1/15/25 09:00 | 1/14/25 | COSM | Cosmos Health Inc. | NV | Retail | WhDrg | Drugs, Proprietaries & Druggi | Siokas Grigorios | J3 | DOT | CEO | 5 | P | 519 | 0.9020 | 0 | 575 | 17 | 4,025 | D | | | | | | | | | | | | | | |
1/15/25 07:00 | 1/14/25 | COGT | Cogent Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Pinnow Cole | MA | O | Chief Co | 1 | P | 332 | 7.60 | 0 | 44 | 999% | 46 | D | | | | | | | | | | | | | | |
1/15/25 06:02 | 1/13/25 | LGCY | Legacy Education Inc. | NV | PerSv | EduSv | Educational Services | Derose Robert | CA | T | | 7 | P.m | 217 | 5.04 | 0 | 43 | 4 | 1,194 | I | | | | | | | | | | | | | | |
1/14/25 21:30 | 1/10/25 | GNL | Global Net Lease, Inc. | | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | 18 | P.m | 5,590 | 9.54 | 0 | 586 | 2 | 30,870 | I | | | | | | | | | | | | | | |
1/14/25 21:30 | 12/8/23 | DBI | Designer Brands Inc. | OH | Retail | ClthSt | Shoe Stores | Stone House Capital Management, LLC | FL | H | Member o | 3 | P.m | 13,698 | 5.54 | 0 | 2,472 | 26 | 11,898 | I | | | | | | | | | | | | | | |
1/14/25 20:23 | 12/19/24 | FMBH | First Mid Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Zimmer James Edwin | IL | D | | 1 | P | 40 | 39.87 | 0 | 1 | 4 | 24 | I | | | | | | | | | | | | | | |
1/14/25 19:32 | 1/10/25 | LAZY | Lazydays Holdings, Inc. | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Coliseum Capital Management, LLC | CT | T | | 18 | P.dm | 91,512 | 4.79 | 0 | 19,118 | 20 | 112,609 | I | | | | | | | | | | | | | | |
1/14/25 18:32 | 12/2/24 | DFCO | Dalrada Financial Corp | WY | BizSv | Staff | Help Supply Services | Bonar Brian | CA | DO | CEO | 11 | P.m | 68 | 0.1605 | 0 | 421 | 7 | 6,459 | D | | | | | | | | | | | | | | |
1/14/25 17:45 | 1/10/25 | NTG | Tortoise Midstream Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 977 | P.m | 1,040,563 | 11.41 | 0 | 91,188 | 66 | 228,958 | I | | | | | | | | | | | | | | |
1/14/25 16:58 | 1/14/25 | CASK | Heritage Distilling Holding Company, Inc. | DE | FdBev | Bev | Beverages | Varga Andrew M. | WA | D | | 1 | P | 6 | 1.27 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
1/14/25 16:52 | 1/10/25 | RMAX | Re/max Holdings, Inc. | CO | RlEst | RlEst | Real Estate Agents & Managers | Peterson Adam K | NE | T | | 28 | P.m | 51,100 | 29.78 | 0 | 1,716 | 14 | 14,119 | D | | | | | | | | | | | | | | |
1/14/25 16:52 | 1/13/25 | LW | Lamb Weston Holdings, Inc. | | FdBev | Food | Canned, Frozen & Preservd Fru | Niblock Robert A | ID | D | | 2 | P | 460 | 57.54 | 0 | 8 | 43 | 26 | D | | | | | | | | | | | | | | |
1/14/25 16:49 | 1/13/25 | TAYD | Taylor Devices, Inc. | NY | Machn | Mchn | General Industrial Machinery | Sopko Timothy John | NY | DO | CEO | 1 | P | 33 | 33.25 | 0 | 1 | 13 | 9 | D | | | | | | | | | | | | | | |
1/14/25 16:24 | 1/13/25 | AVDL | Avadel Pharmaceuticals Plc | | Health | Drug | Pharmaceutical Preparations | Thornton Peter J. | L2 | D | | 1 | P | 80 | 8.05 | 0 | 10 | 11 | 104 | D | | | | | | | | | | | | | | |
1/14/25 16:22 | 1/13/25 | AVDL | Avadel Pharmaceuticals Plc | | Health | Drug | Pharmaceutical Preparations | Ende Eric J | L2 | D | | 1 | P | 235 | 7.84 | 0 | 30 | 17 | 209 | D | | | | | | | | | | | | | | |
1/14/25 16:05 | 1/10/25 | GBIO | Generation Bio Co. | DE | Health | Drug | Pharmaceutical Preparations | Quinn Anthony G. | MA | D | | 2 | P.m | 328 | 1.10 | 0 | 299 | | 299 | D | | | | | | | | | | | | | | |
1/14/25 16:00 | 10/16/24 | PMM | Putnam Managed Municipal Income Trust | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 48 | P.dm | 3,233 | 10.96 | 0 | 295 | | 92 | I | | | | | | | | | | | | | | |
1/14/25 15:53 | 1/13/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | 54 | P.m | 1,402 | 0.9482 | 0 | 1,479 | 21 | 8,444 | D | | | | | | | | | | | | | | |
1/14/25 15:36 | 1/10/25 | NRIS | Norris Industries, Inc. | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | Norris Patrick L. | LA | DOT | CB,CEO,C | 1 | P | 1,389 | 0.0800 | 0 | 17,363 | 58 | 47,283 | I | | | | | | | | | | | | | | |
1/14/25 15:28 | 1/14/25 | MMD | Nyli Mackay Definedterm Muni Opportunities Fund | | Fund | CEF | Closed-End Funds | Lawlor John J | NY | H | Portfoli | 2 | P | 69 | 15.32 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
1/14/25 14:25 | 1/14/25 | NRT | North European Oil Royalty Trust | NH | Financ | Invest | Oil Royalty Traders | Howard Richard Page | CT | H | Trustee | 4 | P | 96 | 4.78 | 0 | 20 | 8 | 270 | D | | | | | | | | | | | | | | |
1/14/25 14:12 | 12/20/24 | LSMG | Lode-Star Mining Inc. | | Mining | Gold | Gold & Silver Ores | Walmesley Mark | A1 | DO | P | 1 | P | 0 | 0.0030 | 0 | 100 | 1 | 8,711 | D | | | | | | | | | | | | | | |
1/14/25 12:25 | 1/10/25 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | 33 | P.m | 166,322 | 10.56 | 0 | 15,755 | 999% | 16,333 | I | | | | | | | | | | | | | | |
