Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
1/14/25 17:45	1/10/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		259	P.m	189,129	12.72	14,866	10	164,268	I
1/14/25 15:28	1/14/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	2	P	69	15.32	5		5	D
1/14/25 12:25	1/10/25	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	17	P.m	84,953	10.03	8,470	63	21,989	I
1/14/25 11:20	1/13/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Laby Arthur Blake	NY	D		1	P	25	7.56	3		3	D
1/14/25 10:46	1/13/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	58	P.m	176	2.41	73	11	714	M
1/13/25 16:16	1/9/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		1	P	2,147,484	2,147.5	1,000		0	I
1/13/25 15:24	12/31/24	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	4	P	564	15.68	36		35	D
1/13/25 13:59	1/10/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Mooney Edward Patrick Jr.	WI	D		1	P	465	22.18	21	45	67	D
1/10/25 18:07	1/7/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	1	P	1,000	10.47	96	30	414	D
1/10/25 17:01	1/8/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		1	P	11	6.50	2	42	5	D
1/10/25 16:43	1/8/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	6	P.m	3,080	21.03	147	133	257	D
1/10/25 15:42	1/10/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Donovan William	ME	D		1	P	9	22.03	0	10	4	D
1/10/25 14:39	1/8/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Vanekris Anthonie C	NY	D		1	S	-11	9.65	-1		11	D
1/10/25 12:44	1/8/25	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Toub Christopher M	IL	D		1	P	23	15.20	2	100	3	D
1/10/25 11:27	1/7/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		3	P	10	4.60	2	73	5	D
1/8/25 14:11	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	2	P	70	46.37	2	2	74	D
1/8/25 12:17	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	2	P	122	45.87	3	3	90	D
1/7/25 16:35	12/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Monachil Credit Income Fund	CT	DOT	P,CEO	2	P	400	10.01	40	3	1,209	D
1/7/25 16:35	12/31/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Monachil Credit Income Fund	CT	DOT	P,CEO	2	S	-400	10.01	-40		1,209	D
1/7/25 10:35	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	4	P	83	12.60	7	1	596	D
1/6/25 15:43	1/3/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		3	P.m	24	20.08	1	15	9	D
1/6/25 15:26	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Law Lauren Kristen	NY	H	Sub-Advi	2	P	265	25.23	11		11	D
1/6/25 15:24	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Boger Maegan Gallagher	NY	H	Sub-Advi	2	P	530	25.28	21	999%	21	D
1/6/25 15:22	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Mohr Gretchen Mae	NY	H	Sub-Advi	2	P	530	25.30	21		21	D
1/6/25 12:50	12/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		1	P	0	2.56	0	1	2	D
1/6/25 10:13	1/3/25	CIK	Credit Suisse Asset Management Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Gerber Charles	NY	D		1	P.a	25	2.90	9		9	D
1/3/25 18:51	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	McCulloch Benjamin	IL	H	Secretar	1	P	1	25.00	0	6	1	D
1/3/25 16:45	12/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		1	P	0	2.33	0	1	0	D
1/3/25 16:16	1/3/25	FXBY	Foxby Corp.		Fund	CEF	Closed-End Funds	Winmill Woodworth Borst	NY	D		1	P	3	17.15	0		0	D
1/3/25 15:10	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Nechamkin Michael Bennett	NY	H	Sub-Advi	2	P	318	25.28	13		13	D
1/3/25 15:08	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gordon Andrew David	NY	H	Sub-Advi	2	P	530	25.21	21		21	I
1/3/25 15:05	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gleason Sean Michael	NY	H	Sub-Advi	2	P	106	25.26	4		4	D
1/3/25 15:03	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Octagon Credit Investors, LLC	NY	H	Sub-Advi	2	P	2,385	25.24	95		95	D
1/3/25 11:38	1/2/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		2	S	-73	10.44	-7		5	D
1/3/25 11:29	12/27/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		8	P.m	124	0.6790	183	5	3,826	D
1/3/25 08:34	1/1/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	1	S	0	0.00	-10		160	I
1/2/25 20:09	12/30/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	1	P	2,355	7.27	324	2	13,393	M
1/2/25 16:22	12/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Russell Grimaldi	NY	O	CCO,Secr	1	P	0	2.25	0	1	0	D
1/2/25 14:30	1/2/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Frost Gregory A	PA	O	See Rema	1	P	500	11.53	43		43	D
1/2/25 10:54	12/30/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Stam Heidi	PA	D		2	P	21	5.17	4	25	21	D
12/31/24 16:35	12/31/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	4	P	36	35.78	1	3	35	D
12/31/24 10:32	12/30/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	1	P	13	25.00	1	0	117	M
