Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
7/14/25 19:02	7/11/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Great Elm Strategic Partnership I, LLC	MA	T		4	S.m	-1,125	10.96	-103		1,813	D
7/14/25 18:16	5/7/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	5	P	50,601	10.87	4,654	46	14,845	I
7/14/25 14:35	7/10/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		159	P.m	48,180	11.57	4,164	6	77,672	I
7/14/25 11:12	7/11/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	60	P.m	194	2.63	73	9	867	M
7/11/25 10:39	7/10/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Stuart	NJ	O	P	1	P	250	29.13	9		9	D
7/10/25 12:54	7/7/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	5	P.m	0	10.81	0	0	63	D
7/9/25 17:56	7/7/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	McCartney Kathleen Ann	CA	D		1	P	100	24.78	4		4	D
7/9/25 17:01	7/8/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		1	P	3,826	24.95	153	5	2,994	D
7/9/25 13:41	7/9/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	1	P	12	12.43	1	12	9	I
7/8/25 15:08	7/7/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Herman Thomas E	IL	O	VP,CFO	1	P	450	10.01	45		45	D
7/7/25 17:45	7/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		3	P	3,365	24.94	135	9	1,631	D
7/7/25 17:36	7/3/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Clark James Frederic	NY	H	Trustee	1	P	150	15.17	10		10	D
7/7/25 17:21	7/3/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Dufresne Daniel	IL	O	P	1	P	100	10.02	10	8	128	D
7/3/25 16:29	7/1/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Ocm Growth Holdings LLC	CA	T		1	S	-10,450	10.45	-1,000		8,780	D
7/3/25 10:04	6/30/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Sell Moritz A	PA	D		3	P	28	6.59	4	145	7	D
7/2/25 16:41	6/30/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	2	P	1,670	7.38	226	2	13,701	M
7/2/25 15:12	7/1/25	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	2	S	-193	4.28	-45		4,575	D
7/2/25 14:13	6/30/25	PBLDX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Amg New York Holdings Corp.	MA	T		1	P	200	10.00	20		20	D
7/2/25 12:19	7/1/25	DSCRX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	Kelly-Jones John T	OH	D		1	P	115	10.55	11		11	D
7/1/25 18:15	6/30/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	D		1	P	500	9.72	51	16	364	I
7/1/25 17:06	6/27/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Basmadjian Lauren Michelle	NY	D		1	P	50	6.33	8	58	21	D
7/1/25 16:05	5/30/25	PMFLX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	Hall Gregory Weston	CA	H	SEE REMA	2	P	2,000	10.18	196	130	348	D
7/1/25 16:05	6/30/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Gero Deborah Ann	CA	D		1	P	34	13.70	3	13	22	D
7/1/25 15:57	6/30/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Grunewald Robert	WY	DOH	CEO	2	P	200	17.54	11	5	227	I
6/30/25 16:03	6/27/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		1	P	100	6.32	16	52	46	D
6/30/25 15:45	6/30/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	1	S	-86	11.92	-7	-100	0	D
6/30/25 14:07	6/26/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	2	P	64	9.75	7	2	302	D
6/30/25 11:14	6/26/25	GCV.H	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Dinsmore Thomas H	NY	D		1	P	250	10.00	25		25	D
6/27/25 17:10	6/27/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Morris Jesse E	TX	DO	EVP, COO	1	S	-2,078	59.37	-35		236	D
6/27/25 17:08	6/27/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Beauvais Jason B	TX	O	EVP,GC,S	1	S	-811	59.37	-14		182	D
6/27/25 16:24	6/27/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Sr. Advi	5	S.m	-2,749	9.27	-297		2,701	I
6/27/25 14:41	6/27/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	1	P	315	12.59	25	3	786	D
6/27/25 11:59	6/26/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	3	P	17	13.53	1	5	28	D
6/26/25 16:05	6/24/25	IQI	Invesco Quality Municipal Income Trust	MA	Fund	CEF	Closed-End Funds	O'Reilly Timothy M	GA	H	Portfoli	2	P	100	9.26	11		11	I
6/25/25 16:17	6/24/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Mehta Nishil	NY	DO	P,PEO	1	P	100	6.02	17	103	33	D
6/25/25 16:15	6/23/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	2	P	2,997	3.18	942	1	83,941	D
6/25/25 13:28	6/23/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Marra Joseph P.	NY	DO	P,Prin.	2	P	200	25.03	8	372	10	I
6/23/25 16:02	6/23/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	10	21.19	0	3	18	D
6/20/25 17:00	6/17/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Amster Howard	NY	DT		1	P	32	49.31	1	0	264	D
6/18/25 18:35	6/16/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	1	P.m	48	48.41	1	0	228	D
6/18/25 12:46	6/17/25	ACV	Virtus Diversified Income & Convertible Fund		Fund	CEF	Closed-End Funds	McDaniel Connie D	CT	D		4	P	21	16.42	1		1	D
6/17/25 17:59	6/17/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	1	P	9	24.62	0	1	41	D
6/16/25 16:49	6/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Vichness Shaul	NY	O	CFO,Trea	1	P	82	16.30	5	27	24	I
6/16/25 14:25	6/13/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	9	21.75	0	6	7	D
6/13/25 20:20	6/11/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		2	P.m	43	14.37	3	8	41	D
