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4/14/25 21:35
4/10/25
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsMahajan UmeshNYOSecretar1P610.74011D
4/14/25 15:20
4/11/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEO61P.m2042.6607711792M
4/14/25 12:53
4/11/25
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYT64P.m18,38510.6001,734364,393I
4/11/25 18:38
4/10/25
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End FundsBrowne Jonathan PaulFLHPortfoli3P3113.51022D
4/11/25 17:41
4/10/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End FundsMa Eagle Holdings FundC3T3P10,77924.950432411,496D
4/11/25 16:49
4/10/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsGrunewald RobertWYDOHCEO1P10017.16063207I
4/11/25 14:04
4/9/25
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims David CWIDOCFO,CCO,1P.m499.50052222D
4/11/25 13:33
4/10/25
JHSJohn Hancock Income Securities TrustMAFundCEFClosed-End FundsWright Thomas RoweMAD9P9914.00077D
4/11/25 11:35
4/9/25
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShuman Gregory M.NJHPortfoli1P409.60044106D
4/10/25 20:38
4/8/25
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsSack PeterNYOCEO2P.m310.8300103D
4/10/25 18:05
4/9/25
BMNBlackrock 2037 Municipal Target Term TrustFundCEFClosed-End FundsRomaglino ChristianNYHPortfoli2P5524.5202985D
4/10/25 17:56
4/8/25
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOP9P48713.5503630I
4/10/25 17:01
4/9/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWID2P.m386.030611712D
4/10/25 16:33
4/9/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsStaggs DanaCOOP1P318.370036D
4/10/25 08:57
4/9/25
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsCaraher Scott C.ILHPortfoli2P1668.290207945D
4/9/25 20:35
4/8/25
WHFWhitehorse Finance, Inc.FundCEFClosed-End FundsBolduc JohnFLD1P2008.9402211235I
4/9/25 17:00
4/7/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Thomas JFLHChairman11P.m1532.5706041,574D
4/8/25 19:36
4/7/25
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoli2P1312.2701426D
4/8/25 17:02
4/4/25
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,Secre1P4113.8003935D
4/8/25 13:55
4/4/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End FundsCastle Adam CNJHPortfoli3P3609.95036999%38D
4/8/25 13:29
4/8/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsParker Austin ColbyTXOCFO,Trea1P2211.1302456D
4/7/25 19:27
4/3/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End FundsKang Eric PNJHPortfoli3P1589.4801715327D
4/7/25 15:26
4/4/25
DHFBny Mellon High Yield Strategies FundFundCEFClosed-End FundsDimartino Joseph SNYD1P.m472.3502010220D
4/7/25 15:23
4/4/25
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Michael RichardTNDOChief Ex5P677.83094213D
4/7/25 14:27
4/7/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsO'Neil Michael JTXOEVP,Secr1P2510.5902398I
4/7/25 14:01
4/4/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsBaker James CTXDOP3P78312.040659761D
4/4/25 15:51
4/4/25
JLSNuveen Mortgage & Income Fund/ma/FundCEFClosed-End FundsParekh AashhILHPortfoli2P318.070035D
4/3/25 17:00
4/1/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Brigitta SuzanneFLD10P.m1964.7904149125D
4/3/25 14:47
4/2/25
TAKAXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsThrivent Financial For LutheransMNT1P15,00025.000600253,000D
4/2/25 13:40
3/31/25
CIONCion Investment CorpFundCEFClosed-End FundsBresner Gregg A.NYOP,CIO2P.m5310.66054128M
4/2/25 11:39
4/1/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsMelcher Joseph GPAOVP,CCO,A1P2511.51022D
4/1/25 18:32
4/1/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsPriest Jeffrey WNYOP,CEO1P4324.75021296D
