Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/28/25 20:48	5/27/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		2	P	200	14.54	14	65	35	I
5/28/25 17:05	5/27/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Grillo Anthony	NY	D		14	P	159	8.75	18		18	D
5/28/25 17:03	5/27/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		5	P	35	23.14	2	10	17	D
5/28/25 12:39	5/27/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	342	P.m	650	2.34	278	50	831	M
5/28/25 11:30	5/27/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		2	P	5	10.27	0	20	3	I
5/28/25 07:55	5/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Fierman Michael	GA	H	Investme	1	P.m	3	13.35	0	0	109	D
5/27/25 17:03	5/23/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Miranda Kenneth M.	NY	D		2	P.a	111	16.93	7	16	47	I
5/27/25 16:18	5/22/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		690	P.m	476,857	11.44	41,669	22	228,483	I
5/27/25 15:30	5/23/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	9	P	53	12.97	4	17	27	D
5/27/25 08:20	5/20/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	Hime James	AZ	O	CFO	1	P	100	9.28	11		11	D
5/23/25 16:05	2/9/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		10	P.m	350	8.13	43	7	620	D
5/22/25 18:35	4/8/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	4	P.m	9	10.57	1	27	4	D
5/22/25 16:45	5/19/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freund Matthew	NC	O	P	3	P	88	9.24	10	91	20	D
5/22/25 14:48	9/17/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	8	P	360	22.19	16	9	192	D
5/22/25 14:04	5/22/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	6	P	31	11.15	3	28	13	D
5/22/25 12:28	5/22/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Albe Alvin R Jr	GA	D		1	P	262	13.12	20		20	D
5/22/25 09:11	5/20/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Brigstocke David Hc	NY	H	Trustee	1	P	125	9.88	13		13	D
5/21/25 09:54	5/19/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	4	P	40	5.95	7	462	8	D
5/20/25 16:01	5/20/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		3	P	124	6.22	20	197	30	D
5/20/25 14:45	5/19/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Lloyd Eric J	NC	DOH	CEO	1	P	314	9.12	34	88	74	D
5/20/25 10:25	5/15/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Janez Claudia	O5	D		2	P	54	15.65	3		3	D
5/19/25 16:33	5/16/25	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Winmill William McCollum	NY	D		1	P	13	12.87	1	11	10	D
5/19/25 16:00	5/16/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	McHugh Ryan	TX	O	VP,CAO,A	1	P	250	54.44	5	58	13	D
5/19/25 14:42	5/13/25	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	29	P.m	163,443	10.39	15,735		15,635	D
5/19/25 11:16	5/16/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		5	P	39	11.14	4	28	16	I
5/19/25 06:06	5/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Panossian Armen	CA	O	See Rema	1	P	113	14.13	8	63	21	D
5/16/25 13:35	5/15/25	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	Diamond Hill Capital Management Inc	OH	TH	Investme	2	P	815	10.35	79		79	D
5/15/25 17:38	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Satoren Brandon	NY	O	See rema	1	P	12	12.43	1	999%	1	D
5/15/25 17:35	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Held David	NY	O	Chief Co	1	P	4	12.38	0		0	D
5/15/25 17:26	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Goldthorpe Edward J.	NY	DO	See Rema	3	P	161	19.28	8	5	162	D
5/15/25 17:22	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Schafer Patrick	NY	DO	Chief In	2	P	15	13.81	1	11	11	D
5/15/25 10:04	5/14/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		5	P	11,753	24.95	471	44	1,535	D
5/13/25 17:54	5/13/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	Bass Robert J	NY	H	Trustee	1	P	50	30.78	2	10	17	D
5/13/25 17:02	5/13/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Leets Karen L	CA	D		2	P	75	9.80	8		8	D
5/13/25 14:00	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	2	P	33	10.15	3		3	I
5/13/25 11:09	5/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	6	P	30	11.05	3	6	46	D
5/13/25 10:22	5/12/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	3	P	943	16.78	56	210	83	I
5/12/25 21:14	5/9/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	4	P	251	13.98	18	2	1,085	I
5/9/25 19:58	5/7/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	3	P	47,601	10.80	4,408	50	13,299	I
