Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
10/14/25 17:25	10/13/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	1	P.m	31	14.67	2		2	D
10/14/25 16:14	8/21/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Oneglia Daniel	NY	O	Chief In	1	P	250	15.26	16		16	D
10/14/25 11:55	10/9/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		31	P.m	62,168	32.83	1,894	18	12,678	I
10/14/25 11:21	10/13/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Agdern Robert D	NY	D		1	P	16	42.11	0	33	2	D
10/14/25 10:13	10/10/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	61	P.m	185	2.63	70	8	941	M
10/14/25 09:32	10/10/25	FMY	First Trust Mortgage Income Fund		Fund	CEF	Closed-End Funds	Kadlec Thomas R	IL	D		1	P	3	12.20	0	28	1	D
10/8/25 14:34	10/6/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Binstock Joan	NY	D		2	P	250	17.04	15	42	50	I
10/7/25 16:30	10/6/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	Bass Robert J	NY	H	Trustee	1	P	100	26.63	4	22	21	D
10/6/25 15:37	10/6/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Mears Michael N	TX	D		1	P	122	12.24	10		10	D
10/6/25 13:29	10/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		2	P	15,738	24.90	632	39	2,263	D
10/3/25 11:57	9/2/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	6	P	1	11.59	0	0	41	D
10/3/25 09:16	10/1/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	Sassine Victoria	CT	D		1	P	25	29.27	1	79	2	D
10/2/25 16:57	10/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Beery Robin C	PA	D		2	P	100	12.91	8		4	D
10/2/25 13:26	9/30/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		1	P	13	5.79	2		2	D
10/2/25 13:10	10/1/25	LNPIX	Lincoln Partners Group Royalty Fund		Fund	CEF	Closed-End Funds	Partners Group (Usa) Inc.	NY	H	Subadvis	1	P	12,496	10.57	1,182		0	D
10/1/25 17:28	10/1/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	10	21.55	0	2	22	D
10/1/25 17:13	9/29/25	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		1	P	75	14.28	5	5	108	I
10/1/25 14:29	9/29/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	1	P	1,469	8.18	180	1	13,850	M
10/1/25 14:01	10/1/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	4	P	30	6.05	5	2	298	D
9/30/25 16:30	9/2/25	GGZ.E	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	2	P	11,501	10.00	1,150	43	3,811	D
9/30/25 16:30	9/30/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Magdol David L.	TX	O	P,CIO,SM	1	P	46	13.25	4	8	46	D
9/30/25 16:30	9/30/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Gilbert Cory	TX	O	CFO,Trea	2	P.m	32	13.84	2	112	4	D
9/30/25 16:29	9/26/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Malone Peter Gerald	PA	D		5	P	33	6.42	5	98	10	D
9/30/25 13:40	9/29/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Smith Rhonda Scott	TX	D		1	P	5	13.68	0	29	2	D
9/29/25 16:30	9/29/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Hyzak Dwayne L.	TX	DO	CEO,SMD	1	P	50	13.49	4	7	56	D
9/29/25 16:30	9/26/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Niemann John O. Jr.	TX	D		3	P	110	13.79	8	28	36	D
9/29/25 16:01	9/25/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	1	P	1,003	2.71	370	17	2,501	D
9/29/25 16:00	8/6/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	5	P	31,476	9.19	3,425	4	86,440	I
9/29/25 15:39	9/25/25	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Baird Gordon A	PA	D		1	P.m	8	20.43	0	413	1	D
9/26/25 16:30	9/25/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Walker Jeffrey B.	TX	D		1	P.m	50	13.55	4	22	21	D
9/25/25 16:55	9/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	2	P.m	29	48.63	1	23	3	D
9/25/25 16:32	9/24/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	1	P	21	17.18	1	4	33	D
9/25/25 14:23	9/25/25	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	1	P	37	20.46	2	3	62	I
9/25/25 13:24	9/23/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		3	P	15	6.07	2	63	6	D
9/24/25 21:30	9/24/25	ASPJX	Adams Street Private Equity Navigator Fund LLC		Fund	CEF	Closed-End Funds	Walker James Francis	NY	DO	P,CEO	1	P	250	10.67	23		23	D
9/23/25 13:40	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	Schafer Patrick	NY	DO	Chief In	1	P	10	12.33	1	7	13	D
9/23/25 13:39	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	Satoren Brandon	NY	O	CFO,Trea	1	P	12	12.35	1	90	2	D
9/22/25 16:26	9/22/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Austin Colby	TX	O	CFO,Trea	1	P	30	12.18	3	37	9	D
