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1/15/25 11:17
1/14/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYT36P.m1001,390.30001,168D
1/15/25 11:02
1/14/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEO20P.m1390.68970201115,809D
1/15/25 11:02
1/14/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEO97P.m5156.99074111,464M
1/15/25 09:00
1/14/25
COSMCosmos Health Inc.NVRetailWhDrgDrugs, Proprietaries & DruggiSiokas GrigoriosJ3DOTCEO3P3100.60990508144,025D
1/15/25 07:00
1/14/25
COGTCogent Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsPinnow ColeMAOChief Co1P3327.60044999%46D
1/15/25 06:02
1/13/25
LGCYLegacy Education Inc.NVPerSvEduSvEducational ServicesDerose RobertCAT5P797.1501111,194I
1/14/25 21:30
1/10/25
GNLGlobal Net Lease, Inc.RlEstREITReal Estate Investment TrustsSchorsch Nicholas SRIT9P.m9767.930123030,870I
1/14/25 21:30
1/10/25
DBIDesigner Brands Inc.OHRetailClthStShoe StoresStone House Capital Management, LLCFLHMember o2P.m4,2285.640750165,500I
1/14/25 20:23
12/19/24
FMBHFirst Mid Bancshares, Inc.DEFinancStBnkState Commercial BanksZimmer James EdwinILD1P4039.8701424I
1/14/25 19:32
1/10/25
LAZYLazydays Holdings, Inc.DERetailAutoStAuto Dealers & Gasoline StatiColiseum Capital Management, LLCCTT3P.dm28,5401.76016,25517112,609I
1/14/25 18:32
12/2/24
DFCODalrada Financial CorpWYBizSvStaffHelp Supply ServicesBonar BrianCADOCEO3P.m230.1187019136,459D
1/14/25 17:45
1/10/25
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYT142P.m97,81011.3708,6059103,479I
1/14/25 16:58
1/14/25
CASKHeritage Distilling Holding Company, Inc.DEFdBevBevBeveragesVarga Andrew M.WAD1P61.27055D
1/14/25 16:52
1/10/25
RMAXRe/max Holdings, Inc.CORlEstRlEstReal Estate Agents & ManagersPeterson Adam KNET6P.m1,5688.38018735,780D
1/14/25 16:52
1/13/25
LWLamb Weston Holdings, Inc.FdBevFoodCanned, Frozen & Preservd FruNiblock Robert AIDD1P18360.94031326D
1/14/25 16:49
1/13/25
TAYDTaylor Devices, Inc.NYMachnMchnGeneral Industrial Machinery Sopko Timothy JohnNYDOCEO1P3333.2501139D
1/14/25 16:24
1/13/25
AVDLAvadel Pharmaceuticals PlcHealthDrugPharmaceutical PreparationsThornton Peter J.L2D1P808.0501011104D
1/14/25 16:22
1/13/25
AVDLAvadel Pharmaceuticals PlcHealthDrugPharmaceutical PreparationsEnde Eric JL2D1P2357.8403017209D
1/14/25 16:05
1/10/25
GBIOGeneration Bio Co.DEHealthDrugPharmaceutical PreparationsQuinn Anthony G.MAD1P.m2030.96400211238299D
1/14/25 16:00
10/16/24
PMFPimco Municipal Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCT41P.dm2,65111.16023754I
1/14/25 15:53
1/13/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDT10P.m4761.71027938,444D
1/14/25 15:36
1/10/25
NRISNorris Industries, Inc.NVEnergyOilPrdCrude Petroleum & Natural GasNorris Patrick L.LADOTCB,CEO,C1P1,3890.0800017,3635847,283I
1/14/25 15:28
1/14/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsLawlor John JNYHPortfoli2P6915.32055D
1/14/25 14:25
1/14/25
NRTNorth European Oil Royalty TrustNHFinancInvestOil Royalty TradersHoward Richard PageCTHTrustee4P964.780208270D
1/14/25 14:12
12/20/24
LSMGLode-Star Mining Inc.MiningGoldGold & Silver OresWalmesley MarkA1DOP1P00.0030010018,711D
1/14/25 12:25
1/10/25
