Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
8/30/24 16:22	8/28/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		1	P.m	81	16.81	5	19	30	D
8/30/24 15:18	8/29/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	12	S.m	-1,490	2.47	-604		6,094	D
8/30/24 14:51	8/28/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	2	P	1,146	19.99	57		57	D
8/30/24 10:36	8/29/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	58	P	74	1.79	41	7	600	M
8/29/24 16:37	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	6	P.m	10,899	15.74	692	10	7,772	I
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		1	P	38	15.02	3	38	9	D
8/29/24 16:28	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	6	P.m	10,899	15.74	692	10	7,548	I
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Angel Oak Capital Partners Ii, LLC	GA	H	General	1	S	0	11.00	0	-100	0	D
8/29/24 11:04	8/28/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		124	P.m	52,786	10.22	5,163	6	90,894	I
8/28/24 19:49	8/26/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		2	P	29	14.02	2	7	33	D
8/27/24 19:01	8/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		13	S.m	-556	24.23	-23		69	I
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		1	P	100	14.64	7		7	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		7	P	66	8.95	7	44	24	I
8/27/24 12:30	8/26/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	1	P	5	12.33	0	1	45	D
8/27/24 10:15	8/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		2	P	2	1.83	1	75	2	D
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		4	P	47	4.91	10		10	D
8/23/24 20:01	8/21/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		1	P	250	12.10	21	41	71	D
8/23/24 16:05	8/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		1	P.m	82	16.03	5		5	D
8/23/24 12:28	8/16/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	S	-392	10.05	-39		414	I
8/22/24 16:30	8/21/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	2	P	505	14.43	35	237	50	M
8/22/24 10:16	8/20/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	1	P	25	11.63	2		2	I
8/21/24 20:15	8/20/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		1	P.m	45	10.04	4	1	865	D
8/21/24 16:30	8/20/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Weiler Melissa	NY	D		1	P	172	14.34	12		12	D
8/21/24 15:49	8/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	1	P	5	12.18	0	5	10	D
8/20/24 18:41	8/20/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	1	P	46	3.84	12	1	1,089	D
8/19/24 18:30	8/15/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	1	S	-3,816	19.56	-195		170	I
8/19/24 17:05	8/15/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		1	M	126	6.48	19	107	38	D
8/19/24 17:04	8/15/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		1	M	16	6.48	2	6	42	D
8/19/24 17:03	8/16/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		3	M.m	3,233	6.67	484		260	D
8/19/24 17:02	8/16/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dayan Richard	WI	D		2	M	35	6.50	5		5	D
8/19/24 17:01	8/15/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Das Rajeev P	NJ	D		2	M	27	6.48	4		4	M
8/19/24 17:01	8/15/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	1	M	454	6.48	70	200	105	D
8/19/24 12:10	8/19/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		1	P	7	24.15	0	23	2	D
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	2	P	103	11.74	9	11	89	D
8/19/24 08:57	8/15/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		1	S	-47	12.47	-4		84	D
8/16/24 19:55	8/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	1	P	51	10.17	5	2	281	D
8/16/24 16:39	8/14/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		2	P	4,294,967	251.17	17,100		0	I
8/16/24 14:32	8/14/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Weston Garret W.	CT	D		1	P	50	10.40	5		5	D
8/16/24 12:48	8/14/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	1	P.m	42	12.07	4	3	113	M
8/15/24 12:15	8/13/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	1	P	7	13.38	1	2	25	D
8/15/24 12:06	8/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	1	P	5	12.16	0	5	8	D
8/15/24 07:55	8/13/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	1	P	3	9.73	0	1	54	I
8/14/24 20:29	8/12/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		1	P.m	200	11.49	17	8	223	I
8/14/24 18:20	8/12/24	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		1	P	13	12.98	1		1	D
8/14/24 16:30	8/13/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	1	P	50	10.08	5	2	207	D