1/14/25 11:41 | 1/13/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 158 | P.m | 535 | 1,223.9 | 0 | 0 | 0 | 1,168 | D | | | | | | | | | | | | | | |
1/14/25 11:20 | 1/13/25 | JOF | Japan Smaller Capitalization Fund Inc | MD | Fund | CEF | Closed-End Funds | Laby Arthur Blake | NY | D | | 1 | P | 25 | 7.56 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
1/14/25 10:46 | 1/13/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | 524 | P.m | 3,241 | 16.95 | 0 | 191 | 2 | 11,463 | M | | | | | | | | | | | | | | |
1/14/25 10:09 | 11/6/24 | BLTH | American Battery Materials, Inc. | DE | Mining | IndMn | Mining & Quarrying of Nonmeta | Cabo Agustin | FL | O | CFO | 1 | P | 3 | 0.0530 | 0 | 50 | | 50 | D | | | | | | | | | | | | | | |
1/14/25 06:02 | 1/10/25 | USEG | Us Energy Corp | WY | Energy | OilPrd | Crude Petroleum & Natural Gas | Smith Ryan Lewis | TX | DO | CEO | 19 | P.m | 28 | 1.48 | 0 | 19 | 2 | 892 | D | | | | | | | | | | | | | | |
1/13/25 18:35 | 1/10/25 | MODV | Modivcare Inc | DE | Trans | TrSv | Transportation Services | Q Global Capital Management, L.P. | TX | T | | 10 | P.m | 8,757 | 16.02 | 0 | 547 | 38 | 1,967 | D | | | | | | | | | | | | | | |
1/13/25 16:37 | 1/10/25 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Rose Sarah Alice | WA | D | | 1 | P | 18 | 3.69 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
1/13/25 16:34 | 1/8/25 | OLMA | Olema Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bain Capital Life Sciences Investors, LLC | MA | T | | 2 | P.d | 11,627 | 15.50 | 0 | 750 | 11 | 7,464 | I | | | | | | | | | | | | | | |
1/13/25 16:34 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Duran Felipe | CA | O | CFO | 1 | P | 25 | 2.72 | 0 | 9 | 472 | 11 | D | | | | | | | | | | | | | | |
1/13/25 16:34 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Brenner Martin | CA | DO | See Rema | 1 | P | 25 | 2.72 | 0 | 9 | 101 | 18 | D | | | | | | | | | | | | | | |
1/13/25 16:33 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Banjak Marc | CA | O | GC | 1 | P | 25 | 2.72 | 0 | 9 | 490 | 11 | D | | | | | | | | | | | | | | |
1/13/25 16:32 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Arkowitz David | CA | D | | 1 | P | 50 | 2.72 | 0 | 18 | | 18 | D | | | | | | | | | | | | | | |
1/13/25 16:31 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Clark William D | CA | D | | 1 | P | 5 | 2.72 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
1/13/25 16:30 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Parada Antonio Bernardino Guimaraes | CA | D | | 1 | P | 500 | 2.72 | 0 | 184 | | 184 | I | | | | | | | | | | | | | | |
1/13/25 16:30 | 1/10/25 | IBIO | Ibio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sender Gary | CA | D | | 1 | P | 25 | 2.72 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
1/13/25 16:16 | 1/9/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | 9 | P | 12,936,902 | 143.01 | 0 | 90,460 | | 520 | I | | | | | | | | | | | | | | |
1/13/25 16:02 | 1/10/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Associated Capital Group, Inc. | CT | T | | 7 | P | 452 | 40.96 | 0 | 11 | 9 | 134 | D | | | | | | | | | | | | | | |
1/13/25 15:24 | 12/7/23 | GHY | Pgim Global High Yield Fund, Inc. | | Fund | CEF | Closed-End Funds | Cignarella Robert | NJ | H | Portfoli | 7 | P | 711 | 15.37 | 0 | 46 | 661 | 53 | D | | | | | | | | | | | | | | |
1/13/25 14:55 | 12/23/24 | DEA | Easterly Government Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Crate Darrell W | DC | DO | P,CEO | 3 | P | 323 | 11.55 | 0 | 28 | 4 | 671 | D | | | | | | | | | | | | | | |
1/13/25 14:06 | 1/8/25 | SNDA | Sonida Senior Living, Inc. | DE | Health | Health | Nursing & Personal Care Facil | Simanovsky Michael | NJ | DT | | 3 | P.m | 4,876 | 23.93 | 0 | 204 | 2 | 9,265 | I | | | | | | | | | | | | | | |
1/13/25 14:03 | 1/10/25 | LBSR | Liberty Star Uranium & Metals Corp. | NV | Mining | IndMn | Metal Mining | Madaris Patricia | KY | O | CFO,VP F | 1 | P.d | 125 | 0.1100 | 0 | 1,134 | | 1,134 | D | | | | | | | | | | | | | | |
1/13/25 13:59 | 2/20/24 | PRDEX | Predex | | Fund | CEF | Closed-End Funds | Mooney Edward Patrick Jr. | WI | D | | 2 | P | 515 | 22.39 | 0 | 23 | 46 | 73 | D | | | | | | | | | | | | | | |
1/13/25 13:20 | 6/28/24 | INTZ | Intrusion Inc | DE | Tech | CNtwk | Computer Communications Equip | Scott Anthony | TX | O | CEO | 5 | P.dm | 1,190 | 1.29 | 0 | 922 | | 654 | D | | | | | | | | | | | | | | |
1/13/25 10:56 | 1/10/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 94 | P.m | 842 | 0.9583 | 0 | 879 | 6 | 15,798 | D | | | | | | | | | | | | | | |
1/13/25 06:05 | 1/10/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | 27 | P.m | 3,914 | 13.41 | 0 | 292 | 6 | 5,553 | D | | | | | | | | | | | | | | |
