Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
11/24/25 12:42	11/21/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	61	P.m	188	2.63	71	8	973	M
11/24/25 11:11	11/21/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		46	P.m	55,552	36.01	1,543	12	14,929	I
11/21/25 16:30	11/20/25	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Schaltenbrand Nicole Frances Dubas	VA	O	CFO,Trea	1	P	10	20.16	0	15	4	D
11/21/25 16:16	11/19/25	FSSL	Fs Specialty Lending Fund		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	See Rema	3	P.m	828	13.79	60	26	295	I
11/21/25 16:11	11/20/25	OTF	Blue Owl Technology Finance Corp.		Fund	CEF	Closed-End Funds	Bissonnette Erik	NY	O	P	1	P	166	13.27	13	9	157	D
11/21/25 14:58	11/19/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P,CIO	7	P.m	4,001	6.34	631	105	1,231	I
11/21/25 14:58	11/19/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Labe James	CA	DO	CEO	7	P.m	4,001	6.34	631	118	1,166	I
11/21/25 12:12	11/21/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Khwaja-Dixon Sareena	CO	O	Assistan	2	P	5	5.46	1		1	D
11/21/25 10:07	11/19/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Miranda Kenneth M.	NY	D		1	P	28	14.10	2	8	27	I
11/21/25 09:28	11/19/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Weston Garret W.	CT	D		1	P	100	10.24	10		10	D
11/20/25 20:50	11/12/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Volpe John Paul	FL	D		1	P	7	6.95	1		1	D
11/20/25 19:00	11/7/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Steve Louis	AZ	DO	Exec CB	2	P	119	14.44	8	1	1,363	M
11/20/25 19:00	11/7/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		5	P.m	131	15.42	9	22	47	D
11/20/25 18:13	11/20/25	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	Sale Hillary A	NY	D		1	P	20	14.21	1		1	D
11/20/25 17:23	11/12/25	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	Iseman Andrew J	MO	D		3	P	323	40.42	8		5	D
11/20/25 16:30	11/18/25	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Stanley Robert J.	TX	DO	Co-CEO	1	P	209	20.85	10	67	25	D
11/20/25 13:42	9/2/25	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	6	P	30,295	9.98	3,036	50	9,145	D
11/19/25 17:40	11/19/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	1	P	295	11.81	25	3	861	D
11/19/25 17:21	11/18/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	1	P	294	11.75	25	50	75	D
11/19/25 17:05	11/17/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Zalenko Neal F.	WI	D		2	P.m	27	10.71	3	19	16	D
11/19/25 17:03	11/18/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Packer Craig	NY	DO	CEO	1	P	978	11.75	83	32	342	I
11/19/25 16:52	11/18/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	H	Chairman	10	P.m	1,827	24.98	73	5	1,617	D
11/18/25 18:41	11/17/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	28	P.m	1,490	14.50	103		103	D
11/18/25 17:17	11/17/25	NML	Neuberger Berman Energy Infrastructure & Income Fund Inc.		Fund	CEF	Closed-End Funds	Rachlin Douglas A.	NY	H	Portfoli	1	P	342	8.55	40	8	569	D
11/18/25 16:11	11/17/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Lombard Gerhard	CA	O	CFO	1	P	27	13.34	2	6	34	D
11/17/25 17:21	11/17/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Vichness Shaul	NY	O	CFO,Trea	2	P	145	14.53	10	42	34	I
11/17/25 16:10	11/13/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	DO	CFO	1	P	101	12.04	8	9	97	D
11/17/25 14:51	11/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	1	P	14	9.75	1	38	5	D
11/14/25 20:41	11/12/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Aronson Stuart D	FL	DO	CEO	1	P	97	6.92	14	39	50	D
11/14/25 20:40	11/13/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		1	P.m	195	6.89	28	13	249	I
11/14/25 17:22	11/12/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Jefferies John	TN	O	Chief Me	1	P	0	0.00	2	15	18	D
