131 results

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y

11/22/24 19:25
11/20/24
CELFXCliffwater Enhanced Lending FundFundCEFClosed-End FundsGarcia Dominic JeromeNMD2P80010.9307373D
11/22/24 17:25
11/20/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsKlinsky Steven BNYD7P.m11,39311.2301,014129,525I
11/22/24 16:33
11/21/24
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsGabelli Mario JNYDHControl 13P140,73810.01014,06578215,865D
11/22/24 16:31
11/20/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee Rema2P.m29910.1303014237I
11/22/24 16:30
11/20/24
RANDRand Capital CorpFundCEFClosed-End FundsGusky Adam SamuelNYD1P.m616.1100128I
11/22/24 16:30
11/20/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEO2P.m29910.1303011311I
11/22/24 16:30
11/20/24
TSLXSixth Street Specialty Lending, Inc.FundCEFClosed-End FundsGraf MichaelTXOSee Rema1P2120.5301226D
11/22/24 16:01
11/20/24
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOO15P3775.0307551,691D
11/22/24 16:01
11/20/24
PSECProspect Capital CorpFundCEFClosed-End FundsBarry John FFLDOTCEO12P47,0824.9109,5811475,794D
11/22/24 14:14
11/20/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsLewin LanaNYD1P1020.45000D
11/22/24 14:12
11/20/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsHealy Douglas TaylorNYD1P1020.26011D
11/22/24 12:08
11/21/24
CIONCion Investment CorpFundCEFClosed-End FundsReisner Michael ANYDOCo-CB,Co2P1011.8701245D
11/22/24 11:34
11/21/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEO62P.m1692.1008114675M
11/21/24 18:10
11/20/24
VALFVariant Alternative Lending FundFundCEFClosed-End FundsZhu LisaWIHInvestme1P50125.050201D
11/21/24 16:50
11/19/24
SPMCSound Point Meridian Capital, Inc.FundCEFClosed-End FundsKetchum StephenNYDOCB3P.m46720.040234773D
11/21/24 15:56
11/19/24
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYT190S.m-130,52112.000-10,879164,735I
11/21/24 12:09
11/20/24
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsLawlor John JNYHPortfoli1P3915.79033D
11/21/24 11:58
11/21/24
CIONCion Investment CorpFundCEFClosed-End FundsRoman StephenNYOCCO,Secr1P511.5300411D
11/21/24 10:35
11/19/24
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT6P1160.6834017053,743D
11/20/24 15:12
11/19/24
GLVClough Global Dividend & Income FundFundCEFClosed-End FundsClough Charles JrMAHPerson a1P35.72011110D
11/19/24 17:50
11/19/24
BCPLBc Partners Lending CorpFundCEFClosed-End FundsGoldthorpe Edward J.NYDOP,CEO1P12521.57064150D
11/19/24 16:19
11/11/24
CGBDCarlyle Secured Lending, Inc.FundCEFClosed-End FundsJenkins Mark DavidNYD2P.m1,15816.5907028295D
11/19/24 15:02
11/18/24
TYTri-Continental CorpMDFundCEFClosed-End FundsTruscott William FMAOSVP1P13433.60044I
11/18/24 16:15
11/13/24
FPMYXFelicitas Private Markets FundFundCEFClosed-End FundsSmith Brian P.GAOP2P10020.41052D
11/18/24 16:14
11/18/24
ECCEagle Point Credit Co Inc.FundCEFClosed-End FundsOnorio Kenneth P.CTOCFO,COO1P908.990101767D
11/18/24 13:25
11/15/24
UTGReaves Utility Income FundFundCEFClosed-End FundsLegg JoellenCOD3P2932.5301463D
11/18/24 11:16
11/15/24
CIONCion Investment CorpFundCEFClosed-End FundsBreakstone Robert ANYD1P1111.3401813I
11/15/24 17:33
6/17/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsKnipper ThomasCTD1P2510.10020D
11/15/24 17:01
11/13/24
VFLAbrdn National Municipal Income FundMAFundCEFClosed-End FundsYao NancyPAD1P1110.63011D
11/15/24 16:38
11/8/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsByers Stephen RNCD1P.m1489.920155840D
11/14/24 18:46
11/12/24
CIONCion Investment CorpFundCEFClosed-End FundsBresner Gregg A.NYOP,CIO1P2311.4102360D
11/14/24 16:23
11/13/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsSavage Joseph JCTD1P.m889.280101960D
11/14/24 16:17
11/13/24
NAIFXNomura Alternative Income FundFundCEFClosed-End FundsRosa Katherine QuickNYHTrustee1P910.03011D
11/14/24 16:01
11/12/24