1/10/25 19:45 | 1/7/25 | PBPB | Potbelly Corp | | Retail | Dining | Eating Places | Nierenberg David | WA | T | | 4 | P.m | 376 | 4.34 | 0 | 87 | 2 | 4,405 | D | | | | | | | | | | | | | | |
1/10/25 18:27 | 1/8/25 | ZYME | Zymeworks Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ecor1 Capital, LLC | CA | DT | | 6 | P.am | 38,822 | 16.64 | 0 | 2,333 | 11 | 23,291 | I | | | | | | | | | | | | | | |
1/10/25 18:27 | 1/7/25 | JELD | Jeld-Wen Holding, Inc. | DE | Build | Wood | Millwood, Veneer, Plywood, & | Turtle Creek Asset Management Inc. | A6 | T | | 2 | P.m | 13,432 | 9.63 | 0 | 1,395 | 10 | 15,238 | I | | | | | | | | | | | | | | |
1/10/25 18:25 | 1/8/25 | ETST | Earth Science Tech, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Cazeau Jeff P. H. | FL | H | Independ | 7 | P | 69 | 0.1496 | 0 | 464 | | 319 | D | | | | | | | | | | | | | | |
1/10/25 18:07 | 4/19/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Gannaway Russell D | CA | H | SEE REMA | 2 | P | 2,000 | 10.48 | 0 | 191 | 86 | 414 | D | | | | | | | | | | | | | | |
1/10/25 17:51 | 1/8/25 | FBK | Fb Financial Corp | TN | Financ | StBnk | State Commercial Banks | Ayers James W. | TN | T | | 14 | P.m | 1,954 | 46.53 | 0 | 42 | 0 | 10,918 | D | | | | | | | | | | | | | | |
1/10/25 17:41 | 1/7/25 | TTSH | Tile Shop Holdings, Inc. | DE | Retail | FurnSt | Home Furniture, Furnishings & | Fund 1 Investments, LLC | PR | T | | 136 | P.m | 103,798 | 9.42 | 0 | 11,024 | 72 | 26,255 | I | | | | | | | | | | | | | | |
1/10/25 17:32 | 11/12/24 | WYTC | Wytec International Inc | NV | Telco | Telco | Telegraph & Other Message Com | Gray William Henry | TX | OT | CEO | 2 | P.m | 3 | 1.14 | 0 | 3 | 0 | 3,202 | D | | | | | | | | | | | | | | |
1/10/25 17:26 | 1/10/25 | TBTC | Table Trac Inc | NV | PerSv | Entert | Miscellaneous Amusement & Rec | Berger Andrew | MN | D | | 1 | P | 107 | 3.95 | 0 | 27 | | 27 | D | | | | | | | | | | | | | | |
1/10/25 17:26 | 9/26/23 | CVI | Cvr Energy Inc | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Icahn Carl C | FL | T | | 13 | P.m | 39,401 | 32.02 | 0 | 1,230 | 2 | 82,659 | I | | | | | | | | | | | | | | |
1/10/25 17:01 | 1/8/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Sell Moritz A | WI | D | | 1 | P | 11 | 6.50 | 0 | 2 | 42 | 5 | D | | | | | | | | | | | | | | |
1/10/25 16:43 | 1/8/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Merk Alexander | ME | O | COO | 14 | P.m | 4,289 | 19.02 | 0 | 226 | 723 | 257 | D | | | | | | | | | | | | | | |
1/10/25 16:34 | 11/3/23 | UPBD | Upbound Group, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Brown Jeffrey J | TX | D | | 7 | P.dm | 194 | 30.81 | 0 | 6 | 7 | 96 | M | | | | | | | | | | | | | | |
1/10/25 16:30 | 1/8/25 | XOMA | Xoma Royalty Corp | | Health | Drug | Pharmaceutical Preparations | Sitko Bradley | CA | O | Chief In | 3 | P.m | 47 | 17.95 | 0 | 3 | 24 | 14 | M | | | | | | | | | | | | | | |
1/10/25 16:20 | 1/9/25 | SSII | Ss Innovations International, Inc. | FL | Health | MdEq | Surgical & Medical Instrument | Moll Frederic H | FL | D | | 3 | P | 10,000 | 1.37 | 0 | 7,289 | | 6,416 | I | | | | | | | | | | | | | | |
1/10/25 16:05 | 1/7/25 | PETS | Petmed Express Inc | FL | Retail | DrugSt | Drug Stores & Proprietary Sto | Nina Capital Holdings Inc. | FL | T | | 4 | P | 569 | 5.20 | 0 | 110 | 5 | 2,175 | D | | | | | | | | | | | | | | |
1/10/25 15:42 | 1/10/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Donovan William | ME | D | | 2 | P | 33 | 17.27 | 0 | 2 | 76 | 4 | D | | | | | | | | | | | | | | |
1/10/25 13:55 | 11/15/24 | PATI | Patriot Transportation Holding, Inc. | FL | Trans | Truckin | Trucking & Courier Services ( | Baker John D II | FL | DT | | 2 | P | 10,006 | 28.96 | 0 | 346 | 12 | 3,119 | I | | | | | | | | | | | | | | |
1/10/25 12:44 | 1/8/25 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Toub Christopher M | IL | D | | 1 | P | 23 | 15.20 | 0 | 2 | 100 | 3 | D | | | | | | | | | | | | | | |
1/10/25 12:12 | 1/9/25 | FDBC | Fidelity D & D Bancorp Inc | PA | Financ | NtBnk | National Commercial Banks | Cali Brian J | PA | DO | CB | 7 | P | 127 | 48.76 | 0 | 3 | 1 | 404 | D | | | | | | | | | | | | | | |
1/10/25 11:27 | 1/7/25 | VFL | Abrdn National Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Reit Todd | PA | D | | 8 | P | 80 | 11.12 | 0 | 7 | 239 | 10 | D | | | | | | | | | | | | | | |
1/10/25 11:08 | 1/8/25 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Strong Gary | CA | D | | 8 | P.m | 192 | 24.90 | 0 | 8 | 188 | 12 | D | | | | | | | | | | | | | | |
1/10/25 07:34 | 1/8/25 | CEPO | Cantor Equity Partners I, Inc. | E9 | Financ | AcqCo | Blank Checks | Cantor Ep Holdings I, LLC | NY | T | | 1 | P | 5,000 | 10.00 | 0 | 500 | | 500 | D | | | | | | | | | | | | | | |
