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Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	1	P	91,687	15.13	6,060		2,381	I
5/29/25 16:52	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	1	P	91,687	15.13	6,060		2,157	I
5/29/25 15:34	5/29/25	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	Rivernorth Strategic Holdings, LLC	FL	H	Holding	1	P	15	15.01	1		1	D
5/29/25 10:34	5/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	62	P	206	2.61	79	11	832	M
5/29/25 10:00	5/28/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		128	P.m	26,817	10.19	2,631	4	76,670	I
5/29/25 08:30	5/27/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		1	P.m	3	15.76	0	1	33	I
5/28/25 20:48	5/27/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		1	P	100	14.45	7	33	28	I
5/28/25 17:05	5/27/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Grillo Anthony	NY	D		14	P	159	8.75	18		18	D
5/28/25 17:03	5/27/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	10	20.87	0	3	17	D
5/28/25 11:30	5/27/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		2	P	5	10.27	0	20	3	I
5/28/25 07:55	5/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Fierman Michael	GA	H	Investme	1	P.m	3	13.35	0	0	109	D
5/27/25 17:03	5/23/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Miranda Kenneth M.	NY	D		2	P.a	111	16.93	7	16	47	I
5/27/25 15:30	5/23/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	4	P	26	12.81	2	8	27	D
5/27/25 08:20	5/20/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	Hime James	AZ	O	CFO	1	P	100	9.28	11		11	D
5/23/25 16:05	5/21/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		4	P	150	9.10	16	3	620	D
5/22/25 18:35	4/8/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	4	P.m	9	10.57	1	27	4	D
5/22/25 16:45	5/19/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freund Matthew	NC	O	P	2	P	64	9.07	7	54	20	D
5/22/25 14:48	5/22/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	3	P	211	24.80	9	7	134	D
5/22/25 14:04	5/22/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	2	P	11	10.11	1	9	13	D
5/22/25 12:28	5/22/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Albe Alvin R Jr	GA	D		1	P	262	13.12	20		20	D
5/22/25 09:11	5/20/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Brigstocke David Hc	NY	H	Trustee	1	P	125	9.88	13		13	D
5/21/25 09:54	5/19/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	2	P.a	21	5.87	4	74	8	D
5/20/25 16:01	5/20/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		1	P	21	7.14	3	11	30	D
5/20/25 14:45	5/19/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Lloyd Eric J	NC	DOH	CEO	1	P	314	9.12	34	88	74	D
5/20/25 10:25	5/15/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Janez Claudia	O5	D		1	P	14	16.22	1	34	3	D
5/19/25 16:33	5/16/25	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Winmill William McCollum	NY	D		1	P	13	12.87	1	11	10	D
5/19/25 16:00	5/16/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	McHugh Ryan	TX	O	VP,CAO,A	1	P	250	54.44	5	58	13	D
5/19/25 14:42	5/13/25	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	1	P	174	4.34	40	2	2,661	D
5/19/25 11:16	5/16/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		3	P	16	10.51	2	11	16	I
5/19/25 06:06	5/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Panossian Armen	CA	O	See Rema	1	P	113	14.13	8	63	21	D
5/16/25 13:35	5/15/25	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	Diamond Hill Capital Management Inc	OH	TH	Investme	1	P	800	10.36	77	999%	79	D
5/15/25 17:38	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Satoren Brandon	NY	O	See rema	1	P	12	12.43	1	999%	1	D
5/15/25 17:35	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Held David	NY	O	Chief Co	1	P	4	12.38	0		0	D
5/15/25 17:26	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	DO	See Rema	2	P	37	14.18	3	27	12	D
5/15/25 17:22	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Schafer Patrick	NY	DO	Chief In	2	P	15	13.81	1	11	11	D
5/15/25 10:04	5/14/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		5	P	11,753	24.95	471	44	1,535	D
5/13/25 17:54	5/13/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	Bass Robert J	NY	H	Trustee	1	P	50	30.78	2	10	17	D
5/13/25 17:02	5/13/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Leets Karen L	CA	D		1	P	25	7.55	3	75	8	D
5/13/25 14:00	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	1	P	20	9.66	2	207	3	I
5/13/25 11:09	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	2	P	10	10.06	1	2	46	D
5/13/25 10:22	5/12/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	1	P	249	15.34	16	24	83	I
5/12/25 21:14	5/9/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	14.22	4	0	1,085	I
5/9/25 19:58	5/7/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	2	P	42,601	10.79	3,949	42	13,299	I
