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3/13/25 17:24
3/11/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsWorrell August DanielCAOCo-Chief1P.d818.060104334D
3/13/25 17:21
3/12/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsMehring JasonCAOP1P.d208.13021222D
3/13/25 16:35
3/13/25
MXFMexico Fund IncFundCEFClosed-End FundsDe La Calle LuisO5D1P8614.32064467D
3/13/25 16:01
3/11/25
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEO2P17,2204.3104,000581,841D
3/13/25 12:49
3/12/25
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsBowen James AILDHOfficer 1P43414.4603022170D
3/13/25 11:17
3/12/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEO58P.m1912.6307311764M
3/13/25 11:05
3/11/25
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYT89P.m65,80111.9505,5074134,610I
3/12/25 17:10
3/11/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End FundsKang Eric PNJHPortfoli2P1259.7501311924D
3/12/25 17:00
3/10/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Thomas JFLHChairman4P.m872.5203421,557D
3/12/25 17:00
3/10/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Brigitta SuzanneFLD4P.m1665.6103034116D
3/12/25 16:05
3/11/25
MFICMidcap Financial Investment CorpFundCEFClosed-End FundsPearlman Emanuel RNYD2P2312.84021803D
3/12/25 14:58
3/12/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsBaker James CTXDOP2P49712.440406721D
3/11/25 19:05
3/7/25
PFXPhenixfin CorpFundCEFClosed-End FundsMcMillan EllidaNYOCFO1P.m1653.8300133D
3/11/25 17:00
3/7/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Erik MervinFLOHP2P4522.60017442585D
3/11/25 16:49
3/11/25
MFICMidcap Financial Investment CorpFundCEFClosed-End FundsWidra HowardNYD1P62012.4005014400I
3/11/25 16:33
3/7/25
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsBloomfield Matthew LKSOP2P.m46915.3003129137D
3/11/25 12:14
3/10/25
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoli1P812.5201326D
3/11/25 09:36
3/10/25
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFO1P88.0001617D
3/11/25 09:36
3/10/25
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Michael RichardTNDOCEO1P267.68032211D
3/10/25 17:21
3/6/25
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsOgens DavidNYD2P.m22711.3402011194D
3/10/25 17:00
3/6/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsPaylor Ryan MFLHPortfoli2P12.5501226D
3/10/25 16:52
3/10/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior V5P6124.7402641D
3/10/25 16:05
3/6/25
OBDCBlue Owl Capital CorpFundCEFClosed-End FundsTemple ChrisNYD1P22214.800154251D
3/7/25 17:00
3/5/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsGelety John AFLD1P.m82.5403479D
3/7/25 16:50
3/7/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP Admin3P19924.81086134D
3/7/25 16:34
3/7/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsGrassi Craig AnthonyNYOVice-P2P1924.9601174I
3/7/25 16:14
3/7/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsDraut Eric JohnCAD1P128.3101357D
3/7/25 16:05
3/6/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsRipp RyanWYOCFO,Trea3P7519.59041628D
3/7/25 16:05
3/7/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsFarrell Patrick JosephCOOCFO1P2121.2001206D
3/5/25 21:46
3/3/25
PFXPhenixfin CorpFundCEFClosed-End FundsLorber David ANYDOTCB,CEO3P.m79749.040168227D
3/5/25 16:05
3/3/25
ARCCAres Capital CorpFundCEFClosed-End FundsMiller James RobertNYOCo-P1P93323.3204040D
2/27/25 11:07
2/26/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsDigregorio DerekMAHPortfoli4P6923.00032814D
2/26/25 16:15
2/25/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsCaldwell Phyllis RCAD1P4015.83031916D
2/25/25 16:15
2/24/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsPendo MathewCAOP1P10015.93061453D
2/25/25 16:15