1/10/25 06:09 | 1/7/25 | ATLN | Atlantic International Corp. | DE | BizSv | Staff | Help Supply Services | Tenore Michael | NJ | O | GC | 2 | P.d | 2,364 | 1.50 | 0 | 1,579 | | 1,579 | D | | | | | | | | | | | | | | |
1/10/25 06:08 | 1/7/25 | ATLN | Atlantic International Corp. | DE | BizSv | Staff | Help Supply Services | Broderick Christopher | NJ | O | CFO | 2 | P.d | 4,730 | 1.83 | 0 | 2,581 | | 2,581 | D | | | | | | | | | | | | | | |
1/8/25 19:43 | 1/7/25 | FDX | Fedex Corp | DE | Trans | Airline | Air Courier Services | Dietrich John W | TN | O | EVP CHIE | 2 | P | 526 | 263.00 | 0 | 2 | 28 | 9 | D | | | | | | | | | | | | | | |
1/8/25 17:50 | 1/7/25 | AMST | Amesite Inc. | DE | Tech | Softw | Prepackaged Software | Omenn Gilbert S | MI | D | | 1 | P | 10 | 3.00 | 0 | 3 | 51 | 10 | I | | | | | | | | | | | | | | |
1/8/25 17:48 | 9/11/24 | AMST | Amesite Inc. | DE | Tech | Softw | Prepackaged Software | Parmer George | MI | D | | 8 | P.dm | 4,243 | 7.58 | 0 | 560 | 37 | 2,057 | M | | | | | | | | | | | | | | |
1/8/25 17:46 | 1/7/25 | AMST | Amesite Inc. | DE | Tech | Softw | Prepackaged Software | Sastry Ann Marie | MI | DO | CEO | 2 | P | 1,018 | 2.97 | 0 | 343 | 65 | 875 | I | | | | | | | | | | | | | | |
1/8/25 16:32 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Scodari Joseph C | NY | D | | 1 | P.d | 25 | 1.02 | 0 | 25 | 800 | 28 | D | | | | | | | | | | | | | | |
1/8/25 16:31 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sailer Carl | NY | D | | 1 | P.d | 25 | 1.02 | 0 | 25 | 21 | 142 | D | | | | | | | | | | | | | | |
1/8/25 16:31 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Luci David P | NY | DOT | P,CEO | 1 | P.d | 50 | 1.02 | 0 | 49 | 4 | 1,148 | D | | | | | | | | | | | | | | |
1/8/25 16:31 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Donohue James J. | NY | D | | 1 | P.d | 10 | 1.02 | 0 | 10 | 79 | 22 | D | | | | | | | | | | | | | | |
1/8/25 16:30 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Deluccia Robert J | NY | DT | | 1 | P.d | 50 | 1.02 | 0 | 49 | 5 | 1,014 | D | | | | | | | | | | | | | | |
1/8/25 16:30 | 1/6/25 | ACXP | Acurx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Dean Jack H | NY | D | | 1 | P.d | 10 | 1.02 | 0 | 10 | 56 | 28 | D | | | | | | | | | | | | | | |
1/8/25 16:10 | 1/8/25 | LFCR | Lifecore Biomedical, Inc. De | DE | Health | Drug | Pharmaceutical Preparations | Josephs Paul | MN | DO | CEO | 1 | P | 98 | 5.74 | 0 | 17 | 3 | 560 | D | | | | | | | | | | | | | | |
1/8/25 14:22 | 1/7/25 | MCY | Mercury General Corp | CA | Insur | Insur | Fire, Marine & Casualty Insur | Ribisi Mark Allan | CA | O | P of AIS | 1 | P | 4 | 64.71 | 0 | 0 | 8 | 1 | D | | | | | | | | | | | | | | |
1/8/25 14:11 | 1/6/25 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | 7 | P | 136 | 42.42 | 0 | 3 | 5 | 74 | D | | | | | | | | | | | | | | |
1/8/25 13:53 | 1/7/25 | GEF | Greif, Inc | DE | Hshld | Cntnr | Metal Shipping Barrels, Drums | Sathyanarayanan Bala | OH | O | EVP,Chie | 1 | P | 33 | 64.00 | 0 | 1 | 13 | 5 | D | | | | | | | | | | | | | | |
1/8/25 12:17 | 1/6/25 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | O'Neill Andrew J | NY | O | VP | 4 | P | 224 | 41.39 | 0 | 5 | 6 | 90 | D | | | | | | | | | | | | | | |
1/8/25 11:19 | 12/31/24 | SGA | Saga Communications Inc | FL | Media | Radio | Radio Broadcasting Stations | Gate City Capital Management, LLC | IL | T | | 2 | P | 2,880 | 11.63 | 0 | 248 | 24 | 1,276 | I | | | | | | | | | | | | | | |
1/7/25 20:20 | 1/3/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Digiandomenico Anthony | TX | DOT | Co-Found | 4 | P.m | 27 | 6.22 | 0 | 4 | 6 | 81 | D | | | | | | | | | | | | | | |
1/7/25 17:32 | 1/6/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | 4 | P | 125 | 20.43 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
1/7/25 17:00 | 10/5/23 | BDCO | Blue Dolphin Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Carroll Jonathan P | TX | DOT | CEO,P | 9 | P.m | 236 | 3.42 | 0 | 69 | 2 | 4,069 | D | | | | | | | | | | | | | | |
1/7/25 16:46 | 12/19/24 | FMBM | F&m Bank Corp | VA | Financ | StBnk | State Commercial Banks | Runion Christopher S. | VA | D | | 5 | P.m | 29 | 19.45 | 0 | 2 | 23 | 8 | D | | | | | | | | | | | | | | |
1/7/25 16:35 | 12/27/24 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Monachil Credit Income Fund | CT | DOT | P,CEO | 1 | P | 201 | 10.05 | 0 | 20 | 2 | 1,209 | D | | | | | | | | | | | | | | |
1/7/25 12:07 | 1/7/25 | TMP | Tompkins Financial Corp | NY | Financ | StBnk | State Commercial Banks | Lee Angela B | NY | D | | 1 | P | 19 | 67.07 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
1/7/25 12:05 | 1/7/25 | TMP | Tompkins Financial Corp | NY | Financ | StBnk | State Commercial Banks | Johnson Patricia A | NY | D | | 1 | P | 18 | 67.07 | 0 | 0 | 6 | 5 | D | | | | | | | | | | | | | | |