PSECProspect Capital CorpFundCEFClosed-End FundsVan Dask Kristin LeaNYOCFO,TREA1P654.2901517107M
11/14/24 13:34
11/14/24
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMED1P719.680057D
11/13/24 11:47
11/12/24
CIONCion Investment CorpFundCEFClosed-End FundsArestia CharlieNYOSee Rema1P911.39011621I
11/12/24 17:57
11/11/24
MSDLMorgan Stanley Direct Lending FundFundCEFClosed-End FundsFrank Bruce DNYD1P920.5000134I
11/12/24 16:30
8/3/22
MFICMidcap Financial Investment CorpFundCEFClosed-End FundsWidra HowardNYD1P.a26013.010206350D
11/12/24 14:40
11/7/24
FMNFederated Hermes Premier Municipal Income FundFundCEFClosed-End FundsDonahue Thomas RPAHTreasure2S-1812.300-10D
11/12/24 11:34
11/7/24
TSITcw Strategic Income Fund IncFundCEFClosed-End FundsTarica AndrewCAD2S.m-1255.060-25-1000I
11/8/24 17:48
11/8/24
CSWCCapital Southwest CorpFundCEFClosed-End FundsBattist ChristineTXD1P623.1300217D
11/8/24 16:16
11/6/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsKline JohnNYDOCEO,P,,D1P45410.9204213352D
11/7/24 19:20
11/7/24
NEANuveen Amt-Free Quality Municipal Income FundFundCEFClosed-End FundsHamilton Michael S.ILHPortfoli2P611.4001253I
11/7/24 16:25
11/7/24
CSWCCapital Southwest CorpFundCEFClosed-End FundsRogers-Windsor Ramona LynnTXD2P1823.7201516D
11/7/24 08:54
11/6/24
NVGNuveen Amt-Free Municipal Credit Income FundMAFundCEFClosed-End FundsLamb David JILOVP1P3712.44033I
11/6/24 16:57
11/4/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsWeinstein Adam B.NYDOEVP,CAO,1P48910.870459553D
11/6/24 16:55
11/4/24
NMFCNew Mountain Finance CorpFundCEFClosed-End FundsCorbett KrisNYOCFO,Trea1P2710.8503389I
11/6/24 16:18
11/5/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsKesslen Jay HNYOVice-P,C2P42.1502542D
11/6/24 15:44
11/4/24
TRINTrinity Capital Inc.FundCEFClosed-End FundsBrown Steve LouisAZDOExec CB1P25413.1201921,263D
11/6/24 15:43
11/4/24
TRINTrinity Capital Inc.FundCEFClosed-End FundsZacharia MichaelAZD1P1013.1501237D
11/5/24 18:20
11/4/24
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsSprauer ScottNYHPortfoli1S-1215.910-1-1000D
11/5/24 14:46
11/1/24
TRINTrinity Capital Inc.FundCEFClosed-End FundsBrown Kyle StevenAZDOCEO,P,CI1P10113.390811,027D
11/5/24 14:44
11/1/24
TRINTrinity Capital Inc.FundCEFClosed-End FundsEstes Ronald E.AZD3P5713.81041335D
11/4/24 19:04
10/31/24
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsRoman EmmanuelCAHSEE REMA1P1,00010.4809595I
11/1/24 13:54
10/30/24
CETCentral Securities CorpDEFundCEFClosed-End FundsHill John CNYDOCEO,P1P3746.8201170M
11/1/24 10:28
10/25/24
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End FundsEades ChrisNYHPortfoli1S-1,03444.000-2414D
10/31/24 13:52
10/31/24
ADXAdams Diversified Equity Fund, Inc.FundCEFClosed-End FundsNelson Jane MusserMDD1P2521.6901305I
10/30/24 15:19
10/29/24
BITBlackrock Multi-Sector Income TrustFundCEFClosed-End FundsHarris Stayce D.NYD29P816.84000D
10/29/24 16:20
10/21/24
SDHYPgim Short Duration High Yield Opportunities FundFundCEFClosed-End FundsCignarella RobertNJHPortfoli2P16616.5801012518D
10/29/24 12:01
10/25/24
STRUXStepstone Private Infrastructure FundFundCEFClosed-End FundsSittema Thomas KentNCD1P40012.5903245102I
10/29/24 10:14
10/28/24
ADXAdams Diversified Equity Fund, Inc.FundCEFClosed-End FundsEscherich Frederic AMDD2S.m-55521.800-2559D
10/25/24 10:39
10/24/24
CETCentral Securities CorpDEFundCEFClosed-End FundsO'Neill Andrew JNYOVP1P6246.0901286M
10/24/24 16:07
10/23/24
EIIAEagle Point Institutional Income FundFundCEFClosed-End FundsMajewski Thomas P.CTDOHCEO1P10024.96044D
10/21/24 18:12
10/17/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsSeizert Gerald LILDHTrustee1P1411.2801718M
10/21/24 16:16
10/17/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsStuebe Nancy E.ILDHTRUSTEE1P1811.2802336D
10/21/24 15:42
10/17/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsNyberg RonaldILDOTrustee1P4111.28043315D