2/24/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsKhanna RaghavCAOCo-Chief1P9615.95066D
2/25/25 11:50
2/25/25
GCADXGoldman Sachs Real Estate Diversified Income FundFundCEFClosed-End FundsPapadoulias JohnNYHPortfoli1P508.55066D
2/24/25 17:44
2/20/25
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsGabelli Mario JNYDHControl 7P.m37911.7503214,159D
2/21/25 19:23
2/21/25
XFLTXai Octagon Floating Rate & Alternative Income TrustFundCEFClosed-End FundsSpence John YogiILOVP6P1159.920122596D
2/21/25 17:33
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsCastle Adam CNJHPortfoli2P35010.0003518D
2/21/25 16:44
2/20/25
BSTBlackrock Science & Technology TrustFundCEFClosed-End FundsKim TonyNYHPortfoli2P1,32938.8003447342D
2/21/25 09:51
2/20/25
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundFundCEFClosed-End FundsQuinton KeithMAHTrustee4P60118.20033999%34D
2/20/25 13:10
2/18/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End FundsMa Eagle II Holdings FundC3T3P3,79225.05015162,840D
2/19/25 18:57
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsFapohunda BrookeNJOGC1P10010.0001010D
2/19/25 18:56
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsPicciotto Mary AnnNJOChief Co1P10010.0001010D
2/19/25 18:54
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsRocco Steven FNJD1P50010.0005050D
2/19/25 18:54
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsO'Brien Andrew H.NJHPortfoli1P50010.0005050D
2/14/25 18:38
2/12/25
PFXPhenixfin CorpFundCEFClosed-End FundsHirtler-Garvey KarinNYD1P2549.2701502D
2/14/25 15:31
2/14/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsDunn AaronMAD1P724.3500182D
2/14/25 14:59
2/14/25
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsStuebe Nancy E.ILDHTRUSTEE1P612.280187D
2/14/25 14:26
2/13/25
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsBethel KeithPAD1P356.96052923D
2/14/25 13:40
2/13/25
NAIFXNomura Alternative Income FundFundCEFClosed-End FundsRosa Katherine QuickNYHTrustee1P99.9101992D
2/14/25 13:29
5/17/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsBilkie Robert MWID1P.a69.2901253M
2/14/25 11:37
2/12/25
GDVGabelli Dividend & Income TrustFundCEFClosed-End FundsLaughlin Susan WatsonNYD1P724.9600162D
2/13/25 16:05
2/11/25
ARCCAres Capital CorpFundCEFClosed-End FundsBates Ann TorreNYD1P13722.75061938D
2/13/25 15:23
2/11/25
PFXPhenixfin CorpFundCEFClosed-End FundsRobinson Lowell WNYD1P.m2448.8101502D
2/12/25 12:44
1/24/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsDoyle Daniel AnthonyCAD2P9,32210,024010D
2/7/25 16:04
2/5/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsIvascyn Daniel JCATHSEE REMA2P15,73510.4901,500574,138D
2/6/25 15:11
2/5/25
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT5P.m800.6882011633,879D
1/31/25 14:39
1/30/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsMorgan Herbert WilliamCAD1P2043.01001251D
1/31/25 12:27
1/29/25
CSQCalamos Strategic Total Return FundFundCEFClosed-End FundsHerman Thomas EILOVP,CFO1P.m42518.3102323D
1/30/25 14:15
1/29/25
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsEdil BegaiymCOOHDeputy C1P2010.2102645D
1/29/25 16:06
1/27/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsBates Shiloh RWYOChief In1P5018.85031030D
1/28/25 17:09
1/24/25
XALFXVariant Alternative Lending FundFundCEFClosed-End FundsElsasser Robert WWIOP1P.m6,27725.1102504D
1/28/25 16:38
1/24/25
PMFAXPimco Flexible Municipal Income FundFundCEFClosed-End FundsChristine Kyle FrancisCAHSEE REMA1P2510.22023210D
1/27/25 10:14
1/24/25
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWID1P16017.16094829D
1/23/25 13:10
1/15/25
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsHunersen Thomas WPAD1P8817.67055006D
1/23/25 13:10
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsOsorio AlbertoO5DOP,CEO1P20313.5301514125I