GGZGabelli Global Small & Mid Cap Value TrustFundCEFClosed-End FundsGabelli Mario JNYDTHControl 11P.m84,57310.0008,45414214,403I
1/14/25 11:20
1/13/25
JOFJapan Smaller Capitalization Fund IncMDFundCEFClosed-End FundsLaby Arthur BlakeNYD1P257.56033D
1/14/25 10:09
11/6/24
BLTHAmerican Battery Materials, Inc.DEMiningIndMnMining & Quarrying of NonmetaCabo AgustinFLOCFO1P30.053005050D
1/14/25 06:02
1/10/25
USEGUs Energy CorpWYEnergyOilPrdCrude Petroleum & Natural GasSmith Ryan LewisTXDOCEO11P.m181.670111892D
1/13/25 18:35
1/10/25
MODVModivcare IncDETransTrSvTransportation ServicesQ Global Capital Management, L.P.TXT10P.m8,75716.020547381,967D
1/13/25 16:37
1/10/25
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesRose Sarah AliceWAD1P183.69055D
1/13/25 16:34
1/8/25
OLMAOlema Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsBain Capital Life Sciences Investors, LLCMAT1P.d1,7275.76030084,300I
1/13/25 16:34
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsDuran FelipeCAOCFO1P252.720947211D
1/13/25 16:34
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsBrenner MartinCADOSee Rema1P252.720910118D
1/13/25 16:33
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsBanjak MarcCAOGC1P252.720949011D
1/13/25 16:32
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsArkowitz DavidCAD1P502.7201818D
1/13/25 16:31
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsClark William DCAD1P52.72022D
1/13/25 16:30
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsParada Antonio Bernardino GuimaraesCAD1P5002.720184184I
1/13/25 16:30
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsSender GaryCAD1P252.72099D
1/13/25 16:16
1/9/25
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsMetlife Investment Management, LLCNJT1P2,147,4842,147.501,0000I
1/13/25 16:02
1/10/25
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FAssociated Capital Group, Inc.CTT1P7839.19022134D
1/13/25 15:24
12/31/24
ISDPgim High Yield Bond Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoli4P56415.6803635D
1/13/25 14:55
12/23/24
DEAEasterly Government Properties, Inc.MDRlEstREITReal Estate Investment TrustsCrate Darrell WDCDOP,CEO2P21810.910203671D
1/13/25 14:06
1/8/25
SNDASonida Senior Living, Inc.DEHealthHealthNursing & Personal Care FacilSimanovsky MichaelNJDT2P.m4,04623.90016929,265I
1/13/25 14:03
1/10/25
LBSRLiberty Star Uranium & Metals Corp.NVMiningIndMnMetal MiningMadaris PatriciaKYOCFO,VP F1P.d1250.110001,1341,134D
1/13/25 13:59
1/10/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsMooney Edward Patrick Jr.WID1P46522.180214567D
1/13/25 13:20
6/28/24
INTZIntrusion IncDETechCNtwkComputer Communications EquipScott AnthonyTXOCEO2P.m10.7160010654D
1/13/25 06:05
1/10/25
GLSIGreenwich Lifesciences, Inc.DEHealthDrugPharmaceutical PreparationsPatel SnehalTXDOTCEO,CFO6P.m20112.2901605,553D
1/10/25 19:45
1/7/25
PBPBPotbelly CorpRetailDiningEating PlacesNierenberg DavidWAT2P1159.2801203,087D
1/10/25 18:27
1/8/25
ZYMEZymeworks Inc.DEHealthDrugPharmaceutical PreparationsEcor1 Capital, LLCCADT5P.am28,82214.0002,0591023,291I
1/10/25 18:27
1/7/25
JELDJeld-Wen Holding, Inc.DEBuildWoodMillwood, Veneer, Plywood, & Turtle Creek Asset Management Inc.A6T2P.m13,4329.6301,3951015,238I