4/1/25 16:02
3/28/25
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P1P1,4617.300200213,538M
4/1/25 14:43
4/1/25
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsToupin Ronald E JrILDHTrustee1P2315.10021214D
3/31/25 12:00
3/28/25
CIONCion Investment CorpFundCEFClosed-End FundsReisner Michael ANYDOCo-CB,Co1P510.4500145D
3/28/25 11:16
3/26/25
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT3P440.691506323,889D
3/27/25 17:41
3/25/25
XALFAVariant Alternative Lending FundFundCEFClosed-End FundsHayes Jerald BenjaminWIHInvestme1P63425.370251D
3/27/25 14:25
3/25/25
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End FundsRakowski EricCTD1P10010.97091569I
3/27/25 11:54
3/25/25
PPRUXPgim Private Real Estate Fund, Inc.FundCEFClosed-End FundsO'Connor CaitlinCAHPortfoli1P1,2626,010.8000D
3/26/25 17:00
3/24/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsPaylor Ryan MFLHPortfoli3P552.690218046D
3/26/25 16:22
3/26/25
CSWCCapital Southwest CorpFundCEFClosed-End FundsRogers-Windsor Ramona LynnTXD1P1022.5200317D
3/26/25 16:00
3/24/25
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEO10P13,2414.3003,080482,937D
3/26/25 14:34
1/5/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsMiranda Kenneth M.NYD1P.a6318.05031922D
3/25/25 14:33
3/24/25
CIONCion Investment CorpFundCEFClosed-End FundsBreakstone Robert ANYD2P1110.9001715I
3/25/25 12:49
3/21/25
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShaffer John C.NJD1P50010.2704949D
3/24/25 17:37
3/7/25
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsBloomfield Matthew LKSOP3P.m48015.2803129138D
3/24/25 16:57
3/20/24
PPRUXPgim Private Real Estate Fund, Inc.FundCEFClosed-End FundsShort BrandonNJHPortfoli2P.a5752,873.0000D
3/24/25 08:54
3/21/25
NADNuveen Quality Municipal Income FundFundCEFClosed-End FundsSiffermann William AILOVP2P711.3401821D
3/21/25 18:55
3/21/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsTseng Philip MCADODir,CEO1P777.740103539D
3/21/25 17:33
3/21/25
ECCEagle Point Credit Co Inc.FundCEFClosed-End FundsMajewski Thomas P.CTDOHCEO1P2523.0001336D
3/20/25 16:01
3/18/25
PSECProspect Capital CorpFundCEFClosed-End FundsGremp WilliamNYD2P864.290203675D
3/20/25 14:18
3/20/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsDigregorio DerekMAHPortfoli5P7522.53033214D
3/19/25 14:08
3/18/25
CIONCion Investment CorpFundCEFClosed-End FundsFinlay Peter I.NYD1P310.7600113I
3/18/25 19:20
3/17/25
FORFXForum Real Estate Income FundFundCEFClosed-End FundsFisk DarrenCOD1P1,5009.68015598312I
3/18/25 16:35
3/18/25
ECCEagle Point Credit Co Inc.FundCEFClosed-End FundsOnorio Kenneth P.CTOCFO,COO1P508.0006977D
3/18/25 15:40
3/17/25
CIONCion Investment CorpFundCEFClosed-End FundsRoman StephenNYOCCO,Secr1P510.9300412D
3/18/25 15:34
3/18/25
CIONCion Investment CorpFundCEFClosed-End FundsPinero Eric A.NYOGC1P510.720059D
3/18/25 12:36
3/13/25
IVYIXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOTP,Princi1P610.76011D
3/18/25 12:06
3/17/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD1P921.960077D
3/17/25 18:50
3/14/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsWolfe PatrickCAOCOO1P.d508.12063218D
3/17/25 18:13
3/4/25
SLRCSlr Investment Corp.FundCEFClosed-End FundsGross Michael SNYDOSee Rema1P.am1,40717.5808023,885I
3/17/25 18:05
3/4/25
SLRCSlr Investment Corp.FundCEFClosed-End FundsSpohler Bruce JNYDOSee Rema1P.am1,40717.5808023,723I
3/17/25 15:55
3/14/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsFarrell Patrick JosephCOOCFO2P4521.1102427D
3/17/25 14:48
3/17/25
BCSFBain Capital Specialty Finance, Inc.FundCEFClosed-End FundsRicher Clare StackMAD1P2516.4302821D