11/14/25 16:23	11/12/25	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	Greene Tucker	NY	O	See Rema	1	P	104	9.86	11		11	D
11/14/25 16:15	11/12/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Temple Chris	NY	D		1	P	96	12.03	8	16	59	D
11/13/25 16:30	11/11/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	Clark James Frederic	NY	H	Trustee	1	P	53	26.68	2		2	D
11/13/25 16:30	11/12/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Lee Eugene Weichih	NY	O	Co-Chief	1	P	101	15.37	7		7	D
11/13/25 10:52	11/11/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Hebert Michael Jeremiah	NJ	O	CFO	1	P	50	10.29	5		0	D
11/12/25 17:17	11/10/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Frank Bruce D	NY	D		1	P	10	16.41	1	16	4	I
11/12/25 16:15	11/10/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Weiler Melissa	NY	D		1	P	120	11.99	10	25	50	D
11/12/25 16:05	11/10/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Joseph Nelson	NY	O	PAO	1	P	18	11.84	2		2	D
11/12/25 13:55	11/7/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	1	P	5	50.70	0	0	74	M
11/12/25 13:26	11/10/25	PGZ	Principal Real Estate Income Fund		Fund	CEF	Closed-End Funds	Spahr Laton	CO	H	Presiden	1	P	103	10.35	10	39	36	D
11/12/25 10:31	11/11/25	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Alban John	TX	D		2	P	82	47.00	2		2	D
11/12/25 09:32	11/7/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	100	14.44	7	1	1,063	D
11/10/25 16:31	11/7/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	P,CIO	1	P	152	15.15	10	15	78	D
11/10/25 16:13	11/7/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Kaplan Matthew D	FL	O	CEO,P	1	P	150	7.64	20	16	142	D
11/7/25 17:07	11/6/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	1	P	284	14.22	20	24	103	I
11/7/25 09:40	11/5/25	VKQ	Invesco Municipal Trust	MA	Fund	CEF	Closed-End Funds	O'Reilly Timothy M	GA	H	Portfoli	1	P	50	9.62	5	94	11	I
11/5/25 16:23	11/3/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	English Christopher T.	NJ	H	Portfoli	1	P	100	10.24	10	87	21	D
11/5/25 10:54	11/3/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	4	P	2	11.93	0	0	41	D
11/4/25 17:32	11/3/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		1	P	107	17.77	6	8	79	D
11/4/25 16:15	11/3/25	XCPIX	Carlyle Alpinvest Private Markets Fund		Fund	CEF	Closed-End Funds	Pelgrift Elizabeth	NY	O	Assistan	1	P	50	15.50	3		3	I
11/4/25 15:58	10/31/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Solender Daniel S	NJ	H	Portfoli	1	P	100	10.25	10	9	116	D
11/4/25 13:05	11/3/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	Schneider Mary Lee	NJ	D		1	P	63	30.27	2		2	D
11/4/25 12:10	11/4/25	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	2	P	26	13.03	2		2	D
11/4/25 11:42	10/31/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		1	P.m	12	0.8200	15	0	8,241	D
11/4/25 10:54	10/31/25	FMY	First Trust Mortgage Income Fund		Fund	CEF	Closed-End Funds	Kadlec Thomas R	IL	D		2	P	9	12.09	1	86	2	D
11/4/25 10:28	10/31/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Watson Robert A.	MT	O	P	1	P	7	8.62	1	2	47	M
11/4/25 08:01	11/3/25	XCPIX	Carlyle Alpinvest Private Markets Fund		Fund	CEF	Closed-End Funds	O'Connor Joseph A.	NY	DO	P,PEO	2	P	754	13.08	58		58	D
11/3/25 21:59	11/3/25	XCPIX	Carlyle Alpinvest Private Markets Fund		Fund	CEF	Closed-End Funds	Juste Jennifer	NY	O	Chief Co	1	P	100	15.50	6		6	D
11/3/25 18:15	10/31/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Schnabel Michael Kort	NY	O	CEO	1	P	265	20.39	13	87	28	D
11/3/25 17:01	11/1/25	LNPIX	Lincoln Partners Group Royalty Fund		Fund	CEF	Closed-End Funds	Partners Group (Usa) Inc.	NY	H	Subadvis	2	P	17,496	10.48	1,670		0	D