9/22/25 10:59	9/19/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	DO	CEO	1	P	5	11.23	0	8	6	D
9/19/25 16:22	9/19/25	MSFA	Aip Multi-Strategy Fund A		Fund	CEF	Closed-End Funds	Dennis Kathleen A	NY	D		1	P.e	1	604.50	0		0	D
9/19/25 15:29	9/17/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		2	P	17	6.37	3	1	196	D
9/19/25 11:05	9/17/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Chemidlin David B	NY	D		1	P	22	10.90	2	463	2	D
9/19/25 10:17	9/17/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Garcia Cuellar Maria Regina	O5	D		1	P	14	19.24	1		1	D
9/18/25 17:35	9/16/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		7	P.m	73	48.57	2	100	3	D
9/18/25 16:30	9/16/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		1	P	1,044	9.78	107	1	9,857	I
9/16/25 19:30	9/15/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		1	P	15	14.80	1	3	34	I
9/16/25 16:55	9/15/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Weinstein Adam B.	NY	DO	EVP,CAO,	1	P	499	10.03	50	8	652	D
9/16/25 16:47	9/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Vichness Shaul	NY	O	CFO,Trea	1	P	74	14.85	5	21	29	I
9/16/25 16:43	9/15/25	EDF	Virtus Stone Harbor Emerging Markets Income Fund		Fund	CEF	Closed-End Funds	McDaniel Connie D	CT	D		1	P	6	4.98	1		1	D
9/16/25 16:05	9/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		1	P	40	13.19	3	17	21	D
9/15/25 16:34	9/12/25	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	Bantwal Vivek	NY	O	Co-CEO	1	P	250	11.36	22		22	D
9/15/25 16:28	9/12/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		3	P.m	81	16.10	5	13	44	D
9/12/25 13:21	9/11/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP	1	P	9	10.82	1	80	2	D
9/10/25 18:52	9/9/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Roberts Andrea Colvin	NY	D		1	P	120	16.73	7	29	32	I
9/8/25 19:21	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Reed Scott A.	CA	D		1	P.m	554	9.23	60		60	M
9/5/25 16:34	9/3/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	1	P.m	29	48.30	1	0	229	D
9/5/25 16:01	9/3/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		1	P	6	18.12	0	4	10	I
9/5/25 12:52	9/4/25	BWG	Brandywineglobal-Global Income Opportunities Fund Inc		Fund	CEF	Closed-End Funds	Mason Peter Daniel Charles	NY	D		1	P	20	8.68	2		2	D
9/5/25 11:59	9/5/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	1	P	49	5.62	9	3	359	D
9/4/25 16:38	9/2/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Labe James	CA	DO	CEO	6	P.m	3,851	6.51	591	252	825	I
9/4/25 16:37	9/2/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P,CIO	6	P.m	3,851	6.51	591	200	887	I
8/29/25 16:17	8/28/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Bouek Kirill	NY	O	Controll	1	P	3	15.67	0	23	1	D
8/27/25 10:42	8/26/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	3	P	62	12.49	5	3	156	D
8/26/25 17:22	8/25/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Barrios Raymond	CA	O	MD	1	P	51	15.63	3	20	19	D
8/26/25 16:24	8/25/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	2	P	31	12.00	3	17	18	D
8/22/25 15:30	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		2	P	117	14.65	8	999%	8	D
8/22/25 10:35	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Nelson Blake	TX	O	CFO,Trea	1	P	9	44.92	0	67	1	D
8/21/25 16:14	8/20/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	DO	CFO	1	P	100	13.75	7	9	88	D
8/21/25 16:11	8/20/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	15	22.45	1	3	20	D
8/21/25 14:03	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	1	P	8	44.92	0	15	1	M
8/21/25 11:28	8/20/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Ziets Kevin L	IL	H	PORTFOLI	1	P	44	14.60	3		3	D
8/21/25 08:46	8/20/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Larrenaga Ryan Collins	MA	O	See Rema	1	P	3	33.04	0		0	D
8/20/25 17:24	8/20/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	2	P	613	12.26	50	6	836	D
8/20/25 17:20	8/20/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	1	P	13	12.20	1	11	10	I
8/20/25 16:20	8/15/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Adams Barbara	PA	D		1	P	66	17.51	4	13	33	I
8/20/25 11:04	8/18/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Calamos John P Sr	IL	O	Global C	1	P	277	10.02	28	0	5,766	I
8/19/25 16:11	8/18/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	1	P	30	17.39	2	16	12	D