5/9/25 17:26	5/9/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	1	P	87	5.26	17	1	1,216	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		1	P	105	17.49	6	101	12	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		1	P	105	17.49	6	23	33	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		1	P	105	17.49	6	9	69	D
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		1	P	31	17.49	2	2	113	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		1	P	105	17.49	6	43	20	M
5/9/25 16:20	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		1	P	105	17.53	6	6	106	I
5/9/25 13:47	5/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		1	P	1	2.65	0	116	1	D
5/8/25 19:11	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	2	P	71	24.75	3	1	298	D
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	1	P	20	15.15	1	163	2	D
5/8/25 06:03	5/7/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		1	P	27	13.33	2	13	18	D
5/7/25 16:10	5/6/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Jacobson Craig A	CA	D		1	P	200	13.41	15	26	72	D
5/6/25 14:27	4/14/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	OT	Principa	1	P	142	10.64	13	9	162	D
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	3	P	34	14.82	2	537	3	D
5/6/25 12:58	5/2/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Marra Joseph P.	NY	DO	P,Prin.	1	P	100	24.95	4	188	6	I
5/2/25 18:37	5/1/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		1	P	1,000	21.46	47	999%	48	D
5/2/25 16:50	4/30/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	Bleichroeder LP	NY	T		1	P	8,923	25.16	355	93	735	I
5/2/25 14:29	4/9/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	2	P.m	103	9.61	11	5	228	D
5/2/25 08:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Von Zuben Heather	NY	OH	CEO	1	P	250	15.00	17		17	D
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	1	P	7	11.21	1	8	8	D
4/30/25 18:00	4/29/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		3	P	138	0.6690	206	5	4,086	D
4/30/25 12:26	4/28/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	OT	P,Princi	2	P	6	10.76	1	1	41	D
4/30/25 09:56	4/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P	1	P	1	2.51	1	1	43	D
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	Caruvana Dean Anthony	NC	O	Secretar	1	P	100	43.22	2		2	D
4/28/25 13:01	4/25/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	10	P	497	13.57	37		30	I
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Dykas James M	IL	O	P,CEO	1	P	6	13.80	0		0	D
4/15/25 15:48	4/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Eldredge William	GA	O	Chief Co	1	P	10	13.12	1		1	D
4/14/25 21:35	4/10/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Mahajan Umesh	NY	O	Secretar	1	P	6	10.74	1		1	D
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	3	P	31	13.51	2		2	D
4/11/25 16:49	4/10/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Grunewald Robert	WY	DOH	CEO	1	P	100	17.16	6	3	207	I
4/11/25 13:33	4/10/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		9	P	99	14.00	7		7	D
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Shuman Gregory M.	NJ	H	Portfoli	1	P	40	9.60	4	4	106	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	2	P	55	24.52	2	98	5	D
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		2	P.m	38	6.03	6	117	12	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Staggs Dana	CO	O	P	1	P	3	18.37	0	3	6	D
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	2	P	166	8.29	20	79	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		1	P	200	8.94	22	11	235	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	11	P.m	153	2.57	60	4	1,574	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	1	P	41	13.80	3	9	35	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Castle Adam C	NJ	H	Portfoli	1	P	10	8.41	1	6	20	D
4/8/25 13:29	4/8/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Austin Colby	TX	O	CFO,Trea	1	P	22	11.13	2	45	6	D
4/7/25 19:27	4/3/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kang Eric P	NJ	H	Portfoli	2	P	58	8.70	7	61	17	D
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	Dimartino Joseph S	NY	D		1	P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	Chief Ex	5	P	67	7.83	9	4	213	D
4/7/25 14:27	4/7/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	1	P	25	10.59	2	39	8	I
4/7/25 14:01	4/4/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	3	P	783	12.04	65	9	761	D
4/4/25 15:51	4/4/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	2	P	3	18.07	0	3	5	D
4/3/25 17:00	4/1/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		10	P.m	196	4.79	41	49	125	D
4/3/25 14:47	4/2/25	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Thrivent Financial For Lutherans	MN	T		1	P	15,000	25.00	600	25	3,000	D
4/2/25 13:40	3/31/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	2	P.m	53	10.66	5	4	128	M
4/2/25 11:39	4/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Melcher Joseph G	PA	O	VP,CCO,A	1	P	25	11.51	2		2	D