12/30/24 17:01	12/26/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		3	S.m	-218	6.57	-33		37	D
12/27/24 16:03	12/27/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	2	S	-3	42.56	0		1	I
12/27/24 16:01	12/24/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	8	P	36,239	4.51	8,043	11	79,810	D
12/26/24 15:29	12/24/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	1	P	9	10.67	1	11	8	D
12/26/24 10:56	12/23/24	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	9	P	101	15.26	7	72	16	D
12/20/24 19:30	2/8/22	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Gordon Scott	NY	DOT	CEO	1	P.a	490	14.00	35		35	D
12/20/24 17:11	12/19/24	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		1	P	1,000	25.18	40	1	2,729	D
12/20/24 16:22	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		3	P	30	20.38	1	49	4	D
12/20/24 16:19	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		3	P	30	20.38	1	49	4	D
12/20/24 16:19	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		2	P	20	21.03	1	57	3	D
12/20/24 16:02	12/18/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		1	P	145	8.02	18	147	30	D
12/20/24 16:01	12/19/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Handa Sanjeev	NY	D		1	P	35	7.98	4	73	10	D
12/20/24 15:37	12/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	1	P	618	48.05	13	6	224	D
12/20/24 12:56	12/19/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	9	22.16	0	5	8	D
12/19/24 20:13	12/19/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	3	P.m	310	10.14	31	11	312	D
12/19/24 17:47	12/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		1	P	41	16.54	3	45	8	D
12/19/24 16:21	12/17/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		14	P.m	14,689	11.32	1,298	15	9,718	I
12/18/24 16:14	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Investment Corporation\De	VA	T		2	P	3,750	10.00	375	300	500	D
12/18/24 16:12	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Capital Corp	VA	T		2	P	3,750	10.00	375	300	500	D
12/17/24 17:56	12/16/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		2	P	20	33.12	1	23	3	D
12/17/24 16:18	12/17/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	1	P	15,037	5.08	2,960	61	7,790	D
12/17/24 16:17	12/17/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	1	P	15,037	5.08	2,960	61	7,825	D
12/17/24 13:23	12/16/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Balkin Michael	CT	D		1	P	171	8.53	20	200	30	I
12/17/24 13:09	12/16/24	FCT	First Trust Senior Floating Rate Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	2	S	-125	15.74	-8	-100	0	D
12/17/24 10:15	12/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	1	P	19	21.31	1	1	60	I
12/17/24 09:02	12/16/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	1	P	150	25.00	6	3	186	D
12/17/24 08:21	12/10/24	ICMB	Investcorp Credit Management Bdc, Inc.		Fund	CEF	Closed-End Funds	Shaikh Suhail A.	NY	DO	P,CEO	2	P	22	3.21	7		7	D
12/16/24 13:58	12/12/24	ODIF	Oaktree Diversified Income Fund Inc.		Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		2	P	50	10.98	5	29	20	D
12/16/24 09:24	12/13/24	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	Diamond Hill Capital Management Inc	OH	H	Investme	1	P	15	10.07	1		1	D
12/13/24 14:33	12/11/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	1	P	3	13.28	0	1	25	D
12/13/24 14:32	12/12/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Dellafiora John	VA	O	Chief Co	1	P	3	10.00	0		0	D
12/13/24 14:10	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		2	P.m	241	9.85	24	96	50	D
12/13/24 11:48	12/12/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	O'Connor Michael James	NC	H	Adviser	1	S	-285	9.70	-29	-100	0	D
12/13/24 09:50	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Murray Elizabeth A.	NC	O	CFO,COO,	1	P	19	9.70	2	11	21	D
12/12/24 17:16	12/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		1	P	200	10.79	19	46	59	I
12/12/24 16:52	12/10/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Zacharia Michael	AZ	D		2	P	90	14.19	6	18	42	D
12/12/24 16:30	12/10/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	1	S	-495	55.01	-9		87	D
12/12/24 16:07	12/12/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		2	P	17	22.93	1	5	16	D
12/12/24 15:27	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freund Matthew	NC	O	P	1	P	24	9.72	3	19	16	D
12/11/24 18:47	12/11/24	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Ouimet Paige	NY	D		1	P	25	8.02	3		3	D
12/11/24 16:05	12/11/24	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Marcotte Bob	VA	O	P	1	S	-424	27.35	-16		249	D
12/11/24 12:43	12/10/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	1	S	-49	44.75	-1	-100	0	D
12/10/24 18:21	12/6/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Jonathan Adam	TN	DO	Chief Sc	1	P	0	0.00	32	819	36	D