1/10/25 18:25
1/8/25
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsCazeau Jeff P. H.FLHIndepend6P590.14200419319D
1/10/25 18:07
1/7/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsGannaway Russell DCAHSEE REMA1P1,00010.4709630414D
1/10/25 17:51
1/8/25
FBKFb Financial CorpTNFinancStBnkState Commercial BanksAyers James W.TNT9P.m1,55650.19031010,918D
1/10/25 17:41
1/7/25
TTSHTile Shop Holdings, Inc.DERetailFurnStHome Furniture, Furnishings &Fund 1 Investments, LLCPRT20P.m21,0496.7603,1133711,437I
1/10/25 17:32
11/12/24
WYTCWytec International IncNVTelcoTelcoTelegraph & Other Message ComGray William HenryTXOTCEO2P.m31.140303,202D
1/10/25 17:26
1/10/25
TBTCTable Trac IncNVPerSvEntertMiscellaneous Amusement & RecBerger AndrewMND1P1073.9502727D
1/10/25 17:26
1/8/25
CVICvr Energy IncDEAutoAutoPtMotor Vehicle Parts & AccessoIcahn Carl CFLT10P.m28,44127.0301,052171,637I
1/10/25 17:01
1/8/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWID1P116.5002425D
1/10/25 16:43
1/8/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOO6P.m3,08021.030147133257D
1/10/25 16:34
1/7/25
UPBDUpbound Group, Inc.DEBizSvLeaseEquipment Rental & LeasingBrown Jeffrey JTXD2P.d6429.1302386I
1/10/25 16:30
1/8/25
XOMAXoma Royalty CorpHealthDrugPharmaceutical PreparationsSitko BradleyCAOChief In2P2225.7301714M
1/10/25 16:20
1/9/25
SSIISs Innovations International, Inc.FLHealthMdEqSurgical & Medical InstrumentMoll Frederic HFLD3P10,0001.3707,2896,416I
1/10/25 16:05
1/7/25
PETSPetmed Express IncFLRetailDrugStDrug Stores & Proprietary StoNina Capital Holdings Inc.FLT4P5695.20011052,175D
1/10/25 15:42
1/10/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsDonovan WilliamMED1P922.0300104D
1/10/25 13:55
11/15/24
FRPHFrp Holdings, Inc.FLRlEstRlEstReal EstateBaker John D IIFLD1P.a10,00029.000345152,572I
1/10/25 12:44
1/8/25
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsToub Christopher MILD1P2315.20021003D
1/10/25 12:12
1/9/25
FDBCFidelity D & D Bancorp IncPAFinancNtBnkNational Commercial BanksCali Brian JPADOCB1P1254.33000404D
1/10/25 11:27
1/7/25
AODAbrdn Total Dynamic Dividend FundFundCEFClosed-End FundsReit ToddPAD3P104.6002735D
1/10/25 11:08
1/8/25
OVLYOak Valley BancorpCAFinancStBnkState Commercial BanksStrong GaryCAD1P2727.1701912D
1/10/25 07:34
1/8/25
CEPOCantor Equity Partners I, Inc.E9FinancAcqCoBlank ChecksCantor Ep Holdings I, LLCNYT1P5,00010.000500500D
1/10/25 06:09
1/7/25
ATLNAtlantic International Corp.DEBizSvStaffHelp Supply ServicesTenore MichaelNJOGC1P.d00.00010577581,579D
1/10/25 06:08
1/7/25
ATLNAtlantic International Corp.DEBizSvStaffHelp Supply ServicesBroderick ChristopherNJOCFO1P.d00.00010577292,581D
1/8/25 19:43
1/7/25
FDXFedex CorpDETransAirlineAir Courier ServicesDietrich John WTNOEVP CHIE1P274273.9801129D
1/8/25 17:50
1/7/25
AMSTAmesite Inc.DETechSoftwPrepackaged SoftwareOmenn Gilbert SMID1P103.00035110I
1/8/25 17:48
1/7/25
AMSTAmesite Inc.DETechSoftwPrepackaged SoftwareParmer GeorgeMID1P2503.0008379189D
1/8/25 17:46
1/7/25
AMSTAmesite Inc.DETechSoftwPrepackaged SoftwareSastry Ann MarieMIDOCEO1P1,0003.00033361875I
1/8/25 16:32
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsScodari Joseph CNYD1P.d251.0202580028D
