P.m	141,246	11.96	11,806	8	165,481	I
11/26/24 10:45	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		3	P	45	41.37	1		1	D
11/25/24 16:14	11/22/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		3	P.m	1,222	16.60	74	298	98	D
11/25/24 16:01	11/21/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	16	P	400	5.00	80	5	1,696	D
11/25/24 16:01	11/21/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	13	P	51,722	4.89	10,581	16	76,794	D
11/25/24 13:50	11/21/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Forstenhausler Matthew E.	NY	D		1	P	20	20.25	1		1	D
11/25/24 11:48	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Musgrave John M.	TX	O	CEO,P	1	P	32	41.80	1	33	3	D
11/25/24 11:19	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	Portfoli	1	P	2	41.80	0	40	0	D
11/22/24 19:25	11/20/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Garcia Dominic Jerome	NM	D		2	P	800	10.93	73		73	D
11/22/24 17:25	11/20/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		7	P.m	11,393	11.23	1,014	12	9,525	I
11/22/24 16:31	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	2	P.m	299	10.13	30	14	237	I
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		1	P.m	6	16.11	0	1	28	I
11/22/24 16:30	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	2	P.m	299	10.13	30	11	311	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	1	P	21	20.53	1	22	6	D
11/22/24 14:14	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Lewin Lana	NY	D		1	P	10	20.45	0		0	D
11/22/24 14:12	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Healy Douglas Taylor	NY	D		1	P	10	20.26	1		1	D
11/22/24 12:08	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	1	P	5	11.44	0	1	45	D
11/21/24 18:10	11/20/24	VALF	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Zhu Lisa	WI	H	Investme	1	P	501	25.05	20		1	D
11/21/24 16:50	11/19/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	3	P.m	467	20.04	23	47	73	D
11/21/24 12:09	11/20/24	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	1	P	39	15.79	3		3	D
11/21/24 11:58	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	1	P	5	11.53	0	4	11	D
11/21/24 10:35	11/19/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		6	P	116	0.6834	170	5	3,743	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	1	P	3	5.72	1	1	110	D
11/19/24 17:50	11/19/24	BCPL	Bc Partners Lending Corp		Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	DO	P,CEO	1	P	125	21.57	6	4	150	D
11/19/24 15:02	11/18/24	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Truscott William F	MA	O	SVP	1	P	134	33.60	4		4	I
11/18/24 16:15	11/13/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	2	P	100	20.41	5		2	D
11/18/24 16:14	11/18/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	1	P	90	8.99	10	17	67	D
11/18/24 13:25	11/15/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		3	P	29	32.53	1	46	3	D
11/18/24 11:16	11/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		1	P	11	11.34	1	8	13	I
11/15/24 17:33	6/17/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Knipper Thomas	CT	D		1	P	25	10.10	2		0	D
11/15/24 17:01	11/13/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		1	P	11	10.63	1		1	D
11/15/24 16:38	11/8/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		1	P.m	148	9.92	15	58	40	D
11/14/24 18:46	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	1	P	23	11.41	2	3	60	D
11/14/24 16:23	11/13/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		1	P.m	88	9.28	10	19	60	D
11/14/24 16:17	11/13/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	1	P	9	10.03	1		1	D
11/14/24 16:01	11/12/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	1	P	65	4.29	15	17	107	M
11/14/24 13:34	11/14/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		1	P	7	19.68	0	5	7	D
11/13/24 11:47	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	1	P	9	11.39	1	162	1	I
11/12/24 17:57	11/11/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Frank Bruce D	NY	D		1	P	9	20.50	0	13	4	I
11/12/24 16:30	8/3/22	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Widra Howard	NY	D		1	P.a	260	13.01	20	6	350	D
11/12/24 14:40	11/7/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue Thomas R	PA	H	Treasure	2	S	-18	12.30	-1		0	D
11/12/24 11:34	11/7/24	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		2	S.m	-125	5.06	-25	-100	0	I
11/8/24 17:48	11/8/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	6	23.13	0	2	17	D
11/8/24 16:16	11/6/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	1	P	454	10.92	42	13	352	D