10/31/25 17:50	10/29/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hall Gregory Weston	CA	H	SEE REMA	1	P	250	10.47	24	16	173	I
10/31/25 16:06	10/31/25	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	Moody Garry L	NY	D		1	P	150	11.07	14		14	D
10/29/25 18:03	10/28/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	CEO	3	P.m	4,753	9.17	518	24	2,649	D
10/29/25 16:16	10/27/25	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		1	P	6	6.06	1	29	4	D
10/27/25 16:08	10/24/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Law Lauren Kristen	NY	H	Sub-Advi	1	P	100	5.01	20		20	D
10/27/25 14:10	10/23/25	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Rhame Joseph Burns III	NJ	H	Officer	2	P	204	37.80	5	66	14	D
10/24/25 14:34	9/29/25	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DOT	P,CEO	1	P	260	9.97	26	2	1,210	D
10/22/25 20:12	10/20/25	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	1	P.m	124	15.53	8	9	96	D
10/22/25 20:08	10/20/25	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Desai Ujjaval	NY	DO	CEO	1	P.m	310	15.50	20	34	79	D
10/21/25 17:50	10/17/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	1	P	22	10.75	2	1	305	D
10/20/25 17:30	10/17/25	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	1	P	0	8.27	0	0	6	D
10/17/25 16:51	10/15/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		1	P	2,147,484	85.90	25,000		0	I
10/17/25 13:49	10/15/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	1	P.m	104	10.59	10	4	238	D
10/17/25 10:04	10/15/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Ajmera Radhika	PA	D		2	P	12	8.59	1	86	3	D
10/14/25 16:14	8/21/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Oneglia Daniel	NY	O	Chief In	1	P	250	15.26	16		16	D
10/14/25 11:21	10/13/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Agdern Robert D	NY	D		1	P	16	42.11	0	33	2	D
10/8/25 14:34	10/6/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Binstock Joan	NY	D		1	P	150	16.64	9	22	50	I
10/7/25 16:30	10/6/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	Bass Robert J	NY	H	Trustee	1	P	100	26.63	4	22	21	D
10/6/25 15:37	10/6/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Mears Michael N	TX	D		1	P	122	12.24	10		10	D
10/6/25 13:29	10/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		1	P	12,550	24.90	504	29	2,263	D
10/3/25 09:16	10/1/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	Sassine Victoria	CT	D		1	P	25	29.27	1	79	2	D
10/2/25 16:57	10/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Beery Robin C	PA	D		2	P	100	12.91	8		4	D
10/2/25 13:26	9/30/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		1	P	13	5.79	2		2	D
10/1/25 17:28	10/1/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	10	21.55	0	2	22	D
10/1/25 17:13	9/29/25	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		1	P	75	14.28	5	5	108	I
10/1/25 14:29	9/29/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	1	P	1,469	8.18	180	1	13,850	M
10/1/25 14:01	10/1/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	4	P	30	6.05	5	2	298	D
9/30/25 16:30	9/30/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Magdol David L.	TX	O	P,CIO,SM	1	P	46	13.25	4	8	46	D
9/30/25 16:30	9/30/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Gilbert Cory	TX	O	CFO,Trea	2	P.m	32	13.84	2	112	4	D
9/30/25 16:29	9/26/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Malone Peter Gerald	PA	D		5	P	33	6.42	5	98	10	D
9/30/25 13:40	9/29/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Smith Rhonda Scott	TX	D		1	P	5	13.68	0	29	2	D
9/29/25 16:30	9/29/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Hyzak Dwayne L.	TX	DO	CEO,SMD	1	P	50	13.49	4	7	56	D
9/29/25 16:30	9/26/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Niemann John O. Jr.	TX	D		3	P	110	13.79	8	28	36	D