3/14/25 16:39
3/13/25
BSTZBlackrock Science & Technology Term TrustFundCEFClosed-End FundsKim TonyNYHPortfoli3P1,83129.8806135235D
3/13/25 17:24
3/11/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsWorrell August DanielCAOCo-Chief1P.d818.060104334D
3/13/25 17:21
3/12/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsMehring JasonCAOP1P.d208.13021222D
3/13/25 16:35
3/13/25
MXFMexico Fund IncFundCEFClosed-End FundsDe La Calle LuisO5D1P8614.32064467D
3/13/25 12:49
3/12/25
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsBowen James AILDHOfficer 1P43414.4603022170D
3/12/25 16:05
3/11/25
MFICMidcap Financial Investment CorpFundCEFClosed-End FundsPearlman Emanuel RNYD2P2312.84021803D
3/11/25 19:05
3/7/25
PFXPhenixfin CorpFundCEFClosed-End FundsMcMillan EllidaNYOCFO1P.m1653.8300133D
3/11/25 17:00
3/7/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Erik MervinFLOHP2P4522.60017442585D
3/11/25 16:49
3/11/25
MFICMidcap Financial Investment CorpFundCEFClosed-End FundsWidra HowardNYD1P62012.4005014400I
3/11/25 09:36
3/10/25
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFO1P88.0001617D
3/10/25 17:21
3/6/25
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsOgens DavidNYD2P.m22711.3402011194D
3/10/25 16:52
3/10/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior V2P4624.6802541D
3/10/25 16:05
3/6/25
OBDCBlue Owl Capital CorpFundCEFClosed-End FundsTemple ChrisNYD1P22214.800154251D
3/7/25 17:00
3/5/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsGelety John AFLD1P.m82.5403479D
3/7/25 16:50
3/7/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP Admin2P18624.80086134D
3/7/25 16:34
3/7/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsGrassi Craig AnthonyNYOVice-P2P1924.9601174I
3/7/25 16:14
3/7/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsDraut Eric JohnCAD1P128.3101357D
3/7/25 16:05
3/6/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsRipp RyanWYOCFO,Trea3P7519.59041628D
3/6/25 16:22
3/5/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsSchnabel Susan CTXD1P8216.40056213D
3/5/25 21:46
3/3/25
PFXPhenixfin CorpFundCEFClosed-End FundsLorber David ANYDOTCB,CEO2P.m17952.81032227D
3/5/25 16:05
3/3/25
ARCCAres Capital CorpFundCEFClosed-End FundsMiller James RobertNYOCo-P1P93323.3204040D
2/26/25 16:15
2/25/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsCaldwell Phyllis RCAD1P4015.83031916D
2/25/25 16:15
2/24/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsPendo MathewCAOP1P10015.93061453D
2/25/25 16:15
2/24/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsKhanna RaghavCAOCo-Chief1P9615.95066D
2/25/25 11:50
2/25/25
GCADXGoldman Sachs Real Estate Diversified Income FundFundCEFClosed-End FundsPapadoulias JohnNYHPortfoli1P508.55066D
2/24/25 17:44
2/20/25
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsGabelli Mario JNYDHControl 4P11614.030811,348D
2/21/25 19:23
2/21/25
XFLTXai Octagon Floating Rate & Alternative Income TrustFundCEFClosed-End FundsSpence John YogiILOVP2P326.40051584D
2/21/25 09:51
2/20/25
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundFundCEFClosed-End FundsQuinton KeithMAHTrustee4P60118.20033999%34D
2/20/25 13:10
2/18/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End FundsMa Eagle II Holdings FundC3T2P2,79225.00011242,840D
2/19/25 18:57
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsFapohunda BrookeNJOGC1P10010.0001010D
2/19/25 18:56
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsPicciotto Mary AnnNJOChief Co1P10010.0001010D
2/19/25 18:54
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsRocco Steven FNJD1P50010.0005050D
2/19/25 18:54
2/18/25