1/7/25 10:35 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Spence John Yogi | IL | H | Adviser | 9 | P.dm | 331 | 8.66 | 0 | 38 | 3 | 1,564 | D | | | | | | | | | | | | | | |
1/6/25 19:22 | 1/2/25 | STCN | Steel Connect, Inc. | DE | Metal | MtlFb | Coating, Engraving & Allied S | Steel Partners Holdings L.P. | NY | DT | | 15 | P.dm | 16,623 | 9.72 | 0 | 1,710 | 6 | 28,059 | I | | | | | | | | | | | | | | |
1/6/25 18:35 | 1/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | 5 | P.d | 107 | 10.50 | 0 | 10 | 111 | 19 | D | | | | | | | | | | | | | | |
1/6/25 18:33 | 1/2/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Kirk A Russell | VA | D | | 7 | P.d | 1,056 | 10.51 | 0 | 100 | 166 | 161 | I | | | | | | | | | | | | | | |
1/6/25 17:50 | 6/28/24 | INTZ | Intrusion Inc | DE | Tech | CNtwk | Computer Communications Equip | Pinson Kimberly | TX | O | CFO | 4 | P.dm | 37 | 0.8190 | 0 | 45 | | 35 | D | | | | | | | | | | | | | | |
1/6/25 16:05 | 1/3/25 | RANG | Range Capital Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Range Capital Acquisition Sponsor, LLC | NY | T | | 2 | P | 0 | 0.00 | 0 | 328 | 9 | 4,036 | D | | | | | | | | | | | | | | |
1/6/25 16:05 | 1/3/25 | RANG | Range Capital Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Rotolo Tim | NY | DO | CEO,CFO | 2 | P | 0 | 0.00 | 0 | 328 | 9 | 4,036 | I | | | | | | | | | | | | | | |
1/6/25 16:02 | 12/23/24 | KFFB | Kentucky First Federal Bancorp | | Financ | SvBnk | Savings Institution, Federall | Johnson William H | KY | D | | 1 | P | 30 | 2.98 | 0 | 10 | 20 | 61 | I | | | | | | | | | | | | | | |
1/6/25 15:43 | 1/3/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Hoene Mary Joan | ME | D | | 8 | P.m | 54 | 17.03 | 0 | 3 | 57 | 9 | D | | | | | | | | | | | | | | |
1/6/25 15:29 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | McDonald George P. | NC | O | VP,Corpo | 1 | P | 9 | 304.13 | 0 | 0 | 2 | 2 | D | | | | | | | | | | | | | | |
1/6/25 15:26 | 1/2/25 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Law Lauren Kristen | NY | H | Sub-Advi | 2 | P | 265 | 25.23 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
1/6/25 15:24 | 1/2/25 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Boger Maegan Gallagher | NY | H | Sub-Advi | 2 | P | 530 | 25.28 | 0 | 21 | 999% | 21 | D | | | | | | | | | | | | | | |
1/6/25 15:22 | 1/2/25 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Mohr Gretchen Mae | NY | H | Sub-Advi | 2 | P | 530 | 25.30 | 0 | 21 | | 21 | D | | | | | | | | | | | | | | |
1/6/25 15:19 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Watts John C | NC | O | VP Strat | 3 | P | 17 | 233.43 | 0 | 0 | 2 | 5 | D | | | | | | | | | | | | | | |
1/6/25 15:12 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Rayment Kevin | NC | O | VP,COO | 1 | P | 16 | 304.12 | 0 | 0 | 0 | 20 | D | | | | | | | | | | | | | | |
1/6/25 15:06 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Freda Robert F | NC | O | VP,Treas | 3 | P | 30 | 231.16 | 0 | 0 | 3 | 4 | D | | | | | | | | | | | | | | |
1/6/25 15:00 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Ferdenzi Paul J | NC | H | Former O | 3 | P | 29 | 237.64 | 0 | 0 | 1 | 17 | D | | | | | | | | | | | | | | |
1/6/25 14:50 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Farkas K Christopher | NC | O | VP,CFO | 3 | P | 31 | 232.14 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
1/6/25 14:46 | 1/2/25 | ATLN | Atlantic International Corp. | DE | BizSv | Staff | Help Supply Services | Jagid Jeffrey M | NJ | DO | CEO | 2 | P.d | 8,815 | 1.33 | 0 | 6,621 | | 6,621 | D | | | | | | | | | | | | | | |
1/6/25 14:43 | 1/6/25 | CW | Curtiss Wright Corp | DE | Machn | Mchn | Misc Industrial & Commercial | Bamford Lynn M | NC | DO | Chair,CE | 3 | P | 30 | 234.00 | 0 | 0 | 0 | 36 | D | | | | | | | | | | | | | | |
1/6/25 13:57 | 1/2/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | 17 | P.d | 2 | 19.32 | 0 | 0 | 1 | 7 | D | | | | | | | | | | | | | | |
1/6/25 13:56 | 1/2/25 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | VP,Secre | 17 | P.d | 3 | 19.43 | 0 | 0 | 1 | 23 | D | | | | | | | | | | | | | | |
1/6/25 13:15 | 1/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 18 | P | 80 | 18.85 | 0 | 4 | 11 | 41 | D | | | | | | | | | | | | | | |
1/6/25 13:14 | 1/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 17 | P | 54 | 18.96 | 0 | 3 | 57 | 8 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Schaefer William M | MI | O | CFO | 11 | P.m | 115 | 19.26 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Schwind Jerome E | MI | DO | P,CEO | 18 | P | 8 | 19.65 | 0 | 0 | 1 | 28 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Wheeler Peggy | MI | O | Chief Op | 17 | P | 9 | 19.51 | 0 | 0 | 6 | 9 | D | | | | | | | | | | | | | | |