9/29/25 16:00	9/25/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	4	P	6,476	2.67	2,425	3	86,440	D
9/29/25 15:39	9/25/25	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Baird Gordon A	PA	D		1	P.m	8	20.43	0	413	1	D
9/26/25 16:30	9/25/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	Walker Jeffrey B.	TX	D		1	P.m	50	13.55	4	22	21	D
9/25/25 16:55	9/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	1	P	12	47.75	0	8	3	D
9/25/25 16:32	9/24/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Bates Shiloh R	WY	O	Chief In	1	P	21	17.18	1	4	33	D
9/25/25 14:23	9/25/25	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	1	P	37	20.46	2	3	62	I
9/25/25 13:24	9/23/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		1	P	12	5.82	2		2	D
9/24/25 21:30	9/24/25	ASPJX	Adams Street Private Equity Navigator Fund LLC		Fund	CEF	Closed-End Funds	Walker James Francis	NY	DO	P,CEO	1	P	250	10.67	23		23	D
9/23/25 13:40	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	Schafer Patrick	NY	DO	Chief In	1	P	10	12.33	1	7	13	D
9/23/25 13:39	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	Satoren Brandon	NY	O	CFO,Trea	1	P	12	12.35	1	90	2	D
9/22/25 16:26	9/22/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Austin Colby	TX	O	CFO,Trea	1	P	30	12.18	3	37	9	D
9/22/25 10:59	9/19/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	DO	CEO	1	P	5	11.23	0	8	6	D
9/19/25 16:22	9/19/25	MSFA	Aip Multi-Strategy Fund A		Fund	CEF	Closed-End Funds	Dennis Kathleen A	NY	D		1	P.e	1	604.50	0		0	D
9/19/25 15:29	9/17/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		1	P	7	2.79	3	4	60	D
9/19/25 11:05	9/17/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Chemidlin David B	NY	D		1	P	22	10.90	2	463	2	D
9/19/25 10:17	9/17/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Garcia Cuellar Maria Regina	O5	D		1	P	14	19.24	1		1	D
9/18/25 17:35	9/16/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		4	P.m	40	48.13	1	38	3	D
9/18/25 16:30	9/16/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		1	P	1,044	9.78	107	1	9,857	I
9/16/25 19:30	9/15/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		1	P	15	14.80	1	3	34	I
9/16/25 16:55	9/15/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Weinstein Adam B.	NY	DO	EVP,CAO,	1	P	499	10.03	50	8	652	D
9/16/25 16:43	9/15/25	EDF	Virtus Stone Harbor Emerging Markets Income Fund		Fund	CEF	Closed-End Funds	McDaniel Connie D	CT	D		1	P	6	4.98	1		1	D
9/16/25 16:05	9/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		1	P	40	13.19	3	17	21	D
9/15/25 16:34	9/12/25	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	Bantwal Vivek	NY	O	Co-CEO	1	P	250	11.36	22		22	D
9/12/25 13:21	9/11/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP	1	P	9	10.82	1	80	2	D
9/10/25 18:52	9/9/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Roberts Andrea Colvin	NY	D		1	P	120	16.73	7	29	32	I
9/8/25 19:21	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Reed Scott A.	CA	D		1	P.m	554	9.23	60		60	M
9/5/25 16:34	9/3/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	1	P.m	29	48.30	1	0	229	D
9/5/25 16:01	9/3/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		1	P	6	18.12	0	4	10	I
9/5/25 12:52	9/4/25	BWG	Brandywineglobal-Global Income Opportunities Fund Inc		Fund	CEF	Closed-End Funds	Mason Peter Daniel Charles	NY	D		1	P	20	8.68	2		2	D
9/5/25 11:59	9/5/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	1	P	49	5.62	9	3	359	D
8/29/25 16:17	8/28/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Bouek Kirill	NY	O	Controll	1	P	3	15.67	0	23	1	D
8/27/25 10:42	8/26/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	3	P	62	12.49	5	3	156	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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