8/18/25 16:05	8/15/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	1	P	221	14.19	16	45	50	D
8/18/25 14:38	8/14/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Shannon Kevin	NY	D		1	P	89	17.70	5	15	39	D
8/18/25 11:54	8/15/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Kahrer Mark G.	IL	D		2	P	24	12.02	2		2	D
8/18/25 10:53	8/14/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		1	P	8	3.93	2	133	4	D
8/15/25 19:19	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Hytha David	CA	O	CFO	1	P	50	10.00	5	14	41	D
8/15/25 16:48	2/10/25	RKMIX	Rockefeller Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Clark Casey Collins	NY	H	Presiden	1	P	50	20.16	2		2	D
8/15/25 16:39	8/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	2	P	18	9.87	2	95	4	D
8/15/25 15:37	8/13/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		1	P	50	10.03	5		5	I
8/15/25 15:28	8/14/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Pessah David	NY	O	CFO	1	P	60	17.72	3	170	5	D
8/14/25 17:06	8/13/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Metz Adam S	NY	D		1	P	499	17.67	28	58	77	I
8/14/25 12:52	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Miller David N	NY	D		1	P	177	17.69	10	82	22	I
8/13/25 16:15	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Day Jeff M.	NY	O	Co-P	1	P	100	17.70	6	46	18	I
8/13/25 16:10	3/20/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	1	P	7	18.59	0	7	6	D
8/13/25 15:18	8/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	1	P	5	10.57	0	1	46	D
8/13/25 12:51	8/13/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Weber Clifford John	CO	H	Trustee	1	P	13	5.53	2		2	D
8/13/25 10:45	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Occi Michael Jr.	NY	O	CEO	1	P	249	17.78	14	187	22	D
8/12/25 18:24	8/11/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	1	P.m	124	8.53	15	1	1,531	D
8/12/25 18:08	8/8/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	15.78	3	0	1,072	D
8/12/25 16:05	8/11/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		1	P	266	10.23	26	13	232	M
8/12/25 11:09	8/8/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Cuniff Jill R.	CT	D		1	P	100	10.03	10		10	D
8/11/25 16:10	8/7/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	1	P	8	10.14	1	8	10	I
8/11/25 15:28	8/7/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	P	600	9.88	61	15	466	D
8/11/25 14:38	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Wardell-Smith Sara	CA	D		1	P	300	10.00	30		30	D
8/8/25 16:29	8/6/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Hitchen Kevin J	IL	O	VP	1	P	154	10.04	15		15	D
8/8/25 16:28	8/6/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	Bleichroeder LP	NY	T		1	P	16,000	25.27	633	86	1,368	I
8/6/25 06:42	8/5/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Eldredge William	GA	O	Chief Co	1	P	25	13.10	2	188	3	D
8/5/25 16:42	8/4/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		1	P	18	0.7200	25	1	4,110	D
8/5/25 14:28	8/1/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Sievwright John P.	PA	D		2	P	11	4.52	3	125	5	D
8/4/25 11:50	8/1/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	1	P	4	14.36	0	1	28	D
8/1/25 16:15	7/31/25	BMASX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Pascucci Hope	NY	H	Trustee	1	P	500	15.23	33		33	D
8/1/25 10:01	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Vogelhut Ethan Sinclair Diamond	NY	H	See Rema	1	P	100	12.51	8		8	D
8/1/25 10:00	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		1	P	1,500	12.51	120	10	1,329	D
8/1/25 09:59	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	1	P	1,500	12.51	120	10	1,329	D
7/29/25 18:27	7/29/25	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	1	P	50	24.79	2		2	D
7/25/25 10:54	4/25/25	PCOFX	Polen Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Stanley C. Moss Revocable Trust U/A Dtd 10/13/2015	FL	T		2	P	3,539	9.50	373	92	777	D
7/23/25 17:06	7/22/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		1	P	714	25.05	29	1	3,022	D
7/21/25 16:09	7/18/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		1	P	18	7.25	3	14	20	D
7/21/25 15:21	7/17/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	3	P	189	12.59	15	38	55	D
7/21/25 14:37	7/17/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	Kocinski Chris	IL	H	Portfoli	1	P	44	7.40	6	40	21	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y