1/8/25 16:31
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsSailer CarlNYD1P.d251.0202521142D
1/8/25 16:31
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsLuci David PNYDOTP,CEO1P.d501.0204941,148D
1/8/25 16:31
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDonohue James J.NYD1P.d101.020107922D
1/8/25 16:30
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDeluccia Robert JNYDT1P.d501.0204951,014D
1/8/25 16:30
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDean Jack HNYD1P.d101.020105628D
1/8/25 16:10
1/8/25
LFCRLifecore Biomedical, Inc. DeDEHealthDrugPharmaceutical PreparationsJosephs PaulMNDOCEO1P985.740173560D
1/8/25 14:22
1/7/25
MCYMercury General CorpCAInsurInsurFire, Marine & Casualty InsurRibisi Mark AllanCAOP of AIS1P464.710081D
1/8/25 14:11
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsHill John CNYDOCEO,P2P7046.3702274D
1/8/25 13:53
1/7/25
GEFGreif, IncDEHshldCntnrMetal Shipping Barrels, DrumsSathyanarayanan BalaOHOEVP,Chie1P3364.0001135D
1/8/25 12:17
1/6/25
CETCentral Securities CorpDEFundCEFClosed-End FundsO'Neill Andrew JNYOVP2P12245.8703390D
1/8/25 11:19
12/31/24
SGASaga Communications IncFLMediaRadioRadio Broadcasting StationsGate City Capital Management, LLCILT1P2,70711.25024139864I
1/7/25 20:20
1/3/25
MDBHMdb Capital Holdings, LLCDEFinancLoanFinance ServicesDigiandomenico AnthonyTXDOTCo-Found4P.m276.2204681D
1/7/25 17:32
1/6/25
MWAMueller Water Products, Inc.DEBuildBldMtMiscellaneous Fabricated MetaHealy Brian C.GAD1P2522.3201226D
1/7/25 17:00
1/3/25
BDCOBlue Dolphin Energy CoDEEnergyOilPrdCrude Petroleum & Natural GasCarroll Jonathan PTXDOTCEO,P5P.m1373.1204414,069D
1/7/25 16:46
12/19/24
FMBMF&m Bank CorpVAFinancStBnkState Commercial BanksRunion Christopher S.VAD2P1420.0601108D
1/7/25 16:35
12/27/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMonachil Credit Income FundCTDOTP,CEO1P20110.0502021,209D
1/7/25 12:07
1/7/25
TMPTompkins Financial CorpNYFinancStBnkState Commercial BanksLee Angela BNYD1P1967.07000D
1/7/25 12:05
1/7/25
TMPTompkins Financial CorpNYFinancStBnkState Commercial BanksJohnson Patricia ANYD1P1867.070065D
1/7/25 10:35
12/31/24
AIRJMontana Technologies Corp.DEMachnMchnAir-Cond & Warm Air Heatg EquSpence John YogiILT5P.dm2339.6102421,564D
1/6/25 19:22
1/2/25
STCNSteel Connect, Inc.DEMetalMtlFbCoating, Engraving & Allied SSteel Partners Holdings L.P.NYDT1P.d00.000183128,059I
1/6/25 18:35
1/2/25
AHHArmada Hoffler Properties, Inc.MDRlEstRlEstReal EstateWimbush Frederick BlairVAD1P.d410.2000219D
1/6/25 18:33
1/2/25
AHHArmada Hoffler Properties, Inc.MDRlEstRlEstReal EstateKirk A RussellVAD1P.d1010.2301169I
1/6/25 17:50
6/28/24
INTZIntrusion IncDETechCNtwkComputer Communications EquipPinson KimberlyTXOCFO1P.m00.926001221D
1/6/25 16:05
1/3/25
RANGRange Capital Acquisition Corp.E9FinancAcqCoBlank ChecksRange Capital Acquisition Sponsor, LLCNYT2P00.00032894,036D
1/6/25 16:05
1/3/25
RANGRange Capital Acquisition Corp.E9FinancAcqCoBlank ChecksRotolo TimNYDOCEO,CFO2P00.00032894,036I
1/6/25 16:02
12/23/24
KFFBKentucky First Federal BancorpFinancSvBnkSavings Institution, FederallJohnson William HKYD1P302.980102061I
1/6/25 15:43