4/1/25 16:02	3/28/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	1	P	1,461	7.30	200	2	13,538	M
4/1/25 14:43	4/1/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	1	P	23	15.10	2	12	14	D
3/27/25 17:41	3/25/25	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Hayes Jerald Benjamin	WI	H	Investme	1	P	634	25.37	25		1	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		1	P	100	10.97	9	15	69	I
3/27/25 11:54	3/25/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	O'Connor Caitlin	CA	H	Portfoli	1	P	1,262	6,010.8	0		0	D
3/26/25 17:00	3/24/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Paylor Ryan M	FL	H	Portfoli	3	P	55	2.69	21	80	46	D
3/26/25 16:22	3/26/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	10	22.52	0	3	17	D
3/26/25 16:00	3/24/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	10	P	13,241	4.30	3,080	4	82,937	D
3/25/25 12:49	3/21/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Shaffer John C.	NJ	D		1	P	500	10.27	49		49	D
3/24/25 17:37	3/7/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	3	P.m	480	15.28	31	29	138	D
3/24/25 16:57	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	Short Brandon	NJ	H	Portfoli	2	P.a	575	2,873.0	0		0	D
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Siffermann William A	IL	O	VP	2	P	7	11.34	1	82	1	D
3/21/25 18:55	3/21/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,CEO	1	P	77	7.74	10	35	39	D
3/21/25 17:33	3/21/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	1	P	25	23.00	1	3	36	D
3/20/25 16:01	3/18/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Gremp William	NY	D		2	P	86	4.29	20	36	75	D
3/20/25 14:18	3/20/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	1	P	7	18.59	0	8	4	D
3/18/25 19:20	3/17/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	D		1	P	1,500	9.68	155	98	312	I
3/18/25 16:35	3/18/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	1	P	50	8.00	6	9	77	D
3/18/25 15:34	3/18/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	1	P	5	10.72	0	5	9	D
3/18/25 12:06	3/17/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	9	21.96	0	7	7	D
3/17/25 18:50	3/14/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Wolfe Patrick	CA	O	COO	1	P.d	50	8.12	6	321	8	D
3/17/25 18:13	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	1	P.am	1,407	17.58	80	2	3,885	I
3/17/25 18:05	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	1	P.am	1,407	17.58	80	2	3,723	I
3/17/25 15:55	3/14/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	2	P	45	21.11	2	42	7	D
3/17/25 14:48	3/17/25	BCSF	Bain Capital Specialty Finance, Inc.		Fund	CEF	Closed-End Funds	Richer Clare Stack	MA	D		1	P	25	16.43	2	8	21	D
3/14/25 16:39	3/13/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	1	P	501	18.57	27	16	194	D
3/13/25 17:24	3/11/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Worrell August Daniel	CA	O	Co-Chief	1	P.d	81	8.06	10	43	34	D
3/13/25 17:21	3/12/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Mehring Jason	CA	O	P	1	P.d	20	8.13	2	12	22	D
3/13/25 16:35	3/13/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	De La Calle Luis	O5	D		1	P	86	14.32	6	446	7	D
3/13/25 12:49	3/12/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	1	P	434	14.46	30	22	170	D
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		2	P	23	12.84	2	180	3	D
3/11/25 19:05	3/7/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	1	P.m	16	53.83	0	13	3	D
3/11/25 17:00	3/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Erik Mervin	FL	OH	P	2	P	452	2.60	174	42	585	D
3/11/25 16:49	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Widra Howard	NY	D		1	P	620	12.40	50	14	400	I
3/11/25 09:36	3/10/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	1	P	8	8.00	1	6	17	D
3/10/25 17:21	3/6/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		2	P.m	227	11.34	20	11	194	D
3/10/25 16:52	3/10/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	2	P	46	24.68	2	5	41	D
3/10/25 16:05	3/6/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Temple Chris	NY	D		1	P	222	14.80	15	42	51	D
3/7/25 17:00	3/5/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Gelety John A	FL	D		1	P.m	8	2.54	3	47	9	D
3/7/25 16:34	3/7/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Grassi Craig Anthony	NY	O	Vice-P	2	P	19	24.96	1	1	74	I
3/7/25 16:14	3/7/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		1	P	12	8.31	1	3	57	D
3/7/25 16:05	3/6/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	1	P	25	18.64	1	15	11	D
3/6/25 16:22	3/5/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		1	P	82	16.40	5	62	13	D
3/5/25 21:46	3/3/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	1	P.m	108	53.78	2	1	227	D
3/5/25 16:05	3/3/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Miller James Robert	NY	O	Co-P	1	P	933	23.32	40		40	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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