Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
8/29/25 16:17	8/28/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Bouek Kirill	NY	O	Controll	1	P	3	15.67	0	23	1	D
8/29/25 14:09	8/29/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Virgilio Stephen	IL	H	Portfoli	1	S	-3	18.81	0		1	D
8/29/25 11:35	8/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	62	P.m	187	2.64	71	9	905	M
8/28/25 19:53	8/26/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Labe James	CA	DO	CEO	4	P.m	2,425	6.40	379	162	613	I
8/28/25 19:52	8/26/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P,CIO	4	P.m	2,425	6.40	379	128	675	I
8/27/25 20:08	8/25/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Great Elm Strategic Partnership I, LLC	MA	T		7	S.m	-2,245	11.08	-203		1,813	D
8/27/25 17:45	8/26/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		97	S.m	-54,675	17.32	-3,157		53,177	I
8/27/25 10:42	8/26/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	3	P	62	12.49	5	3	156	D
8/26/25 17:22	8/25/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Barrios Raymond	CA	O	MD	1	P	51	15.63	3	20	19	D
8/26/25 16:24	8/25/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	2	P	31	12.00	3	17	18	D
8/22/25 15:30	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		2	P	117	14.65	8	999%	8	D
8/22/25 12:32	8/19/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Lott Ronald M.	NY	D		1	S	-66	8.81	-8		30	D
8/22/25 10:35	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Nelson Blake	TX	O	CFO,Trea	1	P	9	44.92	0	67	1	D
8/21/25 16:16	8/18/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Nestor John G.	NY	D		1	S	-179	13.49	-13		15	D
8/21/25 16:14	8/20/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	DO	CFO	1	P	100	13.75	7	9	88	D
8/21/25 16:11	8/20/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	15	22.45	1	3	20	D
8/21/25 15:26	8/19/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		3	P.m	33	49.11	1	45	2	D
8/21/25 14:03	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	1	P	8	44.92	0	15	1	M
8/21/25 12:02	8/18/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	2	S	-1,029	9.88	-104		466	I
8/21/25 11:28	8/20/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Ziets Kevin L	IL	H	PORTFOLI	1	P	44	14.60	3		3	D
8/21/25 08:46	8/20/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Larrenaga Ryan Collins	MA	O	See Rema	1	P	3	33.04	0		0	D
8/20/25 17:24	8/20/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	3	P	928	12.37	75	10	836	D
8/20/25 17:20	8/20/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	2	P	25	12.31	2	24	10	I
8/20/25 16:20	8/15/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Adams Barbara	PA	D		1	P	66	17.51	4	13	33	I
8/20/25 11:04	8/18/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Calamos John P Sr	IL	O	Global C	1	P	277	10.02	28	0	5,766	I
8/19/25 16:11	8/18/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	1	P	30	17.39	2	16	12	D
8/18/25 16:52	6/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	1	P.m	17	49.25	0	13	3	D
8/18/25 16:05	8/15/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	1	P	221	14.19	16	45	50	D
8/18/25 14:38	8/14/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Shannon Kevin	NY	D		2	P	283	18.85	15	62	39	D
8/18/25 11:54	8/15/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Kahrer Mark G.	IL	D		2	P	24	12.02	2		2	D
8/18/25 10:53	8/14/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		6	P	28	5.33	5	98	11	D
8/15/25 19:19	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Hytha David	CA	O	CFO	1	P	50	10.00	5	14	41	D
8/15/25 16:48	2/10/25	RKMIX	Rockefeller Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Clark Casey Collins	NY	H	Presiden	1	P	50	20.16	2		2	D
8/15/25 16:39	8/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	3	P	26	9.87	3	273	4	D
8/15/25 15:37	8/13/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		1	P	50	10.03	5		5	I
8/15/25 15:28	8/14/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Pessah David	NY	O	CFO	1	P	60	17.72	3	170	5	D
8/14/25 17:06	8/13/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Metz Adam S	NY	D		1	P	499	17.67	28	58	77	I
8/14/25 17:02	8/14/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	1	S	-940	67.15	-14		82	D
8/14/25 12:52	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Miller David N	NY	D		1	P	177	17.69	10	82	22	I
8/13/25 16:15	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Day Jeff M.	NY	O	Co-P	1	P	100	17.70	6	46	18	I
8/13/25 16:14	8/13/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	2	S	-23	20.09	-1		6	I
8/13/25 15:18	8/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	1	P	5	10.57	0	1	46	D
8/13/25 12:51	8/13/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Weber Clifford John	CO	H	Trustee	1	P	13	5.53	2		2	D
8/13/25 11:26	8/11/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Binstock Joan	NY	D		1	P	100	17.68	6	17	39	I
8/13/25 10:45	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Occi Michael Jr.	NY	O	CEO	1	P	249	17.78	14	187	22	D