12/10/24 18:18	12/6/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	1	P	0	0.00	45	28	207	D
12/10/24 18:15	3/27/23	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	1	P	0	0.00	5	46	15	D
12/10/24 16:08	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Sateri John	VA	O	P	1	P	100	10.00	10		10	D
12/10/24 16:06	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Licalsi Michael	VA	O	GC,Secre	1	P	15	10.00	2		2	D
12/10/24 16:05	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Smith Jennifer A	VA	O	Chief Va	1	P	3	10.00	0		0	D
12/10/24 16:05	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Malesardi Michael J	VA	O	CFO	1	P	10	10.00	1		1	D
12/10/24 14:59	12/6/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		1	P	11	21.47	1	6	9	I
12/10/24 10:59	12/9/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		1	S	-544	12.99	-42		42	D
12/9/24 14:14	12/5/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	DO	CEO	1	S	-1,500	9.68	-155		1,500	I
12/6/24 16:17	8/9/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Rival Anita J.	NY	D		1	P.a	50	14.37	4	15	27	I
12/6/24 13:52	12/5/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	1	P	107	21.31	5	8	68	D
12/5/24 16:13	12/4/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Sandler Elizabeth	PA	D		1	P	21	21.23	1	11	10	I
12/5/24 15:42	12/4/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	1	P	58	9.74	6	2	295	D
12/4/24 16:16	12/3/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Gerson Brian	PA	O	Co-P	1	P	110	22.08	5	23	27	I
12/4/24 16:05	12/2/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	2	P.m	422	5.14	82	8	1,171	D
12/3/24 16:59	12/3/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Vichness Shaul	NY	O	CFO,Trea	1	P	86	17.27	5	37	19	I
12/3/24 16:01	11/29/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	11	P	2,222	4.78	465	28	2,131	D
12/3/24 15:14	12/2/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	1	P	125	10.67	12	9	141	D
12/3/24 08:48	12/2/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	2	P	694	17.36	40	149	67	I
12/3/24 08:17	11/27/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		1	P	25	6.80	4	1	276	D
12/2/24 17:56	12/2/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Green Allison	NY	O	See Rema	1	P	50	5.48	9	7	137	D
12/2/24 17:10	11/29/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	S	-115	10.03	-11		402	I
12/2/24 11:38	11/25/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	1	P	75	9.31	8	5	169	D
11/29/24 15:16	4/8/24	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	Kumar Nisha	NY	D		1	P	100	14.47	7	50	21	I
11/29/24 14:41	11/27/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Mehring Jason	CA	O	P	1	P	42	9.30	5	29	20	D
11/29/24 14:40	11/26/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Worrell August Daniel	CA	O	Co-Chief	1	P	137	9.10	15	176	24	D
11/27/24 13:07	11/26/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	2	P	38	10.77	4	24	18	D
11/26/24 17:20	11/22/24	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	Lanza John	NY	O	See Rema	1	S	-16	12.85	-1	-100	0	D
11/26/24 14:38	11/25/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Imasogie Osagie O	PA	D		1	S	-900	22.01	-41		8	D
11/26/24 10:45	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		1	P	6	41.80	0	33	1	D
11/25/24 16:14	11/22/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		2	P.m	1,141	16.59	69	233	98	D
11/25/24 13:50	11/21/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Forstenhausler Matthew E.	NY	D		1	P	20	20.25	1		1	D
11/25/24 11:48	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Musgrave John M.	TX	O	CEO,P	1	P	32	41.80	1	33	3	D
11/22/24 19:25	11/20/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Garcia Dominic Jerome	NM	D		2	P	800	10.93	73		73	D
11/22/24 16:31	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	2	P.m	299	10.13	30	14	237	I
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		1	P.m	6	16.11	0	1	28	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	1	P	21	20.53	1	22	6	D
11/22/24 14:14	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Lewin Lana	NY	D		1	P	10	20.45	0		0	D
11/22/24 14:12	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Healy Douglas Taylor	NY	D		1	P	10	20.26	1		1	D
11/22/24 12:08	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	1	P	5	11.44	0	1	45	D
11/21/24 18:10	11/20/24	VALF	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Zhu Lisa	WI	H	Investme	1	P	501	25.05	20		1	D
11/21/24 16:50	11/19/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	2	P.m	322	20.10	16	28	73	D
11/21/24 11:58	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	1	P	5	11.53	0	4	11	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	1	P	3	5.72	1	1	110	D