5/9/25 17:26	5/9/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	4	P.m	555	5.02	111	10	1,216	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		2	P	134	17.60	8	175	12	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		2	P	210	18.00	12	56	33	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		3	P	224	17.90	12	22	69	D
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		1	P	31	17.49	2	2	113	M
5/9/25 16:21	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		2	P	210	17.98	12	142	20	M
5/9/25 16:20	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		2	P	210	17.92	12	12	106	I
5/9/25 13:47	5/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		3	P	1	2.19	1		1	D
5/8/25 19:11	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	6	P.a	418	26.00	16	6	298	D
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	2	P	61	12.30	5	42	17	D
5/8/25 06:03	5/7/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		5	P	144	16.31	9	96	18	D
5/7/25 16:10	5/6/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Jacobson Craig A	CA	D		1	P	200	13.41	15	26	72	D
5/6/25 14:27	4/30/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	H	Principa	4	P.m	1,510	10.08	150	999%	162	D
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	5	P	57	13.23	4	999%	5	D
5/6/25 12:58	5/2/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Marra Joseph P.	NY	DO	P,Prin.	1	P	100	24.95	4	188	6	I
5/2/25 18:37	5/1/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		3	P	1,020	21.45	48	999%	49	D
5/2/25 16:50	4/30/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	Bleichroeder LP	NY	T		1	P	8,923	25.16	355	93	735	I
5/2/25 14:29	4/9/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	5	P.m	205	9.54	21	10	228	D
5/2/25 08:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Von Zuben Heather	NY	OH	CEO	1	P	250	15.00	17		17	D
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	5	P	41	11.53	4	83	8	D
4/30/25 18:00	4/29/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		20	P.m	415	0.6631	626	18	4,086	D
4/30/25 12:26	7/16/24	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	OT	P,Princi	4	P.m	624	10.31	60		60	D
4/30/25 09:56	4/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P	4	P	7	2.06	4	9	43	D
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	Caruvana Dean Anthony	NC	O	Secretar	1	P	100	43.22	2		2	D
4/28/25 13:01	4/25/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	11	P	498	13.57	37	23	198	I
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Dykas James M	IL	O	P,CEO	1	P	6	13.80	0		0	D
4/15/25 15:48	4/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Eldredge William	GA	O	Chief Co	1	P	10	13.12	1		1	D
4/14/25 21:35	4/10/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Mahajan Umesh	NY	O	Secretar	1	P	6	10.74	1		1	D
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	3	P	31	13.51	2		2	D
4/11/25 16:49	4/10/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Grunewald Robert	WY	DOH	CEO	2	P	162	17.81	9	5	207	I
4/11/25 13:33	4/10/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		9	P	99	14.00	7		7	D
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Shuman Gregory M.	NJ	H	Portfoli	1	P	40	9.60	4	4	106	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	4	P	108	24.27	4	999%	5	D
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		3	P.m	49	6.12	8	209	12	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Staggs Dana	CO	O	P	2	P	5	18.42	0	5	6	D
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	2	P	166	8.29	20	79	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		2	P.m	400	10.05	40	20	235	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	11	P.m	153	2.57	60	4	1,574	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	1	P	41	13.80	3	9	35	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Castle Adam C	NJ	H	Portfoli	3	P	360	9.95	36	999%	38	D
4/8/25 13:29	4/8/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Austin Colby	TX	O	CFO,Trea	1	P	22	11.13	2	45	6	D
4/7/25 19:27	4/3/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kang Eric P	NJ	H	Portfoli	3	P	158	9.48	17	153	27	D
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	Dimartino Joseph S	NY	D		1	P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	Chief Ex	6	P	67	1.25	54	34	213	D
4/7/25 14:27	4/7/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	1	P	25	10.59	2	39	8	I
4/7/25 14:01	4/4/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	3	P	783	12.04	65	9	761	D