1/6/25 12:58 | 1/2/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Catlin Jon D | MI | O | Chief Cr | 17 | P | 9 | 19.58 | 0 | 0 | 81 | 1 | D | | | | | | | | | | | | | | |
1/6/25 12:50 | 12/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Brennan Alice C | NY | D | | 5 | P | 24 | 12.67 | 0 | 2 | 144 | 3 | D | | | | | | | | | | | | | | |
1/6/25 10:13 | 1/3/25 | CIK | Credit Suisse Asset Management Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Gerber Charles | NY | D | | 1 | P.a | 25 | 2.90 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
1/6/25 06:13 | 1/2/25 | ETST | Earth Science Tech, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Sanchez Yovan Arturo | FL | D | | 17 | P.m | 119 | 0.1078 | 0 | 1,106 | 369 | 1,406 | D | | | | | | | | | | | | | | |
1/6/25 06:00 | 12/24/24 | ZCAR | Zoomcar Holdings, Inc. | DE | PerSv | CarRnt | Auto Rental & Leasing (No Dri | Nishijima Hiroshi | K7 | O | Acting C | 1 | P.d | 50 | 1.56 | 0 | 32 | | 32 | D | | | | | | | | | | | | | | |
1/3/25 21:18 | 3/15/24 | EXOD | Exodus Movement, Inc. | DE | Financ | Loan | Finance Services | Gernetzke James | NE | O | CFO | 1 | P | 0 | 6.96 | 0 | 0 | 0 | 429 | D | | | | | | | | | | | | | | |
1/3/25 20:27 | 12/31/24 | LSXMK | Liberty Media LLC | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | 41 | P.dm | 3,924,009 | 40.30 | 0 | 97,366 | 24 | 509,902 | I | | | | | | | | | | | | | | |
1/3/25 20:03 | 12/31/24 | WHLM | Wilhelmina International, Inc. | DE | BizSv | Conslt | Management Consulting Service | Lichtenstein Warren G | NY | TH | See Expl | 5 | P.m | 1,381 | 3.50 | 0 | 395 | 67 | 984 | I | | | | | | | | | | | | | | |
1/3/25 18:51 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | McCulloch Benjamin | IL | H | Secretar | 1 | P | 1 | 25.00 | 0 | 0 | 6 | 1 | D | | | | | | | | | | | | | | |
1/3/25 16:46 | 6/23/22 | NYSE. | Trinity Industries Inc | DE | Machn | RailEq | Railroad Equipment | Biesterfeld Robert C Jr | TX | D | | 1 | P.dm | 2 | 23.26 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
1/3/25 16:45 | 12/30/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Allen Anita L | NY | D | | 2 | P | 1 | 1.67 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
1/3/25 16:43 | 3/28/24 | SOWG | Sow Good Inc. | DE | FdBev | Food | Food & Kindred Products | Goldfarb IRA | TX | DOT | Exec CB | 2 | P | 150 | 5.08 | 0 | 30 | 0 | 6,174 | D | | | | | | | | | | | | | | |
1/3/25 16:42 | 3/28/24 | SOWG | Sow Good Inc. | DE | FdBev | Food | Food & Kindred Products | Goldfarb Claudia | TX | DOT | CEO | 2 | P | 150 | 5.08 | 0 | 30 | 1 | 2,169 | D | | | | | | | | | | | | | | |
1/3/25 16:41 | 12/30/24 | RICK | Rci Hospitality Holdings, Inc. | TX | Retail | Dining | Eating Places | Elaine Johnson Martin | TX | D | | 6 | P | 117 | 47.99 | 0 | 2 | 28 | 11 | D | | | | | | | | | | | | | | |
1/3/25 16:17 | 1/2/25 | BSPK | Bespoke Extracts, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Feinsod Michael | NY | DOT | CEO | 15 | P.m | 13 | 0.0813 | 0 | 156 | 7 | 2,480 | D | | | | | | | | | | | | | | |
1/3/25 16:16 | 1/3/25 | FXBY | Foxby Corp. | | Fund | CEF | Closed-End Funds | Winmill Woodworth Borst | NY | D | | 1 | P | 3 | 17.15 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
1/3/25 16:15 | 12/18/24 | EVTV | Envirotech Vehicles, Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Maddox Jason | AR | O | P | 1 | P | 0 | 0.00 | 0 | 3,100 | | 3,100 | D | | | | | | | | | | | | | | |
1/3/25 16:02 | 12/9/24 | TMUS | T-Mobile Us, Inc. | DE | Telco | Telco | Radiotelephone Communications | Almeida Andre | WA | D | | 1 | P | 898 | 235.70 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
1/3/25 15:10 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Nechamkin Michael Bennett | NY | H | Sub-Advi | 2 | P | 318 | 25.28 | 0 | 13 | | 13 | D | | | | | | | | | | | | | | |
1/3/25 15:08 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Gordon Andrew David | NY | H | Sub-Advi | 2 | P | 530 | 25.21 | 0 | 21 | | 21 | I | | | | | | | | | | | | | | |
1/3/25 15:05 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Gleason Sean Michael | NY | H | Sub-Advi | 2 | P | 106 | 25.26 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
1/3/25 15:03 | 12/31/24 | OCTIX | Octagon Xai Clo Income Fund | | Fund | CEF | Closed-End Funds | Octagon Credit Investors, LLC | NY | H | Sub-Advi | 2 | P | 2,385 | 25.24 | 0 | 95 | | 95 | D | | | | | | | | | | | | | | |
1/3/25 14:06 | 12/31/24 | ACUT | Accustem Sciences Inc. | DE | Health | Drug | Pharmaceutical Preparations | Cerrone Gabriele M | NY | DT | | 1 | P | 38 | 0.3810 | 0 | 100 | 2 | 4,720 | I | | | | | | | | | | | | | | |
1/3/25 13:25 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Stevenson Scott R | PA | D | | 4 | P | 16 | 26.84 | 0 | 1 | 54 | 2 | D | | | | | | | | | | | | | | |