1/3/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMED3P.m2420.0801159D
1/6/25 15:29
1/6/25
CWCurtiss Wright CorpDEMachnMchnMisc Industrial & Commercial McDonald George P.NCOVP,Corpo1P9304.130022D
1/6/25 15:26
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsLaw Lauren KristenNYHSub-Advi2P26525.2301111D
1/6/25 15:24
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsBoger Maegan GallagherNYHSub-Advi2P53025.28021999%21D
1/6/25 15:22
1/2/25
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMohr Gretchen MaeNYHSub-Advi2P53025.3002121D
1/6/25 15:19
1/6/25
CWCurtiss Wright CorpDEMachnMchnMisc Industrial & Commercial Watts John CNCOVP Strat1P6304.110004D
1/6/25 15:12
1/6/25
CWCurtiss Wright CorpDEMachnMchnMisc Industrial & Commercial Rayment KevinNCOVP,COO1P16304.1200020D
1/6/25 15:06
1/6/25
CWCurtiss Wright CorpDEMachnMchnMisc Industrial & Commercial Freda Robert FNCOVP,Treas1P8304.110014D
1/6/25 15:00
1/6/25
CWCurtiss Wright CorpDEMachnMchnMisc Industrial & Commercial Ferdenzi Paul JNCHFormer O1P10304.1200016D
1/6/25 14:50
1/6/25
CWCurtiss Wright CorpDEMachnMchnMisc Industrial & Commercial Farkas K ChristopherNCOVP,CFO1P9304.130009D
1/6/25 14:46
1/2/25
ATLNAtlantic International Corp.DEBizSvStaffHelp Supply ServicesJagid Jeffrey MNJDOCEO1P.d00.000102,886776,621D
1/6/25 14:43
1/6/25
CWCurtiss Wright CorpDEMachnMchnMisc Industrial & Commercial Bamford Lynn MNCDOChair,CE1P10304.1200028D
1/6/25 13:57
1/2/25
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiMiles Christen BrookeVAOVP,HR3P.d020.000007D
1/6/25 13:56
1/2/25
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiOliver Lawrence T.VAOVP,Secre3P.d120.6900023D
1/6/25 13:15
1/3/25
CZNCCitizens & Northern CorpPAFinancStBnkState Commercial BanksPellegrino Frank GPAD3P1319.6901241D
1/6/25 13:14
1/3/25
CZNCCitizens & Northern CorpPAFinancStBnkState Commercial BanksShattuck Katherine WPAD3P619.720048D
1/6/25 12:58
1/2/25
ISBAIsabella Bank CorpMIFinancStBnkState Commercial BanksSchaefer William MMIOCFO3P1222.8601106D
1/6/25 12:58
1/2/25
ISBAIsabella Bank CorpMIFinancStBnkState Commercial BanksSchwind Jerome EMIDOP,CEO4P223.1900028D
1/6/25 12:58
1/2/25
ISBAIsabella Bank CorpMIFinancStBnkState Commercial BanksWheeler PeggyMIOChief Op3P223.080019D
1/6/25 12:58
1/2/25
ISBAIsabella Bank CorpMIFinancStBnkState Commercial BanksCatlin Jon DMIOChief Cr3P223.240071D
1/6/25 12:50
12/26/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsBrennan Alice CNYD1P02.560012D
1/6/25 10:13
1/3/25
CIKCredit Suisse Asset Management Income Fund, Inc.MDFundCEFClosed-End FundsGerber CharlesNYD1P.a252.90099D
1/6/25 06:13
1/2/25
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsSanchez Yovan ArturoFLD3P260.12490206171,406D
1/6/25 06:00
12/24/24
ZCARZoomcar Holdings, Inc.DEPerSvCarRntAuto Rental & Leasing (No DriNishijima HiroshiK7OActing C1P.d501.5603232D
1/3/25 21:18
3/15/24
EXODExodus Movement, Inc.DEFinancLoanFinance ServicesGernetzke JamesNEOCFO1P06.96000429D
1/3/25 20:27
12/31/24
VRSNVerisign Inc/CaDEInsurInsurFire, Marine & Casualty InsurBerkshire Hathaway IncNET8P.dm712,85339.34018,1215395,022I
1/3/25 20:03
12/31/24
WHLMWilhelmina International, Inc.DEBizSvConsltManagement Consulting ServiceLichtenstein Warren GNYTHSee Expl5P.m1,3813.50039567984I