1/23/25 12:56
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsImpulsora Del Fondo Mexico, S.C.O5HInvestme1P20313.5301515115D
1/23/25 12:41
1/22/25
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsBuckley Gregory W.MDOE.VP1P3423.3001918D
1/22/25 16:30
1/10/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsDonovan WilliamMED2P1522.0301194D
1/21/25 13:49
1/21/25
DHYCredit Suisse High Yield Bond FundFundCEFClosed-End FundsDefelice Laura ANYOHTrustee2P2402.46098592114D
1/21/25 10:55
1/17/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsDowden DavidNYHPortfoli1P4914.92033D
1/17/25 16:37
1/17/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsLittle Harrison JamesTXOEVP1P6513.04055D
1/17/25 16:26
1/16/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOO8P.m4,42121.310207188318D
1/17/25 11:44
1/15/25
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsDistenfeld Gershon MNYOVP1P1510.74011016D
1/16/25 16:15
1/2/25
OACOXOneascent Capital Opportunities FundFundCEFClosed-End FundsSiverling JohnALHAdviser 1P5110.10050D
1/16/25 10:00
1/15/25
CADCXCion Ares Diversified Credit FundFundCEFClosed-End FundsNorthwestern Mutual Life Insurance CoWIT1P151,00025.0006,0406,040D
1/15/25 16:48
1/14/25
HPIJohn Hancock Preferred Income FundFundCEFClosed-End FundsBacic William KMAHTrustee 9P9114.84066D
1/14/25 15:28
1/14/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsLawlor John JNYHPortfoli1P2914.7402805D
1/14/25 11:20
1/13/25
JOFJapan Smaller Capitalization Fund IncMDFundCEFClosed-End FundsLaby Arthur BlakeNYD1P257.56033D
1/13/25 16:16
1/9/25
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsMetlife Investment Management, LLCNJT1P2,147,4842,147.501,0000I
1/13/25 15:24
12/31/24
ISDPgim High Yield Bond Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoli2P39915.3302628935D
1/13/25 13:59
1/10/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsMooney Edward Patrick Jr.WID1P46522.180214567D
1/10/25 18:07
1/7/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsGannaway Russell DCAHSEE REMA1P1,00010.4709630414D
1/10/25 17:01
1/8/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWID1P116.5002425D
1/10/25 12:44
1/8/25
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsToub Christopher MILD1P2315.20021003D
1/10/25 11:27
1/7/25
AODAbrdn Total Dynamic Dividend FundFundCEFClosed-End FundsReit ToddPAD3P104.6002735D
1/8/25 14:11
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsHill John CNYDOCEO,P1P3245.8701174D
1/8/25 12:17
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsO'Neill Andrew JNYOVP1P6045.6501190D
1/7/25 16:35
12/27/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMonachil Credit Income FundCTDOTP,CEO1P20110.0502021,209D
1/6/25 15:43
1/3/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMED1P.m920.820059D
1/6/25 15:26
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsLaw Lauren KristenNYHSub-Advi2P26525.2301111D
1/6/25 15:24
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsBoger Maegan GallagherNYHSub-Advi2P53025.28021999%21D
1/6/25 15:22
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMohr Gretchen MaeNYHSub-Advi2P53025.3002121D
1/6/25 12:50
12/26/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsBrennan Alice CNYD1P02.560012D
1/6/25 10:13
1/3/25
CIKCredit Suisse Asset Management Income Fund, Inc.MDFundCEFClosed-End FundsGerber CharlesNYD1P.a252.90099D
1/3/25 18:51
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMcCulloch BenjaminILHSecretar1P125.000061D
1/3/25 16:45
12/30/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsAllen Anita LNYD1P02.330010D
1/3/25 16:16
1/3/25
FXBYFoxby Corp.FundCEFClosed-End FundsWinmill Woodworth BorstNYD1P317.15000D
1/3/25 15:10