1/3/25 13:17 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Stauffer W Randall | PA | D | | 3 | P | 12 | 27.13 | 0 | 0 | 1 | 54 | D | | | | | | | | | | | | | | |
1/3/25 13:09 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Ray-Chaudhuri Ranajoy | PA | D | | 3 | P | 12 | 27.13 | 0 | 0 | 45 | 1 | D | | | | | | | | | | | | | | |
1/3/25 13:05 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Mann Jennifer L | PA | D | | 7 | P.m | 59 | 26.36 | 0 | 2 | 34 | 9 | D | | | | | | | | | | | | | | |
1/3/25 13:01 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Gorski Gerald E | PA | D | | 2 | P | 8 | 27.74 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
1/3/25 12:56 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Brown Kenneth F Jr | PA | D | | 3 | P | 12 | 27.13 | 0 | 0 | 0 | 151 | D | | | | | | | | | | | | | | |
1/3/25 12:52 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 10 | P.m | 1,760 | 25.25 | 0 | 70 | 39 | 248 | D | | | | | | | | | | | | | | |
1/3/25 12:46 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Bergman Laurie | PA | D | | 3 | P | 12 | 27.13 | 0 | 0 | 45 | 1 | D | | | | | | | | | | | | | | |
1/3/25 12:41 | 1/2/25 | QNBC | Qnb Corp | PA | Financ | StBnk | State Commercial Banks | Bayles Autumn R | PA | D | | 3 | P.m | 22 | 26.27 | 0 | 1 | 56 | 2 | D | | | | | | | | | | | | | | |
1/3/25 11:29 | 12/27/24 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | 21 | P.m | 437 | 0.5721 | 0 | 763 | 25 | 3,826 | D | | | | | | | | | | | | | | |
1/3/25 10:43 | 1/2/25 | RMCO | Royalty Management Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | Sauve Thomas M. | IN | DO | CEO | 5 | P | 37 | 0.9982 | 0 | 38 | 3 | 1,205 | I | | | | | | | | | | | | | | |
1/3/25 10:11 | 6/1/24 | NA | Lake Area Corn Processors LLC | SD | Chem | OChm | Industrial Organic Chemicals | Hansen Randall Lloyd | SD | DO | Secretar | 2 | P | 174 | 5.81 | 0 | 30 | 38 | 110 | D | | | | | | | | | | | | | | |
1/3/25 07:41 | 12/31/24 | PRLD | Prelude Therapeutics Inc | DE | Health | Drug | Pharmaceutical Preparations | Vaddi Krishna | DE | DO | CEO | 3 | P.m | 117 | 0.9629 | 0 | 122 | 4 | 2,837 | I | | | | | | | | | | | | | | |
1/3/25 07:00 | 12/31/24 | NVNO | Envveno Medical Corp | DE | Health | MdEq | Surgical & Medical Instrument | Duhay Francis | CA | D | | 1 | P | 250 | 3.07 | 0 | 81 | 389 | 102 | D | | | | | | | | | | | | | | |
1/3/25 06:30 | 12/31/24 | OMEX | Odyssey Marine Exploration Inc | NV | Trans | WtrTr | Water Transportation | Justh Mark B | FL | D | | 2 | P | 170 | 0.5658 | 0 | 300 | 119 | 552 | D | | | | | | | | | | | | | | |
1/2/25 20:09 | 12/30/24 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 1 | P | 2,355 | 7.27 | 0 | 324 | 2 | 13,393 | M | | | | | | | | | | | | | | |
1/2/25 19:42 | 12/30/24 | VOR | Vor Biopharma Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Reprogrammed Interchange LLC | CA | T | | 1 | P.d | 0 | 0.00 | 0 | 38,974 | | 38,974 | D | | | | | | | | | | | | | | |
1/2/25 18:15 | 12/30/24 | AIG | American International Group, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Inglis John C | NY | D | | 5 | P.d | 102 | 75.53 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
1/2/25 17:46 | 12/13/24 | CERS | Cerus Corp | DE | Health | MdEq | Surgical & Medical Instrument | Gregory Dean A. | CA | D | | 1 | P | 3 | 1.70 | 0 | 2 | 3 | 62 | D | | | | | | | | | | | | | | |
1/2/25 17:40 | 12/30/24 | TXO | Txo Partners, L.P. | X1 | Energy | OilPrd | Crude Petroleum & Natural Gas | Adams William H III | TX | DH | See Rema | 2 | P | 501 | 17.28 | 0 | 29 | 45 | 93 | D | | | | | | | | | | | | | | |
1/2/25 17:25 | 12/27/24 | XHG | Xchange Tec.Inc | | Insur | InsBrk | Insurance Agents, Brokers & S | Hrt Financial LP | NY | T | | 3 | P.m | 72 | 1.04 | 0 | 69 | | 55 | D | | | | | | | | | | | | | | |
1/2/25 16:22 | 12/29/23 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Russell Grimaldi | NY | O | CCO,Secr | 3 | P | 5 | 36.64 | 0 | 0 | 35 | 1 | D | | | | | | | | | | | | | | |
1/2/25 16:17 | 12/31/24 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 33 | P | 50 | 8.28 | 0 | 6 | 5 | 135 | D | | | | | | | | | | | | | | |
1/2/25 16:17 | 12/31/24 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 34 | P.d | 85 | 8.30 | 0 | 10 | 1 | 1,886 | D | | | | | | | | | | | | | | |
1/2/25 16:12 | 12/30/24 | GRTX | Galera Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chang Nancy T | PA | DT | | 1 | P.d | 500 | 0.0654 | 0 | 7,645 | | 7,645 | D | | | | | | | | | | | | | | |
1/2/25 16:05 | 12/30/24 | CDXS | Codexis, Inc. | DE | Chem | OChm | Industrial Organic Chemicals | Opaleye Management Inc. | MA | T | | 16 | P.m | 7,828 | 4.50 | 0 | 1,738 | 12 | 16,284 | I | | | | | | | | | | | | | | |