1/3/25 18:51
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsMcCulloch BenjaminILHSecretar1P125.000061D
1/3/25 16:46
6/23/22
NYSE.Trinity Industries IncDEMachnRailEqRailroad EquipmentBiesterfeld Robert C JrTXD1P.dm223.26000I
1/3/25 16:45
12/30/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsAllen Anita LNYD1P02.330010D
1/3/25 16:43
12/31/24
SOWGSow Good Inc.DEFdBevFoodFood & Kindred ProductsGoldfarb IRATXDOTExec CB1P252.0501206,174D
1/3/25 16:42
12/31/24
SOWGSow Good Inc.DEFdBevFoodFood & Kindred ProductsGoldfarb ClaudiaTXDOTCEO1P252.0501212,169D
1/3/25 16:41
12/30/24
RICKRci Hospitality Holdings, Inc.TXRetailDiningEating PlacesElaine Johnson MartinTXD1P157.3500011D
1/3/25 16:17
1/2/25
BSPKBespoke Extracts, Inc.NVHealthDrugPharmaceutical PreparationsFeinsod MichaelNYDOTCEO2P.m20.121801712,480D
1/3/25 16:16
1/3/25
FXBYFoxby Corp.FundCEFClosed-End FundsWinmill Woodworth BorstNYD1P317.15000D
1/3/25 16:15
12/18/24
EVTVEnvirotech Vehicles, Inc.DEAutoAutoPtMotor Vehicle Parts & AccessoMaddox JasonAROP1P00.0003,1003,100D
1/3/25 16:02
12/9/24
TMUST-Mobile Us, Inc.DETelcoTelcoRadiotelephone CommunicationsAlmeida AndreWAD1P898235.70044D
1/3/25 15:10
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsNechamkin Michael BennettNYHSub-Advi2P31825.2801313D
1/3/25 15:08
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGordon Andrew DavidNYHSub-Advi2P53025.2102121I
1/3/25 15:05
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OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsGleason Sean MichaelNYHSub-Advi2P10625.26044D
1/3/25 15:03
12/31/24
OCTIXOctagon Xai Clo Income FundFundCEFClosed-End FundsOctagon Credit Investors, LLCNYHSub-Advi2P2,38525.2409595D
1/3/25 14:06
12/31/24
ACUTAccustem Sciences Inc.DEHealthDrugPharmaceutical PreparationsCerrone Gabriele MNYDT1P380.3810010024,720I
1/3/25 13:25
1/2/25
QNBCQnb CorpPAFinancStBnkState Commercial BanksStevenson Scott RPAD1P433.920072D
1/3/25 13:17
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QNBCQnb CorpPAFinancStBnkState Commercial BanksStauffer W RandallPAD1P433.9200054D
1/3/25 13:09
1/2/25
QNBCQnb CorpPAFinancStBnkState Commercial BanksRay-Chaudhuri RanajoyPAD1P433.920091D
1/3/25 13:05
1/2/25
QNBCQnb CorpPAFinancStBnkState Commercial BanksMann Jennifer LPAD2P1433.180059D
1/3/25 13:01
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QNBCQnb CorpPAFinancStBnkState Commercial BanksGorski Gerald EPAD1P433.9200690D
1/3/25 12:56
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QNBCQnb CorpPAFinancStBnkState Commercial BanksBrown Kenneth F JrPAD1P433.92000151D
1/3/25 12:52
1/2/25
QNBCQnb CorpPAFinancStBnkState Commercial BanksBimes Randy S.PAD2P1433.18000248D
1/3/25 12:46
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QNBCQnb CorpPAFinancStBnkState Commercial BanksBergman LauriePAD1P433.920091D
1/3/25 12:41
1/2/25
QNBCQnb CorpPAFinancStBnkState Commercial BanksBayles Autumn RPAD1P433.920052D
1/3/25 11:29
12/27/24
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT8P.m1240.6790018353,826D
1/3/25 10:43
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RMCORoyalty Management Holding CorpDEFinancPatentPatent Owners & LessorsSauve Thomas M.INDOCEO3P231.0402321,205I