10/21/24 14:35
10/17/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsMaitland Tracy VNYDOHCB,P,CEO1P14911.2801313D
10/21/24 11:17
10/17/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsBarnes Randall CILDHTrustee2P5111.8804680D
10/21/24 10:48
10/18/24
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsBuckley Gregory W.MDOE.VP1P2423.9801715D
10/21/24 09:44
10/17/24
KFKorea Fund IncMDFundCEFClosed-End FundsSippel Matthew JCTD1P.m4522.33022D
10/18/24 14:02
10/17/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsBlack DanielILDHTrustee1P1111.2801522D
10/18/24 12:05
10/17/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsHuang TonyNYOVP,Assis1P2611.2802329D
10/17/24 16:37
10/16/24
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsBates Shiloh RWYOChief In1P10019.03052427D
10/16/24 13:42
10/16/24
RQICohen & Steers Quality Income Realty Fund IncFundCEFClosed-End FundsKirschner MathewNYHPortfoli1P7514.02055D
10/15/24 14:02
10/11/24
GDV.MGabelli Dividend & Income TrustFundCEFClosed-End FundsAstorino Robert P.NYD1P510.00011D
10/15/24 12:31
10/11/24
GDV.MGabelli Dividend & Income TrustFundCEFClosed-End FundsMullady AgnesNYD1P10010.0001010D
10/15/24 06:01
10/11/24
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsRipp RyanWYOCFO,Trea2P15019.83084525D
10/9/24 12:21
9/19/24
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsKoudounis John S.ILDOVP4S-2,78511.120-251129D
10/8/24 17:22
10/4/24
BLEBlackrock Municipal Income Trust IIFundCEFClosed-End FundsSoccio PhillipNYHPortfoli2S-2812.310-2-1000D
10/7/24 12:57
9/27/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOTP,CEO2P40310.0404031,209D
10/7/24 12:57
9/30/24
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOTP,CEO2S-40310.040-401,209D
10/4/24 17:22
9/13/24
CCLFXCliffwater Corporate Lending FundFundCEFClosed-End FundsNesbitt Stephen LaneWIDOP,Intere1P5,00010.89045977,388I
10/4/24 16:33
1/11/24
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsAccettella ChristopherNYHPortfoli1P1815.1701414D
10/4/24 13:24
10/2/24
NAGRXNiagara Income Opportunities FundFundCEFClosed-End FundsBall George BradleyGATHFounder 4P45010.7204221062D
10/4/24 08:26
10/2/24
JEQAbrdn Japan Equity Fund, Inc.MDFundCEFClosed-End FundsDimartino RosePAD1P66.19011D
10/3/24 10:33
10/1/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims David CWIDOCFO,CCO,2P559.71063217D
10/2/24 15:11
10/1/24
RQICohen & Steers Quality Income Realty Fund IncFundCEFClosed-End FundsMaginnis Gerald J.NYD2S-3013.600-24D
10/2/24 14:42
9/16/24
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P1S-1977.580-26015,005I
10/2/24 11:57
10/1/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsBowen James AILDHOfficer 3P50014.9303432140D
10/2/24 08:57
10/1/24
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsMoschner Albin FILHTrustee1S-1758.770-2013D
10/1/24 17:20
1/26/23
BMNBlackrock 2037 Municipal Target Term TrustFundCEFClosed-End FundsDiorio JonathanNYOVP1P1325.00011D
9/30/24 15:36
9/27/24
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoli1P314.7000125D
9/27/24 20:38
9/26/24
HTGCHercules Capital, Inc.FundCEFClosed-End FundsBluestein ScottMAOCEO1S-1,95919.590-1002,161D
9/26/24 16:11
9/26/24
MXFMexico Fund IncFundCEFClosed-End FundsJanez ClaudiaO5D1P4015.46033D
9/25/24 16:29
9/23/24
OCCIOfs Credit Company, Inc.FundCEFClosed-End FundsEagle Point Credit Management LLCCTT5S.m-10424.150-447I
9/23/24 17:23
9/20/24
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsCaldwell Phyllis RCAD1P1616.0101814D
9/23/24 17:01
9/20/24
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsDakos AndrewNJDOP1S-513.740016I
9/23/24 14:37
9/23/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsClark DellaPAD1P186.3403518D
9/23/24 13:34
9/20/24
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD1P922.270068D
9/20/24 16:20
9/18/24