8/12/25 19:20	8/8/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Ocm Growth Holdings LLC	CA	T		2	S	-15,850	10.57	-1,500		8,780	D
8/12/25 18:24	8/11/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	1	P.m	124	8.53	15	1	1,531	D
8/12/25 18:08	8/8/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	15.78	3	0	1,072	D
8/12/25 16:05	8/11/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		1	P	266	10.23	26	13	232	M
8/12/25 11:09	8/8/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Cuniff Jill R.	CT	D		1	P	100	10.03	10		10	D
8/11/25 16:10	8/7/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	1	P	8	10.14	1	8	10	I
8/11/25 15:10	8/5/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Reit Todd	PA	D		2	P	3	7.25	0	11	4	D
8/11/25 14:56	8/11/25	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	FormerCh	2	S	-32	10.72	-3	-100	0	D
8/11/25 14:38	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Wardell-Smith Sara	CA	D		1	P	300	10.00	30		30	D
8/8/25 16:29	8/6/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Hitchen Kevin J	IL	O	VP	1	P	154	10.04	15		15	D
8/8/25 16:28	8/6/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	Bleichroeder LP	NY	T		1	P	16,000	25.27	633	86	1,368	I
8/8/25 16:16	8/7/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		2	P	5,580	24.93	224	15	1,759	D
8/7/25 16:56	8/6/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	Barry John F	FL	T		3	P	27,997	14.41	1,942	2	83,941	I
8/7/25 16:24	8/4/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	9	P.m	1	10.98	0	0	63	D
8/6/25 06:42	8/5/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Eldredge William	GA	O	Chief Co	1	P	25	13.10	2	188	3	D
8/5/25 16:42	8/4/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		1	P	18	0.7200	25	1	4,110	D
8/5/25 14:28	8/1/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Sievwright John P.	PA	D		2	P	11	4.52	3	125	5	D
8/4/25 11:50	8/1/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	3	P	10	14.16	1	3	28	D
8/1/25 16:15	7/31/25	BMASX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Pascucci Hope	NY	H	Trustee	1	P	500	15.23	33		33	D
8/1/25 10:01	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Vogelhut Ethan Sinclair Diamond	NY	H	See Rema	1	P	100	12.51	8		8	D
8/1/25 10:00	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		1	P	1,500	12.51	120	10	1,329	D
8/1/25 09:59	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	1	P	1,500	12.51	120	10	1,329	D
7/30/25 17:10	7/30/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	1	P	10	56.92	0	0	136	D
7/29/25 18:27	7/29/25	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	1	P	50	24.79	2		2	D
7/29/25 11:06	6/30/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	Sassine Victoria	CT	D		1	S	-32	29.17	-1		1	D
7/25/25 16:03	7/23/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Tyler Donald G	WI	D		2	S.m	-59	10.03	-6		10	D
7/25/25 10:54	4/25/25	PCOFX	Polen Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Stanley C. Moss Revocable Trust U/A Dtd 10/13/2015	FL	T		2	P	3,539	9.50	373	92	777	D
7/24/25 17:51	7/22/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kewjin Yuoh	NJ	H	Portfoli	1	S	-29	8.71	-3	-100	0	D
7/24/25 17:31	7/22/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	1	S	-98	9.77	-10	-100	0	D
7/23/25 17:06	7/22/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		2	P	4,540	24.97	182	6	3,022	D
7/21/25 16:09	7/18/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		1	P	18	7.25	3	14	20	D
7/21/25 15:21	7/17/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	5	P	316	12.63	25	83	55	D
7/21/25 14:37	7/17/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	Kocinski Chris	IL	H	Portfoli	1	P	44	7.40	6	40	21	D
7/18/25 16:30	7/16/25	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	1	S	-13,980	34.14	-410		711	M
7/17/25 18:04	7/17/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	DO	CEO	1	P	10	10.47	1	22	5	D
7/16/25 14:15	7/14/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		1	P	8	4.48	2	161	3	D
7/15/25 17:04	7/14/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Mason Peter Daniel Charles	NY	D		2	P	80	6.39	13		13	D
7/15/25 15:09	6/2/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Potti Bharath	CA	D		1	P	39	11.15	3		3	D
7/15/25 12:02	7/11/25	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	2	S	-31	3.83	-8	0	1,915	I
7/14/25 18:16	7/10/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	3	P	8,000	11.34	705	5	14,845	I
7/11/25 10:39	7/10/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Stuart	NJ	O	P	1	P	250	29.13	9		9	D
7/9/25 17:56	7/7/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	McCartney Kathleen Ann	CA	D		1	P	100	24.78	4		4	D
7/8/25 15:08	7/7/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Herman Thomas E	IL	O	VP,CFO	1	P	450	10.01	45		45	D
7/7/25 17:36	7/3/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Clark James Frederic	NY	H	Trustee	1	P	150	15.17	10		10	D