6/13/25 16:22	6/13/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Cohen Richard M	FL	D		3	P.m	200	11.03	18	694	21	D
6/11/25 16:35	6/11/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Little Harrison James	TX	O	EVP	1	P	62	12.36	5	100	10	D
6/11/25 16:21	5/12/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		5	P	20	6.20	3	60	9	D
6/10/25 19:26	6/6/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Shannon Kevin	NY	D		1	P	194	19.43	10	42	34	I
6/9/25 17:00	6/5/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Mahajan Umesh	NY	O	Secretar	1	P.m	22	10.27	2	352	3	D
6/9/25 11:13	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Murray Elizabeth A.	NC	O	CFO,COO,	1	P	30	8.84	3	15	25	D
6/6/25 16:28	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		1	P	77	8.89	9	17	60	D
6/6/25 15:41	6/6/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Hassen Marissa	NY	O	Chief Ac	1	P	75	16.18	5	338	6	D
6/5/25 20:53	6/4/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Perry Chad	FL	D		1	P	20	10.58	2		2	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Follmann Christian	CA	O	COO	2	S	-14	17.83	-1		122	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Follmann Christian	CA	O	COO	2	P	14	17.83	1	1	122	D
6/5/25 10:34	5/21/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Linett Mat	NY	H	Senior M	1	P	48	15.92	3	56	8	D
6/4/25 17:23	6/2/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	1	P	9	9.88	1	49	3	D
6/4/25 08:22	6/3/25	JRS	Nuveen Real Estate Income Fund		Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	1	S	-8	7.86	-1	-100	0	D
6/3/25 19:07	5/30/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	1	P	2,000	10.48	191	192	290	I
6/3/25 16:21	5/30/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	2	P	251	14.62	17	67	43	D
6/3/25 08:09	6/2/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Parks Kevin	GA	H	Portfoli	1	P	13	12.83	1	21	6	D
6/2/25 17:41	5/29/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		1	P	25,000	25.00	1,000		252	I
6/2/25 17:19	5/29/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		1	P	15	21.24	1	8	9	I
6/2/25 16:03	5/30/25	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Miniman Jonathan D	PA	H	Portfoli	1	S	-82	5.11	-16		18	D
6/2/25 16:01	5/28/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	3	P	11	10.36	1	31	4	D
6/2/25 12:55	6/2/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Sale Hillary A	NY	D		2	P	40	5.84	7		7	D
5/30/25 19:15	5/29/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	Kocinski Chris	IL	H	Portfoli	1	P	112	7.44	15		15	D
5/30/25 15:20	5/29/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Colonna Bernardino	NY	O	P	1	P	10	10.21	1	70	2	D
5/30/25 14:44	5/28/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Robo James L	TX	D		1	P	681	15.84	43	3	1,616	I
5/29/25 17:16	5/28/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Rabil Albert	TX	D		2	S.m	-6,152	15.88	-387		165	I
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	2	S	-183,375	15.13	-12,120		2,381	I
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	2	P	183,375	15.13	12,120		2,381	I
5/29/25 16:52	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	2	S	-183,375	15.13	-12,120		2,157	I
5/29/25 16:52	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	2	P	183,375	15.13	12,120		2,157	I
5/29/25 15:34	5/29/25	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	Rivernorth Strategic Holdings, LLC	FL	H	Holding	1	P	15	15.01	1		1	D
5/29/25 08:30	5/27/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		1	P.m	3	15.76	0	1	33	I
5/28/25 20:48	5/27/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		1	P	100	14.45	7	33	28	I
5/28/25 17:05	5/27/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Grillo Anthony	NY	D		14	P	159	8.75	18		18	D
5/28/25 17:03	5/27/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	10	20.87	0	3	17	D
5/28/25 11:30	5/27/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		1	P	2	9.66	0	8	3	I
5/28/25 07:55	5/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Fierman Michael	GA	H	Investme	1	P.m	3	13.35	0	0	109	D
5/27/25 17:03	5/23/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Miranda Kenneth M.	NY	D		1	P	49	15.68	3	7	47	I
5/27/25 17:00	5/22/25	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	Bradshaw Ralph W	NC	DO	P	2	M	37	7.13	5	3	183	D
5/27/25 08:20	5/20/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	Hime James	AZ	O	CFO	1	P	100	9.28	11		11	D
5/23/25 16:05	5/21/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		4	P	150	9.10	16	3	620	D
5/22/25 16:45	5/19/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freund Matthew	NC	O	P	3	P	64	9.07	7	54	20	D
5/22/25 14:48	5/22/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	1	P	25	24.80	1	1	115	D
5/22/25 14:04	5/22/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	1	P	6	9.48	1	5	13	D
5/22/25 12:28	5/22/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Albe Alvin R Jr	GA	D		1	P	262	13.12	20		20	D
5/22/25 09:11	5/20/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Brigstocke David Hc	NY	H	Trustee	1	P	125	9.88	13		13	D
5/21/25 09:54	5/19/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	2	P.a	21	5.87	4	74	8	D
5/20/25 16:55	5/19/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Hamada Richard P	AZ	D		1	S	-50	14.90	-3		94	D