11/19/24 17:50	11/19/24	BCPL	Bc Partners Lending Corp		Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	DO	P,CEO	1	P	125	21.57	6	4	150	D
11/19/24 15:02	11/18/24	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Truscott William F	MA	O	SVP	1	P	134	33.60	4		4	I
11/18/24 16:15	11/13/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	2	P	100	20.41	5		2	D
11/18/24 16:14	11/18/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	1	P	90	8.99	10	17	67	D
11/18/24 11:16	11/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		1	P	11	11.34	1	8	13	I
11/15/24 17:33	6/17/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Knipper Thomas	CT	D		1	P	25	10.10	2		0	D
11/15/24 17:01	11/13/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		1	P	11	10.63	1		1	D
11/14/24 18:46	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	1	P	23	11.41	2	3	60	D
11/14/24 16:23	11/13/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		1	P.m	88	9.28	10	19	60	D
11/14/24 16:17	11/13/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	1	P	9	10.03	1		1	D
11/14/24 16:01	11/12/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	1	P	65	4.29	15	17	107	M
11/13/24 11:47	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	1	P	9	11.39	1	162	1	I
11/12/24 17:57	11/11/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Frank Bruce D	NY	D		1	P	9	20.50	0	13	4	I
11/12/24 16:30	8/3/22	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Widra Howard	NY	D		1	P.a	260	13.01	20	6	350	D
11/12/24 14:40	11/7/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue Thomas R	PA	H	Treasure	2	S	-18	12.30	-1		0	D
11/12/24 11:34	11/7/24	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		2	S.m	-125	5.06	-25	-100	0	I
11/8/24 17:48	11/8/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	6	23.13	0	2	17	D
11/8/24 16:16	11/6/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	1	P	454	10.92	42	13	352	D
11/7/24 19:20	11/7/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	2	P	6	11.40	1	25	3	I
11/7/24 08:54	11/6/24	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	1	P	37	12.44	3		3	I
11/6/24 16:57	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Weinstein Adam B.	NY	DO	EVP,CAO,	1	P	489	10.87	45	9	553	D
11/6/24 16:55	11/4/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	1	P	27	10.85	3	38	9	I
11/6/24 16:18	11/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P,C	1	P	2	2.22	1	2	42	D
11/6/24 15:44	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Steve Louis	AZ	DO	Exec CB	1	P	254	13.12	19	2	1,263	D
11/5/24 18:20	11/4/24	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	1	S	-12	15.91	-1	-100	0	D
11/5/24 14:46	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	101	13.39	8	1	1,027	D
11/5/24 14:44	11/1/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		1	P	27	13.59	2	6	35	D
11/4/24 19:04	10/31/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	1	P	1,000	10.48	95		95	I
11/1/24 10:28	10/25/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	1	S	-1,034	44.00	-24		14	D
10/31/24 13:52	10/31/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Nelson Jane Musser	MD	D		1	P	25	21.69	1	30	5	I
10/30/24 15:19	10/29/24	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	Harris Stayce D.	NY	D		29	P	8	16.84	0		0	D
10/29/24 12:01	10/25/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		1	P	400	12.59	32	45	102	I
10/29/24 10:14	10/28/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Escherich Frederic A	MD	D		2	S.m	-555	21.80	-25		59	D
10/24/24 16:07	10/23/24	EIIA	Eagle Point Institutional Income Fund		Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	1	P	100	24.96	4		4	D
10/21/24 18:12	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	1	P	14	11.28	1	7	18	M
10/21/24 16:16	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	1	P	18	11.28	2	33	6	D
10/21/24 15:42	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DO	Trustee	1	P	41	11.28	4	33	15	D
10/21/24 14:35	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	1	P	149	11.28	13		13	D
10/21/24 11:17	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	1	P	43	11.28	4	33	15	D
10/21/24 10:48	10/18/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	1	P	24	23.98	1	7	15	D
10/21/24 09:44	10/17/24	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	Sippel Matthew J	CT	D		1	P.m	45	22.33	2		2	D
10/18/24 14:02	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Black Daniel	IL	DH	Trustee	1	P	11	11.28	1	5	22	D
10/18/24 12:05	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Huang Tony	NY	O	VP,Assis	1	P	26	11.28	2	32	9	D
10/17/24 16:37	10/16/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	1	P	100	19.03	5	24	27	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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