4/4/25 15:51	4/4/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	2	P	3	18.07	0	3	5	D
4/3/25 17:00	4/1/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		10	P.m	196	4.79	41	49	125	D
4/3/25 14:47	4/2/25	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Thrivent Financial For Lutherans	MN	T		2	P	35,000	25.00	1,400	28	6,400	D
4/2/25 13:40	3/31/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	6	P.m	187	11.30	17	15	128	M
4/2/25 11:39	4/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Melcher Joseph G	PA	O	VP,CCO,A	1	P	25	11.51	2		2	D
4/1/25 16:02	3/28/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	2	P	3,816	7.28	524	4	13,538	M
4/1/25 14:43	4/1/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	2	P	25	15.05	2	14	14	D
3/27/25 17:41	3/25/25	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Hayes Jerald Benjamin	WI	H	Investme	1	P	634	25.37	25		1	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		3	P	700	10.35	68	999%	69	I
3/27/25 11:54	3/25/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	O'Connor Caitlin	CA	H	Portfoli	1	P	1,262	6,010.8	0		0	D
3/26/25 17:00	3/24/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Paylor Ryan M	FL	H	Portfoli	3	P	55	2.69	21	80	46	D
3/26/25 16:22	5/6/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		10	P	66	20.39	3	18	21	D
3/26/25 16:00	3/24/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	27	P	82,723	4.74	17,464	27	82,937	D
3/25/25 12:49	3/21/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Shaffer John C.	NJ	D		1	P	500	10.27	49		49	D
3/24/25 17:37	3/7/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	5	P.m	1,726	16.11	107	346	138	D
3/24/25 16:57	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	Short Brandon	NJ	H	Portfoli	2	P.a	575	2,873.0	0		0	D
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Siffermann William A	IL	O	VP	2	P	7	11.34	1	82	1	D
3/21/25 18:55	3/21/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,CEO	2	P.m	214	8.55	25	184	39	D
3/21/25 17:33	10/23/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	2	P	125	24.54	5	15	40	D
3/20/25 16:01	3/18/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Gremp William	NY	D		2	P	86	4.29	20	36	75	D
3/20/25 14:18	3/20/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	5	P	75	22.53	3	32	14	D
3/18/25 19:20	3/17/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	D		1	P	1,500	9.68	155	98	312	I
3/18/25 16:35	3/18/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	3	P	143	8.63	17	27	77	D
3/18/25 15:34	3/18/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	4	P	20	11.56	2	23	9	D
3/18/25 12:06	3/17/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		5	P	38	22.32	2	25	8	D
3/17/25 18:50	3/14/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Wolfe Patrick	CA	O	COO	1	P.d	50	8.12	6	321	8	D
3/17/25 18:13	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	3	P.m	4,533	16.03	283	8	4,033	I
3/17/25 18:05	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	3	P.m	4,533	16.03	283	8	3,723	I
3/17/25 15:55	3/14/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	3	P	58	20.58	3	64	7	D
3/17/25 14:48	3/17/25	BCSF	Bain Capital Specialty Finance, Inc.		Fund	CEF	Closed-End Funds	Richer Clare Stack	MA	D		1	P	25	16.43	2	8	21	D
3/14/25 16:39	3/13/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	3	P	1,831	29.88	61	35	235	D
3/13/25 17:24	3/11/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Worrell August Daniel	CA	O	Co-Chief	2	P.d	217	8.68	25	294	34	D
3/13/25 17:21	3/12/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Mehring Jason	CA	O	P	2	P.d	61	8.89	7	44	22	D
3/13/25 16:35	3/13/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	De La Calle Luis	O5	D		2	P	107	14.63	7		7	D
3/13/25 12:49	3/12/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	7	P	2,168	14.51	150	748	170	D
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		3	P	36	12.89	3		3	D
3/11/25 19:05	3/7/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	3	P.m	71	46.82	2	137	3	D
3/11/25 17:00	3/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Erik Mervin	FL	OH	P	2	P	452	2.60	174	42	585	D
3/11/25 16:49	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Widra Howard	NY	D		2	P.a	880	12.57	70	21	400	I
3/11/25 09:36	3/10/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	3	P	15	2.23	7	62	17	D
3/10/25 17:21	3/6/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		3	P.m	271	11.53	24	14	194	D