11/7/24 19:20	11/7/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	2	P	6	11.40	1	25	3	I
11/7/24 16:25	11/7/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		2	P	18	23.72	1	5	16	D
11/7/24 08:54	11/6/24	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	1	P	37	12.44	3		3	I
11/6/24 16:57	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Weinstein Adam B.	NY	DO	EVP,CAO,	1	P	489	10.87	45	9	553	D
11/6/24 16:55	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	1	P	27	10.85	3	38	9	I
11/6/24 16:18	11/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P,C	2	P	4	2.15	2	5	42	D
11/6/24 15:44	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Steve Louis	AZ	DO	Exec CB	1	P	254	13.12	19	2	1,263	D
11/6/24 15:43	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Zacharia Michael	AZ	D		1	P	10	13.15	1	2	37	D
11/5/24 18:20	11/4/24	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	1	S	-12	15.91	-1	-100	0	D
11/5/24 14:46	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	101	13.39	8	1	1,027	D
11/5/24 14:44	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		1	P	27	13.59	2	6	35	D
11/4/24 19:04	10/31/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	1	P	1,000	10.48	95		95	I
11/1/24 13:54	10/30/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	1	P	37	46.82	1	1	70	M
11/1/24 10:28	10/25/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	1	S	-1,034	44.00	-24		14	D
10/31/24 13:52	10/31/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Nelson Jane Musser	MD	D		1	P	25	21.69	1	30	5	I
10/30/24 15:19	10/29/24	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		29	P	8	16.84	0		0	D
10/29/24 16:20	10/21/24	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	2	P	166	16.58	10	125	18	D
10/29/24 12:01	10/25/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		1	P	400	12.59	32	45	102	I
10/29/24 10:14	10/28/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Escherich Frederic A	MD	D		2	S.m	-555	21.80	-25		59	D
10/25/24 10:39	10/24/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	1	P	62	46.09	1	2	86	M
10/24/24 16:07	10/23/24	EIIA	Eagle Point Institutional Income Fund		Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	1	P	100	24.96	4		4	D
10/21/24 18:12	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	1	P	14	11.28	1	7	18	M
10/21/24 16:16	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	1	P	18	11.28	2	33	6	D
10/21/24 15:42	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DO	Trustee	1	P	41	11.28	4	33	15	D
10/21/24 14:35	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	1	P	149	11.28	13		13	D
10/21/24 11:17	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	2	P	51	11.88	4	6	80	D
10/21/24 10:48	10/18/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	1	P	24	23.98	1	7	15	D
10/21/24 09:44	10/17/24	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	Sippel Matthew J	CT	D		1	P.m	45	22.33	2		2	D
10/18/24 14:02	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Black Daniel	IL	DH	Trustee	1	P	11	11.28	1	5	22	D
10/18/24 12:05	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Huang Tony	NY	O	VP,Assis	1	P	26	11.28	2	32	9	D
10/17/24 16:37	10/16/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	1	P	100	19.03	5	24	27	D
10/16/24 13:42	10/16/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Kirschner Mathew	NY	H	Portfoli	1	P	75	14.02	5		5	D
10/15/24 14:02	10/11/24	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Astorino Robert P.	NY	D		1	P	5	10.00	1		1	D
10/15/24 12:31	10/11/24	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Mullady Agnes	NY	D		1	P	100	10.00	10		10	D
10/15/24 06:01	10/11/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	2	P	150	19.83	8	45	25	D
10/9/24 12:21	9/19/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	4	S	-2,785	11.12	-251		129	D
10/8/24 17:22	10/4/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Soccio Phillip	NY	H	Portfoli	2	S	-28	12.31	-2	-100	0	D
10/7/24 12:57	9/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DOT	P,CEO	2	P	403	10.04	40	3	1,209	D
10/7/24 12:57	9/30/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DOT	P,CEO	2	S	-403	10.04	-40		1,209	D
10/4/24 17:22	9/13/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	1	P	5,000	10.89	459	7	7,388	I
10/4/24 16:33	1/11/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Accettella Christopher	NY	H	Portfoli	1	P	18	15.17	1	41	4	D
10/4/24 13:24	10/2/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	4	P	450	10.72	42	210	62	D