LLIAXLord Abbett Flexible Income FundFundCEFClosed-End FundsO'Brien Andrew H.NJHPortfoli1P50010.0005050D
2/14/25 18:38
2/12/25
PFXPhenixfin CorpFundCEFClosed-End FundsHirtler-Garvey KarinNYD1P2549.2701502D
2/14/25 15:31
2/14/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsDunn AaronMAD1P724.3500182D
2/14/25 14:59
2/14/25
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsStuebe Nancy E.ILDHTRUSTEE1P612.280187D
2/14/25 14:26
2/13/25
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsBethel KeithPAD1P356.96052923D
2/14/25 13:40
2/13/25
NAIFXNomura Alternative Income FundFundCEFClosed-End FundsRosa Katherine QuickNYHTrustee1P99.9101992D
2/14/25 13:29
5/17/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsBilkie Robert MWID1P.a69.2901253M
2/14/25 11:37
2/12/25
GDVGabelli Dividend & Income TrustFundCEFClosed-End FundsLaughlin Susan WatsonNYD1P724.9600162D
2/13/25 16:05
2/11/25
ARCCAres Capital CorpFundCEFClosed-End FundsBates Ann TorreNYD1P13722.75061938D
2/13/25 15:23
2/11/25
PFXPhenixfin CorpFundCEFClosed-End FundsRobinson Lowell WNYD1P.m2448.8101502D
2/12/25 12:44
1/24/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsDoyle Daniel AnthonyCAD2P9,32210,024010D
2/7/25 16:04
2/5/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsIvascyn Daniel JCATHSEE REMA2P15,73510.4901,500574,138D
1/31/25 14:39
1/30/25
PIIVXPrivate Shares FundFundCEFClosed-End FundsMorgan Herbert WilliamCAD1P2043.01001251D
1/31/25 12:27
1/29/25
CSQCalamos Strategic Total Return FundFundCEFClosed-End FundsHerman Thomas EILOVP,CFO1P.m42518.3102323D
1/30/25 14:15
1/29/25
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsEdil BegaiymCOOHDeputy C1P2010.2102645D
1/29/25 16:06
1/27/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsBates Shiloh RWYOChief In1P5018.85031030D
1/28/25 17:09
1/24/25
XALFXVariant Alternative Lending FundFundCEFClosed-End FundsElsasser Robert WWIOP1P.m6,27725.1102504D
1/28/25 16:38
1/24/25
PMFAXPimco Flexible Municipal Income FundFundCEFClosed-End FundsChristine Kyle FrancisCAHSEE REMA1P2510.22023210D
1/27/25 10:14
1/24/25
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWID1P16017.16094829D
1/23/25 13:10
1/15/25
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsHunersen Thomas WPAD1P8817.67055006D
1/23/25 13:10
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsOsorio AlbertoO5DOP,CEO1P20313.5301514125I
1/23/25 12:56
1/22/25
MXFMexico Fund IncFundCEFClosed-End FundsImpulsora Del Fondo Mexico, S.C.O5HInvestme1P20313.5301515115D
1/23/25 12:41
1/22/25
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsBuckley Gregory W.MDOE.VP1P3423.3001918D
1/22/25 16:30
1/10/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsDonovan WilliamMED1P.a722.040084D
1/21/25 13:49
1/21/25
DHYCredit Suisse High Yield Bond FundFundCEFClosed-End FundsDefelice Laura ANYOHTrustee2P2402.46098592114D
1/21/25 10:55
1/17/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsDowden DavidNYHPortfoli1P4914.92033D
1/17/25 16:37
1/17/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsLittle Harrison JamesTXOEVP1P6513.04055D
1/17/25 16:26
1/16/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOO1P68721.9903111318D
1/17/25 11:44
1/15/25
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsDistenfeld Gershon MNYOVP1P1510.74011016D
1/16/25 16:15
1/2/25
OACOXOneascent Capital Opportunities FundFundCEFClosed-End FundsSiverling JohnALHAdviser 1P5110.10050D
1/16/25 10:00
1/15/25
CADCXCion Ares Diversified Credit FundFundCEFClosed-End FundsNorthwestern Mutual Life Insurance CoWIT1P151,00025.0006,0406,040D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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