5/20/25 16:01	5/20/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		1	P	21	7.14	3	11	30	D
5/20/25 14:45	5/19/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Lloyd Eric J	NC	DOH	CEO	1	P	314	9.12	34	88	74	D
5/20/25 13:02	5/16/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Trutanic Richard S	NY	D		1	S	-10	14.02	-1		2	D
5/20/25 10:25	5/15/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Janez Claudia	O5	D		1	P	14	16.22	1	34	3	D
5/19/25 16:33	5/16/25	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Winmill William McCollum	NY	D		1	P	13	12.87	1	11	10	D
5/19/25 16:00	5/16/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	McHugh Ryan	TX	O	VP,CAO,A	1	P	250	54.44	5	58	13	D
5/19/25 11:16	5/16/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		1	P	5	9.72	1	3	16	I
5/19/25 06:06	5/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Panossian Armen	CA	O	See Rema	1	P	113	14.13	8	63	21	D
5/16/25 13:35	5/15/25	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	Diamond Hill Capital Management Inc	OH	TH	Investme	1	P	800	10.36	77	999%	79	D
5/15/25 17:38	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Satoren Brandon	NY	O	See rema	1	P	12	12.43	1	999%	1	D
5/15/25 17:35	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Held David	NY	O	Chief Co	1	P	4	12.38	0		0	D
5/15/25 17:26	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	DO	See Rema	2	P	37	14.18	3	27	12	D
5/15/25 17:22	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Schafer Patrick	NY	DO	Chief In	2	P	15	13.81	1	11	11	D
5/13/25 17:54	5/13/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	Bass Robert J	NY	H	Trustee	1	P	50	30.78	2	10	17	D
5/13/25 17:02	5/13/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Leets Karen L	CA	D		1	P	25	7.55	3	75	8	D
5/13/25 14:00	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	1	P	20	9.66	2	207	3	I
5/13/25 11:09	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	1	P	5	9.69	1	1	46	D
5/13/25 10:22	5/12/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	1	P	249	15.34	16	24	83	I
5/12/25 21:14	5/9/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	14.22	4	0	1,085	I
5/9/25 17:26	5/9/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	1	P	87	5.26	17	1	1,216	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		1	P	105	17.49	6	101	12	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		1	P	105	17.49	6	23	33	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		1	P	105	17.49	6	9	69	D
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		1	P	31	17.49	2	2	113	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		1	P	105	17.49	6	43	20	M
5/9/25 16:20	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		1	P	105	17.53	6	6	106	I
5/9/25 13:47	5/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		1	P	1	2.65	0	116	1	D
5/9/25 12:01	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	1	S	-432	24.82	-17		1,544	I
5/9/25 11:21	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		1	S	-432	24.82	-17		21	I
5/9/25 10:59	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	Director	1	S	-432	24.82	-17		10	D
5/8/25 19:11	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	1	P	28	24.75	1	0	298	D
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	1	P	20	15.15	1	163	2	D
5/8/25 06:03	5/7/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		1	P	27	13.33	2	13	18	D
5/7/25 16:10	5/6/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Jacobson Craig A	CA	D		1	P	200	13.41	15	26	72	D
5/6/25 14:27	4/14/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	OT	Principa	1	P	142	10.64	13	9	162	D
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	4	P	41	12.89	3	154	5	D
5/2/25 18:37	5/1/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		1	P	1,000	21.46	47	999%	48	D
5/2/25 16:50	4/30/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	Bleichroeder LP	NY	T		1	P	8,923	25.16	355	93	735	I
5/2/25 14:29	4/30/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	1	P	54	9.71	6	2	228	M
5/2/25 08:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Von Zuben Heather	NY	OH	CEO	1	P	250	15.00	17		17	D
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	1	P	7	11.21	1	8	8	D
4/30/25 18:00	4/29/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		2	P	131	0.6674	197	5	4,086	D
4/30/25 09:56	4/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P	1	P	1	2.51	1	1	43	D
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	Caruvana Dean Anthony	NC	O	Secretar	1	P	100	43.22	2		2	D
4/28/25 13:01	4/25/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	1	P	10	14.28	1	35	3	I
4/25/25 13:08	4/23/25	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Zaharis-Nikas Elaine	NY	OH	VP	1	S	-12	11.84	-1	-100	0	I
4/24/25 18:23	4/21/25	CEDIX	Bluebay Destra International Event-Driven Credit Fund		Fund	CEF	Closed-End Funds	Watson Robert A.	MT	O	P	1	S	-108	21.67	-5		24	D
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Dykas James M	IL	O	P,CEO	1	P	6	13.80	0		0	D
4/22/25 11:31	4/15/25	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	University of Wisconsin Foundation	WI	T		1	S	-4	20.00	0	0	5,726	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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