7/7/25 17:21	7/3/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Dufresne Daniel	IL	O	P	1	P	100	10.02	10	8	128	D
7/3/25 10:04	6/30/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Sell Moritz A	PA	D		3	P	28	6.59	4	145	7	D
7/2/25 16:41	6/30/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	2	P	1,670	7.38	226	2	13,701	M
7/2/25 14:13	6/30/25	PBLDX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Amg New York Holdings Corp.	MA	T		1	P	200	10.00	20		20	D
7/2/25 12:19	7/1/25	DSCRX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	Kelly-Jones John T	OH	D		1	P	115	10.55	11		11	D
7/1/25 18:15	6/30/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	D		1	P	500	9.72	51	16	364	I
7/1/25 17:06	6/27/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Basmadjian Lauren Michelle	NY	D		1	P	50	6.33	8	58	21	D
7/1/25 16:05	5/30/25	PMFLX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	Hall Gregory Weston	CA	H	SEE REMA	2	P	2,000	10.18	196	130	348	D
7/1/25 16:05	6/30/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Gero Deborah Ann	CA	D		1	P	34	13.70	3	13	22	D
7/1/25 15:57	6/30/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Grunewald Robert	WY	DOH	CEO	1	P	100	17.48	6	3	227	I
6/30/25 16:03	6/27/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		1	P	100	6.32	16	52	46	D
6/30/25 15:45	6/30/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	1	S	-86	11.92	-7	-100	0	D
6/30/25 14:07	6/26/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	2	P	64	9.75	7	2	302	D
6/30/25 11:14	6/26/25	GCV.H	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Dinsmore Thomas H	NY	D		1	P	250	10.00	25		25	D
6/27/25 17:10	6/27/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Morris Jesse E	TX	DO	EVP, COO	1	S	-2,078	59.37	-35		236	D
6/27/25 17:08	6/27/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Beauvais Jason B	TX	O	EVP,GC,S	1	S	-811	59.37	-14		182	D
6/27/25 16:24	6/27/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Sr. Advi	2	S.m	-920	12.83	-72		1,196	I
6/26/25 16:05	6/24/25	IQI	Invesco Quality Municipal Income Trust	MA	Fund	CEF	Closed-End Funds	O'Reilly Timothy M	GA	H	Portfoli	2	P	100	9.26	11		11	I
6/25/25 16:17	6/24/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Mehta Nishil	NY	DO	P,PEO	1	P	100	6.02	17	103	33	D
6/25/25 13:28	6/23/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Marra Joseph P.	NY	DO	P,Prin.	1	P	100	25.10	4	65	10	I
6/23/25 16:02	6/23/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	10	21.19	0	3	18	D
6/20/25 17:00	6/17/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Amster Howard	NY	DT		1	P	32	49.31	1	0	264	D
6/18/25 18:35	6/16/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	1	P.m	48	48.41	1	0	228	D
6/18/25 12:46	6/17/25	ACV	Virtus Diversified Income & Convertible Fund		Fund	CEF	Closed-End Funds	McDaniel Connie D	CT	D		4	P	21	16.42	1		1	D
6/17/25 17:59	6/17/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	1	P	9	24.62	0	1	41	D
6/16/25 16:49	6/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Vichness Shaul	NY	O	CFO,Trea	1	P	82	16.30	5	27	24	I
6/16/25 14:25	6/13/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	9	21.75	0	6	7	D
6/13/25 20:20	6/11/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		2	P.m	43	14.37	3	8	41	D
6/13/25 16:22	6/13/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Cohen Richard M	FL	D		3	P.m	200	11.03	18	694	21	D
6/11/25 16:35	6/11/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Little Harrison James	TX	O	EVP	1	P	62	12.36	5	100	10	D
6/9/25 17:00	6/5/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Mahajan Umesh	NY	O	Secretar	1	P.m	22	10.27	2	352	3	D
6/9/25 11:13	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Murray Elizabeth A.	NC	O	CFO,COO,	1	P	30	8.84	3	15	25	D
6/6/25 16:28	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		1	P	77	8.89	9	17	60	D
6/6/25 15:41	6/6/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Hassen Marissa	NY	O	Chief Ac	1	P	75	16.18	5	338	6	D
6/5/25 20:53	6/4/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Perry Chad	FL	D		1	P	20	10.58	2		2	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Follmann Christian	CA	O	COO	2	S	-14	17.83	-1		122	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Follmann Christian	CA	O	COO	2	P	14	17.83	1	1	122	D
6/5/25 10:34	5/21/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Linett Mat	NY	H	Senior M	1	P	48	15.92	3	56	8	D
6/4/25 08:22	6/3/25	JRS	Nuveen Real Estate Income Fund		Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	1	S	-8	7.86	-1	-100	0	D
6/3/25 19:07	5/30/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	1	P	2,000	10.48	191	192	290	I
6/3/25 16:21	5/30/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	2	P	251	14.62	17	67	43	D
6/3/25 08:09	6/2/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Parks Kevin	GA	H	Portfoli	1	P	13	12.83	1	21	6	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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