8/14/24 16:15	8/13/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		1	P	22	16.29	1	12	13	D
8/14/24 14:08	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	1	P	5	11.94	0		0	I
8/13/24 18:47	8/12/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P	1	P.m	250	7.07	35	15	275	D
8/13/24 18:43	8/13/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	14.16	4	0	1,038	D
8/13/24 14:00	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		1	P	12	11.89	1	9	12	I
8/12/24 17:49	8/9/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	2	P	130	20.48	6	60	17	D
8/12/24 16:17	8/8/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Rival Anita J.	NY	D		1	P.m	446	14.39	31	34	121	M
8/12/24 16:06	7/25/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	O	CFO	1	S	-64	18.10	-4		2	I
8/12/24 14:06	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	1	P	96	19.21	5	9	63	D
8/9/24 16:30	8/7/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	1	P	10	20.45	1	12	5	D
8/9/24 16:23	8/9/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		2	P	15	24.27	1	4	14	D
8/9/24 15:25	8/8/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Kinne Keitha L.	CT	O	See Rema	1	P	479	10.36	46		46	D
8/9/24 13:04	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Jain Rakesh	NY	H	Portfoli	1	P	408	10.37	39	131	69	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		1	P	29	18.03	2	40	6	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Randhawa Paramjeet K	CA	D		1	P	52	18.07	3	22	16	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		1	P	105	18.54	6	27	26	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		2	P	119	18.28	6	12	59	D
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		1	P	105	18.49	6	70	14	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		1	P	105	18.33	6	6	99	M
8/8/24 17:33	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Disbrow Thomas	CT	O	See Rema	1	P	200	10.37	19		19	D
8/7/24 16:30	8/5/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Slotkin Judy S	TX	D		1	P	140	19.90	7	60	19	D
8/7/24 16:20	8/5/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	1	P	76	11.72	7		7	I
8/6/24 17:55	4/1/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	1	P	50	20.07	2		2	D
8/5/24 15:09	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Goodman Jonathan Joseph	CT	D		1	P	25	10.81	2		2	I
8/5/24 15:03	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Balkin Michael	CT	D		1	P	106	10.58	10		10	D
8/5/24 10:26	8/1/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Garfinkel Mark D.	GA	H	Portfoli	1	P	20	10.36	2	67	5	D
8/2/24 16:20	7/31/24	TAKMX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Marcus Brian	NY	O	P,PEO	1	P	250	8.58	29	90	62	D
7/30/24 17:58	7/26/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hall Gregory Weston	CA	H	SEE REMA	1	P	500	10.50	48		48	I
7/26/24 19:29	7/24/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	McCartney Kathleen Ann	CA	D		1	P	150	10.39	14		14	D
7/26/24 15:14	7/19/24	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	University of Wisconsin Foundation	WI	T		2	P	58,362	19.99	2,919	104	5,727	D
7/25/24 12:31	7/24/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	1	P	125	10.57	12	11	119	D
7/24/24 14:53	7/5/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Laughlin Susan Watson	NY	D		1	S.m	0	0.0073	-5	-100	0	D
7/24/24 13:24	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	2	P	41	39.73	1	999%	1	D
7/22/24 16:11	7/18/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Kritzmire Anne W.	NM	H	TRUSTEE	1	P	16	16.40	1	250	1	D
7/22/24 12:33	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		3	P	350	11.43	31	13	260	D
7/22/24 12:20	7/19/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Joliet Mariel A	TX	D		1	P	210	16.14	13		13	D
7/18/24 14:58	7/16/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Dimartino Rose	PA	D		4	P	69	17.26	4		4	D
7/18/24 09:38	7/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		1	P	3	18.00	0	0	78	D
7/17/24 17:23	7/15/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	3	P	16,141	10.51	1,536	192	2,335	D
7/16/24 20:31	7/16/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	OT	P,Princi	1	P	208	10.56	20	49	60	D
7/16/24 14:23	7/15/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Long Robert W.	NC	DO	P,Prin.	1	P	88	11.97	7	24	37	I
7/12/24 13:04	7/11/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		2	P	24	0.6700	36	1	3,602	D
7/11/24 16:10	7/11/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	1	P	12	18.81	1	15	5	D