3/10/25 16:52	3/10/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	9	P	126	31.63	4	11	41	D
3/10/25 16:05	3/6/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Temple Chris	NY	D		1	P	222	14.80	15	42	51	D
3/7/25 17:00	3/5/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Gelety John A	FL	D		1	P.m	8	2.54	3	47	9	D
3/7/25 16:34	3/7/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Grassi Craig Anthony	NY	O	Vice-P	2	P	19	24.96	1	1	74	I
3/7/25 16:14	8/30/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		3	P.m	41	9.26	4	9	57	D
3/7/25 16:05	3/6/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	8	P	405	20.19	20	242	28	D
3/6/25 16:22	3/5/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		4	P.m	213	16.27	13	999%	13	D
3/5/25 21:46	3/3/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	8	P.m	1,996	46.55	43	23	227	D
3/5/25 16:05	3/3/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Miller James Robert	NY	O	Co-P	1	P	933	23.32	40		40	D
2/25/25 16:15	2/24/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Pendo Mathew	CA	O	P	1	P	100	15.93	6	14	53	D
2/25/25 16:15	2/24/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Khanna Raghav	CA	O	Co-Chief	1	P	96	15.95	6		6	D
2/25/25 11:50	2/25/25	GCADX	Goldman Sachs Real Estate Diversified Income Fund		Fund	CEF	Closed-End Funds	Papadoulias John	NY	H	Portfoli	1	P	50	8.55	6		6	D
2/21/25 19:23	2/21/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	VP	7	P.m	164	8.88	18	3	596	D
2/21/25 09:51	2/20/25	EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund		Fund	CEF	Closed-End Funds	Quinton Keith	MA	H	Trustee	4	P	601	18.20	33	999%	34	D
2/20/25 13:10	2/18/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		3	P	3,792	25.05	151	6	2,840	D
2/19/25 18:57	2/18/25	LLIAX	Lord Abbett Flexible Income Fund		Fund	CEF	Closed-End Funds	Fapohunda Brooke	NJ	O	GC	1	P	100	10.00	10		10	D
2/19/25 18:56	2/18/25	LLIAX	Lord Abbett Flexible Income Fund		Fund	CEF	Closed-End Funds	Picciotto Mary Ann	NJ	O	Chief Co	1	P	100	10.00	10		10	D
2/19/25 18:54	2/18/25	LLIAX	Lord Abbett Flexible Income Fund		Fund	CEF	Closed-End Funds	Rocco Steven F	NJ	D		1	P	500	10.00	50		50	D
2/19/25 18:54	2/18/25	LLIAX	Lord Abbett Flexible Income Fund		Fund	CEF	Closed-End Funds	O'Brien Andrew H.	NJ	H	Portfoli	1	P	500	10.00	50		50	D
2/14/25 18:38	2/12/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Hirtler-Garvey Karin	NY	D		1	P	25	49.27	1	50	2	D
2/14/25 15:31	2/14/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		4	P	28	23.70	1	163	2	D
2/14/25 14:26	2/13/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		3	P	109	6.23	18	350	23	D
2/14/25 13:40	2/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	2	P	18	9.97	2	999%	2	D
2/14/25 13:29	5/17/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Bilkie Robert M	WI	D		2	P	11	9.29	1	40	4	M
2/14/25 11:37	2/12/25	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Laughlin Susan Watson	NY	D		1	P	7	24.96	0	16	2	D
2/13/25 16:05	2/11/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Bates Ann Torre	NY	D		1	P	137	22.75	6	19	38	D
2/13/25 15:23	2/11/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		1	P.m	24	48.81	1	50	2	D
2/12/25 12:44	1/24/25	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	Doyle Daniel Anthony	CA	D		2	P	9,322	10,024	1		0	D
2/7/25 16:04	2/5/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	7	P	37,029	10.21	3,627	205	5,394	D
1/31/25 14:39	1/30/25	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	Morgan Herbert William	CA	D		2	P	35	41.82	1	999%	1	D
1/31/25 12:27	5/1/24	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	Herman Thomas E	IL	O	VP,CFO	2	P.m	678	17.17	39	377	50	D
1/30/25 14:15	1/29/25	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Edil Begaiym	CO	OH	Deputy C	2	P	50	10.19	5	999%	5	D
1/29/25 16:06	1/27/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	2	P	150	18.97	8	35	30	D
1/28/25 17:09	1/24/25	XALFX	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Elsasser Robert W	WI	O	P	1	P.m	6,277	25.11	250		4	D
1/28/25 16:38	1/24/25	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	Christine Kyle Francis	CA	H	SEE REMA	2	P	100	10.24	10	999%	10	D
1/27/25 10:14	7/19/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		5	P.m	726	13.03	56	26	269	D
1/23/25 13:10	1/15/25	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Hunersen Thomas W	PA	D		1	P	88	17.67	5	500	6	D
1/23/25 13:10	1/22/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Osorio Alberto	O5	DO	P,CEO	1	P	203	13.53	15	14	125	I