1/3/25 10:11
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NALake Area Corn Processors LLCSDChemOChmIndustrial Organic ChemicalsHansen Randall LloydSDDOSecretar1P545.4201010110I
1/3/25 07:41
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PRLDPrelude Therapeutics IncDEHealthDrugPharmaceutical PreparationsVaddi KrishnaDEDOCEO3P.m1170.9629012242,837I
1/3/25 07:00
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NVNOEnvveno Medical CorpDEHealthMdEqSurgical & Medical InstrumentDuhay FrancisCAD1P2503.07081389102D
1/3/25 06:30
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OMEXOdyssey Marine Exploration IncNVTransWtrTrWater TransportationJusth Mark BFLD2P1700.56580300119552D
1/2/25 20:09
12/30/24
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P1P2,3557.270324213,393M
1/2/25 19:42
12/30/24
VORVor Biopharma Inc.DEHealthBioPrdBiological Products, (No DiagReprogrammed Interchange LLCCAT1P.d00.00038,97438,974D
1/2/25 18:15
12/30/24
AIGAmerican International Group, Inc.DEInsurInsurFire, Marine & Casualty InsurInglis John CNYD2P.d5175.69011001D
1/2/25 17:46
12/13/24
CERSCerus CorpDEHealthMdEqSurgical & Medical InstrumentGregory Dean A.CAD1P31.7002362D
1/2/25 17:40
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TXOTxo Partners, L.P.X1EnergyOilPrdCrude Petroleum & Natural GasAdams William H IIITXDHSee Rema1P23716.930141893D
1/2/25 17:25
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XHGXchange Tec.IncInsurInsBrkInsurance Agents, Brokers & SHrt Financial LPNYT1P110.890001210D
1/2/25 16:22
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HKHCHorizon Kinetics Holding CorpDEFashBeautyPerfumes, Cosmetics & Other TRussell GrimaldiNYOCCO,Asso2P537.6800331D
1/2/25 16:17
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KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurHansen Kent AILOCFO,EVP5P78.93011135D
1/2/25 16:17
12/31/24
KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurFitzgerald John Taylor MaloneyILDOP,CEO5P138.860101,587D
1/2/25 16:12
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GRTXGalera Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsChang Nancy TPADT1P.d5000.065407,6457,645D
1/2/25 16:05
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CDXSCodexis, Inc.DEChemOChmIndustrial Organic ChemicalsOpaleye Management Inc.MAT4P.m8027.440108112,332I
1/2/25 16:05
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NVNOEnvveno Medical CorpDEHealthMdEqSurgical & Medical InstrumentGray RobertCAD1P102.94044611D
1/2/25 16:02
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TGTredegar CorpDEFinancFinTrdSecurity Brokers, Dealers & FGamco Investors, Inc. Et AlNYT4P2413.22021148I
1/2/25 15:00
12/30/24
WHLRDWheeler Real Estate Investment Trust, Inc.MDRlEstREITReal Estate Investment TrustsUrsa Fund Management, LLCCAT6P.m2,52825.4909933399I
1/2/25 14:30
1/2/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsFrost Gregory APAOSee Rema1P50011.5304343D
1/2/25 13:07
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsStewart Marta RVAD1P30168.5900114D
1/2/25 13:06