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsMetlife Investment Management, LLCNJT4P2,199,484126.70017,360520I
9/20/24 13:05
9/18/24
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsSchnabel Susan CTXD1P816.020096D
9/19/24 16:05
9/18/24
PIIVXPrivate Shares FundFundCEFClosed-End FundsMorgan Herbert WilliamCAD1P1540.32000D
9/19/24 16:01
9/17/24
PSECProspect Capital CorpFundCEFClosed-End FundsStark Eugene SNYD1P145.5003558D
9/18/24 16:19
9/16/24
TAKAXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsSecurian Asset Management, IncMNT1P13,60025.000544591,464I
9/18/24 14:24
9/17/24
RABrookfield Real Assets Income Fund Inc.FundCEFClosed-End FundsGuichard Justin CharlesNYHPortfoli1P10013.58077D
9/18/24 12:24
9/16/24
TAKIXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsPrincipal Life Insurance CoIAT1P10,00025.000400202,400D
9/18/24 11:21
9/16/24
NXGNxg Nextgen Infrastructure Income FundFundCEFClosed-End FundsAlban JohnTXDHTrustee1S-5141.330-1-1000D
9/17/24 09:15
9/16/24
GECCGreat Elm Capital Corp.FundCEFClosed-End FundsDrapkin Matthew ACTD1P959.920101874D
9/13/24 18:41
9/12/24
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsIvascyn Daniel JCATHSEE REMA1P3,15310.510300132,636D
9/13/24 13:27
9/11/24
FCRIXFs Credit Income FundFundCEFClosed-End FundsForman Michael C.PADOCEO4S-4,5578.520-535814I
9/11/24 13:59
9/10/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsO'Neil Brian StephenCAD1P5010.53059710D
9/10/24 17:00
9/6/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsTseng Philip MCADODir,P1P.m1369.0901512027D
9/10/24 16:21
9/9/24
TREIXThirdline Real Estate Income FundFundCEFClosed-End FundsEiben Lawrence ScottVADOPrincipa1P40010.1004040D
9/10/24 13:24
9/6/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims Luke EWIDOP,CEO1P199.58021289D
9/10/24 09:54
9/9/24
NXGNxg Nextgen Infrastructure Income FundFundCEFClosed-End FundsMullins AndreaTXD2P3841.30011D
9/9/24 17:10
9/5/24
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub Lawrence ENYDOCB6P.m3,29514.98022037,892I
9/9/24 17:07
9/5/24
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub DavidNYDOCEO6P.m3,29514.98022037,668I
9/6/24 17:59
9/3/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsNix Robert N.C. IIIPAD1P316.51055713M
9/6/24 15:02
9/5/24
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsEdil BegaiymCOOHDeputy C1P3010.17033D
9/3/24 20:10
8/29/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsVig RajneeshCADOCEO,CB1P2279.0902524131D
9/3/24 20:05
8/30/24
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End FundsDraut Eric JohnCAD1P.m189.1402456D
9/3/24 17:28
9/3/24
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBrock-Kyle AngelaILDHTrustee2P2915.6502476D
9/3/24 14:22
9/3/24
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsSchroder Us Holdings Inc.NYT1P1,00010.8409281,193D
9/3/24 14:21
9/3/24
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsHartford Funds Management Co LLCPATHSee Rema1P1,00010.8409281,193D
9/3/24 12:49
8/29/24
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsEichhorn Philip John DanielCOHPortfoli1P2010.15022D
8/29/24 16:30
8/27/24
OBDCBlue Owl Capital CorpFundCEFClosed-End FundsDalelio Edward HNYD1P3815.0203389D
8/29/24 12:58
9/13/22
FINSAngel Oak Financial Strategies Income Term TrustFundCEFClosed-End FundsAngel Oak Capital Partners Ii, LLCGAHGeneral 1S011.0000-1000D
8/27/24 16:30
8/26/24
OBDEBlue Owl Capital Corp IIIFundCEFClosed-End FundsWoolridge VictorNYD1P10014.64077D
8/27/24 14:47
8/23/24
AEFAbrdn Emerging Markets Equity Income Fund, Inc.MDFundCEFClosed-End FundsMaher BillPAD3P208.36021420I
8/27/24 10:15
8/26/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsBrennan Alice CNYD1P11.8401272D
8/26/24 14:58
8/22/24
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsPorter Rahn KPAD1P192.86077D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top

Contact