7/10/24 14:44	7/10/24	VETZ	Tidal Etf Trust		Fund	CEF	Closed-End Funds	State Farm Mutual Automobile Insurance Co	IL	T		1	P	5,010	19.96	251	48	771	D
7/9/24 14:14	7/8/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	McLoughlin Philip R	IL	D		1	P	21	8.33	3	16	18	D
7/5/24 13:04	6/20/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	De La Calle Luis	O5	D		1	P	22	16.02	1		1	D
7/3/24 13:14	6/28/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	1	S	-115	7.39	-16	0	15,063	I
7/3/24 11:47	7/2/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	1	S	-88	15.02	-6	-100	0	D
7/2/24 13:00	7/1/24	BRW	Saba Capital Income & Opportunities Fund	MA	Fund	CEF	Closed-End Funds	Weinstein Boaz	NY	O	P	1	S	-22	7.10	-3	-100	0	D
7/2/24 12:16	7/2/24	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	2	P	400	12.08	33	210	49	D
7/1/24 17:31	6/28/24	HGLB	Highland Global Allocation Fund		Fund	CEF	Closed-End Funds	Powell Ethan	TX	D		1	P	50	7.47	7		7	D
6/28/24 16:03	6/28/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	5	26.13	0	2	13	D
6/27/24 14:21	6/26/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	1	P	25,000	10.24	2,441	81	5,451	D
6/24/24 19:25	6/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	1	S	-42	41.74	-1		1	D
6/24/24 17:19	6/21/24	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		2	P	30	14.87	2	9	23	D
6/24/24 17:00	6/18/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		4	M.dm	1,081	18.01	60	116	112	D
6/24/24 17:00	6/18/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		4	S.dm	-1,081	18.01	-60		112	D
6/24/24 16:30	6/21/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		1	P	50	8.40	6	94	12	D
6/24/24 16:03	6/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	1	P	75	22.50	3	275	5	D
6/21/24 17:30	6/21/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Petrisko Daniel	IL	O	EVP	1	P	7	8.13	1	29	4	D
6/21/24 16:45	6/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	2	P.m	88	45.55	2	1	211	D
6/21/24 16:32	6/21/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Vaughan Richard B.	TX	D		1	P	24	16.14	2	21	9	D
6/21/24 16:18	6/14/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Roberts Andrea Colvin	NY	D		1	P	400	15.98	25		25	D
6/21/24 15:03	6/21/24	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	1	S	-5	18.13	0		4	D
6/20/24 13:00	6/18/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Mann Havilah Stewart	VT	D		1	P	6	22.59	0	9	3	D
6/20/24 12:48	6/18/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	5	22.64	0	3	7	D
6/18/24 19:39	6/14/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	1	P	45	45.12	1	75	2	D
6/18/24 17:19	6/17/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Gerlitz Kevin	NY	O	CFO	1	P	100	20.00	5		5	D
6/18/24 17:19	6/17/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Desai Ujjaval	NY	DO	CEO	1	P	1,000	20.00	50		50	D
6/18/24 14:47	6/18/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	McGarel David	IL	O	Officer-	1	P	196	14.01	14		14	D
6/18/24 08:25	6/17/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Griggs Kathleen	IL	D		1	P	9	7.50	1	97	2	D
6/17/24 10:20	6/14/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	1	P	49	24.76	2	2	117	D
6/17/24 06:01	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	4	S	-595	18.41	-32		25	D
6/14/24 16:26	6/14/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	West Kyle P.	IL	H	Officer	1	P	8	8.24	1	16	7	D
6/13/24 10:44	6/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Newman Melinda	NY	D		1	P	3	1.66	2		2	D
6/12/24 14:43	6/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		1	P	0	1.66	0		0	D
6/12/24 11:41	6/11/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Astorino Robert P.	NY	D		1	P	5	22.75	0		0	D
6/11/24 18:35	6/7/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	McElhoe Wenwen	CA	DT		1	P	46	10.29	4	2	183	D
6/11/24 17:00	6/11/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		1	P	38	6.40	6	28	27	D
6/11/24 16:47	6/10/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		1	P	10	20.70	0	6	8	I
6/11/24 16:37	6/10/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		1	P	10	6.36	2	41	6	D
6/11/24 16:26	6/7/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		1	P	44	12.62	4	2	166	D
6/11/24 16:14	6/5/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		1	P	20	11.40	2	1	328	D
6/10/24 15:34	6/7/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Behan Robert	IL	O	VP	1	P	25	10.64	2	6	44	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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