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsSmith Daniel C.ILD1P56168.5900130D
1/2/25 13:05
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsSelig Stefan MNYD1P32168.5900130D
1/2/25 13:04
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsRoe Peggy FangMDD1P11168.580015D
1/2/25 13:03
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsRodkin Gary MCTD1P36168.5900117D
1/2/25 13:02
12/30/24
SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsLewis Randall JIND1P7168.600013D
1/2/25 13:00
12/30/24
SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsLeibowitz Reuben SNYD1P78168.5900167D
1/2/25 12:59
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsJones Nina PMDD1P4168.570012D
1/2/25 12:58
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsHubbard Allan BIND1P64168.5900135D
1/2/25 12:56
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsGlasscock Larry CFLD1P59168.5900141D
1/2/25 12:55
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SPGSimon Property Group Inc /de/DERlEstREITReal Estate Investment TrustsAeppel GlynCAD1P34168.5900117D
1/2/25 11:23
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MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksAbel Robert APAD2P4529.4902534D
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MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksEvans Albert J.PAD2P26029.47093137D
1/2/25 11:18
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MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksFrank Joel L.PAD2P3229.4501149D
1/2/25 11:18
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CULPCulp IncNCHshldTxtlBroadwoven Fabric Mills, CottGatling Kimberly BullockNCD1P125.8302636D
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MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksDe Soto Matthew GPAD2P55129.4901922104D
1/2/25 11:14
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MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksBrumbaugh Kimberly JPAD2P3229.45011111D
1/2/25 11:11
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MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksMowery Theodore WPAD2P10229.4903661D
1/2/25 10:54
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IGRCbre Global Real Estate Income FundFundCEFClosed-End FundsStam HeidiPAD2P215.17042521D
1/2/25 08:58
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HRGNHarvard Apparatus Regenerative Technology, Inc.DEHealthMdEqSurgical & Medical InstrumentHe JunliMADOCEO1P72.87021262D
1/2/25 07:00
12/30/24
DTILPrecision Biosciences IncDEHealthBioPrdBiological Products, (No DiagGermano Geno JNCD1P164.4904868D
12/31/24 19:50
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RAINRain Enhancement Technologies Holdco, Inc.MAMachnMchnMisc Industrial & Commercial Dacier Paul TFLT1P10011.390901,848I
12/31/24 17:28
12/27/24
TSQTownsquare Media, Inc.DEMediaRadioRadio Broadcasting StationsWilson BillNYDOCEO1P29.370002,310I
12/31/24 17:15
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CCRNCross Country Healthcare IncDEBizSvStaffHelp Supply ServicesCash W LarryFLD1P.m6110.22063200D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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