1/23/25 12:56	1/22/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Impulsora Del Fondo Mexico, S.C.	O5	H	Investme	1	P	203	13.53	15	15	115	D
1/23/25 12:41	1/22/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	4	P	151	22.00	7	64	18	D
1/22/25 16:30	1/10/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Donovan William	ME	D		2	P	15	22.03	1	19	4	D
1/21/25 13:49	1/21/25	DHY	Credit Suisse High Yield Bond Fund		Fund	CEF	Closed-End Funds	Defelice Laura A	NY	OH	Trustee	2	P	240	2.46	98	592	114	D
1/21/25 10:55	1/17/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Dowden David	NY	H	Portfoli	1	P	49	14.92	3		3	D
1/17/25 16:37	1/17/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Little Harrison James	TX	O	EVP	1	P	65	13.04	5		5	D
1/17/25 16:26	1/16/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	8	P.m	4,421	21.31	207	188	318	D
1/17/25 11:44	1/15/25	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Distenfeld Gershon M	NY	O	VP	1	P	15	10.74	1	10	16	D
1/16/25 16:15	1/2/25	OACOX	Oneascent Capital Opportunities Fund		Fund	CEF	Closed-End Funds	Siverling John	AL	H	Adviser	1	P	51	10.10	5		0	D
1/16/25 10:00	1/15/25	CADCX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	Northwestern Mutual Life Insurance Co	WI	T		1	P	151,000	25.00	6,040		6,040	D
1/15/25 16:48	1/14/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	9	P	91	14.84	6		6	D
1/14/25 15:28	1/14/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	2	P	69	15.32	5		5	D
1/14/25 11:20	1/13/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Laby Arthur Blake	NY	D		1	P	25	7.56	3		3	D
1/13/25 16:16	1/9/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		9	P	12,936,902	143.01	90,460		520	I
1/13/25 15:24	12/31/24	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	4	P	564	15.68	36		35	D
1/13/25 13:59	2/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Mooney Edward Patrick Jr.	WI	D		2	P	515	22.39	23	46	73	D
1/10/25 18:07	4/19/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	2	P	2,000	10.48	191	86	414	D
1/10/25 12:44	1/8/25	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Toub Christopher M	IL	D		1	P	23	15.20	2	100	3	D
1/10/25 11:27	1/7/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		3	P	10	4.60	2	73	5	D
1/8/25 14:11	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	5	P	118	43.74	3	4	74	D
1/8/25 12:17	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	3	P	154	44.55	3	4	90	D
1/7/25 16:35	12/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Monachil Credit Income Fund	CT	DOT	P,CEO	1	P	201	10.05	20	2	1,209	D
1/6/25 15:43	1/3/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		3	P.m	24	20.08	1	15	9	D
1/6/25 15:26	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Law Lauren Kristen	NY	H	Sub-Advi	2	P	265	25.23	11		11	D
1/6/25 15:24	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Boger Maegan Gallagher	NY	H	Sub-Advi	2	P	530	25.28	21	999%	21	D
1/6/25 15:22	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Mohr Gretchen Mae	NY	H	Sub-Advi	2	P	530	25.30	21		21	D
1/6/25 12:50	12/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		3	P	2	1.84	1	76	2	D
1/6/25 10:13	1/3/25	CIK	Credit Suisse Asset Management Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Gerber Charles	NY	D		2	P	42	2.45	17		9	D
1/3/25 18:51	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	McCulloch Benjamin	IL	H	Secretar	1	P	1	25.00	0	6	1	D
1/3/25 16:16	1/3/25	FXBY	Foxby Corp.		Fund	CEF	Closed-End Funds	Winmill Woodworth Borst	NY	D		1	P	3	17.15	0		0	D
1/3/25 15:10	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Nechamkin Michael Bennett	NY	H	Sub-Advi	2	P	318	25.28	13		13	D
1/3/25 15:08	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gordon Andrew David	NY	H	Sub-Advi	2	P	530	25.21	21		21	I
1/3/25 15:05	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gleason Sean Michael	NY	H	Sub-Advi	2	P	106	25.26	4		4	D
1/3/25 15:03	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Octagon Credit Investors, LLC	NY	H	Sub-Advi	2	P	2,385	25.24	95		95	D
1/2/25 16:22	12/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Russell Grimaldi	NY	O	CCO,Secr	1	P	0	2.25	0	1	0	D
1/2/25 14:30	1/2/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Frost Gregory A	PA	O	See Rema	1	P	500	11.53	43		43	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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