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsNechamkin Michael BennettNYHSub-Advi2P31825.2801313D
1/3/25 15:08
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGordon Andrew DavidNYHSub-Advi2P53025.2102121I
1/3/25 15:05
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGleason Sean MichaelNYHSub-Advi1P625.320064D
1/3/25 15:03
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsOctagon Credit Investors, LLCNYHSub-Advi1P13525.3405695D
1/2/25 20:09
12/30/24
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P1P2,3557.270324213,393M
1/2/25 16:22
12/27/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsRussell GrimaldiNYOCCO,Secr1P02.250010D
1/2/25 14:30
1/2/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsFrost Gregory APAOSee Rema1P50011.5304343D
1/2/25 10:54
12/30/24
IGRCbre Global Real Estate Income FundFundCEFClosed-End FundsStam HeidiPAD1P114.86021221D
12/26/24 15:29
12/24/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsMalik FahdNYOVP,Portf1P910.6701118D
12/26/24 10:56
12/23/24
JHIJohn Hancock Investors TrustDEFundCEFClosed-End FundsEllison Noni LMAHTrustee 9P10115.26077216D
12/23/24 17:01
12/19/24
PCFHigh Income Securities FundMAFundCEFClosed-End FundsHellerman GeraldFLD2P.m2176.5803376137D
12/20/24 19:30
2/8/22
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsGordon ScottNYDOTCEO1P.a49014.0003535D
12/20/24 16:22
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsDurston MarshallWYD3P3020.3801494D
12/20/24 16:19
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsCoolidge R. ScottWYD3P3020.3801494D
12/20/24 16:19
12/18/24
CORFXFlat Rock Core Income FundFundCEFClosed-End FundsFinnen Paul E.WYD2P2021.0301573D
12/20/24 16:02
12/18/24
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsMcCabe Joan YNYD1P1458.0201814730D
12/20/24 16:01
12/19/24
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsHanda SanjeevNYD1P357.98047310D
12/20/24 12:56
12/19/24
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD1P922.160058D
12/19/24 20:13
12/19/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEO1P1010.34010312D
12/19/24 17:47
12/18/24
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsSchnabel Susan CTXD1P4116.5403458D
12/19/24 16:21
12/17/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsKlinsky Steven BNYD2P.m1,99511.55017329,718I
12/18/24 16:14
12/17/24
GAIIXGladstone Alternative Income FundFundCEFClosed-End FundsGladstone Investment Corporation\DeVAT1P2,50010.000250100500D
12/18/24 16:12
12/17/24
GAIIXGladstone Alternative Income FundFundCEFClosed-End FundsGladstone Capital CorpVAT1P2,50010.000250100500D
12/17/24 17:56
12/16/24
UTGReaves Utility Income FundFundCEFClosed-End FundsLegg JoellenCOD1P1032.9300103D
12/17/24 16:18
12/17/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsRosenthal Saul BCTDOP1P15,0375.0802,960617,790D
12/17/24 16:17
12/17/24
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsCohen Jonathan HCTDOCEO1P15,0375.0802,960617,825D
12/17/24 13:23
12/16/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsBalkin MichaelCTD1P1718.5302020030I
12/17/24 10:15
12/16/24
BMCBmc Fund IncFundCEFClosed-End FundsBroyhill Markham HuntNCHTrustee1P1921.3101160I
12/17/24 09:02
12/16/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsPriest Jeffrey WNYOP,CEO1P15025.00063186D
12/17/24 08:21
12/16/24
ICMBInvestcorp Credit Management Bdc, Inc.FundCEFClosed-End FundsShaikh Suhail A.NYDOP,CEO1P83.2103567D
12/16/24 13:58
12/12/24
ODIFOaktree Diversified Income Fund Inc.FundCEFClosed-End FundsMcFarland Stuart ANYD1P259.33033D
12/16/24 09:24
12/13/24
DHCIXDiamond Hill Securitized Credit FundFundCEFClosed-End FundsDiamond Hill Capital Management IncOHHInvestme1P1510.07011D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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