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dimartino Rose	PA	D		1	P	6	6.19	1		1	D
10/3/24 10:33	10/1/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	2	P	55	9.71	6	3	217	D
10/2/24 15:11	10/1/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		2	S	-30	13.60	-2		4	D
10/2/24 14:42	9/16/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	1	S	-197	7.58	-26	0	15,005	I
10/2/24 11:57	10/1/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	3	P	500	14.93	34	32	140	D
10/2/24 08:57	10/1/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	1	S	-175	8.77	-20		13	D
10/1/24 17:20	1/26/23	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Diorio Jonathan	NY	O	VP	1	P	13	25.00	1		1	D
9/30/24 15:36	9/27/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	1	P	3	14.70	0	1	25	D
9/27/24 20:38	9/26/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Bluestein Scott	MA	O	CEO	1	S	-1,959	19.59	-100		2,161	D
9/26/24 16:11	9/26/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Janez Claudia	O5	D		1	P	40	15.46	3		3	D
9/25/24 16:29	9/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		4	S.m	-84	24.09	-3		46	I
9/23/24 17:23	9/20/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		1	P	16	16.01	1	8	14	D
9/23/24 17:01	9/20/24	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	1	S	-5	13.74	0		16	I
9/23/24 14:37	9/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		1	P	18	6.34	3	51	8	D
9/23/24 13:34	9/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	9	22.27	0	6	8	D
9/20/24 16:20	9/18/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		4	P	2,199,484	126.70	17,360		520	I
9/20/24 13:05	9/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		1	P	8	16.02	0	9	6	D
9/19/24 16:05	9/18/24	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	Morgan Herbert William	CA	D		1	P	15	40.32	0		0	D
9/19/24 16:01	9/17/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		1	P	14	5.50	3	5	58	D
9/18/24 16:19	9/16/24	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Securian Asset Management, Inc	MN	T		1	P	13,600	25.00	544	59	1,464	I
9/18/24 14:24	9/17/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	Guichard Justin Charles	NY	H	Portfoli	1	P	100	13.58	7		7	D
9/18/24 12:24	9/16/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Principal Life Insurance Co	IA	T		1	P	10,000	25.00	400	20	2,400	D
9/18/24 11:21	9/16/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	1	S	-51	41.33	-1	-100	0	D
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		1	P	95	9.92	10	1	874	D
9/13/24 18:41	9/12/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	1	P	3,153	10.51	300	13	2,636	D
9/13/24 13:27	9/11/24	FCRIX	Fs Credit Income Fund		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	4	S	-4,557	8.52	-535		814	I
9/11/24 13:59	9/10/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		1	P	50	10.53	5	97	10	D
9/10/24 17:00	9/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,P	1	P.m	136	9.09	15	120	27	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	P	400	10.10	40		40	D
9/10/24 13:24	9/6/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	1	P	19	9.58	2	1	289	D
9/9/24 17:10	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	4	P.m	2,092	14.94	140	2	7,892	I
9/9/24 17:07	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	4	P.m	2,092	14.94	140	2	7,668	I
9/6/24 17:59	9/3/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		1	P	31	6.51	5	57	13	M
9/6/24 15:02	9/5/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Edil Begaiym	CO	OH	Deputy C	1	P	30	10.17	3		3	D
9/3/24 20:10	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Vig Rajneesh	CA	DO	CEO,CB	1	P	227	9.09	25	24	131	D
9/3/24 20:05	8/30/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		1	P.m	18	9.14	2	4	56	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	2	P	29	15.65	2	47	6	D
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		1	P	1,000	10.84	92	8	1,193	D
9/3/24 14:21	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	1	P	1,000	10.84	92	8	1,193	D
9/3/24 12:49	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Eichhorn Philip John Daniel	CO	H	Portfoli	1	P	20	10.15	2		2	D
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		1	P	38	15.02	3	38	9	D
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Angel Oak Capital Partners Ii, LLC	GA	H	General	1	S	0	11.00	0	-100	0	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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