1/2/25 16:05 | 12/31/24 | NVNO | Envveno Medical Corp | DE | Health | MdEq | Surgical & Medical Instrument | Gray Robert | CA | D | | 1 | P | 10 | 2.94 | 0 | 4 | 46 | 11 | D | | | | | | | | | | | | | | |
1/2/25 16:02 | 12/31/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | NY | T | | 5 | P | 44 | 18.96 | 0 | 2 | 2 | 148 | I | | | | | | | | | | | | | | |
1/2/25 15:00 | 12/30/24 | WHLRD | Wheeler Real Estate Investment Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Ursa Fund Management, LLC | CA | T | | 6 | P.m | 2,528 | 25.49 | 0 | 99 | 33 | 399 | I | | | | | | | | | | | | | | |
1/2/25 14:30 | 1/2/25 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Frost Gregory A | PA | O | See Rema | 1 | P | 500 | 11.53 | 0 | 43 | | 43 | D | | | | | | | | | | | | | | |
1/2/25 13:07 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | VA | D | | 6 | P | 156 | 147.78 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
1/2/25 13:06 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IL | D | | 6 | P | 302 | 147.46 | 0 | 2 | 7 | 30 | D | | | | | | | | | | | | | | |
1/2/25 13:05 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | NY | D | | 6 | P | 166 | 147.74 | 0 | 1 | 4 | 30 | D | | | | | | | | | | | | | | |
1/2/25 13:04 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy Fang | MD | D | | 6 | P | 53 | 149.13 | 0 | 0 | 7 | 5 | D | | | | | | | | | | | | | | |
1/2/25 13:03 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | CT | D | | 6 | P | 190 | 147.65 | 0 | 1 | 8 | 17 | D | | | | | | | | | | | | | | |
1/2/25 13:02 | 12/30/24 | GRDN | Guardian Pharmacy Services, Inc. | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Lewis Randall J | GA | D | | 7 | P | 80 | 21.25 | 0 | 4 | 56 | 10 | D | | | | | | | | | | | | | | |
1/2/25 13:00 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | NY | D | | 6 | P | 423 | 147.37 | 0 | 3 | 4 | 67 | D | | | | | | | | | | | | | | |
1/2/25 12:59 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | MD | D | | 4 | P | 11 | 161.19 | 0 | 0 | 4 | 2 | D | | | | | | | | | | | | | | |
1/2/25 12:58 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Hubbard Allan B | IN | D | | 6 | P | 346 | 147.41 | 0 | 2 | 7 | 35 | D | | | | | | | | | | | | | | |
1/2/25 12:56 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | FL | D | | 6 | P | 314 | 147.48 | 0 | 2 | 5 | 41 | D | | | | | | | | | | | | | | |
1/2/25 12:55 | 12/30/24 | SPG | Simon Property Group Inc /de/ | DE | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | CA | D | | 6 | P | 179 | 147.73 | 0 | 1 | 7 | 17 | D | | | | | | | | | | | | | | |
1/2/25 11:23 | 12/31/24 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | 7 | P | 47 | 29.04 | 0 | 2 | 5 | 34 | D | | | | | | | | | | | | | | |
1/2/25 11:21 | 12/31/24 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | 7 | P | 374 | 26.15 | 0 | 14 | 62 | 37 | D | | | | | | | | | | | | | | |
1/2/25 11:18 | 12/31/24 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | 7 | P | 45 | 27.18 | 0 | 2 | 23 | 9 | D | | | | | | | | | | | | | | |
1/2/25 11:18 | 12/30/24 | CULP | Culp Inc | NC | Hshld | Txtl | Broadwoven Fabric Mills, Cott | Gatling Kimberly Bullock | NC | D | | 3 | P | 27 | 5.59 | 0 | 5 | 16 | 36 | D | | | | | | | | | | | | | | |
1/2/25 11:16 | 12/31/24 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | 11 | P.m | 946 | 25.22 | 0 | 38 | 56 | 104 | D | | | | | | | | | | | | | | |
1/2/25 11:14 | 12/31/24 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | 7 | P | 45 | 27.18 | 0 | 2 | 18 | 11 | D | | | | | | | | | | | | | | |
1/2/25 11:11 | 12/31/24 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | 9 | P | 178 | 24.74 | 0 | 7 | 13 | 61 | D | | | | | | | | | | | | | | |
1/2/25 10:54 | 12/30/24 | IGR | Cbre Global Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Stam Heidi | PA | D | | 2 | P | 21 | 5.17 | 0 | 4 | 25 | 21 | D | | | | | | | | | | | | | | |
1/2/25 08:58 | 8/27/24 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | He Junli | MA | DO | CEO | 8 | P | 77 | 4.07 | 0 | 19 | 8 | 262 | D | | | | | | | | | | | | | | |
1/2/25 07:00 | 12/30/24 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Germano Geno J | NC | D | | 1 | P | 16 | 4.49 | 0 | 4 | 86 | 8 | D | | | | | | | | | | | | | | |
12/31/24 19:50 | 12/31/24 | RAIN | Rain Enhancement Technologies Holdco, Inc. | MA | Machn | Mchn | Misc Industrial & Commercial | Dacier Paul T | FL | T | | 1 | P | 100 | 11.39 | 0 | 9 | 0 | 1,848 | I | | | | | | | | | | | | | | |
12/31/24 17:28 | 12/27/24 | TSQ | Townsquare Media, Inc. | DE | Media | Radio | Radio Broadcasting Stations | Wilson Bill | NY | DO | CEO | 1 | P | 2 | 9.37 | 0 | 0 | 0 | 2,310 | I | | | | | | | | | | | | | | |
12/31/24 17:15 | 8/28/17 | CCRN | Cross Country Healthcare Inc | DE | BizSv | Staff | Help Supply Services | Cash W Larry | FL | D | | 1 | P.m | 61 | 10.22 | 0 | 6 | 3 | 200 | D | | | | | | | | | | | | | | |